Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DreamWorks Animation SKG, Inc.DWA · Entity 17230 | Director | November 02, 2007 | November 06, 2007 |
| Groupon, Inc.GRPN · Entity 5174 | Director | February 15, 2012 | February 17, 2012 |
| STARBUCKS CORPSBUX · Entity 2886 | Director · interim ceo | May 12, 2022 | May 16, 2022 |
| STARBUCKS CORPSBUX · Entity 17691 | Director · Chmn & Chief Global Strategist | February 17, 2004 | February 19, 2004 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DreamWorks Animation SKG, Inc.
Report date November 02, 2007 · Filed November 06, 2007
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 111,138 |
Reported balance
After 2007-11-02 transaction · row 1
1 source rowRow 1 · 2007-11-02 · Grant · Acquired 4,781 · Balance 111,138 F1: Award of restricted stock units ("RSUs") granted to Mr. Schultz pursuant to DreamWorks Animation SKG, Inc.'s 2004 Omnibus Incentive Compensation Plan. The RSUs vest on the earlier to occur of (i) one year from the date of the grant and (ii) a change in control. The RSUs will be settled by the delivery of shares of Class A Common Stock only at the time that Mr. Schultz leaves the Board of Directors (assuming the shares are vested at such time). |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $31.37 · Expires 2017-11-02 | Direct | 3,622 |
Reported balance
After 2007-11-02 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2007-11-02 · Grant · Acquired 3,622 · Balance 3,622 F2: Award of stock appreciation rights granted to Mr. Schultz pursuant to DreamWorks Animation SKG, Inc.'s 2004 Omnibus Incentive Compensation Plan. The stock appreciation rights are fully vested on the grant date and expire on the tenth anniversary of their grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Award of restricted stock units ("RSUs") granted to Mr. Schultz pursuant to DreamWorks Animation SKG, Inc.'s 2004 Omnibus Incentive Compensation Plan. The RSUs vest on the earlier to occur of (i) one year from the date of the grant and (ii) a change in control. The RSUs will be settled by the delivery of shares of Class A Common Stock only at the time that Mr. Schultz leaves the Board of Directors (assuming the shares are vested at such time).
F2: Award of stock appreciation rights granted to Mr. Schultz pursuant to DreamWorks Animation SKG, Inc.'s 2004 Omnibus Incentive Compensation Plan. The stock appreciation rights are fully vested on the grant date and expire on the tenth anniversary of their grant date.
Groupon, Inc.
Report date February 15, 2012 · Filed February 17, 2012
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock Unit (Right to Receive)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 1,281.394 |
Reported balance
After 2012-02-15 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2012-02-15 · Grant · Acquired 1,281.394 · Balance 1,281.394 F4: Mr. Schultz has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Groupon's Class A common stock (or, in the sole discretion of Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Schultz has elected to receive DSUs in lieu of the annual retainer fees payable for services on Groupon's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. |
| Class A Common StockSEC Table I · non-derivative | Direct | 633,112 |
Reported balance
Holding disclosure · report date 2012-02-15 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 633,112 |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 1,134,538 |
Reported balance
Holding disclosure · report date 2012-02-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,134,538 F1: The shares of Class A Common Stock reported in this line are held by Maveron Equity Partners IV, L.P. Mr. Schultz has an economic membership interest in, but is not a manager of, Maveron General Partner IV LLC, the general partner of Maveron Equity Partners IV, L.P. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 94,966 |
Reported balance
Holding disclosure · report date 2012-02-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 94,966 F2: The shares of Class A Common Stock reported in this line are held by MEP Associates IV, L.P. Mr. Schultz is a limited partner of MEP Associates IV, L.P. and has an economic membership interest in, but is not a manager of, Maveron General Partner IV LLC, the general partner of MEP Associates IV, L.P. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 36,720 |
Reported balance
Holding disclosure · report date 2012-02-15 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 36,720 F3: The shares of Class A Common Stock reported in this line are held by Maveron IV Entrepreneurs' Fund, L.P. Mr. Schultz has an economic membership interest in, but is not a manager of, Maveron General Partner IV LLC, the general partner of Maveron IV Entrepreneurs' Fund, L.P. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.90 · Expires 2021-01-01 | Direct | 120,000 |
Reported balance
Holding disclosure · report date 2012-02-15 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 120,000 F5: One-fourth of the stock options reported on this line vested on February 1, 2011. The remaining stock options reported on this line will vest in equal installments on May 31, 2012, May 31, 2013 and May 31, 2014, subject to Mr. Schultz's continued service on the Board of Directors through each vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of Class A Common Stock reported in this line are held by Maveron Equity Partners IV, L.P. Mr. Schultz has an economic membership interest in, but is not a manager of, Maveron General Partner IV LLC, the general partner of Maveron Equity Partners IV, L.P.
F2: The shares of Class A Common Stock reported in this line are held by MEP Associates IV, L.P. Mr. Schultz is a limited partner of MEP Associates IV, L.P. and has an economic membership interest in, but is not a manager of, Maveron General Partner IV LLC, the general partner of MEP Associates IV, L.P.
F3: The shares of Class A Common Stock reported in this line are held by Maveron IV Entrepreneurs' Fund, L.P. Mr. Schultz has an economic membership interest in, but is not a manager of, Maveron General Partner IV LLC, the general partner of Maveron IV Entrepreneurs' Fund, L.P.
F4: Mr. Schultz has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Groupon's Class A common stock (or, in the sole discretion of Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Schultz has elected to receive DSUs in lieu of the annual retainer fees payable for services on Groupon's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested.
F5: One-fourth of the stock options reported on this line vested on February 1, 2011. The remaining stock options reported on this line will vest in equal installments on May 31, 2012, May 31, 2013 and May 31, 2014, subject to Mr. Schultz's continued service on the Board of Directors through each vesting date.
STARBUCKS CORP
Report date May 12, 2022 · Filed May 16, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 19,606,960 |
Reported balance
After 2022-05-12 transaction · row 1
1 source rowRow 1 · 2022-05-12 · Purchase · Acquired 72,500 · Balance 19,606,960 F1: This transaction was executed in multiple trades at prices ranging from $68.46 to $69.20. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. |
| Common StockSEC Table I · non-derivative | Indirectby Family Owned LLC #1 | 1,509,588 |
Reported balance
Holding disclosure · report date 2022-05-12 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,509,588 |
| Common StockSEC Table I · non-derivative | Indirectby Family Owned LLC #2 | 678,990 |
Reported balance
Holding disclosure · report date 2022-05-12 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 678,990 |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $68.46 to $69.20. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
STARBUCKS CORP
Report date February 17, 2004 · Filed February 19, 2004
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Put Equivalent Position (Right to Sell)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2007-03-16 | Direct | 3,378,082 |
Reported balance
After 2004-02-17 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2004-02-17 · Other · Acquired 3,378,082 · Balance 3,378,082 F1: See Exhibit 99 |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 02, 2013 Filed Aug 6, 2013 18:30 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 378,000 | $27.32 | $10,326,960.00 |
DisclosureSEC source: 0001127602-13-024601 · form4.xml · nonDerivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,958,169 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2013 Filed May 17, 2013 18:15 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 500,000 | $0.00 Strike: $27.32 | $0.00 |
DisclosureSEC source: 0001127602-13-017473 · form4.xml · derivative · entry 4 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires 2014-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option representing a right to purchase a total of 1,000,000 shares became exercisable in one increment of 333,334 shares on October 1, 2005, and in two increments of 333,333 shares each on October 1, 2006 and October 1, 2007. Read SEC document |
| May 15, 2013 Filed May 17, 2013 18:15 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 500,000 | $63.89 | $31,943,150.00 |
DisclosureSEC source: 0001127602-13-017473 · form4.xml · nonDerivative · entry 2 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,580,169 F1 · price: This transaction was executed in multiple trades at prices ranging from $63.76 to $64.1896. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each seaprate price. Read SEC document |
| May 15, 2013 Filed May 17, 2013 18:15 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 500,000 | $27.32 | $13,660,000.00 |
DisclosureSEC source: 0001127602-13-017473 · form4.xml · nonDerivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,080,169 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 06, 2013 Filed Mar 7, 2013 18:23 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 900,000 | $57.18 | $51,458,310.00 |
DisclosureSEC source: 0001127602-13-009970 · form4.xml · nonDerivative · entry 3 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,580,169 F2 · price: This transaction was executed in multiple trades at prices ranging from $57.03 to $57.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 05, 2013 Filed Mar 7, 2013 18:23 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 100,000 | $56.68 | $5,668,460.00 |
DisclosureSEC source: 0001127602-13-009970 · form4.xml · nonDerivative · entry 2 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,480,169 F1 · price: This transaction was executed in multiple trades at prices ranging from $56.65 to $56.722. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 21, 2012 Filed Dec 26, 2012 18:02 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock Units · Derivative | 3,394,184 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-067175 · rrd364854.xml · derivative · entry 4 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,394,184 shares Expires 2012-12-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The applicable deferral period for the Common Stock Units held under the Issuer's 1997 Deferred Stock Plan terminated on December 21, 2012 and each Common Stock Unit was then automatically converted into one share of Common Stock and issued pursuant to the terms of such plan. F3 · derivative.exercise_price: Each Common Stock Unit is the economic equivalent of one share of the Issuer's Common Stock. Read SEC document |
| December 21, 2012 Filed Dec 26, 2012 18:02 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 2,206,219 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-067175 · rrd364854.xml · nonDerivative · entry 2 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,630,169 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The applicable deferral period for the Common Stock Units held under the Issuer's 1997 Deferred Stock Plan terminated on December 21, 2012 and each Common Stock Unit was then automatically converted into one share of Common Stock and issued pursuant to the terms of such plan. Read SEC document |
| December 21, 2012 Filed Dec 26, 2012 18:02 UTC | STARBUCKS CORP SBUX · Entity 2886 | Tax withholdingCommon Stock | 1,187,965 | $53.60 | $63,674,924.00 |
DisclosureSEC source: 0001181431-12-067175 · rrd364854.xml · nonDerivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,423,950 F1 · security: The applicable deferral period for the Common Stock Units held under the Issuer's 1997 Deferred Stock Plan terminated on December 21, 2012 and each Common Stock Unit was then automatically converted into one share of Common Stock and issued pursuant to the terms of such plan. F2 · security: Shares withheld by the Issuer to satisfy tax withholding obligations upon conversion of the Common Stock Units into shares of Common Stock; not an open market transaction. Read SEC document |
| December 14, 2012 Filed Mar 7, 2013 18:23 UTC | STARBUCKS CORP SBUX · Entity 2886 | GiftCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-009970 · form4.xml · nonDerivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,373,950 Read SEC document |
| December 13, 2012 Filed Dec 14, 2012 18:59 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $8.64 | $0.00 |
DisclosureSEC source: 0001127602-12-034026 · form4.xml · derivative · entry 7 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2018-11-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option representing a right to buy 2,714,947 shares, became exercisable in three increments of 678,737 shares each on November 17, 2009, November 17, 2010 and November 17, 2011, and one increment of 678,736 shares on November 17, 2012. The option expires on November 17, 2018. Read SEC document |
| December 13, 2012 Filed Dec 14, 2012 18:59 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 75,000 | $54.17 | $4,062,720.00 |
DisclosureSEC source: 0001127602-12-034026 · form4.xml · nonDerivative · entry 4 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,423,950 F2 · price: This transaction was executed in multiple trades at prices ranging from $54.11 to $54.2530. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 13, 2012 Filed Dec 14, 2012 18:59 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 75,000 | $8.64 | $648,000.00 |
DisclosureSEC source: 0001127602-12-034026 · form4.xml · nonDerivative · entry 3 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,498,950 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2012 Filed Dec 14, 2012 18:59 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 535,883 | $0.00 Strike: $8.64 | $0.00 |
DisclosureSEC source: 0001127602-12-034026 · form4.xml · derivative · entry 6 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 535,883 shares Expires 2018-11-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option representing a right to buy 2,714,947 shares, became exercisable in three increments of 678,737 shares each on November 17, 2009, November 17, 2010 and November 17, 2011, and one increment of 678,736 shares on November 17, 2012. The option expires on November 17, 2018. Read SEC document |
| December 12, 2012 Filed Dec 14, 2012 18:59 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 535,883 | $53.85 | $28,859,443.08 |
DisclosureSEC source: 0001127602-12-034026 · form4.xml · nonDerivative · entry 2 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,423,950 F1 · price: This transaction was executed in multiple trades at prices ranging from $53.73 to $54.07. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 12, 2012 Filed Dec 14, 2012 18:59 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 535,883 | $8.64 | $4,630,029.12 |
DisclosureSEC source: 0001127602-12-034026 · form4.xml · nonDerivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,959,833 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2012 Filed Dec 11, 2012 20:37 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 434,655 | $0.00 Strike: $8.64 | $0.00 |
DisclosureSEC source: 0001127602-12-033574 · form4.xml · derivative · entry 11 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 685,883 Underlying: Common Stock · 434,655 shares Expires 2018-11-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option representing a right to buy 2,714,947 shares, became exercisable in three increments of 678,737 shares each on November 17, 2009, November 17, 2010 and November 17, 2011, and one increment of 678,736 shares on November 17, 2012. The option expires on November 17, 2018. Read SEC document |
| December 11, 2012 Filed Dec 11, 2012 20:37 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 434,655 | $53.26 | $23,151,420.45 |
DisclosureSEC source: 0001127602-12-033574 · form4.xml · nonDerivative · entry 7 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,423,950 F3 · price: This transaction was executed in multiple trades at prices ranging from $53.16 to $53.4421. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 11, 2012 Filed Dec 11, 2012 20:37 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 434,655 | $8.64 | $3,755,419.20 |
DisclosureSEC source: 0001127602-12-033574 · form4.xml · nonDerivative · entry 6 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,858,605 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 10, 2012 Filed Dec 11, 2012 20:37 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 396,798 | $0.00 Strike: $8.64 | $0.00 |
DisclosureSEC source: 0001127602-12-033574 · form4.xml · derivative · entry 10 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,120,538 Underlying: Common Stock · 396,798 shares Expires 2018-11-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option representing a right to buy 2,714,947 shares, became exercisable in three increments of 678,737 shares each on November 17, 2009, November 17, 2010 and November 17, 2011, and one increment of 678,736 shares on November 17, 2012. The option expires on November 17, 2018. Read SEC document |
| December 10, 2012 Filed Dec 11, 2012 20:37 UTC | STARBUCKS CORP SBUX · Entity 2886 | GiftCommon Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-033574 · form4.xml · nonDerivative · entry 5 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,423,950 Read SEC document |
| December 10, 2012 Filed Dec 11, 2012 20:37 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 396,798 | $53.11 | $21,072,473.63 |
DisclosureSEC source: 0001127602-12-033574 · form4.xml · nonDerivative · entry 4 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,623,950 F2 · price: This transaction was executed in multiple trades at prices ranging from $52.90 to $53.6150. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 10, 2012 Filed Dec 11, 2012 20:37 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 396,798 | $8.64 | $3,428,334.72 |
DisclosureSEC source: 0001127602-12-033574 · form4.xml · nonDerivative · entry 3 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,020,748 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2012 Filed Dec 11, 2012 20:37 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 562,611 | $0.00 Strike: $8.64 | $0.00 |
DisclosureSEC source: 0001127602-12-033574 · form4.xml · derivative · entry 9 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,517,336 Underlying: Common Stock · 562,611 shares Expires 2018-11-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option representing a right to buy 2,714,947 shares, became exercisable in three increments of 678,737 shares each on November 17, 2009, November 17, 2010 and November 17, 2011, and one increment of 678,736 shares on November 17, 2012. The option expires on November 17, 2018. Read SEC document |
| December 07, 2012 Filed Dec 11, 2012 20:37 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 562,611 | $53.55 | $30,130,407.06 |
DisclosureSEC source: 0001127602-12-033574 · form4.xml · nonDerivative · entry 2 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,623,950 F1 · price: This transaction was executed in multiple trades at prices ranging from $53.4888 to $53.6171. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 07, 2012 Filed Dec 11, 2012 20:37 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 562,611 | $8.64 | $4,860,959.04 |
DisclosureSEC source: 0001127602-12-033574 · form4.xml · nonDerivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,186,561 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 19, 2012 Filed Nov 21, 2012 19:44 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 430,812 | $0.00 Strike: $49.74 | $0.00 |
DisclosureSEC source: 0001127602-12-031873 · form4.xml · derivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 430,812 Underlying: Common Stock · 430,812 shares Expires 2022-11-19 F1 · derivative.exercise_date: The options become exercisable in four increments of 107,703 shares each on each of November 19, 2013, November 19, 2014, November 19, 2015 and November 19, 2016. Read SEC document |
| November 16, 2012 Filed Nov 19, 2012 19:30 UTC | STARBUCKS CORP SBUX · Entity 2886 | Tax withholdingCommon Stock | 86,747 | $48.76 | $4,229,783.72 |
DisclosureSEC source: 0001127602-12-031519 · form4.xml · nonDerivative · entry 2 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,623,950 F2 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction. Read SEC document |
| November 15, 2012 Filed Nov 19, 2012 19:30 UTC | STARBUCKS CORP SBUX · Entity 2886 | Tax withholdingCommon Stock | 52,748 | $48.43 | $2,554,585.64 |
DisclosureSEC source: 0001127602-12-031519 · form4.xml · nonDerivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,710,697 F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction. Read SEC document |
| November 13, 2012 Filed Nov 15, 2012 20:09 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantCommon Stock | 142,989 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-031046 · form4.xml · nonDerivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,763,445 F1 · shares: Restricted Stock Units ("RSUs") earned upon the achievement of performance goals under performance-based RSUs granted on November 14, 2011. The RSUs will vest as follows: 71,495 RSUs will vest on November 14, 2013 and 71,494 RSUs will vest on November 14, 2014. Read SEC document |
| March 15, 2012 Filed Mar 15, 2012 18:30 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 400,300 | $0.00 Strike: $8.64 | $0.00 |
DisclosureSEC source: 0001127602-12-010799 · form4.xml · derivative · entry 13 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,079,947 Underlying: Common Stock · 400,300 shares Expires 2018-11-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option became exercisable in three increments of 678,737 shares each on November 17, 2009, November 17, 2010 and November 17, 2011, and becomes exercisable in one increment of 678,736 shares on November 17, 2012. The option expires on November 17, 2018. Read SEC document |
| March 15, 2012 Filed Mar 15, 2012 18:30 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 400,300 | $52.89 | $21,169,865.50 |
DisclosureSEC source: 0001127602-12-010799 · form4.xml · nonDerivative · entry 9 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,620,456 F3 · price: This transaction was executed in multiple trades at prices ranging from $52.8400 to $52.9900. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 15, 2012 Filed Mar 15, 2012 18:30 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 400,300 | $8.64 | $3,458,592.00 |
DisclosureSEC source: 0001127602-12-010799 · form4.xml · nonDerivative · entry 8 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,020,756 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 14, 2012 Filed Mar 15, 2012 18:30 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 234,700 | $0.00 Strike: $8.64 | $0.00 |
DisclosureSEC source: 0001127602-12-010799 · form4.xml · derivative · entry 12 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,480,247 Underlying: Common Stock · 234,700 shares Expires 2018-11-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option became exercisable in three increments of 678,737 shares each on November 17, 2009, November 17, 2010 and November 17, 2011, and becomes exercisable in one increment of 678,736 shares on November 17, 2012. The option expires on November 17, 2018. Read SEC document |
| March 14, 2012 Filed Mar 15, 2012 18:30 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 234,700 | $52.79 | $12,389,953.82 |
DisclosureSEC source: 0001127602-12-010799 · form4.xml · nonDerivative · entry 7 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,620,456 F2 · price: This transaction was executed in multiple trades at prices ranging from $52.7200 to $52.9100. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 14, 2012 Filed Mar 15, 2012 18:30 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 234,700 | $8.64 | $2,027,808.00 |
DisclosureSEC source: 0001127602-12-010799 · form4.xml · nonDerivative · entry 6 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,855,156 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 13, 2012 Filed Mar 15, 2012 18:30 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 1,100,000 | $0.00 Strike: $15.23 | $0.00 |
DisclosureSEC source: 0001127602-12-010799 · form4.xml · derivative · entry 11 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,100,000 shares Expires 2013-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option became exercisable in two increments of 366,667 shares each on October 1, 2004 and October 1, 2005 and one increment of 366,666 shares on October 1, 2006. The option expires on November 20, 2013. Read SEC document |
| March 13, 2012 Filed Mar 15, 2012 18:30 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 1,100,000 | $52.05 | $57,257,970.00 |
DisclosureSEC source: 0001127602-12-010799 · form4.xml · nonDerivative · entry 5 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,620,456 F1 · price: This transaction was executed in multiple trades at prices ranging from $51.9300 to $52.1268. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 13, 2012 Filed Mar 15, 2012 18:30 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 1,100,000 | $15.23 | $16,753,000.00 |
DisclosureSEC source: 0001127602-12-010799 · form4.xml · nonDerivative · entry 4 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,720,456 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2012 Filed Feb 17, 2012 16:36 UTC | Groupon, Inc. GRPN · Entity 5174 | GrantDeferred Stock Unit (Right to Receive) · Derivative | 1,281.394 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-12-002966 · edgar.xml · derivative · entry 5 SCHULTZ HOWARD D · CIK 0000901737 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,281.394 Underlying: Class A Common Stock · 1,281.394 shares Expires not disclosed F4 · derivative.exercise_date: Mr. Schultz has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Groupon's Class A common stock (or, in the sole discretion of Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Schultz has elected to receive DSUs in lieu of the annual retainer fees payable for services on Groupon's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. F4 · derivative.expiration_date: Mr. Schultz has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Groupon's Class A common stock (or, in the sole discretion of Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Schultz has elected to receive DSUs in lieu of the annual retainer fees payable for services on Groupon's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. Read SEC document |
| February 01, 2012 Filed Mar 15, 2012 18:30 UTC | STARBUCKS CORP SBUX · Entity 2886 | GiftCommon Stock | 740,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-010799 · form4.xml · nonDerivative · entry 3 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Indirect · by GRAT Disclosed balance after: 0 Read SEC document |
| February 01, 2012 Filed Mar 15, 2012 18:30 UTC | STARBUCKS CORP SBUX · Entity 2886 | GiftCommon Stock | 740,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-010799 · form4.xml · nonDerivative · entry 2 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Indirect · by spouse Disclosed balance after: 0 Read SEC document |
| December 16, 2011 Filed Mar 15, 2012 18:30 UTC | STARBUCKS CORP SBUX · Entity 2886 | GiftCommon Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-010799 · form4.xml · nonDerivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,620,456 Read SEC document |
| December 05, 2011 Filed Dec 6, 2011 21:13 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 795,500 | $0.00 Strike: $10.32 | $0.00 |
DisclosureSEC source: 0001127602-11-031392 · form4.xml · derivative · entry 9 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 795,500 shares Expires 2012-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option representing a right to purchase a total of 1,024,000 shares became exercisable in one increment of 341,334 shares on September 30, 2003 and two increments of 341,333 shares each on September 30, 2004 and September 30, 2005. The option expires on September 30, 2012. Read SEC document |
| December 05, 2011 Filed Dec 6, 2011 21:13 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 795,500 | $44.24 | $35,189,897.10 |
DisclosureSEC source: 0001127602-11-031392 · form4.xml · nonDerivative · entry 4 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,820,456 F1 · price: This transaction was executed in multiple trades at prices ranging from $44.1025 to $44.2678. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 05, 2011 Filed Dec 6, 2011 21:13 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 795,500 | $10.32 | $8,209,560.00 |
DisclosureSEC source: 0001127602-11-031392 · form4.xml · nonDerivative · entry 3 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,615,956 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 02, 2011 Filed Dec 6, 2011 21:13 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 97,800 | $0.00 Strike: $10.32 | $0.00 |
DisclosureSEC source: 0001127602-11-031392 · form4.xml · derivative · entry 8 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 795,500 Underlying: Common Stock · 97,800 shares Expires 2012-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option representing a right to purchase a total of 1,024,000 shares became exercisable in one increment of 341,334 shares on September 30, 2003 and two increments of 341,333 shares each on September 30, 2004 and September 30, 2005. The option expires on September 30, 2012. Read SEC document |
| December 02, 2011 Filed Dec 6, 2011 21:13 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 97,800 | $44.20 | $4,322,760.00 |
DisclosureSEC source: 0001127602-11-031392 · form4.xml · nonDerivative · entry 2 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,820,456 Read SEC document |
| December 02, 2011 Filed Dec 6, 2011 21:13 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 97,800 | $10.32 | $1,009,296.00 |
DisclosureSEC source: 0001127602-11-031392 · form4.xml · nonDerivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,918,256 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2011 Filed Nov 18, 2011 20:51 UTC | STARBUCKS CORP SBUX · Entity 2886 | Tax withholdingCommon Stock | 86,747 | $43.02 | $3,731,855.94 |
DisclosureSEC source: 0001127602-11-030167 · form4.xml · nonDerivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,820,456 F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.