Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DreamWorks Animation SKG, Inc.DWA · Entity 17230 | Director | November 02, 2007 | November 06, 2007 |
| Groupon, Inc.GRPN · Entity 5174 | Director | February 15, 2012 | February 17, 2012 |
| STARBUCKS CORPSBUX · Entity 2886 | Director · interim ceo | May 12, 2022 | May 16, 2022 |
| STARBUCKS CORPSBUX · Entity 17691 | Director · Chmn & Chief Global Strategist | February 17, 2004 | February 19, 2004 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DreamWorks Animation SKG, Inc.
Report date November 02, 2007 · Filed November 06, 2007
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 111,138 |
Reported balance
After 2007-11-02 transaction · row 1
1 source rowRow 1 · 2007-11-02 · Grant · Acquired 4,781 · Balance 111,138 F1: Award of restricted stock units ("RSUs") granted to Mr. Schultz pursuant to DreamWorks Animation SKG, Inc.'s 2004 Omnibus Incentive Compensation Plan. The RSUs vest on the earlier to occur of (i) one year from the date of the grant and (ii) a change in control. The RSUs will be settled by the delivery of shares of Class A Common Stock only at the time that Mr. Schultz leaves the Board of Directors (assuming the shares are vested at such time). |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $31.37 · Expires 2017-11-02 | Direct | 3,622 |
Reported balance
After 2007-11-02 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2007-11-02 · Grant · Acquired 3,622 · Balance 3,622 F2: Award of stock appreciation rights granted to Mr. Schultz pursuant to DreamWorks Animation SKG, Inc.'s 2004 Omnibus Incentive Compensation Plan. The stock appreciation rights are fully vested on the grant date and expire on the tenth anniversary of their grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Award of restricted stock units ("RSUs") granted to Mr. Schultz pursuant to DreamWorks Animation SKG, Inc.'s 2004 Omnibus Incentive Compensation Plan. The RSUs vest on the earlier to occur of (i) one year from the date of the grant and (ii) a change in control. The RSUs will be settled by the delivery of shares of Class A Common Stock only at the time that Mr. Schultz leaves the Board of Directors (assuming the shares are vested at such time).
F2: Award of stock appreciation rights granted to Mr. Schultz pursuant to DreamWorks Animation SKG, Inc.'s 2004 Omnibus Incentive Compensation Plan. The stock appreciation rights are fully vested on the grant date and expire on the tenth anniversary of their grant date.
Groupon, Inc.
Report date February 15, 2012 · Filed February 17, 2012
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock Unit (Right to Receive)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 1,281.394 |
Reported balance
After 2012-02-15 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2012-02-15 · Grant · Acquired 1,281.394 · Balance 1,281.394 F4: Mr. Schultz has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Groupon's Class A common stock (or, in the sole discretion of Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Schultz has elected to receive DSUs in lieu of the annual retainer fees payable for services on Groupon's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. |
| Class A Common StockSEC Table I · non-derivative | Direct | 633,112 |
Reported balance
Holding disclosure · report date 2012-02-15 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 633,112 |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 1,134,538 |
Reported balance
Holding disclosure · report date 2012-02-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,134,538 F1: The shares of Class A Common Stock reported in this line are held by Maveron Equity Partners IV, L.P. Mr. Schultz has an economic membership interest in, but is not a manager of, Maveron General Partner IV LLC, the general partner of Maveron Equity Partners IV, L.P. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 94,966 |
Reported balance
Holding disclosure · report date 2012-02-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 94,966 F2: The shares of Class A Common Stock reported in this line are held by MEP Associates IV, L.P. Mr. Schultz is a limited partner of MEP Associates IV, L.P. and has an economic membership interest in, but is not a manager of, Maveron General Partner IV LLC, the general partner of MEP Associates IV, L.P. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 36,720 |
Reported balance
Holding disclosure · report date 2012-02-15 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 36,720 F3: The shares of Class A Common Stock reported in this line are held by Maveron IV Entrepreneurs' Fund, L.P. Mr. Schultz has an economic membership interest in, but is not a manager of, Maveron General Partner IV LLC, the general partner of Maveron IV Entrepreneurs' Fund, L.P. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.90 · Expires 2021-01-01 | Direct | 120,000 |
Reported balance
Holding disclosure · report date 2012-02-15 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 120,000 F5: One-fourth of the stock options reported on this line vested on February 1, 2011. The remaining stock options reported on this line will vest in equal installments on May 31, 2012, May 31, 2013 and May 31, 2014, subject to Mr. Schultz's continued service on the Board of Directors through each vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of Class A Common Stock reported in this line are held by Maveron Equity Partners IV, L.P. Mr. Schultz has an economic membership interest in, but is not a manager of, Maveron General Partner IV LLC, the general partner of Maveron Equity Partners IV, L.P.
F2: The shares of Class A Common Stock reported in this line are held by MEP Associates IV, L.P. Mr. Schultz is a limited partner of MEP Associates IV, L.P. and has an economic membership interest in, but is not a manager of, Maveron General Partner IV LLC, the general partner of MEP Associates IV, L.P.
F3: The shares of Class A Common Stock reported in this line are held by Maveron IV Entrepreneurs' Fund, L.P. Mr. Schultz has an economic membership interest in, but is not a manager of, Maveron General Partner IV LLC, the general partner of Maveron IV Entrepreneurs' Fund, L.P.
F4: Mr. Schultz has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Groupon's Class A common stock (or, in the sole discretion of Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Schultz has elected to receive DSUs in lieu of the annual retainer fees payable for services on Groupon's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested.
F5: One-fourth of the stock options reported on this line vested on February 1, 2011. The remaining stock options reported on this line will vest in equal installments on May 31, 2012, May 31, 2013 and May 31, 2014, subject to Mr. Schultz's continued service on the Board of Directors through each vesting date.
STARBUCKS CORP
Report date May 12, 2022 · Filed May 16, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 19,606,960 |
Reported balance
After 2022-05-12 transaction · row 1
1 source rowRow 1 · 2022-05-12 · Purchase · Acquired 72,500 · Balance 19,606,960 F1: This transaction was executed in multiple trades at prices ranging from $68.46 to $69.20. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. |
| Common StockSEC Table I · non-derivative | Indirectby Family Owned LLC #1 | 1,509,588 |
Reported balance
Holding disclosure · report date 2022-05-12 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,509,588 |
| Common StockSEC Table I · non-derivative | Indirectby Family Owned LLC #2 | 678,990 |
Reported balance
Holding disclosure · report date 2022-05-12 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 678,990 |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $68.46 to $69.20. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
STARBUCKS CORP
Report date February 17, 2004 · Filed February 19, 2004
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Put Equivalent Position (Right to Sell)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2007-03-16 | Direct | 3,378,082 |
Reported balance
After 2004-02-17 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2004-02-17 · Other · Acquired 3,378,082 · Balance 3,378,082 F1: See Exhibit 99 |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 11, 2015 Filed Nov 12, 2015 21:01 UTC | STARBUCKS CORP SBUX · Entity 2886 | GiftCommon Stock | 645,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-031230 · form4.xml · nonDerivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman and ceo 10b5-1 filing: Not disclosed Ownership: Indirect · by spouse Disclosed balance after: 1,355,000 F1 · shares: This gift transaction represents an annuity payment from a grantor retained annuity trust (GRAT) previously established by the reporting person's spouse for which the reporting person serves as trustee, to a joint account of the reporting person and his spouse. Read SEC document |
| August 05, 2015 Filed Aug 7, 2015 18:45 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 39,819 | $59.19 | $2,356,747.24 |
DisclosureSEC source: 0001127602-15-024515 · form4.xml · nonDerivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman and ceo 10b5-1 filing: Not disclosed Ownership: Indirect · Family Owned LLC Disclosed balance after: 550,181 F1 · price: This transaction was executed in multiple trades at prices ranging from $59.135 to $59.27. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 04, 2015 Filed Aug 6, 2015 21:57 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 300,000 | $0.00 Strike: $11.44 | $0.00 |
DisclosureSEC source: 0001127602-15-024408 · form4.xml · derivative · entry 10 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,074,226 Underlying: Common Stock · 300,000 shares Expires 2017-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option, representing the right to buy a total of 1,374,226 shares, became exercisable in an increment of 171,779 shares on November 19, 2008, and increments of 171,778 shares each on November 19, 2009, November 19, 2010 and November 19, 2011. The exercise price and number of shares subject to the option were adjusted in accordance with the terms of the stock option plan to reflect the 2-for-1 stock split that occurred on April 9, 2015. Read SEC document |
| August 04, 2015 Filed Aug 6, 2015 21:57 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 888,436 | $0.00 Strike: $18.38 | $0.00 |
DisclosureSEC source: 0001127602-15-024408 · form4.xml · derivative · entry 9 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 888,436 shares Expires 2016-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option, representing the right to buy a total of 1,088,436 shares, became exercisable in two increments of 272,110 shares each on November 20, 2007 and November 20, 2008, and two increments of 272,108 shares each on November 20, 2009 and November 20, 2010. The exercise price and number of shares subject to the option were adjusted in accordance with the terms of the stock option plan to reflect the 2-for-1 stock split that occurred on April 9, 2015. Read SEC document |
| August 04, 2015 Filed Aug 6, 2015 21:57 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 1,188,436 | $58.55 | $69,587,325.01 |
DisclosureSEC source: 0001127602-15-024408 · form4.xml · nonDerivative · entry 3 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,561,814 F1 · price: This transaction was executed in multiple trades at prices ranging from $58.53 to $58.61. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 04, 2015 Filed Aug 6, 2015 21:57 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 300,000 | $11.44 | $3,430,500.00 |
DisclosureSEC source: 0001127602-15-024408 · form4.xml · nonDerivative · entry 2 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,750,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 04, 2015 Filed Aug 6, 2015 21:57 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 888,436 | $18.38 | $16,325,011.50 |
DisclosureSEC source: 0001127602-15-024408 · form4.xml · nonDerivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,450,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 10, 2015 Filed Jun 12, 2015 17:50 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $18.38 | $0.00 |
DisclosureSEC source: 0001127602-15-020611 · form4.xml · derivative · entry 8 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 888,436 Underlying: Common Stock · 200,000 shares Expires 2016-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option, representing the right to buy a total of 1,088,436 shares, became exercisable in two increments of 272,110 shares each on November 20, 2007 and November 20, 2008, and two increments of 272,108 shares each on November 20, 2009 and November 20, 2010. The exercise price and number of shares subject to the option were adjusted in accordance with the terms of the stock option plan to reflect the 2-for-1 stock split that occurred on April 9, 2015. Read SEC document |
| June 10, 2015 Filed Jun 12, 2015 17:50 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 200,000 | $52.82 | $10,564,920.00 |
DisclosureSEC source: 0001127602-15-020611 · form4.xml · nonDerivative · entry 2 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,561,814 F1 · price: This transaction was executed in multiple trades at prices ranging from $52.8244 to $52.8247. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 10, 2015 Filed Jun 12, 2015 17:50 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 200,000 | $18.38 | $3,675,000.00 |
DisclosureSEC source: 0001127602-15-020611 · form4.xml · nonDerivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,761,814 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 05, 2015 Filed Jun 9, 2015 18:12 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 311,738 | $0.00 Strike: $15.21 | $0.00 |
DisclosureSEC source: 0001127602-15-020226 · form4.xml · derivative · entry 9 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 311,738 shares Expires 2015-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option, representing the right to buy a total of 1,932,938 shares, became exercisable in one increment of 644,314 shares on November 16, 2006 and two increments of 644,312 shares each on November 16, 2007 and November 16, 2008. In accordance with the terms of the stock option plan, the exercise price of the option and number of shares subject to the option have been adjusted to reflect the stock split referenced above. Read SEC document |
| June 05, 2015 Filed Jun 9, 2015 18:12 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 311,738 | $52.27 | $16,294,732.30 |
DisclosureSEC source: 0001127602-15-020226 · form4.xml · nonDerivative · entry 4 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,561,814 Read SEC document |
| June 05, 2015 Filed Jun 9, 2015 18:12 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 311,738 | $15.21 | $4,741,534.98 |
DisclosureSEC source: 0001127602-15-020226 · form4.xml · nonDerivative · entry 3 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,873,552 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 20, 2015 Filed Jun 9, 2015 18:12 UTC | STARBUCKS CORP SBUX · Entity 2886 | GiftCommon Stock | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-020226 · form4.xml · nonDerivative · entry 2 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman and ceo 10b5-1 filing: Not disclosed Ownership: Indirect · by spouse Disclosed balance after: 500,000 Read SEC document |
| May 20, 2015 Filed Jun 9, 2015 18:12 UTC | STARBUCKS CORP SBUX · Entity 2886 | GiftCommon Stock | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-020226 · form4.xml · nonDerivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,561,814 F1 · balance_after: On April 9, 2015, Starbucks Corporation effected a 2-for-1 stock split. The number of shares reported throughout this Form 4 have been adjusted to reflect the stock split. F2 · balance_after: This total has been reduced to reflect the gift of 500,000 shares of common stock to the reporting person's spouse reported in this Form 4, and 500,000 shares previously contributed by the reporting person to a grantor retained annuity trust for which the reporting person is the sole trustee and sole beneficiary. Read SEC document |
| December 11, 2014 Filed Dec 15, 2014 19:06 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 70,300 | $0.00 Strike: $30.42 | $0.00 |
DisclosureSEC source: 0001127602-14-035166 · form4.xml · derivative · entry 6 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,869 Underlying: Common Stock · 70,300 shares Expires 2015-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option, representing the right to buy a total of 966,469 shares, became exercisable in one increment of 322,157 shares on November 16, 2006, and in two increments of 322,156 shares each on November 16, 2007 and November 16, 2008. The option expires on November 16, 2015. Read SEC document |
| December 11, 2014 Filed Dec 15, 2014 19:06 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 70,300 | $84.00 | $5,905,417.93 |
DisclosureSEC source: 0001127602-14-035166 · form4.xml · nonDerivative · entry 2 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,780,907 F1 · price: This transaction was executed in multiple trades at prices ranging from $84.00 to $84.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 11, 2014 Filed Dec 15, 2014 19:06 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 70,300 | $30.42 | $2,138,526.00 |
DisclosureSEC source: 0001127602-14-035166 · form4.xml · nonDerivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,851,207 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 10, 2014 Filed Dec 10, 2014 19:16 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 93,000 | $0.00 Strike: $30.42 | $0.00 |
DisclosureSEC source: 0001127602-14-034766 · form4.xml · derivative · entry 10 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,169 Underlying: Common Stock · 93,000 shares Expires 2015-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option, representing the right to buy a total of 966,469 shares, became exercisable in one increment of 322,157 shares on November 16, 2006, and in two increments of 322,156 shares each on November 16, 2007 and November 16, 2008. The option expires on November 16, 2015. Read SEC document |
| December 10, 2014 Filed Dec 10, 2014 19:16 UTC | STARBUCKS CORP SBUX · Entity 2886 | GiftCommon Stock | 175,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-034766 · form4.xml · nonDerivative · entry 5 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,780,907 Read SEC document |
| December 10, 2014 Filed Dec 10, 2014 19:16 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 93,000 | $83.99 | $7,811,097.90 |
DisclosureSEC source: 0001127602-14-034766 · form4.xml · nonDerivative · entry 4 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,955,907 F2 · price: This transaction was executed in multiple trades at prices ranging from $83.9439 to $84.0056. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 10, 2014 Filed Dec 10, 2014 19:16 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 93,000 | $30.42 | $2,829,060.00 |
DisclosureSEC source: 0001127602-14-034766 · form4.xml · nonDerivative · entry 3 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,048,907 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 08, 2014 Filed Dec 10, 2014 19:16 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 247,300 | $0.00 Strike: $30.42 | $0.00 |
DisclosureSEC source: 0001127602-14-034766 · form4.xml · derivative · entry 9 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 319,169 Underlying: Common Stock · 247,300 shares Expires 2015-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option, representing the right to buy a total of 966,469 shares, became exercisable in one increment of 322,157 shares on November 16, 2006, and in two increments of 322,156 shares each on November 16, 2007 and November 16, 2008. The option expires on November 16, 2015. Read SEC document |
| December 08, 2014 Filed Dec 10, 2014 19:16 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 247,300 | $84.05 | $20,784,353.23 |
DisclosureSEC source: 0001127602-14-034766 · form4.xml · nonDerivative · entry 2 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,955,907 F1 · price: This transaction was executed in multiple trades at prices ranging from $84.035 to $84.060. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 08, 2014 Filed Dec 10, 2014 19:16 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 247,300 | $30.42 | $7,522,866.00 |
DisclosureSEC source: 0001127602-14-034766 · form4.xml · nonDerivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,203,207 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 19, 2014 Filed Nov 21, 2014 18:29 UTC | STARBUCKS CORP SBUX · Entity 2886 | Tax withholdingCommon Stock | 36,688 | $77.82 | $2,855,060.16 |
DisclosureSEC source: 0001127602-14-033172 · form4.xml · nonDerivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,955,907 F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction. Read SEC document |
| November 17, 2014 Filed Nov 19, 2014 18:38 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 333,561 | $0.00 Strike: $77.83 | $0.00 |
DisclosureSEC source: 0001127602-14-032910 · form4.xml · derivative · entry 5 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333,561 Underlying: Common Stock · 333,561 shares Expires 2024-11-17 F2 · derivative.exercise_date: The option, representing the right to buy a total of 333,561 shares, becomes exercisable in one increment of 83,391 shares on November 17, 2015, and three increments of 83,390 shares each on November 17, 2016, November 17, 2017 and November 17, 2018. Read SEC document |
| November 17, 2014 Filed Nov 19, 2014 18:38 UTC | STARBUCKS CORP SBUX · Entity 2886 | Tax withholdingCommon Stock | 114,331 | $77.83 | $8,898,381.73 |
DisclosureSEC source: 0001127602-14-032910 · form4.xml · nonDerivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,992,595 F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction. Read SEC document |
| November 14, 2014 Filed Nov 18, 2014 18:12 UTC | STARBUCKS CORP SBUX · Entity 2886 | Tax withholdingCommon Stock | 29,992 | $78.12 | $2,342,975.04 |
DisclosureSEC source: 0001127602-14-032718 · form4.xml · nonDerivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,106,926 F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction. Read SEC document |
| November 11, 2014 Filed Nov 12, 2014 20:32 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantCommon Stock | 272,541 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-032084 · form4.xml · nonDerivative · entry 4 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,136,918 F3 · shares: RSUs earned on the achievement of a performance goal under performance-based RSUs granted on November 15, 2011. The RSUs are scheduled to vest as follows: 272,541 shares will vest on November 15, 2014. Read SEC document |
| November 11, 2014 Filed Nov 12, 2014 20:32 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantCommon Stock | 174,909 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-032084 · form4.xml · nonDerivative · entry 3 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,864,377 F2 · shares: Restricted Stock Units ("RSUs") earned on the achievement of performance goals under performance-based RSUs granted on November 19, 2012. The RSUs are scheduled to vest, subject to continued employment, as follows: 87,455 shares will vest on November 19, 2014 and 87,454 shares will vest on November 19, 2015. Read SEC document |
| September 04, 2014 Filed Nov 12, 2014 20:32 UTC | STARBUCKS CORP SBUX · Entity 2886 | GiftCommon Stock | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-032084 · form4.xml · nonDerivative · entry 2 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Indirect · by spouse Disclosed balance after: 1,000,000 Read SEC document |
| September 04, 2014 Filed Nov 12, 2014 20:32 UTC | STARBUCKS CORP SBUX · Entity 2886 | GiftCommon Stock | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-032084 · form4.xml · nonDerivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,689,468 F1 · balance_after: This total has been reduced to reflect the gift of 1,000,000 shares of common stock to the reporting person's spouse reported in this Form 4, and 1,000,000 shares previously contributed by the reporting person to a grantor retained annuity trust for which the reporting person is the sole trustee and sole beneficiary. Read SEC document |
| May 01, 2014 Filed May 5, 2014 18:14 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $22.06 | $0.00 |
DisclosureSEC source: 0001127602-14-016432 · form4.xml · derivative · entry 3 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 410,224 Underlying: Common Stock · 200,000 shares Expires 2019-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option, representing the right to buy a total of 610,224 shares, became exercisable in four increments of 152,556 shares each on November 16, 2010, November 16, 2011, November 16, 2012 and November 16, 2013. The option expires on November 16, 2019. Read SEC document |
| May 01, 2014 Filed May 5, 2014 18:14 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 200,000 | $22.06 | $4,412,000.00 |
DisclosureSEC source: 0001127602-14-016432 · form4.xml · nonDerivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,689,468 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2013 Filed Nov 25, 2013 18:11 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 82,000 | $0.00 Strike: $27.32 | $0.00 |
DisclosureSEC source: 0001127602-13-032847 · form4.xml · derivative · entry 8 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 82,000 shares Expires 2014-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option, representing the right to buy a total of 1,000,000 shares, became exercisable in one increment of 333,334 shares on October 1, 2005, and in two increments of 333,333 shares each on October 1, 2006 and October 1, 2007. The option expires on November 16, 2014. Read SEC document |
| November 21, 2013 Filed Nov 25, 2013 18:11 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $8.64 | $0.00 |
DisclosureSEC source: 0001127602-13-032847 · form4.xml · derivative · entry 7 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 75,000 shares Expires 2018-11-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option, representing the right to buy a total of 2,714,947 shares, became exercisable in three increments of 678,737 shares each on November 17, 2009, November 17, 2010 and November 17, 2011, and one increment of 678,736 shares on November 17, 2012. The option expires on November 17, 2018. Read SEC document |
| November 21, 2013 Filed Nov 25, 2013 18:11 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 400,000 | $0.00 Strike: $30.42 | $0.00 |
DisclosureSEC source: 0001127602-13-032847 · form4.xml · derivative · entry 6 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 566,469 Underlying: Common Stock · 400,000 shares Expires 2015-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option, representing the right to buy a total of 966,469 shares, became exercisable in one increment of 322,157 shares on November 16, 2006, and in two increments of 322,156 shares each on November 16, 2007 and November 16, 2008. The option expires on November 16, 2015. Read SEC document |
| November 21, 2013 Filed Nov 25, 2013 18:11 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 557,000 | $81.44 | $45,362,748.40 |
DisclosureSEC source: 0001127602-13-032847 · form4.xml · nonDerivative · entry 4 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,489,468 F1 · price: This transaction was executed in multiple trades at prices ranging from $81.25 to $81.61. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 21, 2013 Filed Nov 25, 2013 18:11 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 82,000 | $27.32 | $2,240,240.00 |
DisclosureSEC source: 0001127602-13-032847 · form4.xml · nonDerivative · entry 3 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,046,468 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2013 Filed Nov 25, 2013 18:11 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 75,000 | $8.64 | $648,000.00 |
DisclosureSEC source: 0001127602-13-032847 · form4.xml · nonDerivative · entry 2 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,964,468 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2013 Filed Nov 25, 2013 18:11 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 400,000 | $30.42 | $12,168,000.00 |
DisclosureSEC source: 0001127602-13-032847 · form4.xml · nonDerivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,889,468 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2013 Filed Nov 19, 2013 18:36 UTC | STARBUCKS CORP SBUX · Entity 2886 | Tax withholdingCommon Stock | 60,708 | $81.19 | $4,928,882.52 |
DisclosureSEC source: 0001127602-13-032254 · form4.xml · nonDerivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,489,468 F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction. Read SEC document |
| November 14, 2013 Filed Nov 18, 2013 18:56 UTC | STARBUCKS CORP SBUX · Entity 2886 | Tax withholdingCommon Stock | 29,993 | $81.14 | $2,433,632.02 |
DisclosureSEC source: 0001127602-13-032001 · form4.xml · nonDerivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,550,176 F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction. Read SEC document |
| November 11, 2013 Filed Nov 13, 2013 21:05 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 343,712 | $0.00 Strike: $80.99 | $0.00 |
DisclosureSEC source: 0001127602-13-031584 · form4.xml · derivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 343,712 Underlying: Common Stock · 343,712 shares Expires 2023-11-11 F1 · derivative.exercise_date: The option, representing the right to buy a total of 343,712 shares, becomes exercisable in four increments of 85,928 each on November 11, 2014, November 11, 2015, November 11, 2016 and November 11, 2017. Read SEC document |
| August 05, 2013 Filed Aug 6, 2013 18:30 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $27.32 | $0.00 |
DisclosureSEC source: 0001127602-13-024601 · form4.xml · derivative · entry 7 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,000 Underlying: Common Stock · 40,000 shares Expires 2014-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option representing a right to purchase a total of 1,000,000 shares became exercisable in one increment of 333,334 shares on October 1, 2005, and in two increments of 333,333 shares each on October 1, 2006 and October 1, 2007. Read SEC document |
| August 05, 2013 Filed Aug 6, 2013 18:30 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 40,000 | $74.18 | $2,967,176.00 |
DisclosureSEC source: 0001127602-13-024601 · form4.xml · nonDerivative · entry 4 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,580,169 F2 · price: This transaction was executed in multiple trades at prices ranging from $74.17 to $74.245. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 05, 2013 Filed Aug 6, 2013 18:30 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 40,000 | $27.32 | $1,092,800.00 |
DisclosureSEC source: 0001127602-13-024601 · form4.xml · nonDerivative · entry 3 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,620,169 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2013 Filed Aug 6, 2013 18:30 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 378,000 | $0.00 Strike: $27.32 | $0.00 |
DisclosureSEC source: 0001127602-13-024601 · form4.xml · derivative · entry 6 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,000 Underlying: Common Stock · 378,000 shares Expires 2014-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option representing a right to purchase a total of 1,000,000 shares became exercisable in one increment of 333,334 shares on October 1, 2005, and in two increments of 333,333 shares each on October 1, 2006 and October 1, 2007. Read SEC document |
| August 02, 2013 Filed Aug 6, 2013 18:30 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 378,000 | $74.16 | $28,031,043.60 |
DisclosureSEC source: 0001127602-13-024601 · form4.xml · nonDerivative · entry 2 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,580,169 F1 · price: This transaction was executed in multiple trades at prices ranging from $74.03 to $74.23. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.