Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DreamWorks Animation SKG, Inc.DWA · Entity 17230 | Director | November 02, 2007 | November 06, 2007 |
| Groupon, Inc.GRPN · Entity 5174 | Director | February 15, 2012 | February 17, 2012 |
| STARBUCKS CORPSBUX · Entity 2886 | Director · interim ceo | May 12, 2022 | May 16, 2022 |
| STARBUCKS CORPSBUX · Entity 17691 | Director · Chmn & Chief Global Strategist | February 17, 2004 | February 19, 2004 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DreamWorks Animation SKG, Inc.
Report date November 02, 2007 · Filed November 06, 2007
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 111,138 |
Reported balance
After 2007-11-02 transaction · row 1
1 source rowRow 1 · 2007-11-02 · Grant · Acquired 4,781 · Balance 111,138 F1: Award of restricted stock units ("RSUs") granted to Mr. Schultz pursuant to DreamWorks Animation SKG, Inc.'s 2004 Omnibus Incentive Compensation Plan. The RSUs vest on the earlier to occur of (i) one year from the date of the grant and (ii) a change in control. The RSUs will be settled by the delivery of shares of Class A Common Stock only at the time that Mr. Schultz leaves the Board of Directors (assuming the shares are vested at such time). |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $31.37 · Expires 2017-11-02 | Direct | 3,622 |
Reported balance
After 2007-11-02 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2007-11-02 · Grant · Acquired 3,622 · Balance 3,622 F2: Award of stock appreciation rights granted to Mr. Schultz pursuant to DreamWorks Animation SKG, Inc.'s 2004 Omnibus Incentive Compensation Plan. The stock appreciation rights are fully vested on the grant date and expire on the tenth anniversary of their grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Award of restricted stock units ("RSUs") granted to Mr. Schultz pursuant to DreamWorks Animation SKG, Inc.'s 2004 Omnibus Incentive Compensation Plan. The RSUs vest on the earlier to occur of (i) one year from the date of the grant and (ii) a change in control. The RSUs will be settled by the delivery of shares of Class A Common Stock only at the time that Mr. Schultz leaves the Board of Directors (assuming the shares are vested at such time).
F2: Award of stock appreciation rights granted to Mr. Schultz pursuant to DreamWorks Animation SKG, Inc.'s 2004 Omnibus Incentive Compensation Plan. The stock appreciation rights are fully vested on the grant date and expire on the tenth anniversary of their grant date.
Groupon, Inc.
Report date February 15, 2012 · Filed February 17, 2012
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock Unit (Right to Receive)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 1,281.394 |
Reported balance
After 2012-02-15 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2012-02-15 · Grant · Acquired 1,281.394 · Balance 1,281.394 F4: Mr. Schultz has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Groupon's Class A common stock (or, in the sole discretion of Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Schultz has elected to receive DSUs in lieu of the annual retainer fees payable for services on Groupon's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. |
| Class A Common StockSEC Table I · non-derivative | Direct | 633,112 |
Reported balance
Holding disclosure · report date 2012-02-15 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 633,112 |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 1,134,538 |
Reported balance
Holding disclosure · report date 2012-02-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,134,538 F1: The shares of Class A Common Stock reported in this line are held by Maveron Equity Partners IV, L.P. Mr. Schultz has an economic membership interest in, but is not a manager of, Maveron General Partner IV LLC, the general partner of Maveron Equity Partners IV, L.P. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 94,966 |
Reported balance
Holding disclosure · report date 2012-02-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 94,966 F2: The shares of Class A Common Stock reported in this line are held by MEP Associates IV, L.P. Mr. Schultz is a limited partner of MEP Associates IV, L.P. and has an economic membership interest in, but is not a manager of, Maveron General Partner IV LLC, the general partner of MEP Associates IV, L.P. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 36,720 |
Reported balance
Holding disclosure · report date 2012-02-15 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 36,720 F3: The shares of Class A Common Stock reported in this line are held by Maveron IV Entrepreneurs' Fund, L.P. Mr. Schultz has an economic membership interest in, but is not a manager of, Maveron General Partner IV LLC, the general partner of Maveron IV Entrepreneurs' Fund, L.P. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.90 · Expires 2021-01-01 | Direct | 120,000 |
Reported balance
Holding disclosure · report date 2012-02-15 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 120,000 F5: One-fourth of the stock options reported on this line vested on February 1, 2011. The remaining stock options reported on this line will vest in equal installments on May 31, 2012, May 31, 2013 and May 31, 2014, subject to Mr. Schultz's continued service on the Board of Directors through each vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of Class A Common Stock reported in this line are held by Maveron Equity Partners IV, L.P. Mr. Schultz has an economic membership interest in, but is not a manager of, Maveron General Partner IV LLC, the general partner of Maveron Equity Partners IV, L.P.
F2: The shares of Class A Common Stock reported in this line are held by MEP Associates IV, L.P. Mr. Schultz is a limited partner of MEP Associates IV, L.P. and has an economic membership interest in, but is not a manager of, Maveron General Partner IV LLC, the general partner of MEP Associates IV, L.P.
F3: The shares of Class A Common Stock reported in this line are held by Maveron IV Entrepreneurs' Fund, L.P. Mr. Schultz has an economic membership interest in, but is not a manager of, Maveron General Partner IV LLC, the general partner of Maveron IV Entrepreneurs' Fund, L.P.
F4: Mr. Schultz has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Groupon's Class A common stock (or, in the sole discretion of Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Schultz has elected to receive DSUs in lieu of the annual retainer fees payable for services on Groupon's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested.
F5: One-fourth of the stock options reported on this line vested on February 1, 2011. The remaining stock options reported on this line will vest in equal installments on May 31, 2012, May 31, 2013 and May 31, 2014, subject to Mr. Schultz's continued service on the Board of Directors through each vesting date.
STARBUCKS CORP
Report date May 12, 2022 · Filed May 16, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 19,606,960 |
Reported balance
After 2022-05-12 transaction · row 1
1 source rowRow 1 · 2022-05-12 · Purchase · Acquired 72,500 · Balance 19,606,960 F1: This transaction was executed in multiple trades at prices ranging from $68.46 to $69.20. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. |
| Common StockSEC Table I · non-derivative | Indirectby Family Owned LLC #1 | 1,509,588 |
Reported balance
Holding disclosure · report date 2022-05-12 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,509,588 |
| Common StockSEC Table I · non-derivative | Indirectby Family Owned LLC #2 | 678,990 |
Reported balance
Holding disclosure · report date 2022-05-12 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 678,990 |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $68.46 to $69.20. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
STARBUCKS CORP
Report date February 17, 2004 · Filed February 19, 2004
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Put Equivalent Position (Right to Sell)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2007-03-16 | Direct | 3,378,082 |
Reported balance
After 2004-02-17 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2004-02-17 · Other · Acquired 3,378,082 · Balance 3,378,082 F1: See Exhibit 99 |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 12, 2022 Filed May 16, 2022 22:45 UTC | STARBUCKS CORP SBUX · Entity 2886 | PurchaseCommon Stock | 72,500 | $68.85 | $4,991,690.25 |
DisclosureSEC source: 0001127602-22-014672 · form4.xml · nonDerivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director · interim ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,606,960 F1 · price: This transaction was executed in multiple trades at prices ranging from $68.46 to $69.20. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| May 10, 2022 Filed May 12, 2022 22:24 UTC | STARBUCKS CORP SBUX · Entity 2886 | PurchaseCommon Stock | 16,900 | $73.10 | $1,235,352.82 |
DisclosureSEC source: 0001127602-22-014286 · form4.xml · nonDerivative · entry 2 SCHULTZ HOWARD D · CIK 0000901737 · Director · interim ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,534,460 F2 · price: This transaction was executed in multiple trades at prices ranging from $73.08 to $73.14. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| May 10, 2022 Filed May 12, 2022 22:24 UTC | STARBUCKS CORP SBUX · Entity 2886 | PurchaseCommon Stock | 120,600 | $72.61 | $8,756,331.84 |
DisclosureSEC source: 0001127602-22-014286 · form4.xml · nonDerivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director · interim ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,517,560 F1 · price: This transaction was executed in multiple trades at prices ranging from $72.08 to $73.0775. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| June 26, 2018 Filed Jun 28, 2018 22:37 UTC | STARBUCKS CORP SBUX · Entity 2886 | Tax withholdingCommon Stock | 21,749 | $50.38 | $1,095,714.62 |
DisclosureSEC source: 0001127602-18-021979 · form4.xml · nonDerivative · entry 7 SCHULTZ HOWARD D · CIK 0000901737 · chairman emeritus 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,002,268 F4 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of RSUs; not an open market transaction. Read SEC document |
| June 26, 2018 Filed Jun 28, 2018 22:37 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantCommon Stock | 20,735 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-021979 · form4.xml · nonDerivative · entry 6 SCHULTZ HOWARD D · CIK 0000901737 · chairman emeritus 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,024,017 F3 · shares: Pursuant to the terms of a Retirement Agreement between the issuer and the reporting person, dated June 1, 2018, effective on June 26, 2018, (1) 31,566 shares subject to the performance-based Restricted Stock Unit ("RSU") granted on November 15, 2017 were deemed earned and vested and (2) 30,945 shares previously reported as part of the 83,553 shares earned pursuant to the performance-based RSU granted on November 16, 2015 (the "November 2015 Grant"), of which 41,777 shares vested on November 16, 2017 and 41,776 were scheduled to vest on November 16, 2018, became vested. The number shown includes the forfeiture of the remaining 10,831 shares subject to the November 2015 Grant. Read SEC document |
| December 08, 2017 Filed Jun 28, 2018 22:37 UTC | STARBUCKS CORP SBUX · Entity 2886 | GiftCommon Stock | 1,060,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-021979 · form4.xml · nonDerivative · entry 5 SCHULTZ HOWARD D · CIK 0000901737 · chairman emeritus 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,003,282 F2 · balance_after: Includes 1,060,000 shares that were previously shown as indirectly owned through a grantor retained annuity trust (GRAT) for which the reporting person serves as the sole trustee. The shares were transferred to the reporting person on December 7, 2017 as an annuity payment in termination of the GRAT that was exempt from Section 16 pursuant to Rule 16a-13. Read SEC document |
| December 08, 2017 Filed Jun 28, 2018 22:37 UTC | STARBUCKS CORP SBUX · Entity 2886 | GiftCommon Stock | 1,060,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-021979 · form4.xml · nonDerivative · entry 4 SCHULTZ HOWARD D · CIK 0000901737 · chairman emeritus 10b5-1 filing: Not disclosed Ownership: Indirect · by spouse Disclosed balance after: 0 Read SEC document |
| November 30, 2017 Filed Jun 28, 2018 22:37 UTC | STARBUCKS CORP SBUX · Entity 2886 | GiftCommon Stock | 575,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-021979 · form4.xml · nonDerivative · entry 3 SCHULTZ HOWARD D · CIK 0000901737 · chairman emeritus 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,883,282 Read SEC document |
| November 30, 2017 Filed Jun 28, 2018 22:37 UTC | STARBUCKS CORP SBUX · Entity 2886 | GiftCommon Stock | 830,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-021979 · form4.xml · nonDerivative · entry 2 SCHULTZ HOWARD D · CIK 0000901737 · chairman emeritus 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,458,282 F1 · balance_after: Includes 830,000 shares that were previously shown as indirectly owned through a grantor retained annuity trust (GRAT) for which the reporting person serves as the sole trustee. The shares were transferred to the reporting person on November 30, 2017 as an annuity payment that was exempt from Section 16 pursuant to Rule 16a-13. Read SEC document |
| November 30, 2017 Filed Jun 28, 2018 22:37 UTC | STARBUCKS CORP SBUX · Entity 2886 | GiftCommon Stock | 830,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-021979 · form4.xml · nonDerivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · chairman emeritus 10b5-1 filing: Not disclosed Ownership: Indirect · by spouse Disclosed balance after: 1,170,000 Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 21:49 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 25,000 | $57.28 | $1,431,900.00 |
DisclosureSEC source: 0001127602-17-033205 · form4.xml · nonDerivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director · executive chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Family Owned LLC Disclosed balance after: 525,181 F1 · price: This transaction was executed in multiple trades at prices ranging from $57.12 to $57.5101. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 17, 2017 Filed Nov 20, 2017 23:34 UTC | STARBUCKS CORP SBUX · Entity 2886 | Tax withholdingCommon Stock | 56,756 | $56.93 | $3,231,119.08 |
DisclosureSEC source: 0001127602-17-032897 · form4.xml · nonDerivative · entry 2 SCHULTZ HOWARD D · CIK 0000901737 · Director · executive chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,798,282 F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction. Read SEC document |
| November 16, 2017 Filed Nov 18, 2017 00:20 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 784,050 | $0.00 Strike: $11.44 | $0.00 |
DisclosureSEC source: 0001127602-17-032743 · form4.xml · derivative · entry 8 SCHULTZ HOWARD D · CIK 0000901737 · Director · executive chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 784,050 shares Expires 2017-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option, representing the right to buy a total of 1,374,226 shares, became exercisable in one increment of 343,558 shares on November 19, 2008, and three increments of 343,556 shares each on November 19, 2009, November 19, 2010 and November 19, 2011. The exercise price and number of shares subject to the option were adjusted in accordance with the terms of the stock option plan to reflect the 2-for-1 stock split that occurred on April 9, 2015. Read SEC document |
| November 16, 2017 Filed Nov 18, 2017 00:20 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 784,050 | $57.05 | $44,730,444.53 |
DisclosureSEC source: 0001127602-17-032743 · form4.xml · nonDerivative · entry 2 SCHULTZ HOWARD D · CIK 0000901737 · Director · executive chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,872,564 F1 · price: This transaction was executed in multiple trades at prices ranging from $57.03 to $57.12. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 16, 2017 Filed Nov 18, 2017 00:20 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 784,050 | $11.44 | $8,965,611.75 |
DisclosureSEC source: 0001127602-17-032743 · form4.xml · nonDerivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director · executive chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,656,614 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2017 Filed Nov 20, 2017 23:34 UTC | STARBUCKS CORP SBUX · Entity 2886 | Tax withholdingCommon Stock | 17,526 | $57.24 | $1,003,188.24 |
DisclosureSEC source: 0001127602-17-032897 · form4.xml · nonDerivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director · executive chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,855,038 F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction. Read SEC document |
| November 15, 2017 Filed Nov 16, 2017 23:49 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 290,176 | $0.00 Strike: $11.44 | $0.00 |
DisclosureSEC source: 0001127602-17-032462 · form4.xml · derivative · entry 9 SCHULTZ HOWARD D · CIK 0000901737 · Director · executive chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 784,050 Underlying: Common Stock · 290,176 shares Expires 2017-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option, representing the right to buy a total of 1,374,226 shares, became exercisable in an increment of 343,558 shares on November 19, 2008, and increments of 343,556 shares each on November 19, 2009, November 19, 2010 and November 19, 2011. The exercise price and number of shares subject to the option were adjusted in accordance with the terms of the stock option plan to reflect the 2-for-1 stock split that occurred on April 9, 2015. Read SEC document |
| November 15, 2017 Filed Nov 16, 2017 23:49 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 290,176 | $57.03 | $16,548,418.09 |
DisclosureSEC source: 0001127602-17-032462 · form4.xml · nonDerivative · entry 3 SCHULTZ HOWARD D · CIK 0000901737 · Director · executive chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,872,564 F2 · price: This transaction was executed in multiple trades at prices ranging from $57.025 to $57.03. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 15, 2017 Filed Nov 16, 2017 23:49 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 290,176 | $11.44 | $3,318,162.56 |
DisclosureSEC source: 0001127602-17-032462 · form4.xml · nonDerivative · entry 2 SCHULTZ HOWARD D · CIK 0000901737 · Director · executive chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,162,740 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2017 Filed Nov 18, 2017 00:20 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 699,677 | $0.00 Strike: $56.70 | $0.00 |
DisclosureSEC source: 0001127602-17-032743 · form4.xml · derivative · entry 9 SCHULTZ HOWARD D · CIK 0000901737 · Director · executive chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 699,677 Underlying: Common Stock · 699,677 shares Expires 2027-11-15 F3 · derivative.exercise_date: The option, representing the right to buy a total of 699,677 shares, becomes exercisable in one increment of 174,920 shares on November 15, 2018 and three increments of 174,919 shares each on November 15, 2019, November 15, 2020 and November 15, 2021 Read SEC document |
| November 14, 2017 Filed Nov 16, 2017 23:49 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantCommon Stock | 83,553 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-032462 · form4.xml · nonDerivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director · executive chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,872,564 F1 · shares: Restricted Stock Units ("RSUs") earned on the achievement of performance goals under performance-based RSUs granted on November 16, 2015. The RSUs are scheduled to vest, subject to continued employment, as follows; 41,777 shares on November 16, 2017 and 41,776 shares on November 16, 2018. Read SEC document |
| May 16, 2017 Filed Nov 16, 2017 00:41 UTC | STARBUCKS CORP SBUX · Entity 2886 | GiftCommon Stock | 55,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-032270 · form5.xml · nonDerivative · entry 4 SCHULTZ HOWARD D · CIK 0000901737 · Director · executive chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by spouse Disclosed balance after: 0 Read SEC document |
| May 16, 2017 Filed Nov 16, 2017 00:41 UTC | STARBUCKS CORP SBUX · Entity 2886 | GiftCommon Stock | 55,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-032270 · form5.xml · nonDerivative · entry 3 SCHULTZ HOWARD D · CIK 0000901737 · Director · executive chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by GRAT Disclosed balance after: 0 Read SEC document |
| May 16, 2017 Filed Nov 16, 2017 00:41 UTC | STARBUCKS CORP SBUX · Entity 2886 | GiftCommon Stock | 235,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-032270 · form5.xml · nonDerivative · entry 2 SCHULTZ HOWARD D · CIK 0000901737 · Director · executive chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,789,011 F1 · balance_after: Includes 235,000 shares previously shown as indirectly owned through a grantor retained annuity trust (GRAT) for which the reporting person serves as the sole trustee. The shares were transferred to the reporting person on May 16, 2017 as an annuity payment that was exempt from Section 16 pursuant to Rule 16a-13. Read SEC document |
| May 16, 2017 Filed Nov 16, 2017 00:41 UTC | STARBUCKS CORP SBUX · Entity 2886 | GiftCommon Stock | 235,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-032270 · form5.xml · nonDerivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director · executive chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by spouse Disclosed balance after: 55,000 Read SEC document |
| April 17, 2017 Filed Apr 19, 2017 22:13 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 33,982 | $0.00 Strike: $58.08 | $0.00 |
DisclosureSEC source: 0001127602-17-015111 · form4.xml · derivative · entry 10 SCHULTZ HOWARD D · CIK 0000901737 · Director · executive chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,982 Underlying: Common Stock · 33,982 shares Expires 2027-04-17 F2 · derivative.exercise_date: The option, representing the right to buy a total of 33,982 shares, becomes exercisable in two increments of 8,496 shares each on November 21, 2017 and November 21, 2018 and two increments of 8,495 shares each on November 21, 2019 and November 21, 2020. Read SEC document |
| December 13, 2016 Filed Apr 19, 2017 22:13 UTC | STARBUCKS CORP SBUX · Entity 2886 | GiftCommon Stock | 940,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-015111 · form4.xml · nonDerivative · entry 3 SCHULTZ HOWARD D · CIK 0000901737 · Director · executive chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,319,011 Read SEC document |
| December 13, 2016 Filed Apr 19, 2017 22:13 UTC | STARBUCKS CORP SBUX · Entity 2886 | GiftCommon Stock | 940,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-015111 · form4.xml · nonDerivative · entry 2 SCHULTZ HOWARD D · CIK 0000901737 · Director · executive chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by spouse Disclosed balance after: 1,060,000 Read SEC document |
| December 13, 2016 Filed Apr 19, 2017 22:13 UTC | STARBUCKS CORP SBUX · Entity 2886 | GiftCommon Stock | 225,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-015111 · form4.xml · nonDerivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director · executive chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,379,011 F1 · balance_after: Includes 940,000 shares that were previously shown as indirectly owned through a grantor retained annuity trust (GRAT) for which the reporting person serves as the sole trustee. The shares were transferred to the reporting person on December 13, 2016 as an annuity payment that was exempt from Section 16 pursuant to Rule 16a-13. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 21:47 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 609,813 | $0.00 Strike: $56.10 | $0.00 |
DisclosureSEC source: 0001127602-16-068361 · form4.xml · derivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 609,813 Underlying: Common Stock · 609,813 shares Expires 2026-11-21 F1 · derivative.exercise_date: The option, representing the right to buy a total of 609,813 shares, becomes exercisable in one increment of 152,454 shares on November 21, 2017 and three increments of 152,453 shares each on November 21, 2018, November 21, 2019 and November 21, 2020. Read SEC document |
| November 17, 2016 Filed Nov 21, 2016 23:23 UTC | STARBUCKS CORP SBUX · Entity 2886 | Tax withholdingCommon Stock | 56,757 | $55.85 | $3,169,878.45 |
DisclosureSEC source: 0001127602-16-067938 · form4.xml · nonDerivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,664,011 F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 23:04 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantCommon Stock | 270,589 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-067660 · form4.xml · nonDerivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,720,768 F1 · shares: Restricted Stock Units ("RSUs") earned on the achievement of performance goals under performance-based RSUs granted on November 17, 2014. The RSUs are scheduled to vest, subject to continued employment, as follows; 135,295 shares on November 17, 2016 and 135,294 shares on November 17, 2017. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 23:21 UTC | STARBUCKS CORP SBUX · Entity 2886 | Tax withholdingCommon Stock | 41,061 | $53.93 | $2,214,419.73 |
DisclosureSEC source: 0001127602-16-067267 · form4.xml · nonDerivative · entry 9 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,450,179 F4 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction. Read SEC document |
| September 14, 2016 Filed Nov 15, 2016 23:21 UTC | STARBUCKS CORP SBUX · Entity 2886 | GiftCommon Stock | 2,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-067267 · form4.xml · nonDerivative · entry 8 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman and ceo 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 2,000,000 Read SEC document |
| September 14, 2016 Filed Nov 15, 2016 23:21 UTC | STARBUCKS CORP SBUX · Entity 2886 | GiftCommon Stock | 2,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-067267 · form4.xml · nonDerivative · entry 7 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,491,240 F3 · balance_after: This total has been reduced to reflect the gift of 2,000,000 shares of common stock to the reporting person's spouse reported in this Form 4, and 2,000,000 shares previously contributed by the reporting person to a grantor retained annuity trust for which the reporting person is the sole trustee and sole beneficiary. Read SEC document |
| August 29, 2016 Filed Nov 15, 2016 23:21 UTC | STARBUCKS CORP SBUX · Entity 2886 | GiftCommon Stock | 610,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-067267 · form4.xml · nonDerivative · entry 6 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman and ceo 10b5-1 filing: Not disclosed Ownership: Indirect · by GRAT Disclosed balance after: 0 Read SEC document |
| August 29, 2016 Filed Nov 15, 2016 23:21 UTC | STARBUCKS CORP SBUX · Entity 2886 | GiftCommon Stock | 610,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-067267 · form4.xml · nonDerivative · entry 5 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman and ceo 10b5-1 filing: Not disclosed Ownership: Indirect · by spouse Disclosed balance after: 0 Read SEC document |
| August 24, 2016 Filed Nov 15, 2016 23:21 UTC | STARBUCKS CORP SBUX · Entity 2886 | GiftCommon Stock | 745,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-067267 · form4.xml · nonDerivative · entry 4 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,491,240 F2 · balance_after: Includes 745,000 shares that were previously shown as indirectly owned through a grantor retained annuity trust (GRAT) for which the reporting person serves as the sole trustee. The shares were transferred to the reporting person on August 24, 2016 as an annuity payment that was exempt from Section 16 pursuant to Rule 16a-13. Read SEC document |
| August 24, 2016 Filed Nov 15, 2016 23:21 UTC | STARBUCKS CORP SBUX · Entity 2886 | GiftCommon Stock | 745,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-067267 · form4.xml · nonDerivative · entry 3 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman and ceo 10b5-1 filing: Not disclosed Ownership: Indirect · by spouse Disclosed balance after: 610,000 Read SEC document |
| June 07, 2016 Filed Nov 15, 2016 23:21 UTC | STARBUCKS CORP SBUX · Entity 2886 | GiftCommon Stock | 210,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-067267 · form4.xml · nonDerivative · entry 2 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,791,240 F1 · balance_after: Includes 210,000 shares that were previously shown as indirectly owned through a grantor retained annuity trust (GRAT) for which the reporting person serves as the sole trustee. The shares were transferred to the reporting person on June 7, 2016 as an annuity payment that was exempt from Section 16 pursuant to Rule 16a-13. Read SEC document |
| June 07, 2016 Filed Nov 15, 2016 23:21 UTC | STARBUCKS CORP SBUX · Entity 2886 | GiftCommon Stock | 210,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-067267 · form4.xml · nonDerivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman and ceo 10b5-1 filing: Not disclosed Ownership: Indirect · by spouse Disclosed balance after: 290,000 Read SEC document |
| December 08, 2015 Filed Dec 11, 2015 00:16 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 162,099 | $62.23 | $10,086,934.47 |
DisclosureSEC source: 0001127602-15-033819 · form4.xml · nonDerivative · entry 4 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,581,240 Read SEC document |
| December 08, 2015 Filed Dec 11, 2015 00:16 UTC | STARBUCKS CORP SBUX · Entity 2886 | GiftCommon Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-033819 · form4.xml · nonDerivative · entry 3 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,743,339 Read SEC document |
| December 04, 2015 Filed Dec 11, 2015 00:16 UTC | STARBUCKS CORP SBUX · Entity 2886 | GiftCommon Stock | 2,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-033819 · form4.xml · nonDerivative · entry 2 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman and ceo 10b5-1 filing: Not disclosed Ownership: Indirect · by spouse Disclosed balance after: 2,000,000 Read SEC document |
| December 04, 2015 Filed Dec 11, 2015 00:16 UTC | STARBUCKS CORP SBUX · Entity 2886 | GiftCommon Stock | 2,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-033819 · form4.xml · nonDerivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,943,339 F1 · balance_after: This total has been reduced to reflect the gift of 2,000,000 shares of common stock to the reporting person's spouse reported in this Form 4, and 2,000,000 shares previously contributed by the reporting person to a grantor retained annuity trust for which the reporting person is the sole trustee and sole beneficiary. Read SEC document |
| November 19, 2015 Filed Nov 23, 2015 23:25 UTC | STARBUCKS CORP SBUX · Entity 2886 | Tax withholdingCommon Stock | 73,374 | $61.46 | $4,509,566.04 |
DisclosureSEC source: 0001127602-15-032350 · form4.xml · nonDerivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,943,339 F1 · shares: Shares withheld by the Issuer to satisfy tax withholding obligations upon conversion of the Common Stock Units into shares of Common Stock; not an open market transaction. Read SEC document |
| November 16, 2015 Filed Nov 18, 2015 23:07 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 549,330 | $0.00 Strike: $60.68 | $0.00 |
DisclosureSEC source: 0001127602-15-031898 · form4.xml · derivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 549,330 Underlying: Common Stock · 549,330 shares Expires 2025-11-16 F1 · derivative.exercise_date: The option, representing the right to buy a total of 549,330 shares, becomes exercisable in two increments of 137,333 shares each on November 16, 2016 and November 16, 2017 and two increments of 137,332 shares each on November 16, 2018 and November 16, 2019. Read SEC document |
| November 11, 2015 Filed Nov 13, 2015 18:28 UTC | STARBUCKS CORP SBUX · Entity 2886 | Tax withholdingCommon Stock | 43,769 | $61.87 | $2,707,988.03 |
DisclosureSEC source: 0001127602-15-031371 · form4.xml · nonDerivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,016,713 F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction. Read SEC document |
| November 10, 2015 Filed Nov 12, 2015 21:01 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantCommon Stock | 208,668 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-031230 · form4.xml · nonDerivative · entry 3 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,060,482 F3 · shares: Restricted Stock Units ("RSUs") earned on the achievement of performance goals under performance-based RSUs granted on November 11, 2013. The RSUs are scheduled to vest, subject to continued employment, as follows, 104,334 shares on November 11, 2015 and 104,334 shares on November 11, 2016. Read SEC document |
| September 11, 2015 Filed Nov 12, 2015 21:01 UTC | STARBUCKS CORP SBUX · Entity 2886 | GiftCommon Stock | 645,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-031230 · form4.xml · nonDerivative · entry 2 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,206,814 F1 · shares: This gift transaction represents an annuity payment from a grantor retained annuity trust (GRAT) previously established by the reporting person's spouse for which the reporting person serves as trustee, to a joint account of the reporting person and his spouse. F2 · balance_after: Includes 645,000 shares that were previously shown as indirectly owned through a grantor retained annuity trust (GRAT) for which the reporting person serves as the sole trustee. The shares were transferred to the reporting person on September 11, 2015 as an annuity payment that was exempt from Section 16 pursuant to Rule 16a-13. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.