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person · Reporting owner

Morse David L

Disclosed activity across 1 company

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15465
SEC CIK
0001547488

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CORNING INC /NYGLW · Entity 2883Exec. VP & Chief Tech. OfficerMay 16, 2022May 18, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CORNING INC /NY

Report date May 16, 2022 · Filed May 18, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect13,912 Ending reported balance After 2022-05-16 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2022-05-16 · Exercise / conversion · Acquired 9,809 · Balance 18,401

Row 2 · 2022-05-16 · Exercise / conversion · Acquired 1,061 · Balance 19,462

Row 3 · 2022-05-16 · Tax withholding · Disposed 5,550 · Balance 13,912

Performance Share UnitSEC Table II · derivative / convertible securityDirect9,809 Reported balance After 2022-05-16 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2022-05-16 · Exercise / conversion · Disposed 9,809 · Balance 9,809

F2: Each Performance Share Unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F3: Performance Share Units were earned February 3, 2021 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2020 pursuant to the 2020 agreement. Earned units remain restricted until vesting. The earned units will vest ratably over 3 years from the grant date and convert to GLW common stock, subject to service-based vesting requirement.

Performance Share UnitSEC Table II · derivative / convertible securityDirect58,252 Reported balance Holding disclosure · report date 2022-05-16 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 58,252

F2: Each Performance Share Unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F7: Earned performance share units remain restricted until April 14, 2023, when they vest and convert to GLW common stock, subject to service-based vesting requirement.

Performance Share UnitSEC Table II · derivative / convertible securityDirect12,691 Reported balance Holding disclosure · report date 2022-05-16 · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · Balance 12,691

F2: Each Performance Share Unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F9: Earned performance share units remain restricted until April 15, 2024, when they vest and convert to GLW common stock, subject to service-based vesting requirement.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect1,062 Reported balance After 2022-05-16 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2022-05-16 · Exercise / conversion · Disposed 1,061 · Balance 1,062

F4: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F5: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect36,142 Reported balance Holding disclosure · report date 2022-05-16 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 36,142

F4: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F6: The Restricted Stock Units vest 100% on April 14, 2023. Vested shares will be delivered to the reporting person within thirty (30) days after April 14, 2023. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 14, 2023.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect15,857 Reported balance Holding disclosure · report date 2022-05-16 · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · Balance 15,857

F4: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F8: The Restricted Stock Units vest 100% on April 15, 2024. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2024. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2024.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect20,215 Reported balance Holding disclosure · report date 2022-05-16 · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · Balance 20,215

F4: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F10: The Restricted Stock Units vest 100% on April 15, 2025. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2025. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2025.

Common StockSEC Table I · non-derivativeIndirectBy Morse Family Trust55,800 Reported balance Holding disclosure · report date 2022-05-16 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 55,800

F1: The reporting person is trustee and beneficiary of the trust.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person is trustee and beneficiary of the trust.

F2: Each Performance Share Unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F3: Performance Share Units were earned February 3, 2021 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2020 pursuant to the 2020 agreement. Earned units remain restricted until vesting. The earned units will vest ratably over 3 years from the grant date and convert to GLW common stock, subject to service-based vesting requirement.

F4: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F5: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.

F6: The Restricted Stock Units vest 100% on April 14, 2023. Vested shares will be delivered to the reporting person within thirty (30) days after April 14, 2023. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 14, 2023.

F7: Earned performance share units remain restricted until April 14, 2023, when they vest and convert to GLW common stock, subject to service-based vesting requirement.

F8: The Restricted Stock Units vest 100% on April 15, 2024. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2024. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2024.

F9: Earned performance share units remain restricted until April 15, 2024, when they vest and convert to GLW common stock, subject to service-based vesting requirement.

F10: The Restricted Stock Units vest 100% on April 15, 2025. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2025. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2025.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 31, 2021 Filed Apr 1, 2021 20:08 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 4 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-012580 · form4.xml · nonDerivative · entry 2

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Spouse

Disclosed balance after: 518

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of all securities held by spouse.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 20:08 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 14 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-012580 · form4.xml · nonDerivative · entry 1

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Spouse

Disclosed balance after: 514

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of all securities held by spouse.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:03 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to Buy) · Derivative 50 $0.00 Strike: $12.97 $0.00
Disclosure

SEC source: 0001127602-21-006476 · form4.xml · derivative · entry 8

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Spouse

Disclosed balance after: 0

Underlying: Common Stock · 50 shares

Expires 2022-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The reporting person disclaims beneficial ownership of all securities held by spouse.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:03 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to Buy) · Derivative 50 $0.00 Strike: $12.90 $0.00
Disclosure

SEC source: 0001127602-21-006476 · form4.xml · derivative · entry 7

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Spouse

Disclosed balance after: 0

Underlying: Common Stock · 50 shares

Expires 2022-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The reporting person disclaims beneficial ownership of all securities held by spouse.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:03 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to Buy) · Derivative 50 $0.00 Strike: $13.04 $0.00
Disclosure

SEC source: 0001127602-21-006476 · form4.xml · derivative · entry 6

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Spouse

Disclosed balance after: 0

Underlying: Common Stock · 50 shares

Expires 2022-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The reporting person disclaims beneficial ownership of all securities held by spouse.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:03 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 150 $38.67 $5,800.50
Disclosure

SEC source: 0001127602-21-006476 · form4.xml · nonDerivative · entry 4

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Spouse

Disclosed balance after: 500

F1 · ownership.nature: The reporting person disclaims beneficial ownership of all securities held by spouse.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:03 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 50 $12.97 $648.50
Disclosure

SEC source: 0001127602-21-006476 · form4.xml · nonDerivative · entry 3

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Spouse

Disclosed balance after: 650

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The reporting person disclaims beneficial ownership of all securities held by spouse.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:03 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 50 $12.90 $645.00
Disclosure

SEC source: 0001127602-21-006476 · form4.xml · nonDerivative · entry 2

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Spouse

Disclosed balance after: 600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The reporting person disclaims beneficial ownership of all securities held by spouse.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:03 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 50 $13.04 $652.00
Disclosure

SEC source: 0001127602-21-006476 · form4.xml · nonDerivative · entry 1

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Spouse

Disclosed balance after: 550

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The reporting person disclaims beneficial ownership of all securities held by spouse.

Read SEC document
February 03, 2021 Filed Feb 5, 2021 21:57 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionPerformance Share Unit · Derivative 1,055 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-004212 · form4.xml · derivative · entry 6

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,633

Underlying: Common Stock · 1,055 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

F5 · derivative.exercise_date: Vesting to satisfy tax requirement pursuant to the April 2020 agreement.

F5 · derivative.expiration_date: Vesting to satisfy tax requirement pursuant to the April 2020 agreement.

Read SEC document
February 03, 2021 Filed Feb 5, 2021 21:57 UTC CORNING INC /NY GLW · Entity 2883 GrantPerformance Share Unit · Derivative 30,688 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-004212 · form4.xml · derivative · entry 5

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,688

Underlying: Common Stock · 30,688 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

F4 · derivative.exercise_date: Performance Share Units were earned February 3, 2021 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2020 pursuant to the April 2020 agreement. Earned units remain restricted until April 14, 2023, when they vest and convert to GLW common stock, subject to service-based vesting requirement.

F4 · derivative.expiration_date: Performance Share Units were earned February 3, 2021 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2020 pursuant to the April 2020 agreement. Earned units remain restricted until April 14, 2023, when they vest and convert to GLW common stock, subject to service-based vesting requirement.

Read SEC document
February 03, 2021 Filed Feb 5, 2021 21:57 UTC CORNING INC /NY GLW · Entity 2883 GrantPerformance Share Unit · Derivative 29,427 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-004212 · form4.xml · derivative · entry 4

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,427

Underlying: Common Stock · 29,427 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

F3 · derivative.exercise_date: Performance Share Units were earned February 3, 2021 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2020 pursuant to the May 2020 agreement. Earned units remain restricted until vesting. The earned units will vest ratably over 3 years from the grant date and convert to GLW common stock, subject to service-based vesting requirement.

F3 · derivative.expiration_date: Performance Share Units were earned February 3, 2021 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2020 pursuant to the May 2020 agreement. Earned units remain restricted until vesting. The earned units will vest ratably over 3 years from the grant date and convert to GLW common stock, subject to service-based vesting requirement.

Read SEC document
February 03, 2021 Filed Feb 5, 2021 21:57 UTC CORNING INC /NY GLW · Entity 2883 Tax withholdingCommon Stock 1,055 $36.34 $38,338.70
Disclosure

SEC source: 0001127602-21-004212 · form4.xml · nonDerivative · entry 2

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,300

Read SEC document
February 03, 2021 Filed Feb 5, 2021 21:57 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 1,055 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-004212 · form4.xml · nonDerivative · entry 1

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,355

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

Read SEC document
February 01, 2021 Filed Feb 2, 2021 21:10 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to Buy) · Derivative 100 $0.00 Strike: $22.03 $0.00
Disclosure

SEC source: 0001127602-21-003491 · form4.xml · derivative · entry 4

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Spouse

Disclosed balance after: 0

Underlying: Common Stock · 100 shares

Expires 2021-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The reporting person disclaims beneficial ownership of all securities held by spouse.

Read SEC document
February 01, 2021 Filed Feb 2, 2021 21:10 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 100 $36.00 $3,600.00
Disclosure

SEC source: 0001127602-21-003491 · form4.xml · nonDerivative · entry 2

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Spouse

Disclosed balance after: 500

F1 · ownership.nature: The reporting person disclaims beneficial ownership of all securities held by spouse.

Read SEC document
February 01, 2021 Filed Feb 2, 2021 21:10 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 100 $22.03 $2,203.00
Disclosure

SEC source: 0001127602-21-003491 · form4.xml · nonDerivative · entry 1

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Spouse

Disclosed balance after: 600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The reporting person disclaims beneficial ownership of all securities held by spouse.

Read SEC document
January 07, 2021 Filed Jan 11, 2021 21:20 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionRestricted Stock Unit · Derivative 1,535 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-001420 · form4.xml · derivative · entry 4

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,142

Underlying: Common Stock · 1,535 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F3 · derivative.exercise_date: Vesting to satisfy tax requirement pursuant to the April 2020 agreement.

F3 · derivative.expiration_date: Vesting to satisfy tax requirement pursuant to the April 2020 agreement.

Read SEC document
January 07, 2021 Filed Jan 11, 2021 21:20 UTC CORNING INC /NY GLW · Entity 2883 Tax withholdingCommon Stock 1,535 $36.98 $56,764.30
Disclosure

SEC source: 0001127602-21-001420 · form4.xml · nonDerivative · entry 2

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,300

Read SEC document
January 07, 2021 Filed Jan 11, 2021 21:20 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 1,535 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-001420 · form4.xml · nonDerivative · entry 1

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,835

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

Read SEC document
November 05, 2020 Filed Nov 9, 2020 21:04 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to Buy) · Derivative 100 $0.00 Strike: $22.69 $0.00
Disclosure

SEC source: 0001127602-20-028473 · form4.xml · derivative · entry 6

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Spouse

Disclosed balance after: 0

Underlying: Common Stock · 100 shares

Expires 2021-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The reporting person disclaims beneficial ownership of all securities held by spouse.

Read SEC document
November 05, 2020 Filed Nov 9, 2020 21:04 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to Buy) · Derivative 100 $0.00 Strike: $19.19 $0.00
Disclosure

SEC source: 0001127602-20-028473 · form4.xml · derivative · entry 5

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Spouse

Disclosed balance after: 0

Underlying: Common Stock · 100 shares

Expires 2021-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The reporting person disclaims beneficial ownership of all securities held by spouse.

Read SEC document
November 05, 2020 Filed Nov 9, 2020 21:04 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 200 $34.69 $6,937.00
Disclosure

SEC source: 0001127602-20-028473 · form4.xml · nonDerivative · entry 3

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Spouse

Disclosed balance after: 500

F1 · ownership.nature: The reporting person disclaims beneficial ownership of all securities held by spouse.

Read SEC document
November 05, 2020 Filed Nov 9, 2020 21:04 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 100 $22.69 $2,269.00
Disclosure

SEC source: 0001127602-20-028473 · form4.xml · nonDerivative · entry 2

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Spouse

Disclosed balance after: 700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The reporting person disclaims beneficial ownership of all securities held by spouse.

Read SEC document
November 05, 2020 Filed Nov 9, 2020 21:04 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 100 $19.19 $1,919.00
Disclosure

SEC source: 0001127602-20-028473 · form4.xml · nonDerivative · entry 1

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Spouse

Disclosed balance after: 600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The reporting person disclaims beneficial ownership of all securities held by spouse.

Read SEC document
September 03, 2020 Filed Sep 4, 2020 20:07 UTC CORNING INC /NY GLW · Entity 2883 GiftCommon Stock 3,100 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-024761 · form4.xml · nonDerivative · entry 1

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,300

Read SEC document
August 10, 2020 Filed Aug 12, 2020 20:02 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to Buy) · Derivative 12,566 $0.00 Strike: $20.89 $0.00
Disclosure

SEC source: 0001127602-20-023437 · form4.xml · derivative · entry 8

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,566 shares

Expires 2026-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2020 Filed Aug 12, 2020 20:02 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to Buy) · Derivative 14,060 $0.00 Strike: $18.67 $0.00
Disclosure

SEC source: 0001127602-20-023437 · form4.xml · derivative · entry 7

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,060 shares

Expires 2026-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2020 Filed Aug 12, 2020 20:02 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to Buy) · Derivative 12,566 $0.00 Strike: $20.89 $0.00
Disclosure

SEC source: 0001127602-20-023437 · form4.xml · derivative · entry 6

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,566 shares

Expires 2026-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2020 Filed Aug 12, 2020 20:02 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 39,192 $31.84 $1,247,853.68
Disclosure

SEC source: 0001127602-20-023437 · form4.xml · nonDerivative · entry 4

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,400

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.79 to $31.89, inclusive. The reporting person undertakes to provided to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.

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August 10, 2020 Filed Aug 12, 2020 20:02 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 12,566 $20.89 $262,503.74
Disclosure

SEC source: 0001127602-20-023437 · form4.xml · nonDerivative · entry 3

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,592

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2020 Filed Aug 12, 2020 20:02 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 14,060 $18.67 $262,500.20
Disclosure

SEC source: 0001127602-20-023437 · form4.xml · nonDerivative · entry 2

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,026

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2020 Filed Aug 12, 2020 20:02 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 12,566 $20.89 $262,503.74
Disclosure

SEC source: 0001127602-20-023437 · form4.xml · nonDerivative · entry 1

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,966

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2020 Filed May 19, 2020 20:11 UTC CORNING INC /NY GLW · Entity 2883 GrantStock Options (Right to Buy) · Derivative 15,925 $0.00 Strike: $19.65 $0.00
Disclosure

SEC source: 0001127602-20-017147 · form4.xml · derivative · entry 2

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,925

Underlying: Common Stock · 15,925 shares

Expires 2030-05-15

F4 · shares: As part of a series of actions to preserve cash, the reporting person is receiving equity in lieu of 30% of his/her base salary for the period of June 1, 2020 through December 31, 2020. The equity is comprised of restricted stock units (50%) and stock options (50%). The number of options granted was determined by dividing the cash compensation by the Black-Scholes value of a single option calculated as of the date of grant.

F5 · derivative.exercise_date: The options will vest ratably over three years from grant date.

Read SEC document
May 15, 2020 Filed May 19, 2020 20:11 UTC CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 3,185 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-017147 · form4.xml · derivative · entry 1

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,185

Underlying: Common Stock · 3,185 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · shares: As part of a series of actions to preserve cash, the reporting person is receiving equity in lieu of 30% of his/her base salary for the period of June 1, 2020 through December 31, 2020. The equity is comprised of restricted stock units (50%) and stock options (50%).

F3 · derivative.exercise_date: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.

F3 · derivative.expiration_date: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.

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May 15, 2020 Filed Jun 17, 2020 20:15 UTC Amendment CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 52 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-019905 · form4a.xml · derivative · entry 5

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Spouse

Disclosed balance after: 52

Underlying: Common Stock · 52 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F10 · shares: As part of a series of actions to preserve cash, the spouse of the reporting person is receiving restricted stock units in lieu of the 2020 management cash performance bonus plan (Performance Incentive Plan, or PIP).

F7 · derivative.exercise_date: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the spouse of the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.

F7 · derivative.expiration_date: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the spouse of the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.

F8 · ownership.nature: The Reporting Person disclaims beneficial ownership of all securities held by spouse.

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May 15, 2020 Filed Jun 17, 2020 20:15 UTC Amendment CORNING INC /NY GLW · Entity 2883 GrantStock Options (Right to Buy) · Derivative 75 $0.00 Strike: $19.65 $0.00
Disclosure

SEC source: 0001127602-20-019905 · form4a.xml · derivative · entry 4

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Spouse

Disclosed balance after: 75

Underlying: Common Stock · 75 shares

Expires 2030-05-15

F9 · shares: As part of a series of actions to preserve cash, the spouse of the reporting person is receiving equity in lieu of 5% of her base salary for the period of June 1, 2020 through December 31, 2020. The equity is comprised of restricted stock units (50%) and stock options (50%). The number of options granted was determined by dividing the cash compensation by the Black-Scholes value of a single option calculated as of the date of grant.

F5 · derivative.exercise_date: The options will vest ratably over three years from grant date.

F8 · ownership.nature: The Reporting Person disclaims beneficial ownership of all securities held by spouse.

Read SEC document
May 15, 2020 Filed Jun 17, 2020 20:15 UTC Amendment CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 15 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-019905 · form4a.xml · derivative · entry 3

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Spouse

Disclosed balance after: 15

Underlying: Common Stock · 15 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F6 · shares: As part of a series of actions to preserve cash, the spouse of the reporting person is receiving equity in lieu of 5% of her base salary for the period of June 1, 2020 through December 31, 2020. The equity is comprised of restricted stock units (50%) and stock options (50%).

F7 · derivative.exercise_date: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the spouse of the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.

F7 · derivative.expiration_date: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the spouse of the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.

F8 · ownership.nature: The Reporting Person disclaims beneficial ownership of all securities held by spouse.

Read SEC document
May 15, 2020 Filed Jun 17, 2020 20:15 UTC Amendment CORNING INC /NY GLW · Entity 2883 GrantStock Options (Right to Buy) · Derivative 15,925 $0.00 Strike: $19.65 $0.00
Disclosure

SEC source: 0001127602-20-019905 · form4a.xml · derivative · entry 2

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,925

Underlying: Common Stock · 15,925 shares

Expires 2030-05-15

F4 · shares: As part of a series of actions to preserve cash, the reporting person is receiving equity in lieu of 30% of his/her base salary for the period of June 1, 2020 through December 31, 2020. The equity is comprised of restricted stock units (50%) and stock options (50%). The number of options granted was determined by dividing the cash compensation by the Black-Scholes value of a single option calculated as of the date of grant.

F5 · derivative.exercise_date: The options will vest ratably over three years from grant date.

Read SEC document
May 15, 2020 Filed Jun 17, 2020 20:15 UTC Amendment CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 3,185 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-019905 · form4a.xml · derivative · entry 1

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,185

Underlying: Common Stock · 3,185 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · shares: As part of a series of actions to preserve cash, the reporting person is receiving equity in lieu of 30% of his/her base salary for the period of June 1, 2020 through December 31, 2020. The equity is comprised of restricted stock units (50%) and stock options (50%).

F3 · derivative.exercise_date: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.

F3 · derivative.expiration_date: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.

Read SEC document
April 15, 2020 Filed Apr 17, 2020 20:09 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionRestricted Stock Unit · Derivative 18,328 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-014047 · form4.xml · derivative · entry 4

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,328 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F3 · derivative.exercise_date: Earned Restricted Stock Units awarded March 31, 2017 remained restricted until April 15, 2020, when they vested and converted into GLW common stock per terms of March 2017 Agreement approved by Compensation Committee.

F3 · derivative.expiration_date: Earned Restricted Stock Units awarded March 31, 2017 remained restricted until April 15, 2020, when they vested and converted into GLW common stock per terms of March 2017 Agreement approved by Compensation Committee.

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April 15, 2020 Filed Apr 17, 2020 20:09 UTC CORNING INC /NY GLW · Entity 2883 Tax withholdingCommon Stock 8,545 $19.99 $170,814.55
Disclosure

SEC source: 0001127602-20-014047 · form4.xml · nonDerivative · entry 2

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,400

Read SEC document
April 15, 2020 Filed Apr 17, 2020 20:09 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 18,328 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-014047 · form4.xml · nonDerivative · entry 1

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,945

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 20:06 UTC CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 37,677 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-013085 · form4.xml · derivative · entry 1

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,677

Underlying: Common Stock · 37,677 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest 100% on April 14, 2023. Vested shares will be delivered to the reporting person within thirty (30) days after April 14, 2023. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 14, 2023.

F2 · derivative.expiration_date: The Restricted Stock Units vest 100% on April 14, 2023. Vested shares will be delivered to the reporting person within thirty (30) days after April 14, 2023. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 14, 2023.

Read SEC document
January 02, 2020 Filed Jan 3, 2020 21:10 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionRestricted Stock Unit · Derivative 940 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-000637 · form4.xml · derivative · entry 4

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,749

Underlying: Common Stock · 940 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F3 · derivative.exercise_date: Vesting to satisfy tax requirement pursuant to the April 2019 agreement.

F3 · derivative.expiration_date: Vesting to satisfy tax requirement pursuant to the April 2019 agreement.

Read SEC document
January 02, 2020 Filed Jan 3, 2020 21:10 UTC CORNING INC /NY GLW · Entity 2883 Tax withholdingCommon Stock 940 $29.99 $28,190.60
Disclosure

SEC source: 0001127602-20-000637 · form4.xml · nonDerivative · entry 2

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,617

Read SEC document
January 02, 2020 Filed Jan 3, 2020 21:10 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 940 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-000637 · form4.xml · nonDerivative · entry 1

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,557

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

Read SEC document
October 30, 2019 Filed Nov 1, 2019 20:03 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to Buy) · Derivative 125 $0.00 Strike: $18.16 $0.00
Disclosure

SEC source: 0001127602-19-031477 · form4.xml · derivative · entry 8

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Spouse

Disclosed balance after: 0

Underlying: Common Stock · 125 shares

Expires 2020-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The reporting person disclaims beneficial ownership of all securities held by spouse.

Read SEC document
October 30, 2019 Filed Nov 1, 2019 20:03 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to Buy) · Derivative 125 $0.00 Strike: $19.56 $0.00
Disclosure

SEC source: 0001127602-19-031477 · form4.xml · derivative · entry 7

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Spouse

Disclosed balance after: 0

Underlying: Common Stock · 125 shares

Expires 2020-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The reporting person disclaims beneficial ownership of all securities held by spouse.

Read SEC document
October 30, 2019 Filed Nov 1, 2019 20:03 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to Buy) · Derivative 125 $0.00 Strike: $17.82 $0.00
Disclosure

SEC source: 0001127602-19-031477 · form4.xml · derivative · entry 6

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Spouse

Disclosed balance after: 0

Underlying: Common Stock · 125 shares

Expires 2019-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The reporting person disclaims beneficial ownership of all securities held by spouse.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.