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person · Reporting owner

Morse David L

Disclosed activity across 1 company

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15465
SEC CIK
0001547488

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CORNING INC /NYGLW · Entity 2883Exec. VP & Chief Tech. OfficerMay 16, 2022May 18, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CORNING INC /NY

Report date May 16, 2022 · Filed May 18, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect13,912 Ending reported balance After 2022-05-16 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2022-05-16 · Exercise / conversion · Acquired 9,809 · Balance 18,401

Row 2 · 2022-05-16 · Exercise / conversion · Acquired 1,061 · Balance 19,462

Row 3 · 2022-05-16 · Tax withholding · Disposed 5,550 · Balance 13,912

Performance Share UnitSEC Table II · derivative / convertible securityDirect9,809 Reported balance After 2022-05-16 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2022-05-16 · Exercise / conversion · Disposed 9,809 · Balance 9,809

F2: Each Performance Share Unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F3: Performance Share Units were earned February 3, 2021 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2020 pursuant to the 2020 agreement. Earned units remain restricted until vesting. The earned units will vest ratably over 3 years from the grant date and convert to GLW common stock, subject to service-based vesting requirement.

Performance Share UnitSEC Table II · derivative / convertible securityDirect58,252 Reported balance Holding disclosure · report date 2022-05-16 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 58,252

F2: Each Performance Share Unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F7: Earned performance share units remain restricted until April 14, 2023, when they vest and convert to GLW common stock, subject to service-based vesting requirement.

Performance Share UnitSEC Table II · derivative / convertible securityDirect12,691 Reported balance Holding disclosure · report date 2022-05-16 · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · Balance 12,691

F2: Each Performance Share Unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F9: Earned performance share units remain restricted until April 15, 2024, when they vest and convert to GLW common stock, subject to service-based vesting requirement.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect1,062 Reported balance After 2022-05-16 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2022-05-16 · Exercise / conversion · Disposed 1,061 · Balance 1,062

F4: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F5: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect36,142 Reported balance Holding disclosure · report date 2022-05-16 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 36,142

F4: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F6: The Restricted Stock Units vest 100% on April 14, 2023. Vested shares will be delivered to the reporting person within thirty (30) days after April 14, 2023. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 14, 2023.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect15,857 Reported balance Holding disclosure · report date 2022-05-16 · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · Balance 15,857

F4: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F8: The Restricted Stock Units vest 100% on April 15, 2024. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2024. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2024.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect20,215 Reported balance Holding disclosure · report date 2022-05-16 · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · Balance 20,215

F4: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F10: The Restricted Stock Units vest 100% on April 15, 2025. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2025. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2025.

Common StockSEC Table I · non-derivativeIndirectBy Morse Family Trust55,800 Reported balance Holding disclosure · report date 2022-05-16 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 55,800

F1: The reporting person is trustee and beneficiary of the trust.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person is trustee and beneficiary of the trust.

F2: Each Performance Share Unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F3: Performance Share Units were earned February 3, 2021 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2020 pursuant to the 2020 agreement. Earned units remain restricted until vesting. The earned units will vest ratably over 3 years from the grant date and convert to GLW common stock, subject to service-based vesting requirement.

F4: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F5: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.

F6: The Restricted Stock Units vest 100% on April 14, 2023. Vested shares will be delivered to the reporting person within thirty (30) days after April 14, 2023. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 14, 2023.

F7: Earned performance share units remain restricted until April 14, 2023, when they vest and convert to GLW common stock, subject to service-based vesting requirement.

F8: The Restricted Stock Units vest 100% on April 15, 2024. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2024. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2024.

F9: Earned performance share units remain restricted until April 15, 2024, when they vest and convert to GLW common stock, subject to service-based vesting requirement.

F10: The Restricted Stock Units vest 100% on April 15, 2025. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2025. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2025.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 16, 2022 Filed May 18, 2022 20:19 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionRestricted Stock Unit · Derivative 1,061 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-014946 · form4.xml · derivative · entry 6

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,062

Underlying: Common Stock · 1,061 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F5 · derivative.exercise_date: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.

F5 · derivative.expiration_date: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.

Read SEC document
May 16, 2022 Filed May 18, 2022 20:19 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionPerformance Share Unit · Derivative 9,809 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-014946 · form4.xml · derivative · entry 5

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,809

Underlying: Common Stock · 9,809 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F3 · derivative.exercise_date: Performance Share Units were earned February 3, 2021 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2020 pursuant to the 2020 agreement. Earned units remain restricted until vesting. The earned units will vest ratably over 3 years from the grant date and convert to GLW common stock, subject to service-based vesting requirement.

F3 · derivative.expiration_date: Performance Share Units were earned February 3, 2021 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2020 pursuant to the 2020 agreement. Earned units remain restricted until vesting. The earned units will vest ratably over 3 years from the grant date and convert to GLW common stock, subject to service-based vesting requirement.

Read SEC document
May 16, 2022 Filed May 18, 2022 20:19 UTC CORNING INC /NY GLW · Entity 2883 Tax withholdingCommon Stock 5,550 $35.20 $195,360.00
Disclosure

SEC source: 0001127602-22-014946 · form4.xml · nonDerivative · entry 3

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,912

Read SEC document
May 16, 2022 Filed May 18, 2022 20:19 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 1,061 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-014946 · form4.xml · nonDerivative · entry 2

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,462

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2022 Filed May 18, 2022 20:19 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 9,809 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-014946 · form4.xml · nonDerivative · entry 1

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,401

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 18, 2022 Filed Apr 20, 2022 20:18 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionRestricted Stock Unit · Derivative 16,749 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-012265 · form4.xml · derivative · entry 4

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,749 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F3 · derivative.exercise_date: The Restricted Stock Units vested 100% on April 18, 2022.

F3 · derivative.expiration_date: The Restricted Stock Units vested 100% on April 18, 2022.

Read SEC document
April 18, 2022 Filed Apr 20, 2022 20:18 UTC CORNING INC /NY GLW · Entity 2883 Tax withholdingCommon Stock 8,157 $33.87 $276,277.59
Disclosure

SEC source: 0001127602-22-012265 · form4.xml · nonDerivative · entry 2

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,592

Read SEC document
April 18, 2022 Filed Apr 20, 2022 20:18 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 16,749 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-012265 · form4.xml · nonDerivative · entry 1

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,749

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 20:13 UTC CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 20,215 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-011544 · form4.xml · derivative · entry 2

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,215

Underlying: Common Stock · 20,215 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F3 · derivative.exercise_date: The Restricted Stock Units vest 100% on April 15, 2025. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2025. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2025.

F3 · derivative.expiration_date: The Restricted Stock Units vest 100% on April 15, 2025. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2025. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2025.

Read SEC document
February 18, 2022 Filed Feb 22, 2022 21:04 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to Buy) · Derivative 37 $0.00 Strike: $19.65 $0.00
Disclosure

SEC source: 0001127602-22-006003 · form4.xml · derivative · entry 5

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Spouse

Disclosed balance after: 0

Underlying: Common Stock · 37 shares

Expires 2030-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The reporting person disclaims beneficial ownership of all securities held by spouse.

Read SEC document
February 18, 2022 Filed Feb 22, 2022 21:04 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 47 $42.00 $1,974.00
Disclosure

SEC source: 0001127602-22-006003 · form4.xml · nonDerivative · entry 2

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Spouse

Disclosed balance after: 0

F1 · ownership.nature: The reporting person disclaims beneficial ownership of all securities held by spouse.

Read SEC document
February 18, 2022 Filed Feb 22, 2022 21:04 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 37 $19.65 $727.05
Disclosure

SEC source: 0001127602-22-006003 · form4.xml · nonDerivative · entry 1

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Spouse

Disclosed balance after: 47

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The reporting person disclaims beneficial ownership of all securities held by spouse.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 21:14 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionPerformance Share Unit · Derivative 467 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-003365 · form4.xml · derivative · entry 9

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,691

Underlying: Common Stock · 467 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

F1 · price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

F7 · derivative.exercise_date: Vesting to satisfy tax requirement pursuant to the 2021 agreement.

F7 · derivative.expiration_date: Vesting to satisfy tax requirement pursuant to the 2021 agreement.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 21:14 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionPerformance Share Unit · Derivative 1,052 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-003365 · form4.xml · derivative · entry 8

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,252

Underlying: Common Stock · 1,052 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

F1 · price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

F6 · derivative.exercise_date: Vesting to satisfy tax requirement pursuant to the 2020 agreement.

F6 · derivative.expiration_date: Vesting to satisfy tax requirement pursuant to the 2020 agreement.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 21:14 UTC CORNING INC /NY GLW · Entity 2883 GrantPerformance Share Unit · Derivative 13,158 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-003365 · form4.xml · derivative · entry 7

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,158

Underlying: Common Stock · 13,158 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

F5 · derivative.exercise_date: Performance Share Units were earned February 2, 2022 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2021 pursuant to the 2021 agreement. Earned units remain restricted until April 15, 2024, when they vest and convert to GLW common stock, subject to service-based vesting requirement.

F5 · derivative.expiration_date: Performance Share Units were earned February 2, 2022 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2021 pursuant to the 2021 agreement. Earned units remain restricted until April 15, 2024, when they vest and convert to GLW common stock, subject to service-based vesting requirement.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 21:14 UTC CORNING INC /NY GLW · Entity 2883 GrantPerformance Share Unit · Derivative 29,671 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-003365 · form4.xml · derivative · entry 6

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,304

Underlying: Common Stock · 29,671 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

F4 · derivative.exercise_date: Performance Share Units were earned February 2, 2022 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2021 pursuant to the 2020 agreement. Earned units remain restricted until April 14, 2023, when they vest and convert to GLW common stock, subject to service-based vesting requirement.

F4 · derivative.expiration_date: Performance Share Units were earned February 2, 2022 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2021 pursuant to the 2020 agreement. Earned units remain restricted until April 14, 2023, when they vest and convert to GLW common stock, subject to service-based vesting requirement.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 21:14 UTC CORNING INC /NY GLW · Entity 2883 Tax withholdingCommon Stock 1,519 $42.74 $64,922.06
Disclosure

SEC source: 0001127602-22-003365 · form4.xml · nonDerivative · entry 3

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 02, 2022 Filed Feb 4, 2022 21:14 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 467 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-003365 · form4.xml · nonDerivative · entry 2

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,519

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 21:14 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 1,052 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-003365 · form4.xml · nonDerivative · entry 1

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,052

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:41 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionRestricted Stock Unit · Derivative 851 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-001318 · form4.xml · derivative · entry 5

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,857

Underlying: Common Stock · 851 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F4 · derivative.exercise_date: Vesting to satisfy tax requirement pursuant to the April 2021 agreement.

F4 · derivative.expiration_date: Vesting to satisfy tax requirement pursuant to the April 2021 agreement.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:41 UTC CORNING INC /NY GLW · Entity 2883 Tax withholdingCommon Stock 851 $37.97 $32,312.47
Disclosure

SEC source: 0001127602-22-001318 · form4.xml · nonDerivative · entry 2

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:41 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 851 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-001318 · form4.xml · nonDerivative · entry 1

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 851

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

Read SEC document
December 16, 2021 Filed Dec 22, 2021 20:16 UTC CORNING INC /NY GLW · Entity 2883 GiftCommon Stock 55,800 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-031776 · form4.xml · nonDerivative · entry 4

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Morse Family Trust

Disclosed balance after: 55,800

F2 · ownership.nature: The reporting person is trustee and beneficiary of the trust.

Read SEC document
December 16, 2021 Filed Dec 22, 2021 20:16 UTC CORNING INC /NY GLW · Entity 2883 GiftCommon Stock 55,800 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-031776 · form4.xml · nonDerivative · entry 3

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Spouse

Disclosed balance after: 10

F1 · ownership.nature: The reporting person disclaims beneficial ownership of all securities held by spouse.

Read SEC document
December 16, 2021 Filed Dec 22, 2021 20:16 UTC CORNING INC /NY GLW · Entity 2883 GiftCommon Stock 55,300 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-031776 · form4.xml · nonDerivative · entry 2

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Spouse

Disclosed balance after: 55,810

F1 · ownership.nature: The reporting person disclaims beneficial ownership of all securities held by spouse.

Read SEC document
December 16, 2021 Filed Dec 22, 2021 20:16 UTC CORNING INC /NY GLW · Entity 2883 GiftCommon Stock 55,300 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-031776 · form4.xml · nonDerivative · entry 1

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
June 10, 2021 Filed Jun 14, 2021 20:08 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 5,546 $43.03 $238,644.38
Disclosure

SEC source: 0001127602-21-019781 · form4.xml · nonDerivative · entry 1

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,300

Read SEC document
May 17, 2021 Filed May 19, 2021 20:16 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionPerformance Share Unit · Derivative 9,809 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-017382 · form4.xml · derivative · entry 6

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,618

Underlying: Common Stock · 9,809 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

F5 · derivative.exercise_date: Performance Share Units were earned February 3, 2021 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2020 pursuant to the May 2020 agreement. Earned units remain restricted until vesting. The earned units will vest ratably over 3 years from the grant date and convert to GLW common stock, subject to service-based vesting requirement.

F5 · derivative.expiration_date: Performance Share Units were earned February 3, 2021 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2020 pursuant to the May 2020 agreement. Earned units remain restricted until vesting. The earned units will vest ratably over 3 years from the grant date and convert to GLW common stock, subject to service-based vesting requirement.

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May 17, 2021 Filed May 19, 2021 20:16 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionRestricted Stock Unit · Derivative 1,062 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-017382 · form4.xml · derivative · entry 5

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,123

Underlying: Common Stock · 1,062 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F3 · derivative.exercise_date: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.

F3 · derivative.expiration_date: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.

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May 17, 2021 Filed May 19, 2021 20:16 UTC CORNING INC /NY GLW · Entity 2883 Tax withholdingCommon Stock 5,325 $44.19 $235,311.75
Disclosure

SEC source: 0001127602-21-017382 · form4.xml · nonDerivative · entry 3

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,846

Read SEC document
May 17, 2021 Filed May 19, 2021 20:16 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 9,809 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-017382 · form4.xml · nonDerivative · entry 2

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,171

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2021 Filed May 19, 2021 20:16 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 1,062 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-017382 · form4.xml · nonDerivative · entry 1

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,362

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2021 Filed May 5, 2021 20:19 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to Buy) · Derivative 7,962 $0.00 Strike: $19.65 $0.00
Disclosure

SEC source: 0001127602-21-015521 · form4.xml · derivative · entry 6

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,963

Underlying: Common Stock · 7,962 shares

Expires 2030-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On December 2, 2020, the Compensation Committee approved the early vesting of one half of the stock options granted on May 15, 2020. The remaining stock options will vest ratably over three years from the grand date.

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May 03, 2021 Filed May 5, 2021 20:19 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to Buy) · Derivative 37,462 $0.00 Strike: $27.03 $0.00
Disclosure

SEC source: 0001127602-21-015521 · form4.xml · derivative · entry 5

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 37,462 shares

Expires 2028-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2021 Filed May 5, 2021 20:19 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 45,424 $45.00 $2,044,080.00
Disclosure

SEC source: 0001127602-21-015521 · form4.xml · nonDerivative · entry 3

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,300

Read SEC document
May 03, 2021 Filed May 5, 2021 20:19 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 7,962 $19.65 $156,453.30
Disclosure

SEC source: 0001127602-21-015521 · form4.xml · nonDerivative · entry 2

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,724

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2021 Filed May 5, 2021 20:19 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 37,462 $27.03 $1,012,597.86
Disclosure

SEC source: 0001127602-21-015521 · form4.xml · nonDerivative · entry 1

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,762

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 29, 2021 Filed Apr 30, 2021 20:13 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to Buy) · Derivative 35,004 $0.00 Strike: $27.00 $0.00
Disclosure

SEC source: 0001127602-21-014777 · form4.xml · derivative · entry 4

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,004 shares

Expires 2027-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 29, 2021 Filed Apr 30, 2021 20:13 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 35,004 $45.00 $1,575,180.00
Disclosure

SEC source: 0001127602-21-014777 · form4.xml · nonDerivative · entry 2

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,856

Read SEC document
April 29, 2021 Filed Apr 30, 2021 20:13 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 35,004 $27.00 $945,108.00
Disclosure

SEC source: 0001127602-21-014777 · form4.xml · nonDerivative · entry 1

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,860

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 29, 2021 Filed May 5, 2021 20:18 UTC Amendment CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 10,556 $45.00 $475,051.67
Disclosure

SEC source: 0001127602-21-015519 · form4a.xml · nonDerivative · entry 1

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,300

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.00 to $45.01, inclusive. The reporting person undertakes to provided to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.

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April 15, 2021 Filed Apr 19, 2021 20:17 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionRestricted Stock Unit · Derivative 19,777 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-014022 · form4.xml · derivative · entry 4

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,777 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F3 · derivative.exercise_date: Earned Restricted Stock Units awarded April 2, 2018 remained restricted until April 15, 2021, when they vested and converted into GLW common stock per terms of April 2018 Agreement approved by Compensation Committee.

F3 · derivative.expiration_date: Earned Restricted Stock Units awarded April 2, 2018 remained restricted until April 15, 2021, when they vested and converted into GLW common stock per terms of April 2018 Agreement approved by Compensation Committee.

Read SEC document
April 15, 2021 Filed Apr 19, 2021 20:17 UTC CORNING INC /NY GLW · Entity 2883 Tax withholdingCommon Stock 9,221 $45.90 $423,243.90
Disclosure

SEC source: 0001127602-21-014022 · form4.xml · nonDerivative · entry 2

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,856

Read SEC document
April 15, 2021 Filed Apr 19, 2021 20:17 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 19,777 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-014022 · form4.xml · nonDerivative · entry 1

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,077

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 20:25 UTC CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 16,708 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-013078 · form4.xml · derivative · entry 1

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,708

Underlying: Common Stock · 16,708 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest 100% on April 15, 2024. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2024. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2024.

F2 · derivative.expiration_date: The Restricted Stock Units vest 100% on April 15, 2024. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2024. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2024.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 20:08 UTC CORNING INC /NY GLW · Entity 2883 Disposition to issuerRestricted Stock Unit · Derivative 11 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-012580 · form4.xml · derivative · entry 8

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Spouse

Disclosed balance after: 0

Underlying: Common Stock · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F4 · shares: Represents the forfeiture of Restricted Stock Units awarded May 15, 2020, per terms of the May 2020 agreement approved by the Compensation Committee.

F5 · derivative.exercise_date: Restricted Stock Units awarded May 15, 2020 were forfeited on March 31, 2021 per terms of May 2020 agreement approved by the Compensation Committee.

F6 · derivative.expiration_date: Not applicable.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of all securities held by spouse.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 20:08 UTC CORNING INC /NY GLW · Entity 2883 Disposition to issuerRestricted Stock Unit · Derivative 38 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-012580 · form4.xml · derivative · entry 7

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Spouse

Disclosed balance after: 0

Underlying: Common Stock · 38 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F4 · shares: Represents the forfeiture of Restricted Stock Units awarded May 15, 2020, per terms of the May 2020 agreement approved by the Compensation Committee.

F5 · derivative.exercise_date: Restricted Stock Units awarded May 15, 2020 were forfeited on March 31, 2021 per terms of May 2020 agreement approved by the Compensation Committee.

F6 · derivative.expiration_date: Not applicable.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of all securities held by spouse.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 20:08 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionRestricted Stock Unit · Derivative 4 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-012580 · form4.xml · derivative · entry 6

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Spouse

Disclosed balance after: 11

Underlying: Common Stock · 4 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F3 · derivative.exercise_date: Earned Restricted Stock Units awarded May 15, 2020 remained restricted until March 31, 2021, when they vested and converted into GLW common stock per terms of May 2020 agreement approved by the Compensation Committee.

F3 · derivative.expiration_date: Earned Restricted Stock Units awarded May 15, 2020 remained restricted until March 31, 2021, when they vested and converted into GLW common stock per terms of May 2020 agreement approved by the Compensation Committee.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of all securities held by spouse.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 20:08 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionRestricted Stock Unit · Derivative 14 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-012580 · form4.xml · derivative · entry 5

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Spouse

Disclosed balance after: 38

Underlying: Common Stock · 14 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F3 · derivative.exercise_date: Earned Restricted Stock Units awarded May 15, 2020 remained restricted until March 31, 2021, when they vested and converted into GLW common stock per terms of May 2020 agreement approved by the Compensation Committee.

F3 · derivative.expiration_date: Earned Restricted Stock Units awarded May 15, 2020 remained restricted until March 31, 2021, when they vested and converted into GLW common stock per terms of May 2020 agreement approved by the Compensation Committee.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of all securities held by spouse.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 20:08 UTC CORNING INC /NY GLW · Entity 2883 Tax withholdingCommon Stock 8 $43.51 $348.08
Disclosure

SEC source: 0001127602-21-012580 · form4.xml · nonDerivative · entry 3

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Spouse

Disclosed balance after: 510

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of all securities held by spouse.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.