Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CORNING INC /NYGLW · Entity 2883 | Exec. VP & Chief Tech. Officer | May 16, 2022 | May 18, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CORNING INC /NY
Report date May 16, 2022 · Filed May 18, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 13,912 |
Ending reported balance
After 2022-05-16 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2022-05-16 · Exercise / conversion · Acquired 9,809 · Balance 18,401 Row 2 · 2022-05-16 · Exercise / conversion · Acquired 1,061 · Balance 19,462 Row 3 · 2022-05-16 · Tax withholding · Disposed 5,550 · Balance 13,912 |
| Performance Share UnitSEC Table II · derivative / convertible security | Direct | 9,809 |
Reported balance
After 2022-05-16 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2022-05-16 · Exercise / conversion · Disposed 9,809 · Balance 9,809 F2: Each Performance Share Unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F3: Performance Share Units were earned February 3, 2021 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2020 pursuant to the 2020 agreement. Earned units remain restricted until vesting. The earned units will vest ratably over 3 years from the grant date and convert to GLW common stock, subject to service-based vesting requirement. |
| Performance Share UnitSEC Table II · derivative / convertible security | Direct | 58,252 |
Reported balance
Holding disclosure · report date 2022-05-16 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 58,252 F2: Each Performance Share Unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F7: Earned performance share units remain restricted until April 14, 2023, when they vest and convert to GLW common stock, subject to service-based vesting requirement. |
| Performance Share UnitSEC Table II · derivative / convertible security | Direct | 12,691 |
Reported balance
Holding disclosure · report date 2022-05-16 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 12,691 F2: Each Performance Share Unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F9: Earned performance share units remain restricted until April 15, 2024, when they vest and convert to GLW common stock, subject to service-based vesting requirement. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 1,062 |
Reported balance
After 2022-05-16 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2022-05-16 · Exercise / conversion · Disposed 1,061 · Balance 1,062 F4: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F5: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 36,142 |
Reported balance
Holding disclosure · report date 2022-05-16 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 36,142 F4: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F6: The Restricted Stock Units vest 100% on April 14, 2023. Vested shares will be delivered to the reporting person within thirty (30) days after April 14, 2023. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 14, 2023. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 15,857 |
Reported balance
Holding disclosure · report date 2022-05-16 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 15,857 F4: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F8: The Restricted Stock Units vest 100% on April 15, 2024. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2024. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2024. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 20,215 |
Reported balance
Holding disclosure · report date 2022-05-16 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 20,215 F4: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F10: The Restricted Stock Units vest 100% on April 15, 2025. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2025. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2025. |
| Common StockSEC Table I · non-derivative | IndirectBy Morse Family Trust | 55,800 |
Reported balance
Holding disclosure · report date 2022-05-16 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 55,800 F1: The reporting person is trustee and beneficiary of the trust. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person is trustee and beneficiary of the trust.
F2: Each Performance Share Unit represents a contingent right to receive one share of Corning Incorporated Common Stock.
F3: Performance Share Units were earned February 3, 2021 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2020 pursuant to the 2020 agreement. Earned units remain restricted until vesting. The earned units will vest ratably over 3 years from the grant date and convert to GLW common stock, subject to service-based vesting requirement.
F4: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.
F5: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.
F6: The Restricted Stock Units vest 100% on April 14, 2023. Vested shares will be delivered to the reporting person within thirty (30) days after April 14, 2023. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 14, 2023.
F7: Earned performance share units remain restricted until April 14, 2023, when they vest and convert to GLW common stock, subject to service-based vesting requirement.
F8: The Restricted Stock Units vest 100% on April 15, 2024. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2024. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2024.
F9: Earned performance share units remain restricted until April 15, 2024, when they vest and convert to GLW common stock, subject to service-based vesting requirement.
F10: The Restricted Stock Units vest 100% on April 15, 2025. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2025. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2025.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 30, 2019 Filed Nov 1, 2019 20:03 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 375 | $29.79 | $11,169.41 |
DisclosureSEC source: 0001127602-19-031477 · form4.xml · nonDerivative · entry 4 Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Spouse Disclosed balance after: 500 F1 · ownership.nature: The reporting person disclaims beneficial ownership of all securities held by spouse. Read SEC document |
| October 30, 2019 Filed Nov 1, 2019 20:03 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 125 | $18.16 | $2,270.00 |
DisclosureSEC source: 0001127602-19-031477 · form4.xml · nonDerivative · entry 3 Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Spouse Disclosed balance after: 875 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The reporting person disclaims beneficial ownership of all securities held by spouse. Read SEC document |
| October 30, 2019 Filed Nov 1, 2019 20:03 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 125 | $19.56 | $2,445.00 |
DisclosureSEC source: 0001127602-19-031477 · form4.xml · nonDerivative · entry 2 Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Spouse Disclosed balance after: 750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The reporting person disclaims beneficial ownership of all securities held by spouse. Read SEC document |
| October 30, 2019 Filed Nov 1, 2019 20:03 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 125 | $17.82 | $2,227.50 |
DisclosureSEC source: 0001127602-19-031477 · form4.xml · nonDerivative · entry 1 Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Spouse Disclosed balance after: 625 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The reporting person disclaims beneficial ownership of all securities held by spouse. Read SEC document |
| April 15, 2019 Filed Apr 17, 2019 20:09 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionRestricted Stock Unit · Derivative | 23,725 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-015700 · form4.xml · derivative · entry 4 Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,725 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. F3 · derivative.exercise_date: Earned Restricted Stock Units awarded March 31, 2016 remained restricted until April 15, 2019, when they vested and converted into GLW common stock per terms of March 2016 Agreement approved by Compensation Committee. F3 · derivative.expiration_date: Earned Restricted Stock Units awarded March 31, 2016 remained restricted until April 15, 2019, when they vested and converted into GLW common stock per terms of March 2016 Agreement approved by Compensation Committee. Read SEC document |
| April 15, 2019 Filed Apr 17, 2019 20:09 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 11,061 | $34.96 | $386,692.56 |
DisclosureSEC source: 0001127602-19-015700 · form4.xml · nonDerivative · entry 2 Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,617 Read SEC document |
| April 15, 2019 Filed Apr 17, 2019 20:09 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 23,725 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-015700 · form4.xml · nonDerivative · entry 1 Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,678 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 20:27 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 35,377 | $0.00 Strike: $33.92 | $0.00 |
DisclosureSEC source: 0001127602-19-014599 · form4.xml · derivative · entry 2 Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,377 Underlying: Common Stock · 35,377 shares Expires 2029-04-01 F3 · derivative.exercise_date: The options will vest 100% at the end of three years from grant date. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 20:27 UTC | CORNING INC /NY GLW · Entity 2883 | GrantRestricted Stock Unit · Derivative | 17,689 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-014599 · form4.xml · derivative · entry 1 Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,689 Underlying: Common Stock · 17,689 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F2 · derivative.exercise_date: The Restricted Stock Units vest 100% on April 15, 2022. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2022. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2022. F2 · derivative.expiration_date: The Restricted Stock Units vest 100% on April 15, 2022. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2022. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2022. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 21:05 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 12,548 | $0.00 Strike: $20.92 | $0.00 |
DisclosureSEC source: 0001127602-19-008667 · form4.xml · derivative · entry 8 Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,548 shares Expires 2025-05-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 21:05 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 12,542 | $0.00 Strike: $20.93 | $0.00 |
DisclosureSEC source: 0001127602-19-008667 · form4.xml · derivative · entry 7 Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,542 shares Expires 2025-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 21:05 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 11,574 | $0.00 Strike: $22.68 | $0.00 |
DisclosureSEC source: 0001127602-19-008667 · form4.xml · derivative · entry 6 Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,574 shares Expires 2025-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 21:05 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 36,664 | $35.00 | $1,283,240.00 |
DisclosureSEC source: 0001127602-19-008667 · form4.xml · nonDerivative · entry 4 Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,953 Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 21:05 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 12,548 | $20.92 | $262,504.16 |
DisclosureSEC source: 0001127602-19-008667 · form4.xml · nonDerivative · entry 3 Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,617 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 21:05 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 12,542 | $20.93 | $262,504.06 |
DisclosureSEC source: 0001127602-19-008667 · form4.xml · nonDerivative · entry 2 Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,069 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 21:05 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 11,574 | $22.68 | $262,498.32 |
DisclosureSEC source: 0001127602-19-008667 · form4.xml · nonDerivative · entry 1 Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,527 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 30, 2019 Filed Jan 31, 2019 21:00 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 11,737 | $0.00 Strike: $21.30 | $0.00 |
DisclosureSEC source: 0001127602-19-003188 · form4.xml · derivative · entry 8 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,737 shares Expires 2024-05-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 30, 2019 Filed Jan 31, 2019 21:00 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 11,956 | $0.00 Strike: $20.91 | $0.00 |
DisclosureSEC source: 0001127602-19-003188 · form4.xml · derivative · entry 7 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,956 shares Expires 2024-04-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 30, 2019 Filed Jan 31, 2019 21:00 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 12,008 | $0.00 Strike: $20.82 | $0.00 |
DisclosureSEC source: 0001127602-19-003188 · form4.xml · derivative · entry 6 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,008 shares Expires 2024-03-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 30, 2019 Filed Jan 31, 2019 21:00 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 35,701 | $33.71 | $1,203,377.18 |
DisclosureSEC source: 0001127602-19-003188 · form4.xml · nonDerivative · entry 4 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,953 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.70 to $33.77, inclusive. The reporting person undertakes to provided to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote. Read SEC document |
| January 30, 2019 Filed Jan 31, 2019 21:00 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 11,737 | $21.30 | $249,998.10 |
DisclosureSEC source: 0001127602-19-003188 · form4.xml · nonDerivative · entry 3 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,654 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 30, 2019 Filed Jan 31, 2019 21:00 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 11,956 | $20.91 | $249,999.96 |
DisclosureSEC source: 0001127602-19-003188 · form4.xml · nonDerivative · entry 2 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,917 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 30, 2019 Filed Jan 31, 2019 21:00 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 12,008 | $20.82 | $250,006.56 |
DisclosureSEC source: 0001127602-19-003188 · form4.xml · nonDerivative · entry 1 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,961 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 20:11 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionRestricted Stock Unit · Derivative | 1,033 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-001194 · form4.xml · derivative · entry 4 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,777 Underlying: Common Stock · 1,033 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F3 · derivative.exercise_date: Vesting to satisfy tax requirement pursuant to the April 2018 agreement. F3 · derivative.expiration_date: Vesting to satisfy tax requirement pursuant to the April 2018 agreement. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 20:11 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 1,033 | $29.88 | $30,866.04 |
DisclosureSEC source: 0001127602-19-001194 · form4.xml · nonDerivative · entry 2 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,953 Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 20:11 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 1,033 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-001194 · form4.xml · nonDerivative · entry 1 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,986 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. Read SEC document |
| November 30, 2018 Filed Dec 4, 2018 21:13 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 9,667 | $0.00 Strike: $22.03 | $0.00 |
DisclosureSEC source: 0001127602-18-035084 · form4.xml · derivative · entry 8 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,667 shares Expires 2021-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2018 Filed Dec 4, 2018 21:13 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 9,386 | $0.00 Strike: $22.69 | $0.00 |
DisclosureSEC source: 0001127602-18-035084 · form4.xml · derivative · entry 7 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,386 shares Expires 2021-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2018 Filed Dec 4, 2018 21:13 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 11,098 | $0.00 Strike: $19.19 | $0.00 |
DisclosureSEC source: 0001127602-18-035084 · form4.xml · derivative · entry 6 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,098 shares Expires 2021-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2018 Filed Dec 4, 2018 21:13 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 30,151 | $32.16 | $969,665.21 |
DisclosureSEC source: 0001127602-18-035084 · form4.xml · nonDerivative · entry 4 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,953 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.00 to $32.285, inclusive. The reporting person undertakes to provided to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote. Read SEC document |
| November 30, 2018 Filed Dec 4, 2018 21:13 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 9,667 | $22.03 | $212,964.01 |
DisclosureSEC source: 0001127602-18-035084 · form4.xml · nonDerivative · entry 3 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,104 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2018 Filed Dec 4, 2018 21:13 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 9,386 | $22.69 | $212,968.34 |
DisclosureSEC source: 0001127602-18-035084 · form4.xml · nonDerivative · entry 2 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,437 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2018 Filed Dec 4, 2018 21:13 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 11,098 | $19.19 | $212,970.62 |
DisclosureSEC source: 0001127602-18-035084 · form4.xml · nonDerivative · entry 1 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,051 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2018 Filed Nov 20, 2018 21:13 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 50 | $0.00 Strike: $10.25 | $0.00 |
DisclosureSEC source: 0001127602-18-033993 · form4.xml · derivative · entry 8 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Spouse Disclosed balance after: 0 Underlying: Common Stock · 50 shares Expires 2019-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The reporting person disclaims beneficial ownership of all securities held by spouse. Read SEC document |
| November 20, 2018 Filed Nov 20, 2018 21:13 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 50 | $0.00 Strike: $10.05 | $0.00 |
DisclosureSEC source: 0001127602-18-033993 · form4.xml · derivative · entry 7 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Spouse Disclosed balance after: 0 Underlying: Common Stock · 50 shares Expires 2019-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The reporting person disclaims beneficial ownership of all securities held by spouse. Read SEC document |
| November 20, 2018 Filed Nov 20, 2018 21:13 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 50 | $0.00 Strike: $8.67 | $0.00 |
DisclosureSEC source: 0001127602-18-033993 · form4.xml · derivative · entry 6 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Spouse Disclosed balance after: 0 Underlying: Common Stock · 50 shares Expires 2018-12-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The reporting person disclaims beneficial ownership of all securities held by spouse. Read SEC document |
| November 20, 2018 Filed Nov 20, 2018 21:13 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 150 | $30.82 | $4,623.50 |
DisclosureSEC source: 0001127602-18-033993 · form4.xml · nonDerivative · entry 4 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Spouse Disclosed balance after: 500 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30,82 to $30.825, inclusive. The reporting person undertakes to provided to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote. F1 · ownership.nature: The reporting person disclaims beneficial ownership of all securities held by spouse. Read SEC document |
| November 20, 2018 Filed Nov 20, 2018 21:13 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 50 | $10.25 | $512.50 |
DisclosureSEC source: 0001127602-18-033993 · form4.xml · nonDerivative · entry 3 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Spouse Disclosed balance after: 650 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The reporting person disclaims beneficial ownership of all securities held by spouse. Read SEC document |
| November 20, 2018 Filed Nov 20, 2018 21:13 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 50 | $10.05 | $502.50 |
DisclosureSEC source: 0001127602-18-033993 · form4.xml · nonDerivative · entry 2 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Spouse Disclosed balance after: 600 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The reporting person disclaims beneficial ownership of all securities held by spouse. Read SEC document |
| November 20, 2018 Filed Nov 20, 2018 21:13 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 50 | $8.67 | $433.50 |
DisclosureSEC source: 0001127602-18-033993 · form4.xml · nonDerivative · entry 1 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Spouse Disclosed balance after: 550 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The reporting person disclaims beneficial ownership of all securities held by spouse. Read SEC document |
| June 11, 2018 Filed Jun 11, 2018 20:32 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 11,000 | $0.00 Strike: $19.56 | $0.00 |
DisclosureSEC source: 0001127602-18-020613 · form4.xml · derivative · entry 8 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,000 shares Expires 2020-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 11, 2018 Filed Jun 11, 2018 20:32 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 11,000 | $0.00 Strike: $18.16 | $0.00 |
DisclosureSEC source: 0001127602-18-020613 · form4.xml · derivative · entry 7 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,000 shares Expires 2020-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 11, 2018 Filed Jun 11, 2018 20:32 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 11,000 | $0.00 Strike: $17.82 | $0.00 |
DisclosureSEC source: 0001127602-18-020613 · form4.xml · derivative · entry 6 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,000 shares Expires 2019-12-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 11, 2018 Filed Jun 11, 2018 20:32 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 33,000 | $28.81 | $950,614.50 |
DisclosureSEC source: 0001127602-18-020613 · form4.xml · nonDerivative · entry 4 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,953 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.80 to $28.825, inclusive. The reporting person undertakes to provided to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote. Read SEC document |
| June 11, 2018 Filed Jun 11, 2018 20:32 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 11,000 | $19.56 | $215,160.00 |
DisclosureSEC source: 0001127602-18-020613 · form4.xml · nonDerivative · entry 3 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,953 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 11, 2018 Filed Jun 11, 2018 20:32 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 11,000 | $18.16 | $199,760.00 |
DisclosureSEC source: 0001127602-18-020613 · form4.xml · nonDerivative · entry 2 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,953 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 11, 2018 Filed Jun 11, 2018 20:32 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 11,000 | $17.82 | $196,020.00 |
DisclosureSEC source: 0001127602-18-020613 · form4.xml · nonDerivative · entry 1 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,953 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 16, 2018 Filed Apr 18, 2018 20:10 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionRestricted Stock Unit · Derivative | 21,723 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-014845 · form4.xml · derivative · entry 3 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,723 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. F2 · derivative.exercise_date: Earned Restricted Stock Units awarded March 31, 2015 remained restricted until April 16, 2018, when they vested and converted into GLW common stock per terms of March 2015 Agreement approved by Compensation Committee. F2 · derivative.expiration_date: Earned Restricted Stock Units awarded March 31, 2015 remained restricted until April 16, 2018, when they vested and converted into GLW common stock per terms of March 2015 Agreement approved by Compensation Committee. Read SEC document |
| April 16, 2018 Filed Apr 18, 2018 20:10 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 10,128 | $27.49 | $278,418.72 |
DisclosureSEC source: 0001127602-18-014845 · form4.xml · nonDerivative · entry 2 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,953 Read SEC document |
| April 16, 2018 Filed Apr 18, 2018 20:10 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 21,723 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-014845 · form4.xml · nonDerivative · entry 1 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,081 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.