Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Canterbury Park Holding CorpCPHC · Entity 6889 | Director · 10% owner | October 04, 2019 | October 07, 2019 |
| SUNation Energy, Inc.JCS · Entity 7787 | Director | May 22, 2019 | May 23, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Canterbury Park Holding Corp
Report date October 04, 2019 · Filed October 07, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 261,000 |
Reported balance
After 2019-10-04 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2019-10-04 · Exercise / conversion · Acquired 3,000 · Balance 261,000 F1: The stock is owned by the Curtis A. Sampson Revocable Trust. The reporting person is a trustee of the Trust and disclaims any beneficial ownership of the stock, except to the extent of the reporting person's pecuniary interest in the shares [held by the trust]. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 344,000 |
Reported balance
Holding disclosure · report date 2019-10-04 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 344,000 F2: The stock is owned by Marian Arlis Sampson 2012 Irrevocable Trust. The reporting person is a trustee of the Trust and disclaims any beneficial ownership of the stock, except to the extent of the reporting person's pecuniary interest in the shares [held by the trust]. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 53,000 |
Reported balance
Holding disclosure · report date 2019-10-04 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 53,000 F4: The stock is owned by the Curtis A. Sampson 2012 Family Irrevocable Trust. The reporting person is a trustee of the Trust and disclaims any beneficial ownership of the stock, except to the extent of the reporting person's pecuniary interest in the shares [held by the trust]. |
| Non-Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $7.05 · Expires 2020-02-01 | Direct | 3,000 |
Reported balance
After 2019-10-04 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-10-04 · Exercise / conversion · Disposed 3,000 · Balance 3,000 F5: Not applicable to non-qualified stock option grant. |
| Common StockSEC Table I · non-derivative | Direct | 202,621 |
Reported balance
Holding disclosure · report date 2019-10-04 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 202,621 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 11,300 |
Reported balance
Holding disclosure · report date 2019-10-04 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 11,300 F3: The reporting person disclaims any beneficial interest in the shares owned by his spouse. |
Filing footnotes · ownership attribution and instrument terms
F1: The stock is owned by the Curtis A. Sampson Revocable Trust. The reporting person is a trustee of the Trust and disclaims any beneficial ownership of the stock, except to the extent of the reporting person's pecuniary interest in the shares [held by the trust].
F2: The stock is owned by Marian Arlis Sampson 2012 Irrevocable Trust. The reporting person is a trustee of the Trust and disclaims any beneficial ownership of the stock, except to the extent of the reporting person's pecuniary interest in the shares [held by the trust].
F3: The reporting person disclaims any beneficial interest in the shares owned by his spouse.
F4: The stock is owned by the Curtis A. Sampson 2012 Family Irrevocable Trust. The reporting person is a trustee of the Trust and disclaims any beneficial ownership of the stock, except to the extent of the reporting person's pecuniary interest in the shares [held by the trust].
F5: Not applicable to non-qualified stock option grant.
SUNation Energy, Inc.
Report date May 22, 2019 · Filed May 23, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.74 · Expires 2026-05-22 | Direct | 12,500 |
Reported balance
After 2019-05-22 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-05-22 · Grant · Acquired 12,500 · Balance 12,500 |
| Common StockSEC Table I · non-derivative | Direct | 682,349 |
Reported balance
Holding disclosure · report date 2019-05-22 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 682,349 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 26,114 |
Reported balance
Holding disclosure · report date 2019-05-22 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 26,114 |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 430,000 |
Reported balance
Holding disclosure · report date 2019-05-22 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 430,000 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 13, 2016 Filed Dec 14, 2016 22:39 UTC | SUNation Energy, Inc. JCS · Entity 7787 | PurchaseCommon Stock | 600 | $4.88 | $2,928.00 |
DisclosureSEC source: 0001615594-16-000268 · primary_doc.xml · nonDerivative · entry 21 SAMPSON CURTIS A · CIK 0000941310 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 416,700 Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 22:39 UTC | SUNation Energy, Inc. JCS · Entity 7787 | PurchaseCommon Stock | 100 | $4.87 | $487.00 |
DisclosureSEC source: 0001615594-16-000268 · primary_doc.xml · nonDerivative · entry 20 SAMPSON CURTIS A · CIK 0000941310 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 416,100 Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 22:39 UTC | SUNation Energy, Inc. JCS · Entity 7787 | PurchaseCommon Stock | 300 | $4.80 | $1,438.50 |
DisclosureSEC source: 0001615594-16-000268 · primary_doc.xml · nonDerivative · entry 19 SAMPSON CURTIS A · CIK 0000941310 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 416,000 Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 22:39 UTC | SUNation Energy, Inc. JCS · Entity 7787 | PurchaseCommon Stock | 400 | $4.78 | $1,912.00 |
DisclosureSEC source: 0001615594-16-000268 · primary_doc.xml · nonDerivative · entry 18 SAMPSON CURTIS A · CIK 0000941310 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 415,700 Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 22:39 UTC | SUNation Energy, Inc. JCS · Entity 7787 | PurchaseCommon Stock | 300 | $4.77 | $1,431.00 |
DisclosureSEC source: 0001615594-16-000268 · primary_doc.xml · nonDerivative · entry 17 SAMPSON CURTIS A · CIK 0000941310 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 415,300 Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 22:39 UTC | SUNation Energy, Inc. JCS · Entity 7787 | PurchaseCommon Stock | 870 | $5.00 | $4,350.00 |
DisclosureSEC source: 0001615594-16-000268 · primary_doc.xml · nonDerivative · entry 16 SAMPSON CURTIS A · CIK 0000941310 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 415,000 Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 22:39 UTC | SUNation Energy, Inc. JCS · Entity 7787 | PurchaseCommon Stock | 327 | $4.96 | $1,621.92 |
DisclosureSEC source: 0001615594-16-000268 · primary_doc.xml · nonDerivative · entry 15 SAMPSON CURTIS A · CIK 0000941310 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 414,130 Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 22:39 UTC | SUNation Energy, Inc. JCS · Entity 7787 | PurchaseCommon Stock | 1,702 | $4.95 | $8,424.90 |
DisclosureSEC source: 0001615594-16-000268 · primary_doc.xml · nonDerivative · entry 14 SAMPSON CURTIS A · CIK 0000941310 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 413,803 Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 22:39 UTC | SUNation Energy, Inc. JCS · Entity 7787 | PurchaseCommon Stock | 202 | $4.94 | $997.88 |
DisclosureSEC source: 0001615594-16-000268 · primary_doc.xml · nonDerivative · entry 13 SAMPSON CURTIS A · CIK 0000941310 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 412,101 Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 22:39 UTC | SUNation Energy, Inc. JCS · Entity 7787 | PurchaseCommon Stock | 494 | $4.93 | $2,435.42 |
DisclosureSEC source: 0001615594-16-000268 · primary_doc.xml · nonDerivative · entry 12 SAMPSON CURTIS A · CIK 0000941310 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 411,899 Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 22:39 UTC | SUNation Energy, Inc. JCS · Entity 7787 | PurchaseCommon Stock | 100 | $4.92 | $492.00 |
DisclosureSEC source: 0001615594-16-000268 · primary_doc.xml · nonDerivative · entry 11 SAMPSON CURTIS A · CIK 0000941310 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 411,405 Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 22:39 UTC | SUNation Energy, Inc. JCS · Entity 7787 | PurchaseCommon Stock | 400 | $4.91 | $1,964.00 |
DisclosureSEC source: 0001615594-16-000268 · primary_doc.xml · nonDerivative · entry 10 SAMPSON CURTIS A · CIK 0000941310 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 411,305 Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 22:39 UTC | SUNation Energy, Inc. JCS · Entity 7787 | PurchaseCommon Stock | 804 | $4.90 | $3,939.60 |
DisclosureSEC source: 0001615594-16-000268 · primary_doc.xml · nonDerivative · entry 9 SAMPSON CURTIS A · CIK 0000941310 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 410,905 Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 22:39 UTC | SUNation Energy, Inc. JCS · Entity 7787 | PurchaseCommon Stock | 101 | $4.89 | $493.89 |
DisclosureSEC source: 0001615594-16-000268 · primary_doc.xml · nonDerivative · entry 8 SAMPSON CURTIS A · CIK 0000941310 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 410,101 Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 22:39 UTC | SUNation Energy, Inc. JCS · Entity 7787 | PurchaseCommon Stock | 1,599 | $4.87 | $7,787.13 |
DisclosureSEC source: 0001615594-16-000268 · primary_doc.xml · nonDerivative · entry 7 SAMPSON CURTIS A · CIK 0000941310 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 410,000 Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 22:39 UTC | SUNation Energy, Inc. JCS · Entity 7787 | PurchaseCommon Stock | 2,400 | $4.85 | $11,640.00 |
DisclosureSEC source: 0001615594-16-000268 · primary_doc.xml · nonDerivative · entry 6 SAMPSON CURTIS A · CIK 0000941310 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 408,401 Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 22:39 UTC | SUNation Energy, Inc. JCS · Entity 7787 | PurchaseCommon Stock | 1 | $4.84 | $4.84 |
DisclosureSEC source: 0001615594-16-000268 · primary_doc.xml · nonDerivative · entry 5 SAMPSON CURTIS A · CIK 0000941310 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 406,001 Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 22:39 UTC | SUNation Energy, Inc. JCS · Entity 7787 | PurchaseCommon Stock | 100 | $4.83 | $482.50 |
DisclosureSEC source: 0001615594-16-000268 · primary_doc.xml · nonDerivative · entry 4 SAMPSON CURTIS A · CIK 0000941310 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 406,000 Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 22:39 UTC | SUNation Energy, Inc. JCS · Entity 7787 | PurchaseCommon Stock | 600 | $4.82 | $2,892.00 |
DisclosureSEC source: 0001615594-16-000268 · primary_doc.xml · nonDerivative · entry 3 SAMPSON CURTIS A · CIK 0000941310 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 405,900 Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 22:39 UTC | SUNation Energy, Inc. JCS · Entity 7787 | PurchaseCommon Stock | 100 | $4.79 | $479.00 |
DisclosureSEC source: 0001615594-16-000268 · primary_doc.xml · nonDerivative · entry 2 SAMPSON CURTIS A · CIK 0000941310 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 405,300 Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 22:39 UTC | SUNation Energy, Inc. JCS · Entity 7787 | PurchaseCommon Stock | 200 | $4.78 | $956.00 |
DisclosureSEC source: 0001615594-16-000268 · primary_doc.xml · nonDerivative · entry 1 SAMPSON CURTIS A · CIK 0000941310 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 405,200 Read SEC document |
| November 28, 2016 Filed Nov 30, 2016 18:21 UTC | SUNation Energy, Inc. JCS · Entity 7787 | PurchaseCommon Stock | 14,550 | $4.70 | $68,385.00 |
DisclosureSEC source: 0001615594-16-000265 · primary_doc.xml · nonDerivative · entry 1 SAMPSON CURTIS A · CIK 0000941310 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 624,723 Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 17:39 UTC | SUNation Energy, Inc. JCS · Entity 7787 | PurchaseCommon Stock | 31,950 | $4.18 | $133,423.20 |
DisclosureSEC source: 0001615594-16-000261 · primary_doc.xml · nonDerivative · entry 1 SAMPSON CURTIS A · CIK 0000941310 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 610,173 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.