Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Canterbury Park Holding CorpCPHC · Entity 6889 | Director · 10% owner | October 04, 2019 | October 07, 2019 |
| SUNation Energy, Inc.JCS · Entity 7787 | Director | May 22, 2019 | May 23, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Canterbury Park Holding Corp
Report date October 04, 2019 · Filed October 07, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 261,000 |
Reported balance
After 2019-10-04 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2019-10-04 · Exercise / conversion · Acquired 3,000 · Balance 261,000 F1: The stock is owned by the Curtis A. Sampson Revocable Trust. The reporting person is a trustee of the Trust and disclaims any beneficial ownership of the stock, except to the extent of the reporting person's pecuniary interest in the shares [held by the trust]. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 344,000 |
Reported balance
Holding disclosure · report date 2019-10-04 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 344,000 F2: The stock is owned by Marian Arlis Sampson 2012 Irrevocable Trust. The reporting person is a trustee of the Trust and disclaims any beneficial ownership of the stock, except to the extent of the reporting person's pecuniary interest in the shares [held by the trust]. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 53,000 |
Reported balance
Holding disclosure · report date 2019-10-04 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 53,000 F4: The stock is owned by the Curtis A. Sampson 2012 Family Irrevocable Trust. The reporting person is a trustee of the Trust and disclaims any beneficial ownership of the stock, except to the extent of the reporting person's pecuniary interest in the shares [held by the trust]. |
| Non-Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $7.05 · Expires 2020-02-01 | Direct | 3,000 |
Reported balance
After 2019-10-04 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-10-04 · Exercise / conversion · Disposed 3,000 · Balance 3,000 F5: Not applicable to non-qualified stock option grant. |
| Common StockSEC Table I · non-derivative | Direct | 202,621 |
Reported balance
Holding disclosure · report date 2019-10-04 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 202,621 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 11,300 |
Reported balance
Holding disclosure · report date 2019-10-04 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 11,300 F3: The reporting person disclaims any beneficial interest in the shares owned by his spouse. |
Filing footnotes · ownership attribution and instrument terms
F1: The stock is owned by the Curtis A. Sampson Revocable Trust. The reporting person is a trustee of the Trust and disclaims any beneficial ownership of the stock, except to the extent of the reporting person's pecuniary interest in the shares [held by the trust].
F2: The stock is owned by Marian Arlis Sampson 2012 Irrevocable Trust. The reporting person is a trustee of the Trust and disclaims any beneficial ownership of the stock, except to the extent of the reporting person's pecuniary interest in the shares [held by the trust].
F3: The reporting person disclaims any beneficial interest in the shares owned by his spouse.
F4: The stock is owned by the Curtis A. Sampson 2012 Family Irrevocable Trust. The reporting person is a trustee of the Trust and disclaims any beneficial ownership of the stock, except to the extent of the reporting person's pecuniary interest in the shares [held by the trust].
F5: Not applicable to non-qualified stock option grant.
SUNation Energy, Inc.
Report date May 22, 2019 · Filed May 23, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.74 · Expires 2026-05-22 | Direct | 12,500 |
Reported balance
After 2019-05-22 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-05-22 · Grant · Acquired 12,500 · Balance 12,500 |
| Common StockSEC Table I · non-derivative | Direct | 682,349 |
Reported balance
Holding disclosure · report date 2019-05-22 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 682,349 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 26,114 |
Reported balance
Holding disclosure · report date 2019-05-22 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 26,114 |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 430,000 |
Reported balance
Holding disclosure · report date 2019-05-22 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 430,000 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 04, 2019 Filed Oct 7, 2019 11:30 UTC | Canterbury Park Holding Corp CPHC · Entity 6889 | Exercise / conversionNon-Qualified Stock Option · Derivative | 3,000 | Not disclosed Strike: $7.05 | Not disclosed |
DisclosureSEC source: 0001672909-19-000030 · primary_doc.xml · derivative · entry 6 SAMPSON CURTIS A · CIK 0000941310 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2020-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: Not applicable to non-qualified stock option grant. Read SEC document |
| October 04, 2019 Filed Oct 7, 2019 11:30 UTC | Canterbury Park Holding Corp CPHC · Entity 6889 | Exercise / conversionCommon Stock | 3,000 | $7.05 | $21,150.00 |
DisclosureSEC source: 0001672909-19-000030 · primary_doc.xml · nonDerivative · entry 1 SAMPSON CURTIS A · CIK 0000941310 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 261,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: The stock is owned by the Curtis A. Sampson Revocable Trust. The reporting person is a trustee of the Trust and disclaims any beneficial ownership of the stock, except to the extent of the reporting person's pecuniary interest in the shares [held by the trust]. Read SEC document |
| June 05, 2019 Filed Jun 7, 2019 15:05 UTC | Canterbury Park Holding Corp CPHC · Entity 6889 | GrantCommon Stock | 2,354 | $0.00 | $0.00 |
DisclosureSEC source: 0001672909-19-000016 · primary_doc.xml · nonDerivative · entry 1 SAMPSON CURTIS A · CIK 0000941310 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,621 F1 · shares: Deferred stock award vesting June 5, 2020, but not delivered until June 5, 2021. The number of shares to be issued was determined based on the closing price of $12.74 as of June 5, 2019. Read SEC document |
| May 22, 2019 Filed May 23, 2019 19:51 UTC | SUNation Energy, Inc. JCS · Entity 7787 | GrantStock Option (Right-to-Buy) · Derivative | 12,500 | $0.00 Strike: $2.74 | $0.00 |
DisclosureSEC source: 0001615594-19-000016 · primary_doc.xml · derivative · entry 4 SAMPSON CURTIS A · CIK 0000941310 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 12,500 shares Expires 2026-05-22 Read SEC document |
| February 01, 2019 Filed Feb 1, 2019 14:12 UTC | Canterbury Park Holding Corp CPHC · Entity 6889 | Exercise / conversionNon-Qualified Stock Option · Derivative | 3,000 | Not disclosed Strike: $6.66 | Not disclosed |
DisclosureSEC source: 0001144204-19-004392 · tv512268_4.xml · derivative · entry 5 SAMPSON CURTIS A · CIK 0000941310 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 3,000 shares Expires 2019-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Not applicable to non-qualified stock option grant. Read SEC document |
| February 01, 2019 Filed Feb 1, 2019 14:12 UTC | Canterbury Park Holding Corp CPHC · Entity 6889 | Exercise / conversionCommon Stock | 3,000 | $6.66 | $19,980.00 |
DisclosureSEC source: 0001144204-19-004392 · tv512268_4.xml · nonDerivative · entry 1 SAMPSON CURTIS A · CIK 0000941310 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 458,267 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2018 Filed Dec 14, 2018 19:07 UTC | SUNation Energy, Inc. JCS · Entity 7787 | GrantStock Option (Right-to-Buy) · Derivative | 2,500 | $0.00 Strike: $2.55 | $0.00 |
DisclosureSEC source: 0001615594-18-000058 · primary_doc.xml · derivative · entry 6 SAMPSON CURTIS A · CIK 0000941310 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires 2025-12-12 Read SEC document |
| December 12, 2018 Filed Dec 14, 2018 19:07 UTC | SUNation Energy, Inc. JCS · Entity 7787 | PurchaseCommon Stock | 10,000 | $2.93 | $29,252.00 |
DisclosureSEC source: 0001615594-18-000058 · primary_doc.xml · nonDerivative · entry 3 SAMPSON CURTIS A · CIK 0000941310 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 682,349 Read SEC document |
| December 12, 2018 Filed Dec 14, 2018 19:07 UTC | SUNation Energy, Inc. JCS · Entity 7787 | PurchaseCommon Stock | 10,000 | $2.63 | $26,322.00 |
DisclosureSEC source: 0001615594-18-000058 · primary_doc.xml · nonDerivative · entry 2 SAMPSON CURTIS A · CIK 0000941310 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 672,349 Read SEC document |
| December 12, 2018 Filed Dec 14, 2018 19:07 UTC | SUNation Energy, Inc. JCS · Entity 7787 | PurchaseCommon Stock | 10,000 | $2.42 | $24,241.00 |
DisclosureSEC source: 0001615594-18-000058 · primary_doc.xml · nonDerivative · entry 1 SAMPSON CURTIS A · CIK 0000941310 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 662,349 Read SEC document |
| June 06, 2018 Filed Jun 8, 2018 15:25 UTC | Canterbury Park Holding Corp CPHC · Entity 6889 | GrantCommon Stock | 1,864 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-033501 · tv496224_4.xml · nonDerivative · entry 1 SAMPSON CURTIS A · CIK 0000941310 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 455,267 F1 · shares: Deferred stock award vesting June 6, 2019, but not delivered until June 6, 2020. The number of shares to be issued was determined based on the closing price of $16.10 on June 6, 2018. Read SEC document |
| May 25, 2018 Filed May 29, 2018 17:39 UTC | SUNation Energy, Inc. JCS · Entity 7787 | PurchaseCommobn Stock | 10,000 | $3.89 | $38,870.00 |
DisclosureSEC source: 0001615594-18-000036 · primary_doc.xml · nonDerivative · entry 1 SAMPSON CURTIS A · CIK 0000941310 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 652,349 Read SEC document |
| May 23, 2018 Filed May 25, 2018 15:59 UTC | SUNation Energy, Inc. JCS · Entity 7787 | GrantStock Option (Right-to-Buy) · Derivative | 10,000 | $0.00 Strike: $3.95 | $0.00 |
DisclosureSEC source: 0001615594-18-000035 · primary_doc.xml · derivative · entry 4 SAMPSON CURTIS A · CIK 0000941310 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2025-05-23 Read SEC document |
| May 21, 2018 Filed May 23, 2018 19:37 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Exercise / conversionRestricted Stock Units · Derivative | 2,713 | $0.00 Strike: $3.44 | $0.00 |
DisclosureSEC source: 0001615594-18-000029 · primary_doc.xml · derivative · entry 4 SAMPSON CURTIS A · CIK 0000941310 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,713 shares Expires 2018-05-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 21, 2018 Filed May 23, 2018 19:37 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Exercise / conversionCommon Stock | 2,713 | $3.44 | $9,332.72 |
DisclosureSEC source: 0001615594-18-000029 · primary_doc.xml · nonDerivative · entry 3 SAMPSON CURTIS A · CIK 0000941310 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 642,349 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 13:56 UTC | Canterbury Park Holding Corp CPHC · Entity 6889 | GiftCommon Stock | 53,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-012470 · tv487640_4.xml · nonDerivative · entry 4 SAMPSON CURTIS A · CIK 0000941310 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 53,000 F3 · ownership.direct: The stock is owned by the Curtis A. Sampson 2012 Family Irrevocable Trust. The reporting person is a trustee of the Trust and disclaims any beneficial ownership of the stock, except to the extent of the reporting person's pecuniary interest in the shares [held by the trust]. Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 13:56 UTC | Canterbury Park Holding Corp CPHC · Entity 6889 | GiftCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-012470 · tv487640_4.xml · nonDerivative · entry 2 SAMPSON CURTIS A · CIK 0000941310 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 344,000 F1 · ownership.direct: The stock is owned by Marian Arlis Sampson 2012 Irrevocable Trust. The reporting person is a trustee of the Trust and disclaims any beneficial ownership of the stock, except to the extent of the reporting person's pecuniary interest in the shares [held by the trust]. Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 13:56 UTC | Canterbury Park Holding Corp CPHC · Entity 6889 | GiftCommon Stock | 55,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-012470 · tv487640_4.xml · nonDerivative · entry 1 SAMPSON CURTIS A · CIK 0000941310 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 453,403 Read SEC document |
| January 31, 2018 Filed Jan 31, 2018 14:42 UTC | Canterbury Park Holding Corp CPHC · Entity 6889 | Exercise / conversionNon-Qualified Stock Option · Derivative | 3,000 | Not disclosed Strike: $11.35 | Not disclosed |
DisclosureSEC source: 0001144204-18-004858 · v484543_4.xml · derivative · entry 4 SAMPSON CURTIS A · CIK 0000941310 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Underlying: Common Stock · 3,000 shares Expires 2018-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Not applicable to non-qualified stock option grant. Read SEC document |
| January 31, 2018 Filed Jan 31, 2018 14:42 UTC | Canterbury Park Holding Corp CPHC · Entity 6889 | Exercise / conversionCommon Stock | 3,000 | $11.35 | $34,050.00 |
DisclosureSEC source: 0001144204-18-004858 · v484543_4.xml · nonDerivative · entry 1 SAMPSON CURTIS A · CIK 0000941310 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 508,403 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 06, 2017 Filed Sep 7, 2017 21:14 UTC | SUNation Energy, Inc. JCS · Entity 7787 | PurchaseCommon Stock | 1,899 | $4.08 | $7,742.98 |
DisclosureSEC source: 0001615594-17-000060 · primary_doc.xml · nonDerivative · entry 5 SAMPSON CURTIS A · CIK 0000941310 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 639,636 Read SEC document |
| September 06, 2017 Filed Sep 7, 2017 21:14 UTC | SUNation Energy, Inc. JCS · Entity 7787 | PurchaseCommon Stock | 3,101 | $3.95 | $12,245.85 |
DisclosureSEC source: 0001615594-17-000060 · primary_doc.xml · nonDerivative · entry 4 SAMPSON CURTIS A · CIK 0000941310 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 637,737 Read SEC document |
| September 06, 2017 Filed Sep 7, 2017 21:14 UTC | SUNation Energy, Inc. JCS · Entity 7787 | PurchaseCommon Stock | 5,000 | $3.94 | $19,695.00 |
DisclosureSEC source: 0001615594-17-000060 · primary_doc.xml · nonDerivative · entry 3 SAMPSON CURTIS A · CIK 0000941310 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 634,636 Read SEC document |
| June 07, 2017 Filed Jun 9, 2017 15:08 UTC | Canterbury Park Holding Corp CPHC · Entity 6889 | GrantCommon Stock | 2,816 | $10.65 | $29,990.40 |
DisclosureSEC source: 0001144204-17-031917 · v468769_4.xml · nonDerivative · entry 1 SAMPSON CURTIS A · CIK 0000941310 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 505,403 F1 · shares: Restricted stock grant vesting 06/07/2018 Read SEC document |
| May 24, 2017 Filed May 26, 2017 14:45 UTC | SUNation Energy, Inc. JCS · Entity 7787 | GrantStock Option (Right-to-Buy) · Derivative | 10,000 | $0.00 Strike: $4.34 | $0.00 |
DisclosureSEC source: 0001615594-17-000043 · primary_doc.xml · derivative · entry 4 SAMPSON CURTIS A · CIK 0000941310 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common STock · 10,000 shares Expires 2024-05-24 Read SEC document |
| May 22, 2017 Filed May 25, 2017 00:20 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Exercise / conversionRestricted Stock Units · Derivative | 2,713 | $0.00 Strike: $4.44 | $0.00 |
DisclosureSEC source: 0000897101-17-000658 · csi171594csampson_4.xml · derivative · entry 4 SAMPSON CURTIS A · CIK 0000941310 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,713 shares Expires 2017-05-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2017 Filed May 25, 2017 00:20 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Exercise / conversionCommon Stock | 2,713 | $4.44 | $12,045.72 |
DisclosureSEC source: 0000897101-17-000658 · csi171594csampson_4.xml · nonDerivative · entry 1 SAMPSON CURTIS A · CIK 0000941310 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 629,636 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2017 Filed Mar 16, 2017 16:09 UTC | SUNation Energy, Inc. JCS · Entity 7787 | PurchaseCommon Stock | 1,100 | $4.55 | $5,004.89 |
DisclosureSEC source: 0001615594-17-000016 · primary_doc.xml · nonDerivative · entry 4 SAMPSON CURTIS A · CIK 0000941310 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 626,923 Read SEC document |
| March 15, 2017 Filed Mar 16, 2017 16:09 UTC | SUNation Energy, Inc. JCS · Entity 7787 | PurchaseCommon Stock | 1,100 | $4.45 | $4,890.60 |
DisclosureSEC source: 0001615594-17-000016 · primary_doc.xml · nonDerivative · entry 3 SAMPSON CURTIS A · CIK 0000941310 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 625,823 Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 19:59 UTC | SUNation Energy, Inc. JCS · Entity 7787 | PurchaseCommon Stock | 22 | $5.00 | $110.00 |
DisclosureSEC source: 0001615594-16-000269 · primary_doc.xml · nonDerivative · entry 21 SAMPSON CURTIS A · CIK 0000941310 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 430,000 Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 19:59 UTC | SUNation Energy, Inc. JCS · Entity 7787 | PurchaseCommon Stock | 4,100 | $4.99 | $20,459.00 |
DisclosureSEC source: 0001615594-16-000269 · primary_doc.xml · nonDerivative · entry 20 SAMPSON CURTIS A · CIK 0000941310 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 429,978 Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 19:59 UTC | SUNation Energy, Inc. JCS · Entity 7787 | PurchaseCommon Stock | 478 | $4.96 | $2,370.88 |
DisclosureSEC source: 0001615594-16-000269 · primary_doc.xml · nonDerivative · entry 19 SAMPSON CURTIS A · CIK 0000941310 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 425,878 Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 19:59 UTC | SUNation Energy, Inc. JCS · Entity 7787 | PurchaseCommon Stock | 700 | $4.95 | $3,465.00 |
DisclosureSEC source: 0001615594-16-000269 · primary_doc.xml · nonDerivative · entry 18 SAMPSON CURTIS A · CIK 0000941310 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 425,400 Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 19:59 UTC | SUNation Energy, Inc. JCS · Entity 7787 | PurchaseCommon Stock | 100 | $4.94 | $494.00 |
DisclosureSEC source: 0001615594-16-000269 · primary_doc.xml · nonDerivative · entry 17 SAMPSON CURTIS A · CIK 0000941310 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 424,700 Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 19:59 UTC | SUNation Energy, Inc. JCS · Entity 7787 | PurchaseCommon Stock | 100 | $4.90 | $490.00 |
DisclosureSEC source: 0001615594-16-000269 · primary_doc.xml · nonDerivative · entry 16 SAMPSON CURTIS A · CIK 0000941310 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 424,600 Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 19:59 UTC | SUNation Energy, Inc. JCS · Entity 7787 | PurchaseCommon Stock | 200 | $4.89 | $978.00 |
DisclosureSEC source: 0001615594-16-000269 · primary_doc.xml · nonDerivative · entry 15 SAMPSON CURTIS A · CIK 0000941310 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 424,500 Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 19:59 UTC | SUNation Energy, Inc. JCS · Entity 7787 | PurchaseCommon Stock | 400 | $4.88 | $1,952.00 |
DisclosureSEC source: 0001615594-16-000269 · primary_doc.xml · nonDerivative · entry 14 SAMPSON CURTIS A · CIK 0000941310 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 424,300 Read SEC document |
| December 14, 2016 Filed Dec 16, 2016 19:59 UTC | SUNation Energy, Inc. JCS · Entity 7787 | PurchaseCommon Stock | 495 | $5.13 | $2,539.35 |
DisclosureSEC source: 0001615594-16-000269 · primary_doc.xml · nonDerivative · entry 13 SAMPSON CURTIS A · CIK 0000941310 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 423,900 Read SEC document |
| December 14, 2016 Filed Dec 16, 2016 19:59 UTC | SUNation Energy, Inc. JCS · Entity 7787 | PurchaseCommon Stock | 145 | $5.11 | $740.95 |
DisclosureSEC source: 0001615594-16-000269 · primary_doc.xml · nonDerivative · entry 12 SAMPSON CURTIS A · CIK 0000941310 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 423,405 Read SEC document |
| December 14, 2016 Filed Dec 16, 2016 19:59 UTC | SUNation Energy, Inc. JCS · Entity 7787 | PurchaseCommon Stock | 50 | $5.10 | $255.00 |
DisclosureSEC source: 0001615594-16-000269 · primary_doc.xml · nonDerivative · entry 11 SAMPSON CURTIS A · CIK 0000941310 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 423,260 Read SEC document |
| December 14, 2016 Filed Dec 16, 2016 19:59 UTC | SUNation Energy, Inc. JCS · Entity 7787 | PurchaseCommon Stock | 190 | $5.08 | $965.20 |
DisclosureSEC source: 0001615594-16-000269 · primary_doc.xml · nonDerivative · entry 10 SAMPSON CURTIS A · CIK 0000941310 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 423,210 Read SEC document |
| December 14, 2016 Filed Dec 16, 2016 19:59 UTC | SUNation Energy, Inc. JCS · Entity 7787 | PurchaseCommon Stock | 56 | $5.06 | $283.36 |
DisclosureSEC source: 0001615594-16-000269 · primary_doc.xml · nonDerivative · entry 9 SAMPSON CURTIS A · CIK 0000941310 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 423,020 Read SEC document |
| December 14, 2016 Filed Dec 16, 2016 19:59 UTC | SUNation Energy, Inc. JCS · Entity 7787 | PurchaseCommon Stock | 100 | $5.03 | $503.00 |
DisclosureSEC source: 0001615594-16-000269 · primary_doc.xml · nonDerivative · entry 8 SAMPSON CURTIS A · CIK 0000941310 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 422,964 Read SEC document |
| December 14, 2016 Filed Dec 16, 2016 19:59 UTC | SUNation Energy, Inc. JCS · Entity 7787 | PurchaseCommon Stock | 300 | $5.01 | $1,503.00 |
DisclosureSEC source: 0001615594-16-000269 · primary_doc.xml · nonDerivative · entry 7 SAMPSON CURTIS A · CIK 0000941310 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 422,864 Read SEC document |
| December 14, 2016 Filed Dec 16, 2016 19:59 UTC | SUNation Energy, Inc. JCS · Entity 7787 | PurchaseCommon Stock | 4,944 | $5.00 | $24,720.00 |
DisclosureSEC source: 0001615594-16-000269 · primary_doc.xml · nonDerivative · entry 6 SAMPSON CURTIS A · CIK 0000941310 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 422,564 Read SEC document |
| December 14, 2016 Filed Dec 16, 2016 19:59 UTC | SUNation Energy, Inc. JCS · Entity 7787 | PurchaseCommon Stock | 320 | $4.99 | $1,596.80 |
DisclosureSEC source: 0001615594-16-000269 · primary_doc.xml · nonDerivative · entry 5 SAMPSON CURTIS A · CIK 0000941310 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 417,620 Read SEC document |
| December 14, 2016 Filed Dec 16, 2016 19:59 UTC | SUNation Energy, Inc. JCS · Entity 7787 | PurchaseCommon Stock | 100 | $4.97 | $497.00 |
DisclosureSEC source: 0001615594-16-000269 · primary_doc.xml · nonDerivative · entry 4 SAMPSON CURTIS A · CIK 0000941310 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 417,300 Read SEC document |
| December 14, 2016 Filed Dec 16, 2016 19:59 UTC | SUNation Energy, Inc. JCS · Entity 7787 | PurchaseCommon Stock | 200 | $4.96 | $992.00 |
DisclosureSEC source: 0001615594-16-000269 · primary_doc.xml · nonDerivative · entry 3 SAMPSON CURTIS A · CIK 0000941310 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 417,200 Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 22:39 UTC | SUNation Energy, Inc. JCS · Entity 7787 | PurchaseCommon Stock | 100 | $4.91 | $491.00 |
DisclosureSEC source: 0001615594-16-000268 · primary_doc.xml · nonDerivative · entry 23 SAMPSON CURTIS A · CIK 0000941310 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 417,000 Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 22:39 UTC | SUNation Energy, Inc. JCS · Entity 7787 | PurchaseCommon Stock | 200 | $4.90 | $980.00 |
DisclosureSEC source: 0001615594-16-000268 · primary_doc.xml · nonDerivative · entry 22 SAMPSON CURTIS A · CIK 0000941310 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 416,900 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.