Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NEWMONT Corp /DE/NEM · Entity 1894 | EVP and Chief S&EA Officer | June 09, 2022 | June 10, 2022 |
| i-80 Gold Corp.IAUX · Entity 1114 | Director | September 29, 2026 | October 01, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NEWMONT Corp /DE/
Report date June 09, 2022 · Filed June 10, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $1.60 par valueSEC Table I · non-derivative | Direct | 83,753 |
Reported balance
After 2022-06-09 transaction · row 1
1 source rowRow 1 · 2022-06-09 · Sale · Disposed 4,000 · Balance 83,753 F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. |
Filing footnotes · ownership attribution and instrument terms
F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.
i-80 Gold Corp.
Report date September 29, 2026 · Filed October 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Share UnitsSEC Table II · derivative / convertible security | Direct | 8,333 |
Reported balance
After 2026-09-29 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-09-29 · Grant · Acquired 8,333 · Balance 8,333 F1: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. F2: The DSUs vested immediately upon issuance and do not expire. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer.
F2: The DSUs vested immediately upon issuance and do not expire.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 11, 2020 Filed Mar 13, 2020 21:47 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 3,500 | $47.46 | $166,110.00 |
DisclosureSEC source: 0001164727-20-000084 · edgar.xml · nonDerivative · entry 1 Gottesfeld Stephen P · CIK 0001536310 · EVP and Chief S&EA Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,944 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| February 27, 2020 Filed Feb 28, 2020 21:27 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Tax withholdingCommon Stock, $1.60 par value | 2,517 | $48.30 | $121,571.10 |
DisclosureSEC source: 0001164727-20-000068 · edgar.xml · nonDerivative · entry 4 Gottesfeld Stephen P · CIK 0001536310 · EVP and Chief S&EA Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,444 F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,723 stock-settled restricted stock units. Read SEC document |
| February 27, 2020 Filed Feb 28, 2020 21:27 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Tax withholdingCommon Stock, $1.60 par value | 13,509 | $48.30 | $652,484.70 |
DisclosureSEC source: 0001164727-20-000068 · edgar.xml · nonDerivative · entry 3 Gottesfeld Stephen P · CIK 0001536310 · EVP and Chief S&EA Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,961 F2 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 30,716 stock-settled restricted stock units. Read SEC document |
| February 27, 2020 Filed Feb 28, 2020 21:27 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 30,716 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-20-000068 · edgar.xml · nonDerivative · entry 2 Gottesfeld Stephen P · CIK 0001536310 · EVP and Chief S&EA Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,470 Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 21:27 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Tax withholdingCommon Stock, $1.60 par value | 1,861 | $49.17 | $91,505.37 |
DisclosureSEC source: 0001164727-20-000068 · edgar.xml · nonDerivative · entry 1 Gottesfeld Stephen P · CIK 0001536310 · EVP and Chief S&EA Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,754 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 4,230 stock-settled restricted stock units. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 22:51 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Tax withholdingCommon Stock, $1.60 par value | 2,060 | $50.07 | $103,144.20 |
DisclosureSEC source: 0001164727-20-000055 · edgar.xml · nonDerivative · entry 1 Gottesfeld Stephen P · CIK 0001536310 · EVP and Chief S&EA Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,615 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 4,587 stock-settled restricted stock units. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 21:47 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 9,771 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-20-000035 · edgar.xml · nonDerivative · entry 1 Gottesfeld Stephen P · CIK 0001536310 · EVP and Chief S&EA Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,675 Read SEC document |
| February 13, 2020 Filed Feb 14, 2020 21:17 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 3,500 | $44.35 | $155,225.00 |
DisclosureSEC source: 0001164727-20-000023 · edgar.xml · nonDerivative · entry 1 Gottesfeld Stephen P · CIK 0001536310 · EVP and Chief S&EA Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,904 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| January 27, 2020 Filed Jan 29, 2020 21:54 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 10,000 | $45.00 | $450,000.00 |
DisclosureSEC source: 0001164727-20-000015 · edgar.xml · nonDerivative · entry 1 Gottesfeld Stephen P · CIK 0001536310 · EVP and Chief S&EA Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,404 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| January 08, 2020 Filed Jan 10, 2020 23:29 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 3,500 | $43.29 | $151,515.00 |
DisclosureSEC source: 0001164727-20-000011 · edgar.xml · nonDerivative · entry 1 Gottesfeld Stephen P · CIK 0001536310 · EVP and Chief S&EA Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,404 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 21:47 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 3,500 | $40.35 | $141,225.00 |
DisclosureSEC source: 0001164727-19-000266 · edgar.xml · nonDerivative · entry 1 Gottesfeld Stephen P · CIK 0001536310 · EVP and Chief S&EA Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,904 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| November 13, 2019 Filed Nov 15, 2019 23:10 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 3,500 | $37.18 | $130,130.00 |
DisclosureSEC source: 0001164727-19-000256 · edgar.xml · nonDerivative · entry 1 Gottesfeld Stephen P · CIK 0001536310 · EVP and Chief S&EA Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,404 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 09, 2019 Filed Oct 11, 2019 20:07 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 3,500 | $38.82 | $135,870.00 |
DisclosureSEC source: 0001164727-19-000247 · edgar.xml · nonDerivative · entry 1 Gottesfeld Stephen P · CIK 0001536310 · EVP and Chief S&EA Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,904 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 11, 2019 Filed Sep 13, 2019 20:46 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 3,500 | $38.48 | $134,680.00 |
DisclosureSEC source: 0001164727-19-000238 · edgar.xml · nonDerivative · entry 1 Gottesfeld Stephen P · CIK 0001536310 · EVP and Chief S&EA Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,404 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| August 14, 2019 Filed Aug 16, 2019 20:33 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 3,500 | $38.65 | $135,275.00 |
DisclosureSEC source: 0001164727-19-000216 · edgar.xml · nonDerivative · entry 1 Gottesfeld Stephen P · CIK 0001536310 · EVP and Chief S&EA Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,904 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| July 23, 2019 Filed Jul 25, 2019 21:54 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 10,000 | $40.00 | $400,000.00 |
DisclosureSEC source: 0001164727-19-000200 · edgar.xml · nonDerivative · entry 1 Gottesfeld Stephen P · CIK 0001536310 · EVP and Chief S&EA Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,404 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| July 10, 2019 Filed Jul 12, 2019 20:44 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 3,500 | $39.00 | $136,500.00 |
DisclosureSEC source: 0001164727-19-000198 · edgar.xml · nonDerivative · entry 1 Gottesfeld Stephen P · CIK 0001536310 · EVP and Chief S&EA Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,404 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| June 12, 2019 Filed Jun 14, 2019 21:22 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 3,500 | $35.15 | $123,025.00 |
DisclosureSEC source: 0001164727-19-000156 · edgar.xml · nonDerivative · entry 1 Gottesfeld Stephen P · CIK 0001536310 · EVP and Chief S&EA Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,904 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 22:12 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 3,500 | $35.74 | $125,090.00 |
DisclosureSEC source: 0001164727-19-000093 · edgar.xml · nonDerivative · entry 1 Gottesfeld Stephen P · CIK 0001536310 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,404 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $35.70 to $35.77. The price reported reflects the weighted average sales price. This reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price. Read SEC document |
| March 25, 2019 Filed Mar 27, 2019 20:35 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 3,500 | $35.02 | $122,564.40 |
DisclosureSEC source: 0001164727-19-000084 · edgar.xml · nonDerivative · entry 1 Gottesfeld Stephen P · CIK 0001536310 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,904 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| February 27, 2019 Filed Mar 2, 2019 00:03 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Tax withholdingCommon Stock, $1.60 par value | 2,517 | $34.35 | $86,458.95 |
DisclosureSEC source: 0001164727-19-000070 · edgar.xml · nonDerivative · entry 1 Gottesfeld Stephen P · CIK 0001536310 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,404 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,722 stock-settled restricted stock units. Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 23:45 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Tax withholdingCommon Stock, $1.60 par value | 1,860 | $35.46 | $65,955.60 |
DisclosureSEC source: 0001164727-19-000056 · edgar.xml · nonDerivative · entry 1 Gottesfeld Stephen P · CIK 0001536310 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,921 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 4,229 stock-settled restricted stock units. Read SEC document |
| February 25, 2019 Filed Feb 26, 2019 21:55 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 13,761 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-19-000034 · edgar.xml · nonDerivative · entry 4 Gottesfeld Stephen P · CIK 0001536310 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,781 Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 21:55 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Tax withholdingCommon Stock, $1.60 par value | 2,742 | $36.73 | $100,713.66 |
DisclosureSEC source: 0001164727-19-000034 · edgar.xml · nonDerivative · entry 3 Gottesfeld Stephen P · CIK 0001536310 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,020 F2 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 6,234 stock-settled restricted stock units. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 21:55 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Tax withholdingCommon Stock, $1.60 par value | 42,874 | $36.73 | $1,574,762.02 |
DisclosureSEC source: 0001164727-19-000034 · edgar.xml · nonDerivative · entry 2 Gottesfeld Stephen P · CIK 0001536310 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,762 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 97,372 stock-settled restricted stock units. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 21:55 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommont Stock, $1.60 par value | 97,372 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-19-000034 · edgar.xml · nonDerivative · entry 1 Gottesfeld Stephen P · CIK 0001536310 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,636 Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 23:21 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 3,500 | $35.06 | $122,718.75 |
DisclosureSEC source: 0001164727-19-000022 · edgar.xml · nonDerivative · entry 1 Gottesfeld Stephen P · CIK 0001536310 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,264 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $35.05 to $35.065. The price reported reflects the weighted average sales price. This reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price. Read SEC document |
| January 11, 2019 Filed Jan 15, 2019 23:10 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 3,500 | $35.03 | $122,605.00 |
DisclosureSEC source: 0001164727-19-000014 · edgar.xml · nonDerivative · entry 1 Gottesfeld Stephen P · CIK 0001536310 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,764 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into on April 30, 2018. Read SEC document |
| December 26, 2018 Filed Dec 28, 2018 21:53 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 3,500 | $35.01 | $122,547.95 |
DisclosureSEC source: 0001164727-18-000179 · edgar.xml · nonDerivative · entry 1 Gottesfeld Stephen P · CIK 0001536310 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,764 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on April 30, 2018. F2 · price: This transaction was executed in multiple trades at prices ranging from $35.01 to $35.025. The price reported reflects the weighted average sales price. This reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price. Read SEC document |
| December 26, 2018 Filed Jan 3, 2019 22:32 UTC Amendment | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 14,000 | $35.01 | $490,152.60 |
DisclosureSEC source: 0001164727-19-000012 · edgar.xml · nonDerivative · entry 1 Gottesfeld Stephen P · CIK 0001536310 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,264 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. F2 · shares: On December 26, 2018, the reporting person's broker effected a sale pursuant to a previously adopted 10b5-1 plan, which was subsequently reported on Form 4 on December 28, 2018. Pursuant to the terms of that plan, 14,000 shares should have been sold on that date, however, due to broker error in effecting that transaction, only 3,500 shares were sold. Upon learning of this error, and without involvement or instruction from the reporting person, the broker engaged in its customary internal procedures to correct the error as of the date dictated by the 10b5-1 plan. F3 · price: This transaction was executed in multiple trades at prices ranging from $35.01 to $35.025. The price reported reflects the weighted average sales price. This reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price. F2 · balance_after: On December 26, 2018, the reporting person's broker effected a sale pursuant to a previously adopted 10b5-1 plan, which was subsequently reported on Form 4 on December 28, 2018. Pursuant to the terms of that plan, 14,000 shares should have been sold on that date, however, due to broker error in effecting that transaction, only 3,500 shares were sold. Upon learning of this error, and without involvement or instruction from the reporting person, the broker engaged in its customary internal procedures to correct the error as of the date dictated by the 10b5-1 plan. Read SEC document |
| August 15, 2018 Filed Dec 28, 2018 21:53 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | OtherPhantom Stock · Derivative | 170 | $33.05 | $5,618.50 |
DisclosureSEC source: 0001164727-18-000179 · edgar.xml · derivative · entry 2 Gottesfeld Stephen P · CIK 0001536310 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 170 shares Expires not disclosed F3 · derivative.exercise_price: Convertible on a 1-for-1 basis F4 · kind: Shares of phantom stock, payable in cash under the terms of the Savings Equalization Plan of the Corporation, were reallocated following the elimination of the Newmont Stock Fund as an investment option under the Savings Equalization Plan. No volitional sales or transfers of Newmont securities were made by the reporting person in connection with the above reported change in ownership. F5 · shares: The number of phantom stock reported is based on the Corporation's estimation of the share value correlated with the number of units in the Savings Equalization Plan of the Corporation. Fluctuation in share estimation since the filing of the Form 4 reporting the acquisition of the phantom stock reflects changes in the stock price rather than investments or dispositions of units within the Savings Equalization Plan. F4 · derivative.exercise_date: Shares of phantom stock, payable in cash under the terms of the Savings Equalization Plan of the Corporation, were reallocated following the elimination of the Newmont Stock Fund as an investment option under the Savings Equalization Plan. No volitional sales or transfers of Newmont securities were made by the reporting person in connection with the above reported change in ownership. F4 · derivative.expiration_date: Shares of phantom stock, payable in cash under the terms of the Savings Equalization Plan of the Corporation, were reallocated following the elimination of the Newmont Stock Fund as an investment option under the Savings Equalization Plan. No volitional sales or transfers of Newmont securities were made by the reporting person in connection with the above reported change in ownership. F5 · derivative.underlying_shares: The number of phantom stock reported is based on the Corporation's estimation of the share value correlated with the number of units in the Savings Equalization Plan of the Corporation. Fluctuation in share estimation since the filing of the Form 4 reporting the acquisition of the phantom stock reflects changes in the stock price rather than investments or dispositions of units within the Savings Equalization Plan. Read SEC document |
| August 01, 2018 Filed Aug 3, 2018 20:18 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 3,500 | $36.27 | $126,945.00 |
DisclosureSEC source: 0001164727-18-000125 · edgar.xml · nonDerivative · entry 1 Gottesfeld Stephen P · CIK 0001536310 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,264 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 20:43 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 3,500 | $37.32 | $130,622.10 |
DisclosureSEC source: 0001164727-18-000118 · edgar.xml · nonDerivative · entry 1 Gottesfeld Stephen P · CIK 0001536310 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,764 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:18 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 3,500 | $38.58 | $135,037.70 |
DisclosureSEC source: 0001164727-18-000106 · edgar.xml · nonDerivative · entry 1 Gottesfeld Stephen P · CIK 0001536310 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,264 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $38.55 to $38.597. The price reported reflects the weighted average sales price. This reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price. Read SEC document |
| May 01, 2018 Filed May 3, 2018 20:55 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 5,000 | $38.97 | $194,850.00 |
DisclosureSEC source: 0001164727-18-000099 · edgar.xml · nonDerivative · entry 1 Gottesfeld Stephen P · CIK 0001536310 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,764 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 21:17 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 5,000 | $37.91 | $189,550.00 |
DisclosureSEC source: 0001164727-18-000049 · edgar.xml · nonDerivative · entry 1 Gottesfeld Stephen P · CIK 0001536310 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,764 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 21:41 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Tax withholdingCommon Stock, $1.60 par value | 2,517 | $38.74 | $97,508.58 |
DisclosureSEC source: 0001164727-18-000046 · edgar.xml · nonDerivative · entry 1 Gottesfeld Stephen P · CIK 0001536310 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,764 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,722 stock-settled restricted stock units. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 22:14 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Tax withholdingCommon Stock, $1.60 par value | 2,582 | $39.01 | $100,723.82 |
DisclosureSEC source: 0001164727-18-000033 · edgar.xml · nonDerivative · entry 4 Gottesfeld Stephen P · CIK 0001536310 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,281 F2 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,870 stock-settled restricted stock units. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 22:14 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Tax withholdingCommon Stock, $1.60 par value | 39,307 | $39.01 | $1,533,366.07 |
DisclosureSEC source: 0001164727-18-000033 · edgar.xml · nonDerivative · entry 3 Gottesfeld Stephen P · CIK 0001536310 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,863 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 89,374 stock-settled restricted stock units. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 22:14 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 89,374 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-18-000033 · edgar.xml · nonDerivative · entry 2 Gottesfeld Stephen P · CIK 0001536310 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,170 Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 22:14 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommont Stock, $1.60 par value | 12,689 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-18-000033 · edgar.xml · nonDerivative · entry 1 Gottesfeld Stephen P · CIK 0001536310 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,796 Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:21 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Tax withholdingCommon Stock, $1.60 par value | 2,786 | $38.16 | $106,299.83 |
DisclosureSEC source: 0001164727-18-000022 · edgar.xml · nonDerivative · entry 1 Gottesfeld Stephen P · CIK 0001536310 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,107 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 6,233 stock-settled restricted stock units. Read SEC document |
| December 21, 2017 Filed Dec 21, 2017 21:47 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GiftCommon Stock, $1.60 par value | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-17-000120 · edgar.xml · nonDerivative · entry 1 Gottesfeld Stephen P · CIK 0001536310 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,893 F1 · shares: The transaction reported involved a gift by the reporting person of 2,000 shares of common stock to a charitable donor advised fund. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 20:27 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 5,000 | $36.29 | $181,461.00 |
DisclosureSEC source: 0001164727-17-000108 · edgar.xml · nonDerivative · entry 1 Gottesfeld Stephen P · CIK 0001536310 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,893 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 6, 2017. F2 · price: This transaction was executed in multiple trades at prices from $36.22 to $36.44. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 20:17 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 5,000 | $37.11 | $185,550.00 |
DisclosureSEC source: 0001164727-17-000088 · edgar.xml · nonDerivative · entry 1 Gottesfeld Stephen P · CIK 0001536310 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,893 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 6, 2017. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:18 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 10,000 | $33.65 | $336,536.00 |
DisclosureSEC source: 0001164727-17-000039 · edgar.xml · nonDerivative · entry 1 Gottesfeld Stephen P · CIK 0001536310 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,893 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 27, 2016. F2 · price: This transaction was executed in multiple trades at prices ranging from $33.564 to $33.74. The price reported reflects the weighted average sales price. This reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 21:52 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 17,167 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-17-000034 · edgar.xml · nonDerivative · entry 3 Gottesfeld Stephen P · CIK 0001536310 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,893 Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 21:52 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Tax withholdingCommon Stock, $1.60 par value | 29,874 | $35.01 | $1,045,888.74 |
DisclosureSEC source: 0001164727-17-000034 · edgar.xml · nonDerivative · entry 2 Gottesfeld Stephen P · CIK 0001536310 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,726 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to vesting of 64,134 stock-settled restricted stock units. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 21:52 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 64,134 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-17-000034 · edgar.xml · nonDerivative · entry 1 Gottesfeld Stephen P · CIK 0001536310 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,600 Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 22:06 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Tax withholdingCommon Stock, $1.60 par value | 2,703 | $36.43 | $98,456.78 |
DisclosureSEC source: 0001164727-17-000024 · edgar.xml · nonDerivative · entry 2 Gottesfeld Stephen P · CIK 0001536310 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,466 F2 · shares: Shares withheld to satisfy tax withholding obligation applicable to vesting of 5,802 stock-settled restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.