Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Inspyr Therapeutics, Inc.NSPX · Entity 173805 | Director | March 03, 2017 | March 06, 2017 |
| PALISADE BIO, INC.CUR · Entity 5803 | Director | July 01, 2019 | October 11, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Inspyr Therapeutics, Inc.
Report date March 03, 2017 · Filed March 06, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock purchase optionSEC Table II · derivative / convertible security · Conversion / exercise price $0.54 · Expires 2022-03-03 | Direct | 2,335 |
Reported balance
After 2017-03-03 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2017-03-03 · Grant · Acquired 2,335 · Balance 2,335 F1: Represents compensatory Annual Grant and Committee Grants for director services. The options vest quarterly on 6/3/17, 9/3/17, 12/3/17, and 3/3/18. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents compensatory Annual Grant and Committee Grants for director services. The options vest quarterly on 6/3/17, 9/3/17, 12/3/17, and 3/3/18.
PALISADE BIO, INC.
Report date July 01, 2019 · Filed October 11, 2019 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock Purchase OptionSEC Table II · derivative / convertible security · Conversion / exercise price $6.00 · Expires 2029-07-01 | Direct | 10,106 |
Reported balance
After 2019-07-01 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2019-07-01 · Grant · Acquired 10,106 · Balance 10,106 F1: Represents 50% of compensatory Annual Grant for director services equal to $50,000. The options vest quarterly on 9/30/19, 12/31/19, 3/31/20, and 6/30/20. F3: This amendment is being filed to correct a scrivener's error with regard to the option amount previously reported. F2: All exercise prices and share amounts reported in this Form 4/A reflect a 1-for-20 reverse split that occurred on July 17, 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents 50% of compensatory Annual Grant for director services equal to $50,000. The options vest quarterly on 9/30/19, 12/31/19, 3/31/20, and 6/30/20.
F2: All exercise prices and share amounts reported in this Form 4/A reflect a 1-for-20 reverse split that occurred on July 17, 2019.
F3: This amendment is being filed to correct a scrivener's error with regard to the option amount previously reported.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 01, 2019 Filed Jul 3, 2019 21:35 UTC | PALISADE BIO, INC. CUR · Entity 5803 | GrantCommon Stock Purchase Option · Derivative | 187,510 | $0.00 Strike: $0.30 | $0.00 |
DisclosureSEC source: 0001171843-19-004417 · ownership.xml · derivative · entry 1 OGILVIE SCOTT VARDE · CIK 0001379413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,510 Underlying: Common Stock · 187,510 shares Expires 2029-07-01 F1 · security: Represents 50% of compensatory Annual Grant for director services equal to $50,000. The options vest quarterly on 9/30/19, 12/31/19, 3/31/20, and 6/30/20. F1 · derivative.exercise_date: Represents 50% of compensatory Annual Grant for director services equal to $50,000. The options vest quarterly on 9/30/19, 12/31/19, 3/31/20, and 6/30/20. Read SEC document |
| July 01, 2019 Filed Oct 11, 2019 23:23 UTC Amendment | PALISADE BIO, INC. CUR · Entity 5803 | GrantCommon Stock Purchase Option · Derivative | 10,106 | $0.00 Strike: $6.00 | $0.00 |
DisclosureSEC source: 0001171843-19-006480 · ownership.xml · derivative · entry 1 OGILVIE SCOTT VARDE · CIK 0001379413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,106 Underlying: Common Stock · 10,106 shares Expires 2029-07-01 F1 · security: Represents 50% of compensatory Annual Grant for director services equal to $50,000. The options vest quarterly on 9/30/19, 12/31/19, 3/31/20, and 6/30/20. F3 · security: This amendment is being filed to correct a scrivener's error with regard to the option amount previously reported. F2 · derivative.exercise_price: All exercise prices and share amounts reported in this Form 4/A reflect a 1-for-20 reverse split that occurred on July 17, 2019. F2 · shares: All exercise prices and share amounts reported in this Form 4/A reflect a 1-for-20 reverse split that occurred on July 17, 2019. F3 · shares: This amendment is being filed to correct a scrivener's error with regard to the option amount previously reported. F1 · derivative.exercise_date: Represents 50% of compensatory Annual Grant for director services equal to $50,000. The options vest quarterly on 9/30/19, 12/31/19, 3/31/20, and 6/30/20. Read SEC document |
| July 02, 2018 Filed Jul 5, 2018 20:32 UTC | PALISADE BIO, INC. CUR · Entity 5803 | GrantCommon Stock Purchase Option · Derivative | 59,660 | $0.00 Strike: $1.11 | $0.00 |
DisclosureSEC source: 0001171843-18-005065 · formfour.xml · derivative · entry 1 OGILVIE SCOTT VARDE · CIK 0001379413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,660 Underlying: Common Stock · 59,660 shares Expires 2028-07-02 F1 · security: Represents 50% of compensatory Annual Grant for director services of $100,000. The options vest quarterly on 9/30/18, 12/31/18, 3/31/19, and 6/30/19. F1 · derivative.exercise_date: Represents 50% of compensatory Annual Grant for director services of $100,000. The options vest quarterly on 9/30/18, 12/31/18, 3/31/19, and 6/30/19. Read SEC document |
| July 14, 2017 Filed Jul 18, 2017 20:30 UTC | PALISADE BIO, INC. CUR · Entity 5803 | GrantCommon Stock Purchase Option · Derivative | 13,574 | $0.00 Strike: $5.37 | $0.00 |
DisclosureSEC source: 0001171843-17-004168 · formfour.xml · derivative · entry 1 OGILVIE SCOTT VARDE · CIK 0001379413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,574 Underlying: Common Stock · 13,574 shares Expires 2027-07-14 F1 · security: Represents 50% of compensatory Annual Grant for director services of $100,000. The options vest quarterly on 9/30/17, 12/31/17, 3/31/18, and 6/30/18. F1 · derivative.exercise_date: Represents 50% of compensatory Annual Grant for director services of $100,000. The options vest quarterly on 9/30/17, 12/31/17, 3/31/18, and 6/30/18. Read SEC document |
| March 03, 2017 Filed Mar 6, 2017 17:18 UTC | Inspyr Therapeutics, Inc. NSPX · Entity 173805 | GrantCommon Stock purchase option · Derivative | 2,335 | $0.00 Strike: $0.54 | $0.00 |
DisclosureSEC source: 0001144204-17-013011 · v461239_form4.xml · derivative · entry 1 OGILVIE SCOTT VARDE · CIK 0001379413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,335 Underlying: Common Stock · 2,335 shares Expires 2022-03-03 F1 · security: Represents compensatory Annual Grant and Committee Grants for director services. The options vest quarterly on 6/3/17, 9/3/17, 12/3/17, and 3/3/18. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.