Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Aeva Technologies, Inc.AEVA · Entity 4949 | Director | June 21, 2024 | June 25, 2024 |
| QUALCOMM INC/DEQCOM · Entity 2852 | SVP, Controller & CAO | November 20, 2022 | November 21, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Aeva Technologies, Inc.
Report date June 21, 2024 · Filed June 25, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 104,836 |
Reported balance
After 2024-06-21 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-06-21 · Grant · Acquired 57,692 · Balance 104,836 F1: Reflects restricted stock units awarded pursuant to the Issuer's Non-Employee Director Compensation Plan, pursuant to which each non-employee director of the Issuer receives an annual RSU grant that will vest on the first anniversary of the grant date or upon a change of control, if earlier. F2: All amounts of securities reported in this Form 4 reflect a 1-for-5 reverse stock split (the "Reverse Stock Split") that became effective March 18, 2024, including the Reporting Person's receipt of cash in lieu fractional shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects restricted stock units awarded pursuant to the Issuer's Non-Employee Director Compensation Plan, pursuant to which each non-employee director of the Issuer receives an annual RSU grant that will vest on the first anniversary of the grant date or upon a change of control, if earlier.
F2: All amounts of securities reported in this Form 4 reflect a 1-for-5 reverse stock split (the "Reverse Stock Split") that became effective March 18, 2024, including the Reporting Person's receipt of cash in lieu fractional shares.
QUALCOMM INC/DE
Report date November 20, 2022 · Filed November 21, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2022-11-21 transaction · row 7
7 source rows · reconciled sequenceRow 1 · 2022-11-20 · Exercise / conversion · Acquired 1,425 · Balance 1,425 Row 2 · 2022-11-20 · Tax withholding · Disposed 493 · Balance 932 Row 3 · 2022-11-20 · Exercise / conversion · Acquired 927 · Balance 1,859 Row 4 · 2022-11-20 · Tax withholding · Disposed 321 · Balance 1,538 Row 5 · 2022-11-20 · Exercise / conversion · Acquired 2,073 · Balance 3,611 Row 6 · 2022-11-20 · Tax withholding · Disposed 717 · Balance 2,894 Row 7 · 2022-11-21 · Sale · Disposed 2,894 · Balance 0 F1: The transaction was conducted under a Rule 10b5-1 trading plan. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2022-11-20 | Direct | 0 |
Reported balance
After 2022-11-20 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2022-11-20 · Exercise / conversion · Disposed 1,425.7474 · Balance 0 F2: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. F3: These Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on November 20, 2020, 2021 and 2022. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2023-11-20 | Direct | 1,855.3544 |
Reported balance
After 2022-11-20 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2022-11-20 · Exercise / conversion · Disposed 927.1569 · Balance 1,855.3544 F2: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. F4: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2021, and the remaining balance vests semi-annually thereafter. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2024-11-20 | Direct | 4,149.6468 |
Reported balance
After 2022-11-20 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2022-11-20 · Exercise / conversion · Disposed 2,073.8028 · Balance 4,149.6468 F2: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. F5: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2022, and the remaining balance vests semi-annually thereafter. |
Filing footnotes · ownership attribution and instrument terms
F1: The transaction was conducted under a Rule 10b5-1 trading plan.
F2: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.
F3: These Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on November 20, 2020, 2021 and 2022.
F4: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2021, and the remaining balance vests semi-annually thereafter.
F5: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2022, and the remaining balance vests semi-annually thereafter.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 20, 2020 Filed Nov 23, 2020 21:33 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 394 | $146.03 | $57,535.82 |
DisclosureSEC source: 0001205233-20-000080 · edgardoc.xml · nonDerivative · entry 4 POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,889 Read SEC document |
| November 20, 2020 Filed Nov 23, 2020 21:33 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 1,138 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-20-000080 · edgardoc.xml · nonDerivative · entry 3 POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,283 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2020 Filed Nov 23, 2020 21:33 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 1,407 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-20-000080 · edgardoc.xml · nonDerivative · entry 2 POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,145 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2020 Filed Nov 23, 2020 21:33 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 2,738 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-20-000080 · edgardoc.xml · nonDerivative · entry 1 POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,738 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 28, 2020 Filed Dec 28, 2020 21:23 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantRestricted Stock Unit · Derivative | 5,347 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-20-000092 · edgardoc.xml · derivative · entry 1 POLEK ERIN L · CIK 0001760245 · SVP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,347 Underlying: Common Stock · 5,347 shares Expires 2023-11-20 F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F2 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2021, and the remaining balance vests semi-annually thereafter. F2 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2021, and the remaining balance vests semi-annually thereafter. Read SEC document |
| August 03, 2020 Filed Aug 4, 2020 20:29 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 54 | $107.42 | $5,800.68 |
DisclosureSEC source: 0001205233-20-000050 · edgardoc.xml · nonDerivative · entry 1 POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. F2 · balance_after: Includes 54 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2020. Read SEC document |
| May 21, 2020 Filed May 22, 2020 20:05 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 1,646 | $79.47 | $130,807.62 |
DisclosureSEC source: 0001205233-20-000038 · edgardoc.xml · nonDerivative · entry 1 POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. Read SEC document |
| May 20, 2020 Filed May 21, 2020 20:07 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 1,388.9374 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-20-000037 · edgardoc.xml · derivative · entry 6 POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,167.8678 Underlying: Common Stock · 1,388.9374 shares Expires 2021-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2019, and the remaining balance vests semi-annually thereafter. F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2019, and the remaining balance vests semi-annually thereafter. Read SEC document |
| May 20, 2020 Filed May 21, 2020 20:07 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 1,123.5295 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-20-000037 · edgardoc.xml · derivative · entry 5 POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,123.5295 Underlying: Common Stock · 1,123.5295 shares Expires 2020-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F2 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2018, and the remaining balance vests semi-annually thereafter. F2 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2018, and the remaining balance vests semi-annually thereafter. Read SEC document |
| May 20, 2020 Filed May 21, 2020 20:07 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 480 | $80.63 | $38,702.40 |
DisclosureSEC source: 0001205233-20-000037 · edgardoc.xml · nonDerivative · entry 4 POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,646 Read SEC document |
| May 20, 2020 Filed May 21, 2020 20:07 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 385 | $80.63 | $31,042.55 |
DisclosureSEC source: 0001205233-20-000037 · edgardoc.xml · nonDerivative · entry 3 POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,126 Read SEC document |
| May 20, 2020 Filed May 21, 2020 20:07 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 1,123 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-20-000037 · edgardoc.xml · nonDerivative · entry 2 POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,511 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 20, 2020 Filed May 21, 2020 20:07 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 1,388 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-20-000037 · edgardoc.xml · nonDerivative · entry 1 POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,388 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2020 Filed Feb 4, 2020 21:24 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 39 | $85.57 | $3,337.23 |
DisclosureSEC source: 0001205233-20-000011 · edgardoc.xml · nonDerivative · entry 1 POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. F2 · balance_after: Includes 39 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2020. Read SEC document |
| November 21, 2019 Filed Nov 22, 2019 16:50 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 3,190 | $84.65 | $270,033.50 |
DisclosureSEC source: 0001205233-19-000098 · edgardoc.xml · nonDerivative · entry 7 POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 16:50 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 2,732.9354 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-19-000098 · edgardoc.xml · derivative · entry 10 POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,468.9869 Underlying: Common Stock · 2,732.9354 shares Expires 2021-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F5 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2019, and the remaining balance vests semi-annually thereafter. F5 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2019, and the remaining balance vests semi-annually thereafter. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 16:50 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 1,105.7736 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-19-000098 · edgardoc.xml · derivative · entry 9 POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,211.5472 Underlying: Common Stock · 1,105.7736 shares Expires 2020-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2018, and the remaining balance vests semi-annually thereafter. F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2018, and the remaining balance vests semi-annually thereafter. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 16:50 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 1,040.0776 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-19-000098 · edgardoc.xml · derivative · entry 8 POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,040.0776 shares Expires 2019-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2017, and the remaining balance vests semi-annually thereafter. F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2017, and the remaining balance vests semi-annually thereafter. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 16:50 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 945 | $85.62 | $80,910.90 |
DisclosureSEC source: 0001205233-19-000098 · edgardoc.xml · nonDerivative · entry 6 POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,190 Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 16:50 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 382 | $85.62 | $32,706.84 |
DisclosureSEC source: 0001205233-19-000098 · edgardoc.xml · nonDerivative · entry 5 POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,135 Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 16:50 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 360 | $85.62 | $30,823.20 |
DisclosureSEC source: 0001205233-19-000098 · edgardoc.xml · nonDerivative · entry 4 POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,517 Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 16:50 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 2,732 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-19-000098 · edgardoc.xml · nonDerivative · entry 3 POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,877 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 16:50 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 1,105 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-19-000098 · edgardoc.xml · nonDerivative · entry 2 POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,145 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 16:50 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 1,040 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-19-000098 · edgardoc.xml · nonDerivative · entry 1 POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,040 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 30, 2019 Filed Nov 1, 2019 22:52 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantRestricted Stock Unit · Derivative | 7,982 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-19-000095 · edgardoc.xml · derivative · entry 1 POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,982 Underlying: Common Stock · 7,982 shares Expires 2022-11-20 F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F2 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2020, and the remaining balance vests semi-annually thereafter. F2 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2020, and the remaining balance vests semi-annually thereafter. Read SEC document |
| August 20, 2019 Filed Aug 20, 2019 20:19 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 109 | $76.14 | $8,299.26 |
DisclosureSEC source: 0001205233-19-000069 · edgardoc.xml · nonDerivative · entry 3 POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| August 19, 2019 Filed Aug 20, 2019 20:19 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 58 | $74.87 | $4,342.46 |
DisclosureSEC source: 0001205233-19-000069 · edgardoc.xml · nonDerivative · entry 2 POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109 Read SEC document |
| August 19, 2019 Filed Aug 20, 2019 20:19 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantCommon Stock | 167 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-19-000069 · edgardoc.xml · nonDerivative · entry 1 POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167 Read SEC document |
| August 02, 2019 Filed Aug 5, 2019 20:07 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 1,386 | $70.46 | $97,651.32 |
DisclosureSEC source: 0001205233-19-000068 · edgardoc.xml · nonDerivative · entry 2 POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 20:07 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 92 | $68.88 | $6,336.96 |
DisclosureSEC source: 0001205233-19-000068 · edgardoc.xml · nonDerivative · entry 1 POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,386 F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. Read SEC document |
| May 20, 2019 Filed May 21, 2019 20:59 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 1,086.9761 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-19-000061 · edgardoc.xml · derivative · entry 6 POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,264.1128 Underlying: Common Stock · 1,086.9761 shares Expires 2020-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2018, and the remaining balance vests semi-annually thereafter. F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2018, and the remaining balance vests semi-annually thereafter. Read SEC document |
| May 20, 2019 Filed May 21, 2019 20:59 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 1,023.3952 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-19-000061 · edgardoc.xml · derivative · entry 5 POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,023.3952 Underlying: Common Stock · 1,023.3952 shares Expires 2019-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F2 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2017, and the remaining balance vests semi-annually thereafter. F2 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2017, and the remaining balance vests semi-annually thereafter. Read SEC document |
| May 20, 2019 Filed May 21, 2019 20:59 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 375 | $76.62 | $28,732.50 |
DisclosureSEC source: 0001205233-19-000061 · edgardoc.xml · nonDerivative · entry 4 POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,386 Read SEC document |
| May 20, 2019 Filed May 21, 2019 20:59 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 348 | $76.62 | $26,663.76 |
DisclosureSEC source: 0001205233-19-000061 · edgardoc.xml · nonDerivative · entry 3 POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,761 Read SEC document |
| May 20, 2019 Filed May 21, 2019 20:59 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 1,086 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-19-000061 · edgardoc.xml · nonDerivative · entry 2 POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,109 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 20, 2019 Filed May 21, 2019 20:59 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 1,023 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-19-000061 · edgardoc.xml · nonDerivative · entry 1 POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,023 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 03, 2019 Filed May 7, 2019 16:39 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 315 | $89.51 | $28,195.65 |
DisclosureSEC source: 0001205233-19-000044 · edgardoc.xml · nonDerivative · entry 2 POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 03, 2019 Filed May 7, 2019 16:39 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 5,803 | $89.25 | $517,925.87 |
DisclosureSEC source: 0001205233-19-000044 · edgardoc.xml · nonDerivative · entry 1 POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315 F1 · balance_after: Includes 72 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2019. Read SEC document |
| November 30, 2018 Filed Dec 4, 2018 21:57 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantRestricted Stock Unit · Derivative | 7,896 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-18-000097 · edgardoc.xml · derivative · entry 1 POLEK ERIN L · CIK 0001760245 · SVP Corporate Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,896 Underlying: Common Stock · 7,896 shares Expires 2021-11-20 F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F2 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2019, and the remaining balance vests semi-annually thereafter. F2 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2019, and the remaining balance vests semi-annually thereafter. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.