Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PINNACLE WEST CAPITAL CORPPNW · Entity 3465 | Director · Chairman, President & CEO | October 22, 2019 | October 24, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PINNACLE WEST CAPITAL CORP
Report date October 22, 2019 · Filed October 24, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 82,149 |
Ending reported balance
After 2019-10-22 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2019-10-22 · Grant · Acquired 24,536 · Balance 91,546 F1: Shares acquired upon the vesting of a portion of the performance shares granted in 2016 that were tied to the operational performance metrics. Row 2 · 2019-10-22 · Tax withholding · Disposed 10,907 · Balance 80,639 F2: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Row 3 · 2019-10-22 · Grant · Acquired 2,720 · Balance 83,359 F3: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on October 22, 2019. Row 4 · 2019-10-22 · Tax withholding · Disposed 1,210 · Balance 82,149 F2: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. |
| Common StockSEC Table I · non-derivative | Indirectby 401(k) | 13 |
Reported balance
Holding disclosure · report date 2019-10-22 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 13 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares acquired upon the vesting of a portion of the performance shares granted in 2016 that were tied to the operational performance metrics.
F2: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.
F3: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on October 22, 2019.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 17, 2017 Filed Feb 22, 2017 22:11 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionCommon Stock | 3,809 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013396 · doc4.xml · nonDerivative · entry 11 BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,848 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:11 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Disposition to issuerCommon Stock | 3,810 | $78.70 | $299,847.00 |
DisclosureSEC source: 0001209191-17-013396 · doc4.xml · nonDerivative · entry 10 BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,039 Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:11 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionCommon Stock | 3,810 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013396 · doc4.xml · nonDerivative · entry 9 BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,849 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:11 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 1,926 | $78.70 | $151,576.20 |
DisclosureSEC source: 0001209191-17-013396 · doc4.xml · nonDerivative · entry 8 BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,039 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:11 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionCommon Stock | 4,308 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013396 · doc4.xml · nonDerivative · entry 7 BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,965 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:11 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Disposition to issuerCommon Stock | 4,308 | $78.70 | $339,039.60 |
DisclosureSEC source: 0001209191-17-013396 · doc4.xml · nonDerivative · entry 6 BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,657 Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:11 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionCommon Stock | 4,308 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013396 · doc4.xml · nonDerivative · entry 5 BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,965 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:11 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 1,830 | $78.70 | $144,021.00 |
DisclosureSEC source: 0001209191-17-013396 · doc4.xml · nonDerivative · entry 4 BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,657 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:11 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionCommon Stock | 4,093 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013396 · doc4.xml · nonDerivative · entry 3 BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,487 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:11 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Disposition to issuerCommon Stock | 4,093 | $78.70 | $322,119.10 |
DisclosureSEC source: 0001209191-17-013396 · doc4.xml · nonDerivative · entry 2 BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,394 Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:11 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionCommon Stock | 4,093 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013396 · doc4.xml · nonDerivative · entry 1 BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,487 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash. Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 22:54 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | SaleCommon Stock | 19,265 | $77.64 | $1,495,734.60 |
DisclosureSEC source: 0001209191-16-155236 · doc4.xml · nonDerivative · entry 2 BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,394 F2 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.46 to $77.94, inclusive. The reporting person undertakes to provide Pinnacle West Capital Corporation ("PNW"), any security holder of PNW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 22:54 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | SaleCommon Stock | 30,735 | $76.79 | $2,360,140.65 |
DisclosureSEC source: 0001209191-16-155236 · doc4.xml · nonDerivative · entry 1 BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,659 F1 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.62 to $77.03, inclusive. The reporting person undertakes to provide Pinnacle West Capital Corporation ("PNW"), any security holder of PNW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| October 19, 2016 Filed Oct 21, 2016 23:28 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 1,766 | $74.96 | $132,379.36 |
DisclosureSEC source: 0001209191-16-146657 · doc4.xml · nonDerivative · entry 4 BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,394 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| October 19, 2016 Filed Oct 21, 2016 23:28 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantCommon Stock | 3,752 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-146657 · doc4.xml · nonDerivative · entry 3 BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,160 F3 · shares: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on October 19, 2016. F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on October 19, 2016. Read SEC document |
| October 19, 2016 Filed Oct 21, 2016 23:28 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 14,704 | $74.96 | $1,102,211.84 |
DisclosureSEC source: 0001209191-16-146657 · doc4.xml · nonDerivative · entry 2 BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,408 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| October 19, 2016 Filed Oct 21, 2016 23:28 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantCommon Stock | 31,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-146657 · doc4.xml · nonDerivative · entry 1 BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,112 F1 · shares: Shares acquired upon the vesting of a portion of the performance shares granted in 2013. F1 · price: Shares acquired upon the vesting of a portion of the performance shares granted in 2013. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.