Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PINNACLE WEST CAPITAL CORPPNW · Entity 3465 | Director · Chairman, President & CEO | October 22, 2019 | October 24, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PINNACLE WEST CAPITAL CORP
Report date October 22, 2019 · Filed October 24, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 82,149 |
Ending reported balance
After 2019-10-22 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2019-10-22 · Grant · Acquired 24,536 · Balance 91,546 F1: Shares acquired upon the vesting of a portion of the performance shares granted in 2016 that were tied to the operational performance metrics. Row 2 · 2019-10-22 · Tax withholding · Disposed 10,907 · Balance 80,639 F2: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Row 3 · 2019-10-22 · Grant · Acquired 2,720 · Balance 83,359 F3: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on October 22, 2019. Row 4 · 2019-10-22 · Tax withholding · Disposed 1,210 · Balance 82,149 F2: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. |
| Common StockSEC Table I · non-derivative | Indirectby 401(k) | 13 |
Reported balance
Holding disclosure · report date 2019-10-22 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 13 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares acquired upon the vesting of a portion of the performance shares granted in 2016 that were tied to the operational performance metrics.
F2: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.
F3: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on October 22, 2019.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 20, 2018 Filed Feb 22, 2018 23:03 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionCommon Stock | 3,809 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-012576 · doc4.xml · nonDerivative · entry 11 BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,109 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 23:03 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Disposition to issuerCommon Stock | 3,810 | $77.20 | $294,132.00 |
DisclosureSEC source: 0001209191-18-012576 · doc4.xml · nonDerivative · entry 10 BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,300 Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 23:03 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionCommon Stock | 3,810 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-012576 · doc4.xml · nonDerivative · entry 9 BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,110 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 23:03 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 1,814 | $77.20 | $140,040.80 |
DisclosureSEC source: 0001209191-18-012576 · doc4.xml · nonDerivative · entry 8 BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,300 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 23:03 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionCommon Stock | 4,308 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-012576 · doc4.xml · nonDerivative · entry 7 BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,114 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 23:03 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Disposition to issuerCommon Stock | 4,308 | $77.20 | $332,577.60 |
DisclosureSEC source: 0001209191-18-012576 · doc4.xml · nonDerivative · entry 6 BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,806 Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 23:03 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionCommon Stock | 4,308 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-012576 · doc4.xml · nonDerivative · entry 5 BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,114 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 23:03 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 1,116 | $77.20 | $86,155.20 |
DisclosureSEC source: 0001209191-18-012576 · doc4.xml · nonDerivative · entry 4 BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,806 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 23:03 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantCommon Stock | 2,509 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-012576 · doc4.xml · nonDerivative · entry 3 BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,922 F3 · shares: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on February 20, 2018. F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on February 20, 2018. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 23:03 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 10,448 | $77.20 | $806,585.60 |
DisclosureSEC source: 0001209191-18-012576 · doc4.xml · nonDerivative · entry 2 BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,413 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 23:03 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantCommon Stock | 23,503 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-012576 · doc4.xml · nonDerivative · entry 1 BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,861 F1 · shares: Shares acquired upon the vesting of a portion of the performance shares granted in 2015. F1 · price: Shares acquired upon the vesting of a portion of the performance shares granted in 2015. Read SEC document |
| January 19, 2018 Filed Jan 22, 2018 23:55 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | SaleCommon Stock | 24,216 | $79.21 | $1,918,149.36 |
DisclosureSEC source: 0001209191-18-004802 · doc4.xml · nonDerivative · entry 1 BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,358 F1 · kind: On November 21, 2017, in a commitment letter designed to meet the requirements of Rule 10b5-1 (the "November 21 Letter"), the reporting person provided his irrevocable consent to contribute at a later date 24,216 shares of Pinnacle West Capital Corporation ("PNW") common stock to an exchange fund in exchange for shares of the exchange fund. The exchange fund closed on January 19, 2018, and the reporting person's shares of PNW's common stock were contributed on that date consistent with the exchange fund's offering memorandum and the terms of the November 21 Letter. PNW's common stock was valued at $79.21 per share for the purpose of determining the number of shares of the exchange fund issuable to the reporting person. F1 · price: On November 21, 2017, in a commitment letter designed to meet the requirements of Rule 10b5-1 (the "November 21 Letter"), the reporting person provided his irrevocable consent to contribute at a later date 24,216 shares of Pinnacle West Capital Corporation ("PNW") common stock to an exchange fund in exchange for shares of the exchange fund. The exchange fund closed on January 19, 2018, and the reporting person's shares of PNW's common stock were contributed on that date consistent with the exchange fund's offering memorandum and the terms of the November 21 Letter. PNW's common stock was valued at $79.21 per share for the purpose of determining the number of shares of the exchange fund issuable to the reporting person. Read SEC document |
| November 09, 2017 Filed Nov 14, 2017 22:24 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | SaleCommon Stock | 18,153 | $89.54 | $1,625,419.62 |
DisclosureSEC source: 0001209191-17-060669 · doc4.xml · nonDerivative · entry 1 BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,574 F1 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.22 to $89.86, inclusive. The reporting person undertakes to provide Pinnacle West Capital Corporation ("PNW"), any security holder of PNW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| October 17, 2017 Filed Oct 19, 2017 21:12 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 1,566 | $87.76 | $137,432.16 |
DisclosureSEC source: 0001209191-17-057481 · doc4.xml · nonDerivative · entry 4 BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,727 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| October 17, 2017 Filed Oct 19, 2017 21:12 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantCommon Stock | 3,327 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-057481 · doc4.xml · nonDerivative · entry 3 BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,293 F3 · shares: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on October 17, 2017. F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on October 17, 2017. Read SEC document |
| October 17, 2017 Filed Oct 19, 2017 21:12 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 14,567 | $87.76 | $1,278,399.92 |
DisclosureSEC source: 0001209191-17-057481 · doc4.xml · nonDerivative · entry 2 BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,966 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| October 17, 2017 Filed Oct 19, 2017 21:12 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantCommon Stock | 30,959 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-057481 · doc4.xml · nonDerivative · entry 1 BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,533 F1 · shares: Shares acquired upon the vesting of a portion of the performance shares granted in 2014. F1 · price: Shares acquired upon the vesting of a portion of the performance shares granted in 2014. Read SEC document |
| August 23, 2017 Filed Aug 25, 2017 20:13 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | SaleCommon Stock | 35,013 | $89.57 | $3,136,114.41 |
DisclosureSEC source: 0001209191-17-050289 · doc4.xml · nonDerivative · entry 1 BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,574 F1 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.290 to $89.785, inclusive. The reporting person undertakes to provide Pinnacle West Capital Corporation ("PNW"), any security holder of PNW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 05, 2017 Filed May 9, 2017 22:18 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | OtherCommon Stock | 1,728 | $84.87 | $146,655.36 |
DisclosureSEC source: 0001209191-17-031060 · doc4.xml · nonDerivative · entry 2 BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by 401(k) Disclosed balance after: 0 Read SEC document |
| May 05, 2017 Filed May 9, 2017 22:18 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | SaleCommon Stock | 52,134 | $84.70 | $4,415,749.80 |
DisclosureSEC source: 0001209191-17-031060 · doc4.xml · nonDerivative · entry 1 BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,587 F1 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.60 to $84.81, inclusive. The reporting person undertakes to provide Pinnacle West Capital Corporation ("PNW"), any security holder of PNW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 22:10 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | SaleCommon Stock | 48,603 | $82.73 | $4,020,926.19 |
DisclosureSEC source: 0001209191-17-018841 · doc4.xml · nonDerivative · entry 1 BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,721 F1 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.37 to $83.19, inclusive. The reporting person undertakes to provide Pinnacle West Capital Corporation ("PNW"), any security holder of PNW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:19 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 368 | $82.40 | $30,323.20 |
DisclosureSEC source: 0001209191-17-017486 · doc4.xml · nonDerivative · entry 2 BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,324 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:19 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantCommon Stock | 781 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-017486 · doc4.xml · nonDerivative · entry 1 BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,692 F1 · price: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the grant that vested on 12/31/2016 and was settled on 02/21/2017. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 22:02 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantRestricted Stock Units · Derivative | 22,064 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013858 · doc4.xml · derivative · entry 17 BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,064 Underlying: Common Stock · 22,064 shares Expires not disclosed F11 · derivative.exercise_price: Each RSU represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The RSUs in this footnote 11 will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% cash. F11 · price: Each RSU represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The RSUs in this footnote 11 will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% cash. F12 · derivative.exercise_date: The RSU award was granted and was effective on February 21, 2017, and vests in four equal, annual installments beginning on February 20, 2018, and will be settled in four equal, annual installments beginning February 20, 2018. F12 · derivative.expiration_date: The RSU award was granted and was effective on February 21, 2017, and vests in four equal, annual installments beginning on February 20, 2018, and will be settled in four equal, annual installments beginning February 20, 2018. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 22:02 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionRestricted Stock Units · Derivative | 59,039 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-013858 · doc4.xml · derivative · entry 16 BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 59,039 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each RSU represents a contingent right to receive the economic equivalent of one share of the Company's common stock. F9 · price: Each RSU represents a contingent right to receive the economic equivalent of one share of the Company's common stock. F10 · derivative.exercise_date: Represents 50,617 RSUs that were granted on 12/19/2012, and 8,422 RSUs that were granted in respect of related dividend equivalent rights over the vesting period. All such RSUs vested on 12/31/2016 and were settled through the issuance of common stock on 02/21/2017 as described in footnote 1. F10 · derivative.expiration_date: Represents 50,617 RSUs that were granted on 12/19/2012, and 8,422 RSUs that were granted in respect of related dividend equivalent rights over the vesting period. All such RSUs vested on 12/31/2016 and were settled through the issuance of common stock on 02/21/2017 as described in footnote 1. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 22:02 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 1,759 | $79.77 | $140,315.43 |
DisclosureSEC source: 0001209191-17-013858 · doc4.xml · nonDerivative · entry 14 BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,911 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 22:02 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantCommon Stock | 3,738 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013858 · doc4.xml · nonDerivative · entry 13 BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,670 F8 · shares: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on February 21, 2017 as reported in footnote 7. F8 · price: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on February 21, 2017 as reported in footnote 7. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 22:02 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 17,896 | $79.77 | $1,427,563.92 |
DisclosureSEC source: 0001209191-17-013858 · doc4.xml · nonDerivative · entry 12 BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,932 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 22:02 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantCommon Stock | 38,036 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013858 · doc4.xml · nonDerivative · entry 11 BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,828 F7 · shares: Shares acquired upon the vesting of the portion of the performance shares granted in 2014 that were tied to the total shareholder return performance metric. F7 · price: Shares acquired upon the vesting of the portion of the performance shares granted in 2014 that were tied to the total shareholder return performance metric. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 22:02 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 1,321 | $79.77 | $105,376.17 |
DisclosureSEC source: 0001209191-17-013858 · doc4.xml · nonDerivative · entry 10 BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,792 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 22:02 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantCommon Stock | 2,806 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013858 · doc4.xml · nonDerivative · entry 9 BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,113 F6 · shares: Represents shares of common stock received by the individual in settlement of RSUs that were granted in respect of dividend rights that vested in connection with the 16,873 shares acquired as reported in footnote 5. F6 · price: Represents shares of common stock received by the individual in settlement of RSUs that were granted in respect of dividend rights that vested in connection with the 16,873 shares acquired as reported in footnote 5. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 22:02 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 7,939 | $79.77 | $633,294.03 |
DisclosureSEC source: 0001209191-17-013858 · doc4.xml · nonDerivative · entry 8 BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,307 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 22:02 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantCommon Stock | 16,873 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013858 · doc4.xml · nonDerivative · entry 7 BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,246 F5 · shares: Shares acquired in connection with RSUs granted on 12/19/2012 that were subject to the achievement of both a performance goal relating to return on equity and the Human Resources Committee's determination based on the recipient's overall leadership effectiveness from the grant date through 12/31/2016. F5 · price: Shares acquired in connection with RSUs granted on 12/19/2012 that were subject to the achievement of both a performance goal relating to return on equity and the Human Resources Committee's determination based on the recipient's overall leadership effectiveness from the grant date through 12/31/2016. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 22:02 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 1,319 | $79.77 | $105,216.63 |
DisclosureSEC source: 0001209191-17-013858 · doc4.xml · nonDerivative · entry 6 BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,373 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 22:02 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantCommon Stock | 2,806 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013858 · doc4.xml · nonDerivative · entry 5 BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,692 F4 · shares: Represents shares of common stock received by the individual in settlement of RSUs that were granted in respect of dividend rights that vested in connection with the 16,872 shares acquired as reported in footnote 3. F4 · price: Represents shares of common stock received by the individual in settlement of RSUs that were granted in respect of dividend rights that vested in connection with the 16,872 shares acquired as reported in footnote 3. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 22:02 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 7,931 | $79.77 | $632,655.87 |
DisclosureSEC source: 0001209191-17-013858 · doc4.xml · nonDerivative · entry 4 BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,886 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 22:02 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantCommon Stock | 16,872 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013858 · doc4.xml · nonDerivative · entry 3 BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,817 F3 · shares: Shares acquired in connection with RSUs granted on 12/19/2012 that were subject to the achievement of a performance goal relating to return on equity. F3 · price: Shares acquired in connection with RSUs granted on 12/19/2012 that were subject to the achievement of a performance goal relating to return on equity. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 22:02 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 27,752 | $79.77 | $2,213,777.04 |
DisclosureSEC source: 0001209191-17-013858 · doc4.xml · nonDerivative · entry 2 BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,945 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 22:02 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionCommon Stock | 59,039 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013858 · doc4.xml · nonDerivative · entry 1 BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,697 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired in connection with 50,617 Restricted Stock Units ("RSUs") that were granted on 12/19/2012 and 8,422 RSUs that were granted in respect of related dividend equivalent rights over the vesting period. All such RSUs vested on 12/31/2016, and were settled through the issuance of common stock on 02/21/2017. F1 · price: Shares acquired in connection with 50,617 Restricted Stock Units ("RSUs") that were granted on 12/19/2012 and 8,422 RSUs that were granted in respect of related dividend equivalent rights over the vesting period. All such RSUs vested on 12/31/2016, and were settled through the issuance of common stock on 02/21/2017. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:11 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionRestricted Stock Units · Derivative | 6,543 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-013396 · doc4.xml · derivative · entry 23 BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,629 Underlying: Common Stock · 6,543 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash. F7 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017. F7 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:11 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionRestricted Stock Units · Derivative | 7,619 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-013396 · doc4.xml · derivative · entry 22 BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,238 Underlying: Common Stock · 7,619 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash. F6 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2015, and vests in four equal, annual installments beginning on February 20, 2016. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017. F6 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2015, and vests in four equal, annual installments beginning on February 20, 2016. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:11 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionRestricted Stock Units · Derivative | 8,616 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-013396 · doc4.xml · derivative · entry 21 BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,616 Underlying: Common Stock · 8,616 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash. F5 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2014, and vests in four equal, annual installments beginning on February 20, 2015. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017. F5 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2014, and vests in four equal, annual installments beginning on February 20, 2015. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:11 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionRestricted Stock Units · Derivative | 8,186 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-013396 · doc4.xml · derivative · entry 20 BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,186 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash. F4 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2013, and vests in four equal, annual installments beginning on February 20, 2014. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017. F4 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2013, and vests in four equal, annual installments beginning on February 20, 2014. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:11 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 630 | $78.70 | $49,581.00 |
DisclosureSEC source: 0001209191-17-013396 · doc4.xml · nonDerivative · entry 18 BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,658 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:11 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantCommon Stock | 1,335 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013396 · doc4.xml · nonDerivative · entry 17 BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,288 F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2013, 2014, 2015 and 2016 Restricted Stock Unit grants. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:11 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 1,463 | $78.70 | $115,138.10 |
DisclosureSEC source: 0001209191-17-013396 · doc4.xml · nonDerivative · entry 16 BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,953 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:11 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionCommon Stock | 3,271 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013396 · doc4.xml · nonDerivative · entry 15 BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,416 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:11 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Disposition to issuerCommon Stock | 3,272 | $78.70 | $257,506.40 |
DisclosureSEC source: 0001209191-17-013396 · doc4.xml · nonDerivative · entry 14 BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,145 Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:11 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionCommon Stock | 3,272 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013396 · doc4.xml · nonDerivative · entry 13 BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,417 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:11 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 1,703 | $78.70 | $134,026.10 |
DisclosureSEC source: 0001209191-17-013396 · doc4.xml · nonDerivative · entry 12 BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,145 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.