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BRANDT DONALD E

Disclosed activity across 1 company

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154266
SEC CIK
0001158683

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
PINNACLE WEST CAPITAL CORPPNW · Entity 3465Director · Chairman, President & CEOOctober 22, 2019October 24, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PINNACLE WEST CAPITAL CORP

Report date October 22, 2019 · Filed October 24, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect82,149 Ending reported balance After 2019-10-22 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2019-10-22 · Grant · Acquired 24,536 · Balance 91,546

F1: Shares acquired upon the vesting of a portion of the performance shares granted in 2016 that were tied to the operational performance metrics.

Row 2 · 2019-10-22 · Tax withholding · Disposed 10,907 · Balance 80,639

F2: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Row 3 · 2019-10-22 · Grant · Acquired 2,720 · Balance 83,359

F3: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on October 22, 2019.

Row 4 · 2019-10-22 · Tax withholding · Disposed 1,210 · Balance 82,149

F2: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Common StockSEC Table I · non-derivativeIndirectby 401(k)13 Reported balance Holding disclosure · report date 2019-10-22 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 13

Filing footnotes · ownership attribution and instrument terms

F1: Shares acquired upon the vesting of a portion of the performance shares granted in 2016 that were tied to the operational performance metrics.

F2: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

F3: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on October 22, 2019.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 22, 2019 Filed Oct 24, 2019 23:28 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Tax withholdingCommon Stock 1,210 $94.53 $114,381.30
Disclosure

SEC source: 0001209191-19-053943 · doc4.xml · nonDerivative · entry 4

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,149

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
October 22, 2019 Filed Oct 24, 2019 23:28 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 GrantCommon Stock 2,720 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-053943 · doc4.xml · nonDerivative · entry 3

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,359

F3 · shares: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on October 22, 2019.

F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on October 22, 2019.

Read SEC document
October 22, 2019 Filed Oct 24, 2019 23:28 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Tax withholdingCommon Stock 10,907 $94.53 $1,031,038.71
Disclosure

SEC source: 0001209191-19-053943 · doc4.xml · nonDerivative · entry 2

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,639

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
October 22, 2019 Filed Oct 24, 2019 23:28 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 GrantCommon Stock 24,536 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-053943 · doc4.xml · nonDerivative · entry 1

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,546

F1 · shares: Shares acquired upon the vesting of a portion of the performance shares granted in 2016 that were tied to the operational performance metrics.

F1 · price: Shares acquired upon the vesting of a portion of the performance shares granted in 2016 that were tied to the operational performance metrics.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 23:10 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 SaleCommon Stock 30,001 $92.85 $2,785,592.85
Disclosure

SEC source: 0001209191-19-015170 · doc4.xml · nonDerivative · entry 1

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,010

F1 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.58 to $93.21, inclusive. The reporting person undertakes to provide Pinnacle West Capital Corporation ("PNW"), any security holder of PNW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:50 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Exercise / conversionRestricted Stock Units · Derivative 4,275 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-012640 · doc4.xml · derivative · entry 19

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,825

Underlying: Common Stock · 4,275 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F3 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F8 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2018, and vest in four equal, annual installments beginning on February 20, 2019.

F8 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2018, and vest in four equal, annual installments beginning on February 20, 2019.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:50 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Exercise / conversionRestricted Stock Units · Derivative 5,516 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-012640 · doc4.xml · derivative · entry 18

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,032

Underlying: Common Stock · 5,516 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F3 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F7 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2017, and vest in four equal, annual installments beginning on February 20, 2018.

F7 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2017, and vest in four equal, annual installments beginning on February 20, 2018.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:50 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Exercise / conversionRestricted Stock Units · Derivative 6,543 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-012640 · doc4.xml · derivative · entry 17

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,543

Underlying: Common Stock · 6,543 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F6 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017.

F6 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:50 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Exercise / conversionRestricted Stock Units · Derivative 7,619 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-012640 · doc4.xml · derivative · entry 16

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,619 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F5 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2015, and vest in four equal, annual installments beginning on February 20, 2016.

F5 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2015, and vest in four equal, annual installments beginning on February 20, 2016.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:50 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Tax withholdingCommon Stock 356 $90.93 $32,371.08
Disclosure

SEC source: 0001209191-19-012640 · doc4.xml · nonDerivative · entry 14

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,011

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:50 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 GrantCommon Stock 798 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-012640 · doc4.xml · nonDerivative · entry 13

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,367

F4 · shares: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2015, 2016, 2017, and 2018 Restricted Stock Unit grants.

F4 · price: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2015, 2016, 2017, and 2018 Restricted Stock Unit grants.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:50 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Disposition to issuerCommon Stock 4,275 $90.93 $388,725.75
Disclosure

SEC source: 0001209191-19-012640 · doc4.xml · nonDerivative · entry 12

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,569

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:50 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Exercise / conversionCommon Stock 4,275 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-012640 · doc4.xml · nonDerivative · entry 11

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,844

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F3 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:50 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Disposition to issuerCommon Stock 5,516 $90.93 $501,569.88
Disclosure

SEC source: 0001209191-19-012640 · doc4.xml · nonDerivative · entry 10

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,569

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:50 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Exercise / conversionCommon Stock 5,516 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-012640 · doc4.xml · nonDerivative · entry 9

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,085

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F3 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:50 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Tax withholdingCommon Stock 1,378 $90.93 $125,301.54
Disclosure

SEC source: 0001209191-19-012640 · doc4.xml · nonDerivative · entry 8

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,569

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:50 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Exercise / conversionCommon Stock 3,271 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-012640 · doc4.xml · nonDerivative · entry 7

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,947

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:50 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Disposition to issuerCommon Stock 3,272 $90.93 $297,522.96
Disclosure

SEC source: 0001209191-19-012640 · doc4.xml · nonDerivative · entry 6

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,676

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:50 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Exercise / conversionCommon Stock 3,272 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-012640 · doc4.xml · nonDerivative · entry 5

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,948

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:50 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Tax withholdingCommon Stock 1,604 $90.93 $145,851.72
Disclosure

SEC source: 0001209191-19-012640 · doc4.xml · nonDerivative · entry 4

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,676

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:50 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Exercise / conversionCommon Stock 3,809 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-012640 · doc4.xml · nonDerivative · entry 3

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,280

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:50 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Disposition to issuerCommon Stock 3,810 $90.93 $346,443.30
Disclosure

SEC source: 0001209191-19-012640 · doc4.xml · nonDerivative · entry 2

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,471

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:50 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Exercise / conversionCommon Stock 3,810 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-012640 · doc4.xml · nonDerivative · entry 1

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,281

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 21:57 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 GrantRestricted Stock Units · Derivative 14,564 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-012123 · doc4.xml · derivative · entry 6

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,564

Underlying: Common Stock · 14,564 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F5 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective on February 19, 2019, and vests in four equal, annual installments beginning on February 20, 2020, and will be settled in four equal, annual installments beginning February 20, 2020.

F5 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective on February 19, 2019, and vests in four equal, annual installments beginning on February 20, 2020, and will be settled in four equal, annual installments beginning February 20, 2020.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 21:57 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Tax withholdingCommon Stock 1,083 $90.65 $98,173.95
Disclosure

SEC source: 0001209191-19-012123 · doc4.xml · nonDerivative · entry 4

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,471

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 21:57 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 GrantCommon Stock 2,435 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-012123 · doc4.xml · nonDerivative · entry 3

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,554

F3 · shares: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on February 19, 2019.

F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on February 19, 2019.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 21:57 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Tax withholdingCommon Stock 11,290 $90.65 $1,023,438.50
Disclosure

SEC source: 0001209191-19-012123 · doc4.xml · nonDerivative · entry 2

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,119

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 21:57 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 GrantCommon Stock 25,399 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-012123 · doc4.xml · nonDerivative · entry 1

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,409

F1 · shares: Shares acquired upon the vesting of a portion of the performance shares granted in 2016 that were tied to the total shareholder return performance metric.

F1 · price: Shares acquired upon the vesting of a portion of the performance shares granted in 2016 that were tied to the total shareholder return performance metric.

Read SEC document
November 14, 2018 Filed Nov 16, 2018 20:45 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 SaleCommon Stock 300 $89.17 $26,751.00
Disclosure

SEC source: 0001209191-18-058920 · doc4.xml · nonDerivative · entry 2

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,010

F2 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.15 to $89.19, inclusive. The reporting person undertakes to provide Pinnacle West Capital Corporation ("PNW"), any security holder of PNW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 14, 2018 Filed Nov 16, 2018 20:45 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 SaleCommon Stock 15,576 $88.58 $1,379,722.08
Disclosure

SEC source: 0001209191-18-058920 · doc4.xml · nonDerivative · entry 1

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,310

F1 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.15 to $89.14, inclusive. The reporting person undertakes to provide Pinnacle West Capital Corporation ("PNW"), any security holder of PNW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
October 17, 2018 Filed Oct 19, 2018 22:02 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Tax withholdingCommon Stock 1,347 $83.69 $112,730.43
Disclosure

SEC source: 0001209191-18-055745 · doc4.xml · nonDerivative · entry 4

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,886

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

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October 17, 2018 Filed Oct 19, 2018 22:02 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 GrantCommon Stock 3,029 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-055745 · doc4.xml · nonDerivative · entry 3

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,233

F3 · shares: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on October 17, 2018.

F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on October 17, 2018.

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October 17, 2018 Filed Oct 19, 2018 22:02 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Tax withholdingCommon Stock 11,358 $83.69 $950,551.02
Disclosure

SEC source: 0001209191-18-055745 · doc4.xml · nonDerivative · entry 2

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,204

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

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October 17, 2018 Filed Oct 19, 2018 22:02 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 GrantCommon Stock 25,552 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-055745 · doc4.xml · nonDerivative · entry 1

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,562

F1 · shares: Shares acquired upon the vesting of a portion of the performance shares granted in 2015.

F1 · price: Shares acquired upon the vesting of a portion of the performance shares granted in 2015.

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March 01, 2018 Filed Mar 5, 2018 23:03 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 SaleCommon Stock 11,731 $77.64 $910,794.84
Disclosure

SEC source: 0001209191-18-016810 · doc4.xml · nonDerivative · entry 2

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,010

F2 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.43 to $78.06, inclusive. The reporting person undertakes to provide PNW, any security holder of PNW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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March 01, 2018 Filed Mar 5, 2018 23:03 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 SaleCommon Stock 27,352 $77.05 $2,107,471.60
Disclosure

SEC source: 0001209191-18-016810 · doc4.xml · nonDerivative · entry 1

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,741

F1 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.43 to $77.42, inclusive. The reporting person undertakes to provide Pinnacle West Capital Corporation ("PNW"), any security holder of PNW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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February 20, 2018 Filed Feb 22, 2018 23:03 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 GrantRestricted Stock Units · Derivative 17,100 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-012576 · doc4.xml · derivative · entry 26

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,100

Underlying: Common Stock · 17,100 shares

Expires not disclosed

F5 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F5 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F11 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective on February 20, 2018, and vests in four equal, annual installments beginning on February 20, 2019, and will be settled in four equal, annual installments beginning February 20, 2019.

F11 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective on February 20, 2018, and vests in four equal, annual installments beginning on February 20, 2019, and will be settled in four equal, annual installments beginning February 20, 2019.

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February 20, 2018 Filed Feb 22, 2018 23:03 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Exercise / conversionRestricted Stock Units · Derivative 5,516 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-012576 · doc4.xml · derivative · entry 25

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,548

Underlying: Common Stock · 5,516 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F5 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F10 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2017, and vest in four equal, annual installments beginning on February 20, 2018.

F10 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2017, and vest in four equal, annual installments beginning on February 20, 2018.

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February 20, 2018 Filed Feb 22, 2018 23:03 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Exercise / conversionRestricted Stock Units · Derivative 6,543 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-012576 · doc4.xml · derivative · entry 24

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,086

Underlying: Common Stock · 6,543 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F9 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017.

F9 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 23:03 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Exercise / conversionRestricted Stock Units · Derivative 7,619 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-012576 · doc4.xml · derivative · entry 23

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,619

Underlying: Common Stock · 7,619 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F8 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2015, and vest in four equal, annual installments beginning on February 20, 2016.

F8 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2015, and vest in four equal, annual installments beginning on February 20, 2016.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 23:03 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Exercise / conversionRestricted Stock Units · Derivative 8,616 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-012576 · doc4.xml · derivative · entry 22

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,616 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F7 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2014, and vest in four equal, annual installments beginning on February 20, 2015.

F7 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2014, and vest in four equal, annual installments beginning on February 20, 2015.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 23:03 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Tax withholdingCommon Stock 558 $77.20 $43,077.60
Disclosure

SEC source: 0001209191-18-012576 · doc4.xml · nonDerivative · entry 20

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,093

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 23:03 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 GrantCommon Stock 1,253 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012576 · doc4.xml · nonDerivative · entry 19

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,651

F6 · shares: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2014, 2015 and 2016 Restricted Stock Unit grants.

F6 · price: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2014, 2015 and 2016 Restricted Stock Unit grants.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 23:03 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Disposition to issuerCommon Stock 5,516 $77.20 $425,835.20
Disclosure

SEC source: 0001209191-18-012576 · doc4.xml · nonDerivative · entry 18

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,398

Read SEC document
February 20, 2018 Filed Feb 22, 2018 23:03 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Exercise / conversionCommon Stock 5,516 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012576 · doc4.xml · nonDerivative · entry 17

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,914

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F5 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 23:03 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Tax withholdingCommon Stock 1,378 $77.20 $106,381.60
Disclosure

SEC source: 0001209191-18-012576 · doc4.xml · nonDerivative · entry 16

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,398

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 23:03 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Exercise / conversionCommon Stock 3,271 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012576 · doc4.xml · nonDerivative · entry 15

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,776

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 23:03 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Disposition to issuerCommon Stock 3,272 $77.20 $252,598.40
Disclosure

SEC source: 0001209191-18-012576 · doc4.xml · nonDerivative · entry 14

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,505

Read SEC document
February 20, 2018 Filed Feb 22, 2018 23:03 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Exercise / conversionCommon Stock 3,272 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012576 · doc4.xml · nonDerivative · entry 13

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,777

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 23:03 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Tax withholdingCommon Stock 1,604 $77.20 $123,828.80
Disclosure

SEC source: 0001209191-18-012576 · doc4.xml · nonDerivative · entry 12

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,505

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.