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person · Reporting owner

Hartman Curtis L.

Disclosed activity across 1 company

Tapewire entity
154246
SEC CIK
0001414110

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Main Street Capital CORPMAIN · Entity 2159Vice Chairman, CCO, and SMDOctober 15, 2019October 25, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Main Street Capital CORP

Report date October 15, 2019 · Filed October 25, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect262,455.3287 Ending reported balance After 2019-10-15 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2019-10-15 · Other · Acquired 107.336 · Balance 262,410.6719

F1: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Row 2 · 2019-10-15 · Other · Acquired 44.6568 · Balance 262,455.3287

F1: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 23, 2016 Filed Sep 23, 2016 16:59 UTC Main Street Capital CORP MAIN · Entity 2159 GiftCommon Stock 150 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-142638 · doc4.xml · nonDerivative · entry 1

Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,492.6696

F1 · kind: The reporting person transferred these shares as a charitable gift pursuant to a transaction exempt from Section 16(b) under Rule 16b-5.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.