Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Main Street Capital CORPMAIN · Entity 2159 | Vice Chairman, CCO, and SMD | October 15, 2019 | October 25, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Main Street Capital CORP
Report date October 15, 2019 · Filed October 25, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 262,455.3287 |
Ending reported balance
After 2019-10-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-10-15 · Other · Acquired 107.336 · Balance 262,410.6719 F1: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Row 2 · 2019-10-15 · Other · Acquired 44.6568 · Balance 262,455.3287 F1: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2018 Filed Mar 21, 2018 16:53 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 100.169 | $37.05 | $3,711.26 |
DisclosureSEC source: 0001209191-18-021108 · doc4.xml · nonDerivative · entry 1 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,196.1686 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| February 15, 2018 Filed Feb 26, 2018 17:12 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 41.216 | $37.27 | $1,536.12 |
DisclosureSEC source: 0001209191-18-013429 · doc4.xml · nonDerivative · entry 2 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,095.9997 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| February 15, 2018 Filed Feb 26, 2018 17:12 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 99.0724 | $37.27 | $3,692.43 |
DisclosureSEC source: 0001209191-18-013429 · doc4.xml · nonDerivative · entry 1 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,054.7837 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| January 12, 2018 Filed Jan 24, 2018 17:18 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 39.8271 | $38.12 | $1,518.21 |
DisclosureSEC source: 0001209191-18-005192 · doc4.xml · nonDerivative · entry 2 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,955.7112 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| January 12, 2018 Filed Jan 24, 2018 17:18 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 96.383 | $38.12 | $3,674.12 |
DisclosureSEC source: 0001209191-18-005192 · doc4.xml · nonDerivative · entry 1 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,915.8841 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| December 29, 2017 Filed Jan 5, 2018 16:59 UTC | Main Street Capital CORP MAIN · Entity 2159 | GiftCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-002490 · doc4.xml · nonDerivative · entry 6 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,819.5011 F2 · kind: The reporting person transferred these shares as a gift pursuant to a transaction exempt from Section 16(b) under Rule 16b-5. Read SEC document |
| December 27, 2017 Filed Jan 5, 2018 16:59 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 54.4341 | $40.18 | $2,187.16 |
DisclosureSEC source: 0001209191-18-002490 · doc4.xml · nonDerivative · entry 5 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,069.5011 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| December 27, 2017 Filed Jan 5, 2018 16:59 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 131.45 | $40.18 | $5,281.66 |
DisclosureSEC source: 0001209191-18-002490 · doc4.xml · nonDerivative · entry 4 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,015.067 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| December 27, 2017 Filed Jan 5, 2018 16:59 UTC | Main Street Capital CORP MAIN · Entity 2159 | GiftCommon Stock | 75 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-002490 · doc4.xml · nonDerivative · entry 3 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,883.617 F2 · kind: The reporting person transferred these shares as a gift pursuant to a transaction exempt from Section 16(b) under Rule 16b-5. Read SEC document |
| December 15, 2017 Filed Jan 5, 2018 16:59 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 37.2658 | $40.55 | $1,511.13 |
DisclosureSEC source: 0001209191-18-002490 · doc4.xml · nonDerivative · entry 2 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,958.617 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| December 15, 2017 Filed Jan 5, 2018 16:59 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 89.5716 | $40.55 | $3,632.13 |
DisclosureSEC source: 0001209191-18-002490 · doc4.xml · nonDerivative · entry 1 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,921.3512 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| November 15, 2017 Filed Nov 29, 2017 17:13 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 36.956 | $40.70 | $1,504.11 |
DisclosureSEC source: 0001209191-17-062878 · doc4.xml · nonDerivative · entry 2 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,831.7796 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| November 15, 2017 Filed Nov 29, 2017 17:13 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 88.8268 | $40.70 | $3,615.25 |
DisclosureSEC source: 0001209191-17-062878 · doc4.xml · nonDerivative · entry 1 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,794.8236 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| October 16, 2017 Filed Oct 26, 2017 17:03 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 37.5089 | $39.91 | $1,496.98 |
DisclosureSEC source: 0001209191-17-058044 · doc4.xml · nonDerivative · entry 2 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,705.9968 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| October 16, 2017 Filed Oct 26, 2017 17:03 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 90.1559 | $39.91 | $3,598.12 |
DisclosureSEC source: 0001209191-17-058044 · doc4.xml · nonDerivative · entry 1 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,668.4879 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| September 15, 2017 Filed Sep 26, 2017 16:40 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 36.2629 | $40.01 | $1,450.88 |
DisclosureSEC source: 0001209191-17-053985 · doc4.xml · nonDerivative · entry 2 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,578.332 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| September 15, 2017 Filed Sep 26, 2017 16:40 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 87.161 | $40.01 | $3,487.31 |
DisclosureSEC source: 0001209191-17-053985 · doc4.xml · nonDerivative · entry 1 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,542.0691 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| August 15, 2017 Filed Aug 24, 2017 16:43 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 35.8642 | $40.27 | $1,444.25 |
DisclosureSEC source: 0001209191-17-050131 · doc4.xml · nonDerivative · entry 2 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,454.9081 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| August 15, 2017 Filed Aug 24, 2017 16:43 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 86.202 | $40.27 | $3,471.35 |
DisclosureSEC source: 0001209191-17-050131 · doc4.xml · nonDerivative · entry 1 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,419.044 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| July 14, 2017 Filed Jul 21, 2017 16:24 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 37.2564 | $38.58 | $1,437.35 |
DisclosureSEC source: 0001209191-17-045950 · doc4.xml · nonDerivative · entry 2 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,332.842 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| July 14, 2017 Filed Jul 21, 2017 16:24 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 89.549 | $38.58 | $3,454.80 |
DisclosureSEC source: 0001209191-17-045950 · doc4.xml · nonDerivative · entry 1 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,295.5856 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| June 26, 2017 Filed Jun 30, 2017 16:21 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 54.6098 | $38.85 | $2,121.59 |
DisclosureSEC source: 0001209191-17-042510 · doc4.xml · nonDerivative · entry 2 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,206.0366 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| June 26, 2017 Filed Jun 30, 2017 16:21 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 131.259 | $38.85 | $5,099.41 |
DisclosureSEC source: 0001209191-17-042510 · doc4.xml · nonDerivative · entry 1 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,151.4268 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| June 20, 2017 Filed Jun 22, 2017 16:49 UTC | Main Street Capital CORP MAIN · Entity 2159 | Tax withholdingCommon Stock | 5,048 | $38.37 | $193,691.76 |
DisclosureSEC source: 0001209191-17-041419 · doc4.xml · nonDerivative · entry 1 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,896.1025 F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Main Street Capital Corporation 2008 Equity Incentive Plan and/or 2015 Equity and Incentive Plan. This withholding transaction was approved by the Compensation Committee of Main Street's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder. Read SEC document |
| June 14, 2017 Filed Jun 22, 2017 16:49 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 36.4513 | $38.97 | $1,420.51 |
DisclosureSEC source: 0001209191-17-041419 · doc4.xml · nonDerivative · entry 3 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,020.1678 F2 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| June 14, 2017 Filed Jun 22, 2017 16:49 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 87.614 | $38.97 | $3,414.32 |
DisclosureSEC source: 0001209191-17-041419 · doc4.xml · nonDerivative · entry 2 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,983.7165 F2 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| May 15, 2017 Filed May 23, 2017 16:42 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 36.8151 | $38.40 | $1,413.70 |
DisclosureSEC source: 0001209191-17-034656 · doc4.xml · nonDerivative · entry 2 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,944.1025 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| May 15, 2017 Filed May 23, 2017 16:42 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 88.488 | $38.40 | $3,397.94 |
DisclosureSEC source: 0001209191-17-034656 · doc4.xml · nonDerivative · entry 1 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,907.2874 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| April 13, 2017 Filed Apr 21, 2017 16:43 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 36.506 | $38.54 | $1,406.94 |
DisclosureSEC source: 0001209191-17-027853 · doc4.xml · nonDerivative · entry 2 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,818.7994 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| April 13, 2017 Filed Apr 21, 2017 16:43 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 87.745 | $38.54 | $3,381.69 |
DisclosureSEC source: 0001209191-17-027853 · doc4.xml · nonDerivative · entry 1 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,782.2934 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 17:02 UTC | Main Street Capital CORP MAIN · Entity 2159 | GrantCommon Stock | 22,323 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-025710 · doc4.xml · nonDerivative · entry 2 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,694.5484 F2 · kind: Shares issued under the Main Street Capital Corporation 2015 Equity and Incentive Plan. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 17:02 UTC | Main Street Capital CORP MAIN · Entity 2159 | Tax withholdingCommon Stock | 7,292 | $38.40 | $280,012.80 |
DisclosureSEC source: 0001209191-17-025710 · doc4.xml · nonDerivative · entry 1 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,371.5484 F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Main Street Capital Corporation 2008 Equity Incentive Plan and/or 2015 Equity and Incentive Plan. This withholding transaction was approved by the Compensation Committee of Main Street's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder. Read SEC document |
| March 15, 2017 Filed Mar 24, 2017 10:32 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 37.7246 | $37.11 | $1,399.96 |
DisclosureSEC source: 0001209191-17-022706 · doc4.xml · nonDerivative · entry 2 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,663.5484 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 15, 2017 Filed Mar 24, 2017 10:32 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 90.674 | $37.11 | $3,364.91 |
DisclosureSEC source: 0001209191-17-022706 · doc4.xml · nonDerivative · entry 1 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,625.8238 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| February 15, 2017 Filed Feb 27, 2017 16:54 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 37.3572 | $37.29 | $1,393.05 |
DisclosureSEC source: 0001209191-17-014827 · doc4.xml · nonDerivative · entry 2 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,535.1498 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| February 15, 2017 Filed Feb 27, 2017 16:54 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 89.791 | $37.29 | $3,348.31 |
DisclosureSEC source: 0001209191-17-014827 · doc4.xml · nonDerivative · entry 1 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,497.7926 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| January 13, 2017 Filed Jan 23, 2017 16:36 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 37.5334 | $36.93 | $1,386.11 |
DisclosureSEC source: 0001209191-17-005091 · doc4.xml · nonDerivative · entry 2 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,408.0016 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| January 13, 2017 Filed Jan 23, 2017 16:36 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 90.214 | $36.93 | $3,331.60 |
DisclosureSEC source: 0001209191-17-005091 · doc4.xml · nonDerivative · entry 1 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,370.4682 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| December 27, 2016 Filed Jan 3, 2017 16:36 UTC | Main Street Capital CORP MAIN · Entity 2159 | GiftCommon Stock | 80 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-000270 · doc4.xml · nonDerivative · entry 4 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,280.2542 F1 · kind: The reporting person transferred these shares as a charitable gift pursuant to a transaction exempt from Section 16(b) under Rule 16b-5. Read SEC document |
| December 23, 2016 Filed Jan 3, 2017 16:36 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 54.8643 | $37.28 | $2,045.34 |
DisclosureSEC source: 0001209191-17-000270 · doc4.xml · nonDerivative · entry 3 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,360.2542 F2 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| December 23, 2016 Filed Jan 3, 2017 16:36 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 131.871 | $37.28 | $4,916.15 |
DisclosureSEC source: 0001209191-17-000270 · doc4.xml · nonDerivative · entry 2 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,305.3899 F2 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| December 22, 2016 Filed Jan 3, 2017 16:36 UTC | Main Street Capital CORP MAIN · Entity 2159 | GiftCommon Stock | 840 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-000270 · doc4.xml · nonDerivative · entry 1 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,173.5189 F1 · kind: The reporting person transferred these shares as a charitable gift pursuant to a transaction exempt from Section 16(b) under Rule 16b-5. Read SEC document |
| December 13, 2016 Filed Dec 21, 2016 16:28 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 37.1528 | $36.85 | $1,369.08 |
DisclosureSEC source: 0001209191-16-156335 · doc4.xml · nonDerivative · entry 2 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,013.5189 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| December 13, 2016 Filed Dec 21, 2016 16:28 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 89.3 | $36.85 | $3,290.71 |
DisclosureSEC source: 0001209191-16-156335 · doc4.xml · nonDerivative · entry 1 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,976.3661 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| November 15, 2016 Filed Nov 22, 2016 10:32 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 37.422 | $36.40 | $1,362.16 |
DisclosureSEC source: 0001209191-16-151555 · doc4.xml · nonDerivative · entry 2 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,887.0661 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| November 15, 2016 Filed Nov 22, 2016 10:32 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 89.947 | $36.40 | $3,274.07 |
DisclosureSEC source: 0001209191-16-151555 · doc4.xml · nonDerivative · entry 1 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,849.6441 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| October 14, 2016 Filed Oct 31, 2016 17:11 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 39.661 | $34.16 | $1,354.82 |
DisclosureSEC source: 0001209191-16-147522 · doc4.xml · nonDerivative · entry 2 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,759.6971 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| October 14, 2016 Filed Oct 31, 2016 17:11 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 95.329 | $34.16 | $3,256.44 |
DisclosureSEC source: 0001209191-16-147522 · doc4.xml · nonDerivative · entry 1 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,720.0361 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| September 15, 2016 Filed Sep 23, 2016 16:59 UTC | Main Street Capital CORP MAIN · Entity 2159 | PurchaseCommon Stock | 38.7935 | $33.80 | $1,311.22 |
DisclosureSEC source: 0001209191-16-142638 · doc4.xml · nonDerivative · entry 3 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,624.7071 F2 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| September 15, 2016 Filed Sep 23, 2016 16:59 UTC | Main Street Capital CORP MAIN · Entity 2159 | PurchaseCommon Stock | 93.244 | $33.80 | $3,151.65 |
DisclosureSEC source: 0001209191-16-142638 · doc4.xml · nonDerivative · entry 2 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,585.9136 F2 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.