Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
NORFOLK SOUTHERN CORP
Report date October 30, 2019 · Filed November 01, 2019
Section 16 reporting ended · disclosed 2019-11-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,864 |
Ending reported balance
After 2019-10-30 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2019-10-30 · Exercise / conversion · Acquired 1,061 · Balance 1,995 F1: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Row 2 · 2019-10-30 · Exercise / conversion · Acquired 959 · Balance 2,954 F1: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Row 3 · 2019-10-30 · Tax withholding · Disposed 545 · Balance 2,409 Row 4 · 2019-10-30 · Tax withholding · Disposed 545 · Balance 1,864 |
| Option (right to buy, granted 2014)SEC Table II · derivative / convertible security · Conversion / exercise price $94.17 · Expires 2024-01-22 | Direct | 11,829 |
Reported balance
After 2019-10-30 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2019-10-30 · Exercise / conversion · Disposed 1,061 · Balance 11,829 F1: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). |
| Option (right to buy, granted 2015)SEC Table II · derivative / convertible security · Conversion / exercise price $104.23 · Expires 2025-01-26 | Direct | 12,301 |
Reported balance
After 2019-10-30 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2019-10-30 · Exercise / conversion · Disposed 959 · Balance 12,301 F1: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). |
| Common StockSEC Table I · non-derivative | IndirectBy Revocable Trust | 61,797 |
Reported balance
Holding disclosure · report date 2019-10-30 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 61,797 |
| Common StockSEC Table I · non-derivative | IndirectOwned by a person whose ownership may be attributed to the Executive Officer | 327 |
Reported balance
Holding disclosure · report date 2019-10-30 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 327 F2: The number of shares increased from 322 to 327 shares of Common Stock. The shares were acquired by a member of the reporting person's household as a result of participating in a dividend reinvestment plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan).
F2: The number of shares increased from 322 to 327 shares of Common Stock. The shares were acquired by a member of the reporting person's household as a result of participating in a dividend reinvestment plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 30, 2019 Filed Nov 1, 2019 15:35 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionOption (right to buy, granted 2015) · Derivative | 959 | Not disclosed Strike: $104.23 | Not disclosed |
DisclosureSEC source: 0001225208-19-013978 · doc4.xml · derivative · entry 8 Earhart Cynthia C · CIK 0001578404 · Exec. VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,301 Underlying: Common Stock · 959 shares Expires 2025-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F1 · shares: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F1 · price: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| October 30, 2019 Filed Nov 1, 2019 15:35 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionOption (right to buy, granted 2014) · Derivative | 1,061 | Not disclosed Strike: $94.17 | Not disclosed |
DisclosureSEC source: 0001225208-19-013978 · doc4.xml · derivative · entry 7 Earhart Cynthia C · CIK 0001578404 · Exec. VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,829 Underlying: Common Stock · 1,061 shares Expires 2024-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F1 · shares: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F1 · price: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| October 30, 2019 Filed Nov 1, 2019 15:35 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Tax withholdingCommon Stock | 545 | $183.62 | $100,072.57 |
DisclosureSEC source: 0001225208-19-013978 · doc4.xml · nonDerivative · entry 4 Earhart Cynthia C · CIK 0001578404 · Exec. VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,864 Read SEC document |
| October 30, 2019 Filed Nov 1, 2019 15:35 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Tax withholdingCommon Stock | 545 | $183.62 | $100,072.57 |
DisclosureSEC source: 0001225208-19-013978 · doc4.xml · nonDerivative · entry 3 Earhart Cynthia C · CIK 0001578404 · Exec. VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,409 Read SEC document |
| October 30, 2019 Filed Nov 1, 2019 15:35 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionCommon Stock | 959 | $104.23 | $99,956.57 |
DisclosureSEC source: 0001225208-19-013978 · doc4.xml · nonDerivative · entry 2 Earhart Cynthia C · CIK 0001578404 · Exec. VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,954 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| October 30, 2019 Filed Nov 1, 2019 15:35 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionCommon Stock | 1,061 | $94.17 | $99,914.37 |
DisclosureSEC source: 0001225208-19-013978 · doc4.xml · nonDerivative · entry 1 Earhart Cynthia C · CIK 0001578404 · Exec. VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,995 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| July 02, 2019 Filed Jul 3, 2019 18:28 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionOption (right to buy, granted 2013) · Derivative | 1,432 | Not disclosed Strike: $69.83 | Not disclosed |
DisclosureSEC source: 0001225208-19-010004 · doc4.xml · derivative · entry 5 Earhart Cynthia C · CIK 0001578404 · Exec. VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,568 Underlying: Common Stock · 1,432 shares Expires 2023-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F1 · shares: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F1 · price: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| July 02, 2019 Filed Jul 3, 2019 18:28 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Tax withholdingCommon Stock | 498 | $201.04 | $100,115.43 |
DisclosureSEC source: 0001225208-19-010004 · doc4.xml · nonDerivative · entry 2 Earhart Cynthia C · CIK 0001578404 · Exec. VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,777 Read SEC document |
| July 02, 2019 Filed Jul 3, 2019 18:28 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionCommon Stock | 1,432 | $69.83 | $99,996.56 |
DisclosureSEC source: 0001225208-19-010004 · doc4.xml · nonDerivative · entry 1 Earhart Cynthia C · CIK 0001578404 · Exec. VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,275 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| March 05, 2019 Filed Jul 9, 2019 20:00 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionOption (right to buy, granted 2012) · Derivative | 1,330 | Not disclosed Strike: $75.14 | Not disclosed |
DisclosureSEC source: 0001225208-19-010132 · doc4.xml · derivative · entry 7 Earhart Cynthia C · CIK 0001578404 · Exec. VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,330 shares Expires 2022-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from section 16(b). The stock option was granted under the Long-Term Incentive Plan (a rule 16b-3 plan). F1 · shares: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from section 16(b). The stock option was granted under the Long-Term Incentive Plan (a rule 16b-3 plan). F1 · price: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from section 16(b). The stock option was granted under the Long-Term Incentive Plan (a rule 16b-3 plan). Read SEC document |
| March 05, 2019 Filed Jul 9, 2019 20:00 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionOption (right to buy, granted 2011) · Derivative | 1,593 | Not disclosed Strike: $62.75 | Not disclosed |
DisclosureSEC source: 0001225208-19-010132 · doc4.xml · derivative · entry 6 Earhart Cynthia C · CIK 0001578404 · Exec. VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,593 shares Expires 2021-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from section 16(b). The stock option was granted under the Long-Term Incentive Plan (a rule 16b-3 plan). F1 · shares: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from section 16(b). The stock option was granted under the Long-Term Incentive Plan (a rule 16b-3 plan). F1 · price: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from section 16(b). The stock option was granted under the Long-Term Incentive Plan (a rule 16b-3 plan). Read SEC document |
| March 05, 2019 Filed Jul 9, 2019 20:00 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Tax withholdingCommon Stock | 1,118 | $178.99 | $200,110.82 |
DisclosureSEC source: 0001225208-19-010132 · doc4.xml · nonDerivative · entry 3 Earhart Cynthia C · CIK 0001578404 · Exec. VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 934 Read SEC document |
| March 05, 2019 Filed Jul 9, 2019 20:00 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionCommon Stock | 1,330 | $75.14 | $99,936.20 |
DisclosureSEC source: 0001225208-19-010132 · doc4.xml · nonDerivative · entry 2 Earhart Cynthia C · CIK 0001578404 · Exec. VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,052 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from section 16(b). The stock option was granted under the Long-Term Incentive Plan (a rule 16b-3 plan). Read SEC document |
| March 05, 2019 Filed Jul 9, 2019 20:00 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionCommon Stock | 1,593 | $62.75 | $99,952.79 |
DisclosureSEC source: 0001225208-19-010132 · doc4.xml · nonDerivative · entry 1 Earhart Cynthia C · CIK 0001578404 · Exec. VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 722 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from section 16(b). The stock option was granted under the Long-Term Incentive Plan (a rule 16b-3 plan). Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 22:16 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GiftCommon Stock | 235 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-004806 · doc4.xml · nonDerivative · entry 1 Earhart Cynthia C · CIK 0001578404 · Exec. VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Revocable Trust Disclosed balance after: 51,149 Read SEC document |
| January 28, 2019 Filed Jan 30, 2019 23:08 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GrantRestricted Stock Units · Derivative | 3,190 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-19-001592 · doc4.xml · derivative · entry 6 Earhart Cynthia C · CIK 0001578404 · Exec. VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,190 Underlying: Common Stock · 3,190 shares Expires 2020-01-28 F3 · derivative.exercise_price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2019, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. F3 · kind: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2019, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. F3 · shares: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2019, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. F3 · price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2019, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. Read SEC document |
| January 28, 2019 Filed Jan 30, 2019 23:08 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GrantOption (right to buy, granted 2019) · Derivative | 3,840 | Not disclosed Strike: $164.44 | Not disclosed |
DisclosureSEC source: 0001225208-19-001592 · doc4.xml · derivative · entry 5 Earhart Cynthia C · CIK 0001578404 · Exec. VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,840 Underlying: Common Stock · 3,840 shares Expires 2029-01-27 F2 · price: Reports the grant to the reporting person of an option to purchase shares of common stock under the Norfolk Southern Corporation Long-Term Incentive Plan (a 16b-3 plan). Read SEC document |
| January 28, 2019 Filed Jan 30, 2019 23:08 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Tax withholdingCommon Stock | 4,296 | $164.44 | $706,434.24 |
DisclosureSEC source: 0001225208-19-001592 · doc4.xml · nonDerivative · entry 2 Earhart Cynthia C · CIK 0001578404 · Exec. VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,843 Read SEC document |
| January 28, 2019 Filed Jan 30, 2019 23:08 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GrantCommon Stock | 11,278 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-001592 · doc4.xml · nonDerivative · entry 1 Earhart Cynthia C · CIK 0001578404 · Exec. VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,139 F1 · shares: Represents shares earned by the reporting person under the formula-based performance share feature of the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| January 28, 2019 Filed Feb 4, 2019 14:19 UTC Amendment | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GrantRestricted Stock Units · Derivative | 3,190 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-19-001701 · doc4a.xml · derivative · entry 2 Earhart Cynthia C · CIK 0001578404 · Exec. VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,190 Underlying: Common Stock · 3,190 shares Expires not disclosed F3 · derivative.exercise_price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2019, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. F3 · kind: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2019, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. F3 · shares: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2019, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. F3 · price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2019, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. F3 · derivative.exercise_date: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2019, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2019, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. Read SEC document |
| January 28, 2019 Filed Feb 4, 2019 14:19 UTC Amendment | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GrantOption (right to buy, granted 2019) · Derivative | 3,840 | Not disclosed Strike: $165.79 | Not disclosed |
DisclosureSEC source: 0001225208-19-001701 · doc4a.xml · derivative · entry 1 Earhart Cynthia C · CIK 0001578404 · Exec. VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,840 Underlying: Common Stock · 3,840 shares Expires 2029-01-27 F1 · derivative.exercise_price: The exercise price of these stock options was previously reported incorrectly as $164.44. The correct exercise price is $165.79. F2 · price: Reports the grant to the reporting person of an option to purchase shares of common stock under the Norfolk Southern Corporation Long-Term Incentive Plan (a 16b-3 plan). Read SEC document |
| January 25, 2019 Filed Jan 29, 2019 16:55 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionRestricted Stock Units · Derivative | 827 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-19-001401 · doc4.xml · derivative · entry 5 Earhart Cynthia C · CIK 0001578404 · Exec. VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,483 Underlying: Common Stock · 827 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 25, 2018, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. F2 · kind: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 25, 2018, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. F2 · price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 25, 2018, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. F2 · derivative.exercise_date: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 25, 2018, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. F2 · derivative.expiration_date: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 25, 2018, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. Read SEC document |
| January 25, 2019 Filed Jan 29, 2019 16:55 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Tax withholdingCommon Stock | 230 | $164.01 | $37,722.30 |
DisclosureSEC source: 0001225208-19-001401 · doc4.xml · nonDerivative · entry 2 Earhart Cynthia C · CIK 0001578404 · Exec. VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,861 Read SEC document |
| January 25, 2019 Filed Jan 29, 2019 16:55 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionCommon Stock | 827 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-001401 · doc4.xml · nonDerivative · entry 1 Earhart Cynthia C · CIK 0001578404 · Exec. VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,091 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 25, 2018, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). F1 · price: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 25, 2018, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| January 23, 2019 Filed Jan 25, 2019 18:10 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionRestricted Stock Units · Derivative | 1,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-19-001252 · doc4.xml · derivative · entry 5 Earhart Cynthia C · CIK 0001578404 · Exec. VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,750 shares Expires 2019-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 23, 2014, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). F1 · kind: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 23, 2014, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). F1 · price: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 23, 2014, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). F1 · derivative.exercise_date: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 23, 2014, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). F1 · derivative.expiration_date: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 23, 2014, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| January 23, 2019 Filed Jan 25, 2019 18:10 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Tax withholdingCommon Stock | 486 | $164.61 | $79,998.03 |
DisclosureSEC source: 0001225208-19-001252 · doc4.xml · nonDerivative · entry 2 Earhart Cynthia C · CIK 0001578404 · Exec. VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,264 Read SEC document |
| January 23, 2019 Filed Jan 25, 2019 18:10 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionCommon Stock | 1,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-001252 · doc4.xml · nonDerivative · entry 1 Earhart Cynthia C · CIK 0001578404 · Exec. VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 23, 2014, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). F1 · price: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 23, 2014, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| August 29, 2018 Filed Aug 30, 2018 13:40 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionOption (right to buy, granted 2012) · Derivative | 2,370 | Not disclosed Strike: $75.14 | Not disclosed |
DisclosureSEC source: 0001225208-18-012969 · doc4.xml · derivative · entry 5 Earhart Cynthia C · CIK 0001578404 · Exec. VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,330 Underlying: Common Stock · 2,370 shares Expires 2022-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F1 · shares: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F1 · price: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| August 29, 2018 Filed Aug 30, 2018 13:40 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | SaleCommon Stock | 2,370 | $175.09 | $414,953.58 |
DisclosureSEC source: 0001225208-18-012969 · doc4.xml · nonDerivative · entry 2 Earhart Cynthia C · CIK 0001578404 · Exec. VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| August 29, 2018 Filed Aug 30, 2018 13:40 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionCommon Stock | 2,370 | $75.14 | $178,081.80 |
DisclosureSEC source: 0001225208-18-012969 · doc4.xml · nonDerivative · entry 1 Earhart Cynthia C · CIK 0001578404 · Exec. VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,370 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| May 10, 2018 Filed May 11, 2018 19:28 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionOption (right to buy, granted 2011) · Derivative | 2,607 | Not disclosed Strike: $62.75 | Not disclosed |
DisclosureSEC source: 0001225208-18-009143 · doc4.xml · derivative · entry 6 Earhart Cynthia C · CIK 0001578404 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,593 Underlying: Common Stock · 2,607 shares Expires 2021-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F1 · shares: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F1 · price: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| May 10, 2018 Filed May 11, 2018 19:28 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | SaleCommon Stock | 3,981 | $150.91 | $600,784.25 |
DisclosureSEC source: 0001225208-18-009143 · doc4.xml · nonDerivative · entry 3 Earhart Cynthia C · CIK 0001578404 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $150.87 to $151.03, inclusive. Read SEC document |
| May 10, 2018 Filed May 11, 2018 19:28 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | SaleCommon Stock | 2,607 | $150.96 | $393,555.33 |
DisclosureSEC source: 0001225208-18-009143 · doc4.xml · nonDerivative · entry 2 Earhart Cynthia C · CIK 0001578404 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,981 Read SEC document |
| May 10, 2018 Filed May 11, 2018 19:28 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionCommon Stock | 2,607 | $62.75 | $163,576.22 |
DisclosureSEC source: 0001225208-18-009143 · doc4.xml · nonDerivative · entry 1 Earhart Cynthia C · CIK 0001578404 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,588 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| April 27, 2018 Filed May 1, 2018 20:11 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GiftCommon Stock | 175 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-008338 · doc4.xml · nonDerivative · entry 1 Earhart Cynthia C · CIK 0001578404 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Revocable Trust Disclosed balance after: 51,384 Read SEC document |
| March 20, 2018 Filed Mar 21, 2018 14:54 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GiftCommon Stock | 135 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-006527 · doc4.xml · nonDerivative · entry 1 Earhart Cynthia C · CIK 0001578404 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Revocable Trust Disclosed balance after: 51,559 Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 20:19 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GrantRestricted Stock Units · Derivative | 3,310 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-18-001747 · doc4.xml · derivative · entry 6 Earhart Cynthia C · CIK 0001578404 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,310 Underlying: Common Stock · 3,310 shares Expires not disclosed F3 · derivative.exercise_price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 25, 2018, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. F3 · shares: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 25, 2018, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. F3 · price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 25, 2018, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. F3 · derivative.exercise_date: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 25, 2018, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 25, 2018, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 20:19 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GrantOption (right to buy, granted 2018) · Derivative | 3,960 | Not disclosed Strike: $149.58 | Not disclosed |
DisclosureSEC source: 0001225208-18-001747 · doc4.xml · derivative · entry 5 Earhart Cynthia C · CIK 0001578404 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,960 Underlying: Common Stock · 3,960 shares Expires 2028-01-24 F2 · price: Reports the grant to the reporting person of an option to purchase shares of common stock under the Norfolk Southern Corporation Long-Term Incentive Plan (a 16b-3 plan). Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 20:19 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Tax withholdingCommon Stock | 1,371 | $149.58 | $205,067.33 |
DisclosureSEC source: 0001225208-18-001747 · doc4.xml · nonDerivative · entry 2 Earhart Cynthia C · CIK 0001578404 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,981 Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 20:19 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GrantCommon Stock | 4,552 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-001747 · doc4.xml · nonDerivative · entry 1 Earhart Cynthia C · CIK 0001578404 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,352 F1 · shares: Represents shares earned by the reporting person under the formula-based performance share feature of the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 19:47 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionRestricted Stock Units · Derivative | 1,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-001553 · doc4.xml · derivative · entry 4 Earhart Cynthia C · CIK 0001578404 · Exec. VP - Admin. and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,200 shares Expires 2018-01-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 24, 2013, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). F1 · kind: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 24, 2013, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). F1 · derivative.exercise_date: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 24, 2013, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). F1 · derivative.expiration_date: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 24, 2013, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 19:47 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Tax withholdingCommon Stock | 400 | $149.59 | $59,834.00 |
DisclosureSEC source: 0001225208-18-001553 · doc4.xml · nonDerivative · entry 2 Earhart Cynthia C · CIK 0001578404 · Exec. VP - Admin. and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800 Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 19:47 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionCommon Stock | 1,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-001553 · doc4.xml · nonDerivative · entry 1 Earhart Cynthia C · CIK 0001578404 · Exec. VP - Admin. and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 24, 2013, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). F1 · price: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 24, 2013, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 13:13 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GiftCommon Stock | 1,280 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-012999 · doc4.xml · nonDerivative · entry 1 Earhart Cynthia C · CIK 0001578404 · Exec. VP - Admin. and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By GRATs Disclosed balance after: 0 Read SEC document |
| April 04, 2017 Filed Apr 6, 2017 21:09 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GiftCommon Stock | 1,246 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007725 · doc4.xml · nonDerivative · entry 1 Earhart Cynthia C · CIK 0001578404 · Exec. VP - Admin. and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By Revocable Trust Disclosed balance after: 46,903 Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 19:00 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | SaleCommon Stock | 2,700 | $120.88 | $326,381.40 |
DisclosureSEC source: 0001225208-17-004845 · doc4.xml · nonDerivative · entry 7 Earhart Cynthia C · CIK 0001578404 · Exec. VP - Admin. and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By Revocable Trust Disclosed balance after: 44,017 Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 19:00 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionOption (right to buy, granted 2010) · Derivative | 2,907 | Not disclosed Strike: $47.76 | Not disclosed |
DisclosureSEC source: 0001225208-17-004845 · doc4.xml · derivative · entry 12 Earhart Cynthia C · CIK 0001578404 · Exec. VP - Admin. and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,907 shares Expires 2020-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F1 · shares: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F1 · price: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 19:00 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionOption (right to buy, granted 2010) · Derivative | 2,093 | Not disclosed Strike: $47.76 | Not disclosed |
DisclosureSEC source: 0001225208-17-004845 · doc4.xml · derivative · entry 11 Earhart Cynthia C · CIK 0001578404 · Exec. VP - Admin. and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,907 Underlying: Common Stock · 2,093 shares Expires 2020-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F1 · shares: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F1 · price: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 19:00 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionOption (right to buy, granted 2009) · Derivative | 2,583 | Not disclosed Strike: $38.71 | Not disclosed |
DisclosureSEC source: 0001225208-17-004845 · doc4.xml · derivative · entry 10 Earhart Cynthia C · CIK 0001578404 · Exec. VP - Admin. and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,583 shares Expires 2019-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F1 · shares: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F1 · price: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 19:00 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionOption (right to buy, granted 2008) · Derivative | 1,970 | Not disclosed Strike: $50.74 | Not disclosed |
DisclosureSEC source: 0001225208-17-004845 · doc4.xml · derivative · entry 9 Earhart Cynthia C · CIK 0001578404 · Exec. VP - Admin. and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,970 shares Expires 2018-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F1 · shares: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F1 · price: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.