Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
NORFOLK SOUTHERN CORP
Report date October 30, 2019 · Filed November 01, 2019
Section 16 reporting ended · disclosed 2019-11-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,864 |
Ending reported balance
After 2019-10-30 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2019-10-30 · Exercise / conversion · Acquired 1,061 · Balance 1,995 F1: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Row 2 · 2019-10-30 · Exercise / conversion · Acquired 959 · Balance 2,954 F1: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Row 3 · 2019-10-30 · Tax withholding · Disposed 545 · Balance 2,409 Row 4 · 2019-10-30 · Tax withholding · Disposed 545 · Balance 1,864 |
| Option (right to buy, granted 2014)SEC Table II · derivative / convertible security · Conversion / exercise price $94.17 · Expires 2024-01-22 | Direct | 11,829 |
Reported balance
After 2019-10-30 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2019-10-30 · Exercise / conversion · Disposed 1,061 · Balance 11,829 F1: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). |
| Option (right to buy, granted 2015)SEC Table II · derivative / convertible security · Conversion / exercise price $104.23 · Expires 2025-01-26 | Direct | 12,301 |
Reported balance
After 2019-10-30 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2019-10-30 · Exercise / conversion · Disposed 959 · Balance 12,301 F1: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). |
| Common StockSEC Table I · non-derivative | IndirectBy Revocable Trust | 61,797 |
Reported balance
Holding disclosure · report date 2019-10-30 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 61,797 |
| Common StockSEC Table I · non-derivative | IndirectOwned by a person whose ownership may be attributed to the Executive Officer | 327 |
Reported balance
Holding disclosure · report date 2019-10-30 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 327 F2: The number of shares increased from 322 to 327 shares of Common Stock. The shares were acquired by a member of the reporting person's household as a result of participating in a dividend reinvestment plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan).
F2: The number of shares increased from 322 to 327 shares of Common Stock. The shares were acquired by a member of the reporting person's household as a result of participating in a dividend reinvestment plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 24, 2017 Filed Feb 28, 2017 19:00 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | SaleCommon Stock | 6,747 | $119.00 | $802,893.00 |
DisclosureSEC source: 0001225208-17-004845 · doc4.xml · nonDerivative · entry 6 Earhart Cynthia C · CIK 0001578404 · Exec. VP - Admin. and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,132 F2 · balance_after: Excludes 6,071 shares which remain held indirectly in grantor retained annuity trusts (GRATs), previously held directly. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 19:00 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Tax withholdingCommon Stock | 2,514 | $119.38 | $300,108.75 |
DisclosureSEC source: 0001225208-17-004845 · doc4.xml · nonDerivative · entry 5 Earhart Cynthia C · CIK 0001578404 · Exec. VP - Admin. and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,879 Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 19:00 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionCommon Stock | 1,970 | $50.74 | $99,957.80 |
DisclosureSEC source: 0001225208-17-004845 · doc4.xml · nonDerivative · entry 4 Earhart Cynthia C · CIK 0001578404 · Exec. VP - Admin. and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,393 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 19:00 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionCommon Stock | 2,093 | $47.76 | $99,961.68 |
DisclosureSEC source: 0001225208-17-004845 · doc4.xml · nonDerivative · entry 3 Earhart Cynthia C · CIK 0001578404 · Exec. VP - Admin. and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,423 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 19:00 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionCommon Stock | 2,583 | $38.71 | $99,975.02 |
DisclosureSEC source: 0001225208-17-004845 · doc4.xml · nonDerivative · entry 2 Earhart Cynthia C · CIK 0001578404 · Exec. VP - Admin. and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,330 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 19:00 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionCommon Stock | 2,907 | $47.76 | $138,838.32 |
DisclosureSEC source: 0001225208-17-004845 · doc4.xml · nonDerivative · entry 1 Earhart Cynthia C · CIK 0001578404 · Exec. VP - Admin. and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,747 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 21:30 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GrantRestricted Stock Units · Derivative | 1,430 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-17-002020 · doc4.xml · derivative · entry 9 Earhart Cynthia C · CIK 0001578404 · Exec. VP - Admin. and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,430 Underlying: Common Stock · 1,430 shares Expires 2022-01-26 F4 · derivative.exercise_price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 26, 2017, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock on January 26, 2022. F4 · kind: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 26, 2017, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock on January 26, 2022. F4 · shares: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 26, 2017, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock on January 26, 2022. F4 · price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 26, 2017, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock on January 26, 2022. F4 · derivative.exercise_date: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 26, 2017, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock on January 26, 2022. F4 · derivative.expiration_date: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 26, 2017, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock on January 26, 2022. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 21:30 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionRestricted Stock Units · Derivative | 950 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-002020 · doc4.xml · derivative · entry 8 Earhart Cynthia C · CIK 0001578404 · Exec. VP - Admin. and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 950 shares Expires 2017-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 26, 2012, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). F2 · kind: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 26, 2012, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). F2 · derivative.exercise_date: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 26, 2012, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). F2 · derivative.expiration_date: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 26, 2012, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 21:30 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GrantOption (right to buy, granted 2017) · Derivative | 10,670 | Not disclosed Strike: $120.25 | Not disclosed |
DisclosureSEC source: 0001225208-17-002020 · doc4.xml · derivative · entry 7 Earhart Cynthia C · CIK 0001578404 · Exec. VP - Admin. and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,670 Underlying: Common Stock · 10,670 shares Expires 2027-01-25 F3 · kind: Reports the grant to the reporting person of an option to purchase shares of common stock under the Norfolk Southern Corporation Long-Term Incentive Plan (a 16b-3 plan). F3 · price: Reports the grant to the reporting person of an option to purchase shares of common stock under the Norfolk Southern Corporation Long-Term Incentive Plan (a 16b-3 plan). Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 21:30 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Tax withholdingCommon Stock | 1,608 | $120.25 | $193,353.96 |
DisclosureSEC source: 0001225208-17-002020 · doc4.xml · nonDerivative · entry 4 Earhart Cynthia C · CIK 0001578404 · Exec. VP - Admin. and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,840 Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 21:30 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Tax withholdingCommon Stock | 365 | $120.25 | $43,889.43 |
DisclosureSEC source: 0001225208-17-002020 · doc4.xml · nonDerivative · entry 3 Earhart Cynthia C · CIK 0001578404 · Exec. VP - Admin. and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,448 Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 21:30 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionCommon Stock | 950 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-002020 · doc4.xml · nonDerivative · entry 2 Earhart Cynthia C · CIK 0001578404 · Exec. VP - Admin. and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,813 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 26, 2012, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). F2 · price: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 26, 2012, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 21:30 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GrantCommon Stock | 4,863 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-002020 · doc4.xml · nonDerivative · entry 1 Earhart Cynthia C · CIK 0001578404 · Exec. VP - Admin. and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,863 F1 · shares: Represents shares earned by the reporting person under the formula-based performance share feature of the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan) Read SEC document |
| November 09, 2016 Filed Nov 10, 2016 14:58 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionOption (right to buy, granted 2009) · Derivative | 4,417 | Not disclosed Strike: $38.71 | Not disclosed |
DisclosureSEC source: 0001225208-16-041430 · doc4.xml · derivative · entry 8 Earhart Cynthia C · CIK 0001578404 · Exec. VP - Admin. and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,583 Underlying: Common Stock · 4,417 shares Expires 2019-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F1 · shares: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F1 · price: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| November 09, 2016 Filed Nov 10, 2016 14:58 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | SaleCommon Stock | 4,417 | $99.00 | $437,298.46 |
DisclosureSEC source: 0001225208-16-041430 · doc4.xml · nonDerivative · entry 4 Earhart Cynthia C · CIK 0001578404 · Exec. VP - Admin. and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| November 09, 2016 Filed Nov 10, 2016 14:58 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionCommon Stock | 4,417 | $38.71 | $170,959.99 |
DisclosureSEC source: 0001225208-16-041430 · doc4.xml · nonDerivative · entry 3 Earhart Cynthia C · CIK 0001578404 · Exec. VP - Admin. and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,417 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 08, 2016 Filed Nov 10, 2016 14:58 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionOption (right to buy, granted 2008) · Derivative | 4,530 | Not disclosed Strike: $50.74 | Not disclosed |
DisclosureSEC source: 0001225208-16-041430 · doc4.xml · derivative · entry 7 Earhart Cynthia C · CIK 0001578404 · Exec. VP - Admin. and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,970 Underlying: Common Stock · 4,530 shares Expires 2018-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F1 · shares: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F1 · price: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| November 08, 2016 Filed Nov 10, 2016 14:58 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | SaleCommon Stock | 4,530 | $96.18 | $435,672.75 |
DisclosureSEC source: 0001225208-16-041430 · doc4.xml · nonDerivative · entry 2 Earhart Cynthia C · CIK 0001578404 · Exec. VP - Admin. and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| November 08, 2016 Filed Nov 10, 2016 14:58 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionCommon Stock | 4,530 | $50.74 | $229,852.20 |
DisclosureSEC source: 0001225208-16-041430 · doc4.xml · nonDerivative · entry 1 Earhart Cynthia C · CIK 0001578404 · Exec. VP - Admin. and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,530 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.