Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PTC INC.PTC · Entity 3317 | EVP, Field Operations | November 15, 2019 | November 19, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PTC INC.
Report date November 15, 2019 · Filed November 19, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 30,283 |
Reported balance
After 2019-11-15 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2019-11-15 · Grant · Acquired 4,611 · Balance 30,283 F1: Bonus shares acquired upon satisfaction of performance conditions for FY 2019. |
| Common StockSEC Table I · non-derivative | Direct | 58,199 |
Reported balance
After 2019-11-15 transaction · row 3
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 3 · 2019-11-15 · Exercise / conversion · Acquired 29,964 · Balance 58,199 |
| Common StockSEC Table I · non-derivative | Direct | 46,181 |
Reported balance
After 2019-11-15 transaction · row 4
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 4 · 2019-11-15 · Tax withholding · Disposed 12,018 · Balance 46,181 F2: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards |
| Common SharesSEC Table I · non-derivative | Direct | 28,235 |
Reported balance
After 2019-11-15 transaction · row 2
1 source rowRow 2 · 2019-11-15 · Tax withholding · Disposed 2,048 · Balance 28,235 F2: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-11-15 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-11-15 · Exercise / conversion · Disposed 5,445 · Balance 0 F3: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F4: RSUs granted on October 31, 2016 that vest in three substantially equal installments on November 15, 2017, 2018 and 2019. F11: This amount represents the total number of derivative securities beneficially owned of the class shown. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-11-15 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-11-15 · Exercise / conversion · Disposed 2,678 · Balance 0 F3: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F5: Aspirational performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance measure was met for the period ended September 30, 2017. The performance measure was met at 49.2% and 16,336 RSU's were earned. The RSU's earned vested in three substantially equal installments on November 15, 2017, 2018 and 2019. F11: This amount represents the total number of derivative securities beneficially owned of the class shown. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 4,881 |
Reported balance
After 2019-11-15 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2019-11-15 · Grant · Acquired 4,881 · Balance 4,881 F3: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F6: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2019. The performance measure was met at 89.66% and 4,881 RSUs were earned and vested. F11: This amount represents the total number of derivative securities beneficially owned of the class shown. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-11-15 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2019-11-15 · Exercise / conversion · Disposed 4,881 · Balance 0 F3: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F6: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2019. The performance measure was met at 89.66% and 4,881 RSUs were earned and vested. F11: This amount represents the total number of derivative securities beneficially owned of the class shown. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 5,214 |
Reported balance
After 2019-11-15 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2019-11-15 · Exercise / conversion · Disposed 5,215 · Balance 5,214 F3: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F7: RSUs granted on November 15, 2017 that vest in three substantially equal installments on November 15, 2018, 2019 and 2020. F11: This amount represents the total number of derivative securities beneficially owned of the class shown. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 3,219 |
Reported balance
After 2019-11-15 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2019-11-15 · Grant · Acquired 3,219 · Balance 3,219 F3: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F8: Performance-based RSUs granted on November 15, 2017 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2019. The performance measure was met at 61.73% and 3,219 RSUs were earned and vested. F11: This amount represents the total number of derivative securities beneficially owned of the class shown. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-11-15 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2019-11-15 · Exercise / conversion · Disposed 3,219 · Balance 0 F3: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F8: Performance-based RSUs granted on November 15, 2017 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2019. The performance measure was met at 61.73% and 3,219 RSUs were earned and vested. F11: This amount represents the total number of derivative securities beneficially owned of the class shown. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 3,174 |
Reported balance
After 2019-11-15 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2019-11-15 · Grant · Acquired 3,174 · Balance 3,174 F3: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F9: Performance-based RSUs granted on November 14, 2018 and February 4, 2019 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2019. The performance measure was met at 59.33% and 3,174 RSUs were earned and vested. F11: This amount represents the total number of derivative securities beneficially owned of the class shown. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-11-15 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2019-11-15 · Exercise / conversion · Disposed 3,174 · Balance 0 F3: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F9: Performance-based RSUs granted on November 14, 2018 and February 4, 2019 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2019. The performance measure was met at 59.33% and 3,174 RSUs were earned and vested. F11: This amount represents the total number of derivative securities beneficially owned of the class shown. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 10,704 |
Reported balance
After 2019-11-15 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2019-11-15 · Exercise / conversion · Disposed 5,352 · Balance 10,704 F3: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F10: RSUs granted on November 14, 2018 and February 4, 2019 that vest in three substantially equal installments on November 15, 2019, 2020 and 2021. F11: This amount represents the total number of derivative securities beneficially owned of the class shown. |
Filing footnotes · ownership attribution and instrument terms
F1: Bonus shares acquired upon satisfaction of performance conditions for FY 2019.
F2: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards
F3: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.
F4: RSUs granted on October 31, 2016 that vest in three substantially equal installments on November 15, 2017, 2018 and 2019.
F5: Aspirational performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance measure was met for the period ended September 30, 2017. The performance measure was met at 49.2% and 16,336 RSU's were earned. The RSU's earned vested in three substantially equal installments on November 15, 2017, 2018 and 2019.
F6: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2019. The performance measure was met at 89.66% and 4,881 RSUs were earned and vested.
F7: RSUs granted on November 15, 2017 that vest in three substantially equal installments on November 15, 2018, 2019 and 2020.
F8: Performance-based RSUs granted on November 15, 2017 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2019. The performance measure was met at 61.73% and 3,219 RSUs were earned and vested.
F9: Performance-based RSUs granted on November 14, 2018 and February 4, 2019 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2019. The performance measure was met at 59.33% and 3,174 RSUs were earned and vested.
F10: RSUs granted on November 14, 2018 and February 4, 2019 that vest in three substantially equal installments on November 15, 2019, 2020 and 2021.
F11: This amount represents the total number of derivative securities beneficially owned of the class shown.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 15, 2017 Filed Nov 17, 2017 21:08 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionCommon Stock | 47,268 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-17-010858 · section16.xml · nonDerivative · entry 1 Cohen Matthew Lessner · CIK 0001604463 · EVP, Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,141 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 21:29 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 88 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001354488-17-000282 · issuerdirect_section16.xml · derivative · entry 3 Cohen Matthew Lessner · CIK 0001604463 · EVP, Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 88 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to one share of PTC Inc. common stock. F4 · derivative.exercise_date: Service-based restricted stock units that vested in three substantially equal increments on each of February 15, 2015, 2016 and 2017. F4 · derivative.expiration_date: Service-based restricted stock units that vested in three substantially equal increments on each of February 15, 2015, 2016 and 2017. F5 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 21:29 UTC | PTC INC. PTC · Entity 3317 | Tax withholdingCommon Stock | 34 | $54.70 | $1,859.80 |
DisclosureSEC source: 0001354488-17-000282 · issuerdirect_section16.xml · nonDerivative · entry 2 Cohen Matthew Lessner · CIK 0001604463 · EVP, Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,873 F2 · shares: Tendered to Issuer to satisfy tax withholding obligations of Reporting Person incurred in connection with the vesting of 88 restricted stock units on February 15, 2017. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 21:29 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionCommon Stock | 88 | $0.00 | $0.00 |
DisclosureSEC source: 0001354488-17-000282 · issuerdirect_section16.xml · nonDerivative · entry 1 Cohen Matthew Lessner · CIK 0001604463 · EVP, Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,907 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 569 shares acquired pursuant to the PTC 2016 Employee Stock Purchase Plan on January 31, 2017. Read SEC document |
| January 23, 2017 Filed Jan 24, 2017 21:51 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 14,553 | $50.02 | $727,961.43 |
DisclosureSEC source: 0001354488-17-000142 · issuerdirect_section16.xml · nonDerivative · entry 1 Cohen Matthew Lessner · CIK 0001604463 · EVP, Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,250 F1 · price: This transaction was executed in multiple trades at prices ranging from $50.00 to $50.16. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:36 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 6,107 | $0.00 | $0.00 |
DisclosureSEC source: 0001354488-16-008535 · issuerdirect_section16.xml · derivative · entry 10 Cohen Matthew Lessner · CIK 0001604463 · EVP, Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,214 Underlying: Common Stock · 6,107 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F10 · derivative.exercise_date: RSUs awarded on November 2, 2015 that vest in three substantially equal installments on November 15, 2016, 2017 and 2018. F10 · derivative.expiration_date: RSUs awarded on November 2, 2015 that vest in three substantially equal installments on November 15, 2016, 2017 and 2018. F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:36 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 10,381 | $0.00 | $0.00 |
DisclosureSEC source: 0001354488-16-008535 · issuerdirect_section16.xml · derivative · entry 9 Cohen Matthew Lessner · CIK 0001604463 · EVP, Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,381 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F9 · derivative.exercise_date: Performance-based restricted stock units awarded on November 2, 2015 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2016, September 30, 2017 and September 30, 2018. The performance measure for the first period was met at 170% and 10,381 RSUs vested. F9 · derivative.expiration_date: Performance-based restricted stock units awarded on November 2, 2015 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2016, September 30, 2017 and September 30, 2018. The performance measure for the first period was met at 170% and 10,381 RSUs vested. F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:36 UTC | PTC INC. PTC · Entity 3317 | GrantRestricted Stock Units · Derivative | 10,381 | $0.00 | $0.00 |
DisclosureSEC source: 0001354488-16-008535 · issuerdirect_section16.xml · derivative · entry 8 Cohen Matthew Lessner · CIK 0001604463 · EVP, Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,381 Underlying: Common Stock · 10,381 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F8 · derivative.exercise_date: Performance-based restricted stock units awarded on November 2, 2015 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2016, September 30, 2017 and September 30, 2018. The performance measure for the first period was met at 170% and 10,381 RSUs were earned. F8 · derivative.expiration_date: Performance-based restricted stock units awarded on November 2, 2015 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2016, September 30, 2017 and September 30, 2018. The performance measure for the first period was met at 170% and 10,381 RSUs were earned. F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:36 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 4,046 | $0.00 | $0.00 |
DisclosureSEC source: 0001354488-16-008535 · issuerdirect_section16.xml · derivative · entry 7 Cohen Matthew Lessner · CIK 0001604463 · EVP, Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,046 Underlying: Common Stock · 4,046 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F7 · derivative.exercise_date: RSUs awarded on November 10, 2014 that vest in three substantially equal installments on November 15, 2015, 2016 and 2017. F7 · derivative.expiration_date: RSUs awarded on November 10, 2014 that vest in three substantially equal installments on November 15, 2015, 2016 and 2017. F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:36 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 2,710 | $0.00 | $0.00 |
DisclosureSEC source: 0001354488-16-008535 · issuerdirect_section16.xml · derivative · entry 6 Cohen Matthew Lessner · CIK 0001604463 · EVP, Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,710 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F6 · derivative.exercise_date: Performance-based restricted stock units awarded on November 10, 2014 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2015, September 30, 2016 and September 30, 2017. The performance measure for the first period was not met and no RSUs were earned. The performance measure for the second performance period was met at 67% and 2,710 RSUs vested. F6 · derivative.expiration_date: Performance-based restricted stock units awarded on November 10, 2014 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2015, September 30, 2016 and September 30, 2017. The performance measure for the first period was not met and no RSUs were earned. The performance measure for the second performance period was met at 67% and 2,710 RSUs vested. F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:36 UTC | PTC INC. PTC · Entity 3317 | GrantRestricted Stock Units · Derivative | 2,710 | $0.00 | $0.00 |
DisclosureSEC source: 0001354488-16-008535 · issuerdirect_section16.xml · derivative · entry 5 Cohen Matthew Lessner · CIK 0001604463 · EVP, Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,710 Underlying: Common Stock · 2,710 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F5 · derivative.exercise_date: Performance-based restricted stock units awarded on November 10, 2014 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2015, September 30, 2016 and September 30, 2017. The performance measure for the first period was not met and no RSUs were earned. The performance measure for the second performance period was met at 67% and 2,710 RSUs were earned. F5 · derivative.expiration_date: Performance-based restricted stock units awarded on November 10, 2014 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2015, September 30, 2016 and September 30, 2017. The performance measure for the first period was not met and no RSUs were earned. The performance measure for the second performance period was met at 67% and 2,710 RSUs were earned. F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:36 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 4,176 | $0.00 | $0.00 |
DisclosureSEC source: 0001354488-16-008535 · issuerdirect_section16.xml · derivative · entry 4 Cohen Matthew Lessner · CIK 0001604463 · EVP, Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,176 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F4 · derivative.exercise_date: RSUs awarded on April 1, 2014 that vested in three substantially equal annual installments on November 15, 2014, 2015 and 2016. F4 · derivative.expiration_date: RSUs awarded on April 1, 2014 that vested in three substantially equal annual installments on November 15, 2014, 2015 and 2016. F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:36 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 3,108 | $0.00 | $0.00 |
DisclosureSEC source: 0001354488-16-008535 · issuerdirect_section16.xml · derivative · entry 3 Cohen Matthew Lessner · CIK 0001604463 · EVP, Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,108 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F3 · derivative.exercise_date: RSUs awarded on November 11, 2013 that vested in three substantially equal annual installments on November 15, 2014, 2015 and 2016. F3 · derivative.expiration_date: RSUs awarded on November 11, 2013 that vested in three substantially equal annual installments on November 15, 2014, 2015 and 2016. F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:36 UTC | PTC INC. PTC · Entity 3317 | Tax withholdingCommon Stock | 12,332 | $47.53 | $586,139.96 |
DisclosureSEC source: 0001354488-16-008535 · issuerdirect_section16.xml · nonDerivative · entry 2 Cohen Matthew Lessner · CIK 0001604463 · EVP, Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,803 F1 · shares: Tendered to Issuer to satisfy tax withholding obligations of Reporting Person incurred in connection with the vesting of 30,528 shares of the Reporting Person's restricted stock unit awards on November 15, 2016. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:36 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionCommon Stock | 30,528 | $0.00 | $0.00 |
DisclosureSEC source: 0001354488-16-008535 · issuerdirect_section16.xml · nonDerivative · entry 1 Cohen Matthew Lessner · CIK 0001604463 · EVP, Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,135 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 31, 2016 Filed Nov 2, 2016 20:26 UTC | PTC INC. PTC · Entity 3317 | GrantRestricted Stock Units · Derivative | 16,336 | $0.00 | $0.00 |
DisclosureSEC source: 0001354488-16-008451 · issuerdirect_section16.xml · derivative · entry 1 Cohen Matthew Lessner · CIK 0001604463 · EVP, Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,336 Underlying: Common Stock · 16,336 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F2 · derivative.exercise_date: Service-based restricted stock units that vest in three substantially equal installments on each of November 15, 2017, 2018 and 2019. F2 · derivative.expiration_date: Service-based restricted stock units that vest in three substantially equal installments on each of November 15, 2017, 2018 and 2019. F3 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.