Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| EXTREME NETWORKS INCEXTR · Entity 381 | Chief Revenue Officer | November 30, 2019 | December 03, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
EXTREME NETWORKS INC
Report date November 30, 2019 · Filed December 03, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 263,656 |
Ending reported balance
After 2019-11-30 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-11-30 · Exercise / conversion · Acquired 3,360 · Balance 265,214 Row 2 · 2019-11-30 · Tax withholding · Disposed 1,558 · Balance 263,656 F1: Represents shares withheld from the released share award for the payment of applicable income and payroll withholding taxes due on release. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2021-08-31 | Direct | 23,520 |
Reported balance
After 2019-11-30 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-11-30 · Exercise / conversion · Disposed 3,360 · Balance 23,520 F3: This is not an applicable reportable field for this type of grant. F2: This time based RSU award vests as to 1/3 on 8/31/2019 and 1/12 each quarter thereafter. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld from the released share award for the payment of applicable income and payroll withholding taxes due on release.
F2: This time based RSU award vests as to 1/3 on 8/31/2019 and 1/12 each quarter thereafter.
F3: This is not an applicable reportable field for this type of grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 15, 2018 Filed Feb 16, 2018 22:49 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionCommon Stock | 6,670 | $0.00 | $0.00 |
DisclosureSEC source: 0001078271-18-000008 · edgardoc.xml · nonDerivative · entry 1 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,340 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2017 Filed Dec 20, 2017 20:45 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Tax withholdingCommon Stock | 9,069 | $12.02 | $109,009.38 |
DisclosureSEC source: 0001078271-17-000055 · edgardoc.xml · nonDerivative · entry 1 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,670 F1 · shares: The reporting person was granted 80,000 RSUs on May 8, 2015, which vest annually over 3 years in equal installments with the first vesting date on December 15, 2015, On December 15, 2017 a total of 26,400 shares vested. 9,069 shares represents the aggregate number of shares of Issuer common stock withheld for payment of the tax liability incident to the vesting of the RSUs issued in accordance with Rule 16b-3. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:08 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionRSU Award · Derivative | 6,670 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001078271-17-000045 · edgardoc.xml · derivative · entry 6 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,690 Underlying: Common Stock · 6,670 shares Expires 2019-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: This is not an applicable reportable field for this type of grant. F5 · derivative.exercise_date: This Time Based RSU award vests from the original grant date as to 1/3 on the one year anniversary and 1/12 each quarter thereafter. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:08 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionPerformance Shares · Derivative | 6,670 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001078271-17-000045 · edgardoc.xml · derivative · entry 5 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,690 Underlying: Common Stock · 6,670 shares Expires 2019-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: This is not an applicable reportable field for this type of grant. F3 · derivative.exercise_date: Performance grants were earned when EXTR shares reached $5.00 per share for 30 consecutive trading days after January 1st 2017. Shares vest on the same schedule as the Time-Based RSUs granted at the same time. See note #5 below. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:08 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Tax withholdingCommon Stock | 3,265 | $11.83 | $38,624.95 |
DisclosureSEC source: 0001078271-17-000045 · edgardoc.xml · nonDerivative · entry 4 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,739 F2 · shares: Represents shares withheld from the RSU award for the payment of applicable income and payroll withholding taxes due on release. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:08 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionCommon Stock | 6,670 | $0.00 | $0.00 |
DisclosureSEC source: 0001078271-17-000045 · edgardoc.xml · nonDerivative · entry 3 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,004 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:08 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Tax withholdingCommon Stock | 3,265 | $11.83 | $38,624.95 |
DisclosureSEC source: 0001078271-17-000045 · edgardoc.xml · nonDerivative · entry 2 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,334 F1 · shares: Represents shares withheld from the Performance Based RSU award for the payment of applicable income and payroll withholding taxes due on release. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:08 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionCommon Stock | 6,670 | $0.00 | $0.00 |
DisclosureSEC source: 0001078271-17-000045 · edgardoc.xml · nonDerivative · entry 1 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,599 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 23, 2017 Filed Aug 25, 2017 21:12 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | GrantRSU Award · Derivative | 48,491 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001078271-17-000027 · edgardoc.xml · derivative · entry 1 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,491 Underlying: Common Stock · 48,491 shares Expires 2020-08-23 F2 · price: This is not an applicable reportable field for this type of grant. F1 · derivative.exercise_date: This time based RSU award vests as to 1/3 on 8/23/2018 and 1/12 each quarter thereafter. F2 · derivative.expiration_date: This is not an applicable reportable field for this type of grant. Read SEC document |
| August 15, 2017 Filed Aug 16, 2017 20:44 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionRSU Award · Derivative | 26,400 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001078271-17-000019 · edgardoc.xml · derivative · entry 10 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,600 Underlying: Common Stock · 26,400 shares Expires 2019-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: This is not an applicable reportable field for this type of grant. F7 · derivative.exercise_date: This Time Based RSU award vests from the original grant date as to 1/3 on the one year anniversary and 1/12 each quarter thereafter. Read SEC document |
| August 15, 2017 Filed Aug 16, 2017 20:44 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionPerformance Shares · Derivative | 26,667 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001078271-17-000019 · edgardoc.xml · derivative · entry 9 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,333 Underlying: Common Stock · 26,667 shares Expires 2022-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: This is not an applicable reportable field for this type of grant. F6 · derivative.exercise_date: Performance grants were earned when EXTR shares reached $3.50 per share for 30 consecutive trading days. Shares vest in equal installments on August 15, 2016, August 15, 2017 and August 15, 2018. Read SEC document |
| August 15, 2017 Filed Aug 16, 2017 20:44 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionPerformance Shares · Derivative | 26,640 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001078271-17-000019 · edgardoc.xml · derivative · entry 8 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,360 Underlying: Common Stock · 26,640 shares Expires 2019-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: This is not an applicable reportable field for this type of grant. F4 · derivative.exercise_date: Performance grants were earned when EXTR shares reached $5.00 per share for 30 consecutive trading days after January 1st 2017. Shares vest on the same schedule as the Time-Based RSUs granted at the same time. Read SEC document |
| August 15, 2017 Filed Aug 16, 2017 20:44 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Tax withholdingCommon Stock | 13,041 | $10.39 | $135,495.99 |
DisclosureSEC source: 0001078271-17-000019 · edgardoc.xml · nonDerivative · entry 7 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,929 F2 · shares: Represents shares withheld from the Performance Based RSU award for the payment of applicable income and payroll withholding taxes due on release. Read SEC document |
| August 15, 2017 Filed Aug 16, 2017 20:44 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionCommon Stock | 26,640 | $0.00 | $0.00 |
DisclosureSEC source: 0001078271-17-000019 · edgardoc.xml · nonDerivative · entry 6 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,970 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2017 Filed Aug 16, 2017 20:44 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Tax withholdingCommon Stock | 12,707 | $10.39 | $132,025.73 |
DisclosureSEC source: 0001078271-17-000019 · edgardoc.xml · nonDerivative · entry 5 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,330 F3 · shares: Represents shares withheld from the RSU award for the payment of applicable income and payroll withholding taxes due on release. Read SEC document |
| August 15, 2017 Filed Aug 16, 2017 20:44 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionCommon Stock | 26,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001078271-17-000019 · edgardoc.xml · nonDerivative · entry 4 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,037 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2017 Filed Aug 16, 2017 20:44 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Tax withholdingCommon Stock | 9,161 | $10.39 | $95,182.79 |
DisclosureSEC source: 0001078271-17-000019 · edgardoc.xml · nonDerivative · entry 3 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,637 F2 · shares: Represents shares withheld from the Performance Based RSU award for the payment of applicable income and payroll withholding taxes due on release. Read SEC document |
| August 15, 2017 Filed Aug 16, 2017 20:44 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionCommon Stock | 26,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001078271-17-000019 · edgardoc.xml · nonDerivative · entry 2 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,798 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2017 Filed Aug 16, 2017 20:44 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Tax withholdingCommon Stock | 9,069 | $10.39 | $94,226.91 |
DisclosureSEC source: 0001078271-17-000019 · edgardoc.xml · nonDerivative · entry 1 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,131 F1 · shares: The reporting person was granted 80,000 RSUs on August 15, 2015, which vest annually over 3 years in equal installments with the first vesting date on August 15, 2016. On August 15, 2017 a total of 26,400 shares vested. 9,069 shares represents the aggregate number of shares of Issuer common stock withheld for payment of the tax liability incident to the vesting of the RSUs issued in accordance with Rule 16b-3. Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 20:46 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 13,972 | $0.00 Strike: $2.51 | $0.00 |
DisclosureSEC source: 0001078271-17-000013 · edgardoc.xml · derivative · entry 8 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,584 Underlying: Common Stock · 13,972 shares Expires 2022-05-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Option is exercisable as vested; 1/4 vests one year from date of hire and then 1/48 vests on each full month thereafter until fully vested, so long as the optionee's employment has not terminated. Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 20:46 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 46,444 | $0.00 Strike: $2.51 | $0.00 |
DisclosureSEC source: 0001078271-17-000013 · edgardoc.xml · derivative · entry 7 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,556 Underlying: Common Stock · 46,444 shares Expires 2022-05-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Option is exercisable as vested; 1/4 vests one year from date of hire and then 1/48 vests on each full month thereafter until fully vested, so long as the optionee's employment has not terminated. Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 20:46 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | SaleCommon Stock | 32,685 | $9.56 | $312,435.92 |
DisclosureSEC source: 0001078271-17-000013 · edgardoc.xml · nonDerivative · entry 6 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,200 F2 · price: This transaction was executed in multiple trades at prices ranging from 9.55 to 9.605 The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 20:46 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | SaleCommon Stock | 42,153 | $9.53 | $401,718.09 |
DisclosureSEC source: 0001078271-17-000013 · edgardoc.xml · nonDerivative · entry 5 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,885 Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 20:46 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | SaleCommon Stock | 13,972 | $9.58 | $133,911.84 |
DisclosureSEC source: 0001078271-17-000013 · edgardoc.xml · nonDerivative · entry 4 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,038 F1 · price: This transaction was executed in multiple trades at prices ranging from 9.55 to 9.61 The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 20:46 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionCommon Stock | 13,972 | $2.51 | $35,069.72 |
DisclosureSEC source: 0001078271-17-000013 · edgardoc.xml · nonDerivative · entry 3 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,010 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 20:46 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | SaleCommon Stock | 46,444 | $9.53 | $442,611.32 |
DisclosureSEC source: 0001078271-17-000013 · edgardoc.xml · nonDerivative · entry 2 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,038 Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 20:46 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionCommon Stock | 46,444 | $2.51 | $116,574.44 |
DisclosureSEC source: 0001078271-17-000013 · edgardoc.xml · nonDerivative · entry 1 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,482 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 22:28 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | GrantRSU Award · Derivative | 100,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001641247-17-000003 · edgardoc.xml · derivative · entry 1 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires not disclosed F2 · price: This is not an applicable reportable field for this type of grant. F1 · derivative.exercise_date: This Time Based RSU award vests as to 1/3 on February 15, 2018 and 1/12 each quarter thereafter subject to continued service at the company through the vesting dates. F2 · derivative.expiration_date: This is not an applicable reportable field for this type of grant. Read SEC document |
| December 15, 2016 Filed Dec 15, 2016 22:24 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Tax withholdingCommon Stock | 9,069 | $5.10 | $46,251.90 |
DisclosureSEC source: 0001078271-16-000219 · edgardoc.xml · nonDerivative · entry 1 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,075 F1 · shares: The reporting person was granted 80,000 RSUs on May 8, 2015, which vest annually over 3 years in equal installments with the first vesting date on December 15, 2015. On December 15, 2016 a total of 26,400 shares vested. 9,069 shares represents the aggregate number of shares of Issuer common stock withheld for payment of the tax liability incident to the vesting of the RSUs issued in accordance with Rule 16b-3. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.