Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| EXTREME NETWORKS INCEXTR · Entity 381 | Chief Revenue Officer | November 30, 2019 | December 03, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
EXTREME NETWORKS INC
Report date November 30, 2019 · Filed December 03, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 263,656 |
Ending reported balance
After 2019-11-30 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-11-30 · Exercise / conversion · Acquired 3,360 · Balance 265,214 Row 2 · 2019-11-30 · Tax withholding · Disposed 1,558 · Balance 263,656 F1: Represents shares withheld from the released share award for the payment of applicable income and payroll withholding taxes due on release. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2021-08-31 | Direct | 23,520 |
Reported balance
After 2019-11-30 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-11-30 · Exercise / conversion · Disposed 3,360 · Balance 23,520 F3: This is not an applicable reportable field for this type of grant. F2: This time based RSU award vests as to 1/3 on 8/31/2019 and 1/12 each quarter thereafter. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld from the released share award for the payment of applicable income and payroll withholding taxes due on release.
F2: This time based RSU award vests as to 1/3 on 8/31/2019 and 1/12 each quarter thereafter.
F3: This is not an applicable reportable field for this type of grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 15, 2019 Filed Feb 20, 2019 23:45 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Tax withholdingCommon Stock | 2,563 | $7.85 | $20,119.55 |
DisclosureSEC source: 0001078271-19-000004 · edgardoc.xml · nonDerivative · entry 2 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,220 F1 · shares: Represents shares withheld from the RSU award for the payment of applicable income and payroll withholding taxes due on release. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 23:45 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionCommon Stock | 8,338 | $0.00 | $0.00 |
DisclosureSEC source: 0001078271-19-000004 · edgardoc.xml · nonDerivative · entry 1 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,783 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 23, 2018 Filed Nov 29, 2018 00:26 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionRSU Award · Derivative | 4,042 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001078271-18-000076 · edgardoc.xml · derivative · entry 3 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,301 Underlying: Common Stock · 4,042 shares Expires 2020-08-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: This is not an applicable reportable field for this type of grant. F2 · derivative.exercise_date: This time based RSU award vests as to 1/3 on 8/23/2018 and 1/12 each quarter thereafter. Read SEC document |
| November 23, 2018 Filed Nov 29, 2018 00:26 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Tax withholdingCommon Stock | 1,874 | $6.18 | $11,581.32 |
DisclosureSEC source: 0001078271-18-000076 · edgardoc.xml · nonDerivative · entry 2 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,445 F1 · shares: Represents shares withheld from the RSU award for the payment of applicable income and payroll withholding taxes due on release. Read SEC document |
| November 23, 2018 Filed Nov 29, 2018 00:26 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionCommon Stock | 4,042 | $0.00 | $0.00 |
DisclosureSEC source: 0001078271-18-000076 · edgardoc.xml · nonDerivative · entry 1 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,319 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 01:04 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionRSU Award · Derivative | 8,337 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001078271-18-000067 · edgardoc.xml · derivative · entry 9 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,688 Underlying: Common Stock · 8,337 shares Expires 2020-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: This is not an applicable reportable field for this type of grant. F6 · derivative.exercise_date: This Time Based RSU award vests as to 1/3 on February 15, 2018 and 1/12 each quarter thereafter subject to continued service at the company through the vesting dates. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 01:04 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionRSU Award · Derivative | 6,670 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001078271-18-000067 · edgardoc.xml · derivative · entry 8 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,010 Underlying: Common Stock · 6,670 shares Expires 2019-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: This is not an applicable reportable field for this type of grant. F5 · derivative.exercise_date: This Time Based RSU award vests from the original grant date as to 1/3 on the one year anniversary and 1/12 each quarter thereafter. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 01:04 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionPerformance Shares · Derivative | 6,670 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001078271-18-000067 · edgardoc.xml · derivative · entry 7 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,010 Underlying: Common Stock · 6,670 shares Expires 2019-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: This is not an applicable reportable field for this type of grant. F3 · derivative.exercise_date: Performance grants were earned when EXTR shares reached $5.00 per share for 30 consecutive trading days after January 1st 2017. Earned shares vest as to 1/3 on the one year anniversary date and 1/12 each quarter thereafter. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 01:04 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionCommon Stock | 8,337 | $0.00 | $0.00 |
DisclosureSEC source: 0001078271-18-000067 · edgardoc.xml · nonDerivative · entry 6 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,277 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 01:04 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionCommon Stock | 6,670 | $0.00 | $0.00 |
DisclosureSEC source: 0001078271-18-000067 · edgardoc.xml · nonDerivative · entry 5 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,940 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 01:04 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionCommon Stock | 6,670 | $0.00 | $0.00 |
DisclosureSEC source: 0001078271-18-000067 · edgardoc.xml · nonDerivative · entry 4 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,270 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 01:04 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Tax withholdingCommon Stock | 3,092 | $6.46 | $19,974.32 |
DisclosureSEC source: 0001078271-18-000067 · edgardoc.xml · nonDerivative · entry 3 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,600 F2 · shares: Represents shares withheld from the Performance Based RSU award for the payment of applicable income and payroll withholding taxes due on release. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 01:04 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Tax withholdingCommon Stock | 3,865 | $6.46 | $24,967.90 |
DisclosureSEC source: 0001078271-18-000067 · edgardoc.xml · nonDerivative · entry 2 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,692 F1 · shares: Represents shares withheld from the RSU award for the payment of applicable income and payroll withholding taxes due on release. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 01:04 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Tax withholdingCommon Stock | 3,092 | $6.46 | $19,974.32 |
DisclosureSEC source: 0001078271-18-000067 · edgardoc.xml · nonDerivative · entry 1 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,557 F1 · shares: Represents shares withheld from the RSU award for the payment of applicable income and payroll withholding taxes due on release. Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 21:07 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | GrantRSU Award · Derivative | 40,300 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001078271-18-000049 · edgardoc.xml · derivative · entry 3 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,300 Underlying: Common Stock · 40,300 shares Expires 2021-08-31 F3 · price: This is not an applicable reportable field for this type of grant. F4 · derivative.exercise_date: This time based RSU award vests as to 1/3 on 8/31/2019 and 1/12 each quarter thereafter. Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 21:07 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | GrantPerformance Shares · Derivative | 40,300 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001078271-18-000049 · edgardoc.xml · derivative · entry 2 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,300 Underlying: Common Stock · 40,300 shares Expires 2021-08-31 F3 · price: This is not an applicable reportable field for this type of grant. F2 · derivative.exercise_date: Performance Stock Unit will be earned if GAAP combined earnings per share meets or exceeds $0.20 over two consecutive quarters. Earned shares vest as to 1/3 on 8/31/2019 and 1/12 each quarter thereafter, provided, however, that shares earned after the one-year anniversary will vest ratably based on the time elapsed from 8/31/2018 until the hurdle date, and then quarterly thereafter. Shares will be cancelled if goal is not met by August 31st 2021. Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 21:07 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 95,700 | $0.00 Strike: $6.40 | $0.00 |
DisclosureSEC source: 0001078271-18-000049 · edgardoc.xml · derivative · entry 1 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,700 Underlying: Common Stock · 95,700 shares Expires 2025-08-29 F1 · derivative.exercise_date: Performance Options will be earned if EXTR shares reach $10.00 per share for 30 consecutive trading days after August 31st 2018. Earned options vest as to 1/3 on 8/31/2019 and 1/12 each quarter thereafter, provided, however, that options earned after the one-year anniversary will vest ratably based on the time elapsed from 8/31/2018 until the hurdle date, and then quarterly thereafter. Shares will be cancelled if goal is not met by August 31st 2021. Read SEC document |
| August 23, 2018 Filed Aug 24, 2018 20:29 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionRSU Award · Derivative | 16,148 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001078271-18-000043 · edgardoc.xml · derivative · entry 3 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,343 Underlying: Common Stock · 16,148 shares Expires 2020-08-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: This is not an applicable reportable field for this type of grant. F2 · derivative.exercise_date: This time based RSU award vests as to 1/3 on 8/23/2018 and 1/12 each quarter thereafter. Read SEC document |
| August 23, 2018 Filed Aug 24, 2018 20:29 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Tax withholdingCommon Stock | 7,485 | $6.14 | $45,957.90 |
DisclosureSEC source: 0001078271-18-000043 · edgardoc.xml · nonDerivative · entry 2 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,649 F1 · shares: Represents shares withheld from the RSU award for the payment of applicable income and payroll withholding taxes due on release. Read SEC document |
| August 23, 2018 Filed Aug 24, 2018 20:29 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionCommon Stock | 16,148 | $0.00 | $0.00 |
DisclosureSEC source: 0001078271-18-000043 · edgardoc.xml · nonDerivative · entry 1 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,134 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2018 Filed Aug 16, 2018 21:54 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionRSU Award · Derivative | 8,338 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001078271-18-000037 · edgardoc.xml · derivative · entry 13 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,025 Underlying: Common Stock · 8,338 shares Expires 2020-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: This is not an applicable reportable field for this type of grant. F8 · derivative.exercise_date: This Time Based RSU award vests as to 1/3 on February 15, 2018 and 1/12 each quarter thereafter subject to continued service at the company through the vesting dates. Read SEC document |
| August 15, 2018 Filed Aug 16, 2018 21:54 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionRSU Award · Derivative | 6,670 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001078271-18-000037 · edgardoc.xml · derivative · entry 12 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,680 Underlying: Common Stock · 6,670 shares Expires 2019-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: This is not an applicable reportable field for this type of grant. F7 · derivative.exercise_date: This Time Based RSU award vests from the original grant date as to 1/3 on the one year anniversary and 1/12 each quarter thereafter. Read SEC document |
| August 15, 2018 Filed Aug 16, 2018 21:54 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionPerformance Shares · Derivative | 26,400 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001078271-18-000037 · edgardoc.xml · derivative · entry 11 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,400 shares Expires 2022-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: This is not an applicable reportable field for this type of grant. F6 · derivative.exercise_date: Performance grants were earned when EXTR shares reached $3.50 per share for 30 consecutive trading days. Shares vest in equal installments on August 15, 2016, August 15, 2017 and August 15, 2018. Read SEC document |
| August 15, 2018 Filed Aug 16, 2018 21:54 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionPerformance Shares · Derivative | 6,670 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001078271-18-000037 · edgardoc.xml · derivative · entry 10 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,680 Underlying: Common Stock · 6,670 shares Expires 2019-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: This is not an applicable reportable field for this type of grant. F4 · derivative.exercise_date: Performance grants were earned when EXTR shares reached $5.00 per share for 30 consecutive trading days after January 1st 2017. Earned shares vest as to 1/3 on the one year anniversary date and 1/12 each quarter thereafter. Read SEC document |
| August 15, 2018 Filed Aug 16, 2018 21:54 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Tax withholdingCommon Stock | 3,865 | $6.28 | $24,272.20 |
DisclosureSEC source: 0001078271-18-000037 · edgardoc.xml · nonDerivative · entry 9 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,240 F3 · shares: Represents shares withheld from the RSU award for the payment of applicable income and payroll withholding taxes due on release. Read SEC document |
| August 15, 2018 Filed Aug 16, 2018 21:54 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionCommon Stock | 8,338 | $0.00 | $0.00 |
DisclosureSEC source: 0001078271-18-000037 · edgardoc.xml · nonDerivative · entry 8 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,105 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2018 Filed Aug 16, 2018 21:54 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Tax withholdingCommon Stock | 3,092 | $6.28 | $19,417.76 |
DisclosureSEC source: 0001078271-18-000037 · edgardoc.xml · nonDerivative · entry 7 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,767 F3 · shares: Represents shares withheld from the RSU award for the payment of applicable income and payroll withholding taxes due on release. Read SEC document |
| August 15, 2018 Filed Aug 16, 2018 21:54 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionCommon Stock | 6,670 | $0.00 | $0.00 |
DisclosureSEC source: 0001078271-18-000037 · edgardoc.xml · nonDerivative · entry 6 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,859 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2018 Filed Aug 16, 2018 21:54 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Tax withholdingCommon Stock | 3,092 | $6.28 | $19,417.76 |
DisclosureSEC source: 0001078271-18-000037 · edgardoc.xml · nonDerivative · entry 5 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,189 F1 · shares: Represents shares withheld from the Performance Based RSU award for the payment of applicable income and payroll withholding taxes due on release. Read SEC document |
| August 15, 2018 Filed Aug 16, 2018 21:54 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionCommon Stock | 6,670 | $0.00 | $0.00 |
DisclosureSEC source: 0001078271-18-000037 · edgardoc.xml · nonDerivative · entry 4 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,281 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2018 Filed Aug 16, 2018 21:54 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Tax withholdingCommon Stock | 12,237 | $6.28 | $76,848.36 |
DisclosureSEC source: 0001078271-18-000037 · edgardoc.xml · nonDerivative · entry 3 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,611 F2 · shares: The reporting person was granted 80,000 RSUs on August 15, 2015, which vest annually over 3 years in equal installments with the first vesting date on August 15, 2016. On August 15, 2018 a total of 26,400 shares vested. 12,237 shares represents the aggregate number of shares of Issuer common stock withheld for payment of the tax liability incident to the vesting of the RSUs issued in accordance with Rule 16b-3. Read SEC document |
| August 15, 2018 Filed Aug 16, 2018 21:54 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Tax withholdingCommon Stock | 12,360 | $6.28 | $77,620.80 |
DisclosureSEC source: 0001078271-18-000037 · edgardoc.xml · nonDerivative · entry 2 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,848 F1 · shares: Represents shares withheld from the Performance Based RSU award for the payment of applicable income and payroll withholding taxes due on release. Read SEC document |
| August 15, 2018 Filed Aug 16, 2018 21:54 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionCommon Stock | 26,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001078271-18-000037 · edgardoc.xml · nonDerivative · entry 1 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,208 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2018 Filed May 16, 2018 20:11 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionRSU Award · Derivative | 8,337 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001078271-18-000023 · edgardoc.xml · derivative · entry 9 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,363 Underlying: Common Stock · 8,337 shares Expires 2020-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: This is not an applicable reportable field for this type of grant. F6 · derivative.exercise_date: This Time Based RSU award vests as to 1/3 on February 15, 2018 and 1/12 each quarter thereafter subject to continued service at the company through the vesting dates. Read SEC document |
| May 15, 2018 Filed May 16, 2018 20:11 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionRSU Award · Derivative | 6,670 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001078271-18-000023 · edgardoc.xml · derivative · entry 8 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,350 Underlying: Common Stock · 6,670 shares Expires 2019-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: This is not an applicable reportable field for this type of grant. F5 · derivative.exercise_date: This Time Based RSU award vests as to 1/3 on August 15, 2017 and 1/12 each quarter thereafter subject to continued service at the company through the vesting dates. Read SEC document |
| May 15, 2018 Filed May 16, 2018 20:11 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionPerformance Shares · Derivative | 6,670 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001078271-18-000023 · edgardoc.xml · derivative · entry 7 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,350 Underlying: Common Stock · 6,670 shares Expires 2019-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: This is not an applicable reportable field for this type of grant. F3 · derivative.exercise_date: Performance grants were earned when EXTR shares reached $5.00 per share for 30 consecutive trading days after January 1st 2017. Earned shares vest as to 1/3 on the one year anniversary date and 1/12 each quarter thereafter. Read SEC document |
| May 15, 2018 Filed May 16, 2018 20:11 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Tax withholdingCommon Stock | 2,883 | $8.57 | $24,707.31 |
DisclosureSEC source: 0001078271-18-000023 · edgardoc.xml · nonDerivative · entry 6 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,011 F2 · shares: Represents shares withheld from the RSU award for the payment of applicable income and payroll withholding taxes due on release. Read SEC document |
| May 15, 2018 Filed May 16, 2018 20:11 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Tax withholdingCommon Stock | 2,092 | $8.57 | $17,928.44 |
DisclosureSEC source: 0001078271-18-000023 · edgardoc.xml · nonDerivative · entry 5 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,894 F2 · shares: Represents shares withheld from the RSU award for the payment of applicable income and payroll withholding taxes due on release. Read SEC document |
| May 15, 2018 Filed May 16, 2018 20:11 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Tax withholdingCommon Stock | 2,092 | $8.57 | $17,928.44 |
DisclosureSEC source: 0001078271-18-000023 · edgardoc.xml · nonDerivative · entry 4 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,986 F1 · shares: Represents shares withheld from the Performance Based RSU award for the payment of applicable income and payroll withholding taxes due on release. Read SEC document |
| May 15, 2018 Filed May 16, 2018 20:11 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionCommon Stock | 8,337 | $0.00 | $0.00 |
DisclosureSEC source: 0001078271-18-000023 · edgardoc.xml · nonDerivative · entry 3 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,078 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2018 Filed May 16, 2018 20:11 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionCommon Stock | 6,670 | $0.00 | $0.00 |
DisclosureSEC source: 0001078271-18-000023 · edgardoc.xml · nonDerivative · entry 2 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,741 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2018 Filed May 16, 2018 20:11 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionCommon Stock | 6,670 | $0.00 | $0.00 |
DisclosureSEC source: 0001078271-18-000023 · edgardoc.xml · nonDerivative · entry 1 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,071 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 22:49 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionRSU Award · Derivative | 33,300 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001078271-18-000008 · edgardoc.xml · derivative · entry 9 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,700 Underlying: Common Stock · 33,300 shares Expires 2020-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: This is not an applicable reportable field for this type of grant. F6 · derivative.exercise_date: This Time Based RSU award vests as to 1/3 on February 15, 2018 and 1/12 each quarter thereafter subject to continued service at the company through the vesting dates. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 22:49 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionRSU Award · Derivative | 6,670 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001078271-18-000008 · edgardoc.xml · derivative · entry 8 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,020 Underlying: Common Stock · 6,670 shares Expires 2019-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: This is not an applicable reportable field for this type of grant. F5 · derivative.exercise_date: This Time Based RSU award vests from the original grant date as to 1/3 on the one year anniversary and 1/12 each quarter thereafter. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 22:49 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionPerformance Shares · Derivative | 6,670 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001078271-18-000008 · edgardoc.xml · derivative · entry 7 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,020 Underlying: Common Stock · 6,670 shares Expires 2019-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: This is not an applicable reportable field for this type of grant. F3 · derivative.exercise_date: Performance grants were earned when EXTR shares reached $5.00 per share for 30 consecutive trading days after January 1st 2017. Earned shares vest as to 1/3 on the one year anniversary date and 1/12 each quarter thereafter. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 22:49 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Tax withholdingCommon Stock | 10,440 | $12.19 | $127,263.60 |
DisclosureSEC source: 0001078271-18-000008 · edgardoc.xml · nonDerivative · entry 6 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,401 F2 · shares: Represents shares withheld from the RSU award for the payment of applicable income and payroll withholding taxes due on release. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 22:49 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionCommon Stock | 30,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001078271-18-000008 · edgardoc.xml · nonDerivative · entry 5 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,841 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 22:49 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Tax withholdingCommon Stock | 2,428 | $12.19 | $29,597.32 |
DisclosureSEC source: 0001078271-18-000008 · edgardoc.xml · nonDerivative · entry 4 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,541 F2 · shares: Represents shares withheld from the RSU award for the payment of applicable income and payroll withholding taxes due on release. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 22:49 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Tax withholdingCommon Stock | 2,041 | $12.19 | $24,879.79 |
DisclosureSEC source: 0001078271-18-000008 · edgardoc.xml · nonDerivative · entry 3 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,969 F1 · shares: Represents shares withheld from the Performance Based RSU award for the payment of applicable income and payroll withholding taxes due on release. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 22:49 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionCommon Stock | 6,670 | $0.00 | $0.00 |
DisclosureSEC source: 0001078271-18-000008 · edgardoc.xml · nonDerivative · entry 2 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,010 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.