Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DEERE & CODE · Entity 106 | Pres Ag & Turf, Sml Ag & Turf | June 07, 2023 | June 08, 2023 |
| MERCER INTERNATIONAL INC.MERC · Entity 7530 | Director | June 02, 2026 | June 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DEERE & CO
Report date June 07, 2023 · Filed June 08, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| $1 Par Common StockSEC Table I · non-derivative | Direct | 71,096 |
Reported balance
After 2023-06-07 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-06-07 · Exercise / conversion · Acquired 13,981 · Balance 71,096 F1: Exercise of Rule 16(b)-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on February 23, 2023. |
| $1 Par Common StockSEC Table I · non-derivative | Direct | 69,996 |
Reported balance
After 2023-06-07 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2023-06-07 · Sale · Disposed 1,100 · Balance 69,996 F1: Exercise of Rule 16(b)-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on February 23, 2023. F2: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $379.00 to $379.56, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U. S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 to 11. |
| $1 Par Common StockSEC Table I · non-derivative | Direct | 67,126 |
Reported balance
After 2023-06-07 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2023-06-07 · Sale · Disposed 2,870 · Balance 67,126 F1: Exercise of Rule 16(b)-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on February 23, 2023. F3: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $380.06 to $381.04. |
| $1 Par Common StockSEC Table I · non-derivative | Direct | 62,278 |
Reported balance
After 2023-06-07 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2023-06-07 · Sale · Disposed 4,848 · Balance 62,278 F1: Exercise of Rule 16(b)-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on February 23, 2023. F4: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $381.08 to $382.06, inclusive. |
| $1 Par Common StockSEC Table I · non-derivative | Direct | 58,015 |
Reported balance
After 2023-06-07 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2023-06-07 · Sale · Disposed 4,263 · Balance 58,015 F1: Exercise of Rule 16(b)-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on February 23, 2023. F5: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $382.08 to $383.07, inclusive. |
| $1 Par Common StockSEC Table I · non-derivative | Direct | 57,115 |
Reported balance
After 2023-06-07 transaction · row 6
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 6 · 2023-06-07 · Sale · Disposed 900 · Balance 57,115 F1: Exercise of Rule 16(b)-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on February 23, 2023. F6: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $383.20 to $383.625, inclusive. |
| $1 Par Common StockSEC Table I · non-derivative | Direct | 71,067 |
Reported balance
After 2023-06-07 transaction · row 7
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 7 · 2023-06-07 · Exercise / conversion · Acquired 13,952 · Balance 71,067 F1: Exercise of Rule 16(b)-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on February 23, 2023. |
| $1 Par Common StockSEC Table I · non-derivative | Direct | 69,860 |
Reported balance
After 2023-06-07 transaction · row 8
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 8 · 2023-06-07 · Sale · Disposed 1,207 · Balance 69,860 F1: Exercise of Rule 16(b)-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on February 23, 2023. F7: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $379.00 to $379.56, inclusive. |
| $1 Par Common StockSEC Table I · non-derivative | Direct | 67,226 |
Reported balance
After 2023-06-07 transaction · row 9
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 9 · 2023-06-07 · Sale · Disposed 2,634 · Balance 67,226 F1: Exercise of Rule 16(b)-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on February 23, 2023. F8: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $380.11 to $381.08, inclusive. |
| $1 Par Common StockSEC Table I · non-derivative | Direct | 62,246 |
Reported balance
After 2023-06-07 transaction · row 10
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 10 · 2023-06-07 · Sale · Disposed 4,980 · Balance 62,246 F1: Exercise of Rule 16(b)-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on February 23, 2023. F9: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $381.115 to $382.105, inclusive. |
| $1 Par Common StockSEC Table I · non-derivative | Direct | 57,840 |
Reported balance
After 2023-06-07 transaction · row 11
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 11 · 2023-06-07 · Sale · Disposed 4,406 · Balance 57,840 F1: Exercise of Rule 16(b)-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on February 23, 2023. F10: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $382.17 to $383.03, inclusive. |
| $1 Par Common StockSEC Table I · non-derivative | Direct | 57,115 |
Reported balance
After 2023-06-07 transaction · row 12
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 12 · 2023-06-07 · Sale · Disposed 725 · Balance 57,115 F1: Exercise of Rule 16(b)-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on February 23, 2023. F11: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $383.26 to $383.86, inclusive. F12: Includes 5,203 restricted stock units awarded under the John Deere 2020 Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations. |
| Market Priced OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $151.95 · Expires 2027-12-13 | Direct | 0 |
Reported balance
After 2023-06-07 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2023-06-07 · Exercise / conversion · Disposed 13,981 · Balance 0 F1: Exercise of Rule 16(b)-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on February 23, 2023. F13: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F14: The options became exercisable in three approximately equal tranches on December 13, 2018, 2019, and 2020. |
| Market Priced OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $148.14 · Expires 2028-12-12 | Direct | 0 |
Reported balance
After 2023-06-07 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2023-06-07 · Exercise / conversion · Disposed 13,952 · Balance 0 F1: Exercise of Rule 16(b)-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on February 23, 2023. F13: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F15: The options became exercisable in three approximately equal tranches on December 12, 2019, 2020, and 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: Exercise of Rule 16(b)-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on February 23, 2023.
F2: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $379.00 to $379.56, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U. S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 to 11.
F3: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $380.06 to $381.04.
F4: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $381.08 to $382.06, inclusive.
F5: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $382.08 to $383.07, inclusive.
F6: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $383.20 to $383.625, inclusive.
F7: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $379.00 to $379.56, inclusive.
F8: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $380.11 to $381.08, inclusive.
F9: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $381.115 to $382.105, inclusive.
F10: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $382.17 to $383.03, inclusive.
F11: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $383.26 to $383.86, inclusive.
F12: Includes 5,203 restricted stock units awarded under the John Deere 2020 Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations.
F13: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.
F14: The options became exercisable in three approximately equal tranches on December 13, 2018, 2019, and 2020.
F15: The options became exercisable in three approximately equal tranches on December 12, 2019, 2020, and 2021.
MERCER INTERNATIONAL INC.
Report date June 02, 2026 · Filed June 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 25,000 |
Reported balance
After 2026-06-02 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-06-02 · Grant · Acquired 25,000 · Balance 25,000 F1: Represents deferred stock units ("DSUs") issued by Mercer International Inc. ("Mercer) as a grant to the Reporting Person under Mercer's non-employee director compensation program and Amended and Restated 2022 Stock Incentive Plan in respect of the board term commencing June 1, 2026 and ending at its next regularly scheduled annual general meeting in 2027 (the "2027 AGM"). Each DSU vests on the earlier of the one year anniversary of the grant date or the date of the 2027 AGM and represents the right to receive one share of Mercer's common stock and dividend equivalents after the Reporting Person ceases to be a director of Mercer, unless deferred in accordance with its terms. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents deferred stock units ("DSUs") issued by Mercer International Inc. ("Mercer) as a grant to the Reporting Person under Mercer's non-employee director compensation program and Amended and Restated 2022 Stock Incentive Plan in respect of the board term commencing June 1, 2026 and ending at its next regularly scheduled annual general meeting in 2027 (the "2027 AGM"). Each DSU vests on the earlier of the one year anniversary of the grant date or the date of the 2027 AGM and represents the right to receive one share of Mercer's common stock and dividend equivalents after the Reporting Person ceases to be a director of Mercer, unless deferred in accordance with its terms.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 12, 2018 Filed Dec 14, 2018 16:39 UTC | DEERE & CO DE · Entity 106 | GrantMarket Priced Options · Derivative | 13,952 | $0.00 Strike: $148.14 | $0.00 |
DisclosureSEC source: 0000315189-18-000042 · primary_doc.xml · derivative · entry 2 von Pentz Markwart · CIK 0001411741 · Pres,Ag&TurfDiv.CIS,Asia,Afr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,952 Underlying: Common Stock · 13,952 shares Expires 2028-12-12 F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 12, 2019, 2020, and 2021. Read SEC document |
| December 12, 2018 Filed Dec 14, 2018 16:39 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 3,159 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-18-000042 · primary_doc.xml · nonDerivative · entry 1 von Pentz Markwart · CIK 0001411741 · Pres,Ag&TurfDiv.CIS,Asia,Afr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,498 F1 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the abilities to withhold shares upon conversion to satisfy tax obligations. F2 · balance_after: Includes 9,797 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Read SEC document |
| December 09, 2018 Filed Dec 11, 2018 17:37 UTC | DEERE & CO DE · Entity 106 | Tax withholding$1 Par Common Stock | 9,977 | $147.26 | $1,469,213.02 |
DisclosureSEC source: 0000315189-18-000034 · primary_doc.xml · nonDerivative · entry 2 von Pentz Markwart · CIK 0001411741 · PresAg&TufDivEurCIS,AsiaAfr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,339 F2 · security: Exempt withholding of shares to satisfy tax withholding obligations upon settlement of performance stock units and restricted stock units for unrestricted shares. F3 · balance_after: Includes 6,638 restricted stock units granted under John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations. Read SEC document |
| December 09, 2018 Filed Dec 11, 2018 17:37 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 14,620 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-18-000034 · primary_doc.xml · nonDerivative · entry 1 von Pentz Markwart · CIK 0001411741 · PresAg&TufDivEurCIS,AsiaAfr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,316 F1 · security: Exempt settlement under Rule 16b-3 of performance stock units for stock with vesting based on total shareholder return and growth rate of revenues. Read SEC document |
| December 13, 2017 Filed Dec 14, 2017 22:15 UTC | DEERE & CO DE · Entity 106 | GrantMarket Priced Options · Derivative | 13,981 | $0.00 Strike: $151.95 | $0.00 |
DisclosureSEC source: 0000315189-17-000064 · primary_doc.xml · derivative · entry 2 von Pentz Markwart · CIK 0001411741 · Pres.Ag&TurfDiv.Eur.,Asia,Afr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,981 Underlying: Common Stock · 13,981 shares Expires 2027-12-13 F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 13, 2018, 2019, and 2020. Read SEC document |
| December 13, 2017 Filed Dec 14, 2017 22:15 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 2,566 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-17-000064 · primary_doc.xml · nonDerivative · entry 1 von Pentz Markwart · CIK 0001411741 · Pres.Ag&TurfDiv.Eur.,Asia,Afr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,696 F1 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations. F2 · balance_after: Includes 11,207 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Read SEC document |
| December 10, 2017 Filed Dec 12, 2017 21:08 UTC | DEERE & CO DE · Entity 106 | Tax withholding$1 Par Common Stock | 5,336 | $151.58 | $808,830.88 |
DisclosureSEC source: 0000315189-17-000050 · primary_doc.xml · nonDerivative · entry 2 von Pentz Markwart · CIK 0001411741 · Pres.Ag&TurfDiv.Eur.,Asia,Afr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,130 F2 · security: Exempt withholding of shares to satisfy tax withholding obligations upon settlement of performance stock units and restricted stock units for unrestricted shares. F3 · balance_after: Includes 8,641 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations. Read SEC document |
| December 10, 2017 Filed Dec 12, 2017 21:08 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 6,440 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-17-000050 · primary_doc.xml · nonDerivative · entry 1 von Pentz Markwart · CIK 0001411741 · Pres.Ag&TurfDiv.Eur.,Asia,Afr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,466 F1 · security: Exempt settlement under Rule 16b-3 of performance stock units for stock with vesting based on total shareholder return. Read SEC document |
| November 06, 2017 Filed Nov 7, 2017 15:03 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Options · Derivative | 9,083 | $0.00 Strike: $79.24 | $0.00 |
DisclosureSEC source: 0000315189-17-000038 · primary_doc.xml · derivative · entry 6 von Pentz Markwart · CIK 0001411741 · Pres.Ag^TurfDiv.Eur.,Asia,Afr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,824 Underlying: Common Stock · 9,083 shares Expires 2025-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on June 7, 2017. F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F6 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 9, 2016, 2017, and 2018. Read SEC document |
| November 06, 2017 Filed Nov 7, 2017 15:03 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Options · Derivative | 15,060 | $0.00 Strike: $88.19 | $0.00 |
DisclosureSEC source: 0000315189-17-000038 · primary_doc.xml · derivative · entry 5 von Pentz Markwart · CIK 0001411741 · Pres.Ag^TurfDiv.Eur.,Asia,Afr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,341 Underlying: Common Stock · 15,060 shares Expires 2024-12-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on June 7, 2017. F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F5 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 10, 2015, 2016, and 2017. Read SEC document |
| November 06, 2017 Filed Nov 7, 2017 15:03 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 9,083 | $135.33 | $1,229,240.54 |
DisclosureSEC source: 0000315189-17-000038 · primary_doc.xml · nonDerivative · entry 4 von Pentz Markwart · CIK 0001411741 · Pres.Ag^TurfDiv.Eur.,Asia,Afr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,026 F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on June 7, 2017. F2 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.00 to $135.77, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: Includes 12,666 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan. Shares are not held by reporting person during the period of limitation or restriction. Units are settled solely in shares and include the ability to have shares withheld to satisfy income tax obligations. Read SEC document |
| November 06, 2017 Filed Nov 7, 2017 15:03 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 9,083 | $79.24 | $719,736.92 |
DisclosureSEC source: 0000315189-17-000038 · primary_doc.xml · nonDerivative · entry 3 von Pentz Markwart · CIK 0001411741 · Pres.Ag^TurfDiv.Eur.,Asia,Afr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,109 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on June 7, 2017. Read SEC document |
| November 06, 2017 Filed Nov 7, 2017 15:03 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 15,060 | $135.33 | $2,038,133.05 |
DisclosureSEC source: 0000315189-17-000038 · primary_doc.xml · nonDerivative · entry 2 von Pentz Markwart · CIK 0001411741 · Pres.Ag^TurfDiv.Eur.,Asia,Afr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,026 F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on June 7, 2017. F2 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.00 to $135.77, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 06, 2017 Filed Nov 7, 2017 15:03 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 15,060 | $88.19 | $1,328,066.10 |
DisclosureSEC source: 0000315189-17-000038 · primary_doc.xml · nonDerivative · entry 1 von Pentz Markwart · CIK 0001411741 · Pres.Ag^TurfDiv.Eur.,Asia,Afr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,086 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on June 7, 2017. Read SEC document |
| November 03, 2017 Filed Nov 6, 2017 16:15 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Options · Derivative | 752 | $0.00 Strike: $79.24 | $0.00 |
DisclosureSEC source: 0000315189-17-000037 · primary_doc.xml · derivative · entry 12 von Pentz Markwart · CIK 0001411741 · Pres.Ag&TurfDiv.Eur.Asia,Afr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,907 Underlying: Common Stock · 752 shares Expires 2025-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on June 7, 2017. F5 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F7 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 9, 2016, 2017, and 2018. Read SEC document |
| November 03, 2017 Filed Nov 6, 2017 16:15 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Options · Derivative | 1,248 | $0.00 Strike: $88.19 | $0.00 |
DisclosureSEC source: 0000315189-17-000037 · primary_doc.xml · derivative · entry 11 von Pentz Markwart · CIK 0001411741 · Pres.Ag&TurfDiv.Eur.Asia,Afr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,401 Underlying: Common Stock · 1,248 shares Expires 2024-12-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on June 7, 2017. F5 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F6 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 10, 2015, 2016, and 2017. Read SEC document |
| November 03, 2017 Filed Nov 6, 2017 16:15 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 752 | $135.02 | $101,533.16 |
DisclosureSEC source: 0000315189-17-000037 · primary_doc.xml · nonDerivative · entry 8 von Pentz Markwart · CIK 0001411741 · Pres.Ag&TurfDiv.Eur.Asia,Afr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,026 F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on June 7, 2017. F3 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.00 to $135.03, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F4 · balance_after: Includes 12,666 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan. Shares are not held by reporting person during the period of limitation or restriction. Units are settled solely in shares and include the ability to have shares withheld to satisfy income tax obligations. Read SEC document |
| November 03, 2017 Filed Nov 6, 2017 16:15 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 752 | $79.24 | $59,588.48 |
DisclosureSEC source: 0000315189-17-000037 · primary_doc.xml · nonDerivative · entry 7 von Pentz Markwart · CIK 0001411741 · Pres.Ag&TurfDiv.Eur.Asia,Afr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,778 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on June 7, 2017. Read SEC document |
| November 03, 2017 Filed Nov 6, 2017 16:15 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 1,248 | $135.02 | $168,501.84 |
DisclosureSEC source: 0000315189-17-000037 · primary_doc.xml · nonDerivative · entry 6 von Pentz Markwart · CIK 0001411741 · Pres.Ag&TurfDiv.Eur.Asia,Afr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,026 F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on June 7, 2017. F3 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.00 to $135.03, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 03, 2017 Filed Nov 6, 2017 16:15 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 1,248 | $88.19 | $110,054.88 |
DisclosureSEC source: 0000315189-17-000037 · primary_doc.xml · nonDerivative · entry 5 von Pentz Markwart · CIK 0001411741 · Pres.Ag&TurfDiv.Eur.Asia,Afr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,274 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on June 7, 2017. Read SEC document |
| November 02, 2017 Filed Nov 6, 2017 16:15 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Options · Derivative | 376 | $0.00 Strike: $79.24 | $0.00 |
DisclosureSEC source: 0000315189-17-000037 · primary_doc.xml · derivative · entry 10 von Pentz Markwart · CIK 0001411741 · Pres.Ag&TurfDiv.Eur.Asia,Afr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,659 Underlying: Common Stock · 376 shares Expires 2025-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on June 7, 2017. F5 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F7 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 9, 2016, 2017, and 2018. Read SEC document |
| November 02, 2017 Filed Nov 6, 2017 16:15 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Options · Derivative | 624 | $0.00 Strike: $88.19 | $0.00 |
DisclosureSEC source: 0000315189-17-000037 · primary_doc.xml · derivative · entry 9 von Pentz Markwart · CIK 0001411741 · Pres.Ag&TurfDiv.Eur.Asia,Afr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,649 Underlying: Common Stock · 624 shares Expires 2024-12-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on June 7, 2017. F5 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F6 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 10, 2015, 2016, and 2017. Read SEC document |
| November 02, 2017 Filed Nov 6, 2017 16:15 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 376 | $135.01 | $50,763.76 |
DisclosureSEC source: 0000315189-17-000037 · primary_doc.xml · nonDerivative · entry 4 von Pentz Markwart · CIK 0001411741 · Pres.Ag&TurfDiv.Eur.Asia,Afr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,026 F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on June 7, 2017. F2 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.00 to $135.03, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 02, 2017 Filed Nov 6, 2017 16:15 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 376 | $79.24 | $29,794.24 |
DisclosureSEC source: 0000315189-17-000037 · primary_doc.xml · nonDerivative · entry 3 von Pentz Markwart · CIK 0001411741 · Pres.Ag&TurfDiv.Eur.Asia,Afr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,402 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on June 7, 2017. Read SEC document |
| November 02, 2017 Filed Nov 6, 2017 16:15 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 624 | $135.01 | $84,246.24 |
DisclosureSEC source: 0000315189-17-000037 · primary_doc.xml · nonDerivative · entry 2 von Pentz Markwart · CIK 0001411741 · Pres.Ag&TurfDiv.Eur.Asia,Afr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,026 F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on June 7, 2017. F2 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.00 to $135.03, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 02, 2017 Filed Nov 6, 2017 16:15 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 624 | $88.19 | $55,027.44 |
DisclosureSEC source: 0000315189-17-000037 · primary_doc.xml · nonDerivative · entry 1 von Pentz Markwart · CIK 0001411741 · Pres.Ag&TurfDiv.Eur.Asia,Afr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,650 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on June 7, 2017. Read SEC document |
| September 19, 2017 Filed Sep 19, 2017 20:08 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Options · Derivative | 12,495 | $0.00 Strike: $87.46 | $0.00 |
DisclosureSEC source: 0000315189-17-000032 · primary_doc.xml · derivative · entry 6 von Pentz Markwart · CIK 0001411741 · Pres.Ag&TurfDiv.Eur.,Asia,Afr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,495 shares Expires 2023-12-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on June 7, 2017. F5 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F6 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 11, 2014, 2015, and 2016. Read SEC document |
| September 19, 2017 Filed Sep 19, 2017 20:08 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 12,495 | $120.18 | $1,501,606.62 |
DisclosureSEC source: 0000315189-17-000032 · primary_doc.xml · nonDerivative · entry 4 von Pentz Markwart · CIK 0001411741 · Pres.Ag&TurfDiv.Eur.,Asia,Afr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,026 F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on June 7, 2017. F3 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.00 to $120.42, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F4 · balance_after: Includes 12,666 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan. Shares are not held by reporting person during the period of limitation or restriction. Units are settled solely in shares and include the ability to have shares withheld to satisfy income tax obligations. Read SEC document |
| September 19, 2017 Filed Sep 19, 2017 20:08 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 12,495 | $87.46 | $1,092,812.70 |
DisclosureSEC source: 0000315189-17-000032 · primary_doc.xml · nonDerivative · entry 3 von Pentz Markwart · CIK 0001411741 · Pres.Ag&TurfDiv.Eur.,Asia,Afr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,521 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on June 7, 2017. Read SEC document |
| September 18, 2017 Filed Sep 19, 2017 20:08 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Options · Derivative | 9,600 | $0.00 Strike: $87.46 | $0.00 |
DisclosureSEC source: 0000315189-17-000032 · primary_doc.xml · derivative · entry 5 von Pentz Markwart · CIK 0001411741 · Pres.Ag&TurfDiv.Eur.,Asia,Afr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,495 Underlying: Common Stock · 9,600 shares Expires 2023-12-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on June 7, 2017. F5 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F6 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 11, 2014, 2015, and 2016. Read SEC document |
| September 18, 2017 Filed Sep 19, 2017 20:08 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 9,600 | $120.01 | $1,152,108.48 |
DisclosureSEC source: 0000315189-17-000032 · primary_doc.xml · nonDerivative · entry 2 von Pentz Markwart · CIK 0001411741 · Pres.Ag&TurfDiv.Eur.,Asia,Afr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,026 F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on June 7, 2017. F2 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.00 to $120.04, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| September 18, 2017 Filed Sep 19, 2017 20:08 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 9,600 | $87.46 | $839,616.00 |
DisclosureSEC source: 0000315189-17-000032 · primary_doc.xml · nonDerivative · entry 1 von Pentz Markwart · CIK 0001411741 · Pres.Ag&TurfDiv.Eur.,Asia,Afr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,626 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on June 7, 2017. Read SEC document |
| August 22, 2017 Filed Aug 22, 2017 21:14 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Options · Derivative | 20,942 | $0.00 Strike: $86.36 | $0.00 |
DisclosureSEC source: 0000315189-17-000031 · primary_doc.xml · derivative · entry 7 von Pentz Markwart · CIK 0001411741 · Pres.Ag&TurfDiv.Eur.,Asia,Afr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,942 shares Expires 2022-12-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on June 7, 2017. F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F7 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 12, 2013, 2014, and 2015. Read SEC document |
| August 22, 2017 Filed Aug 22, 2017 21:14 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Options · Derivative | 20,376 | $0.00 Strike: $80.61 | $0.00 |
DisclosureSEC source: 0000315189-17-000031 · primary_doc.xml · derivative · entry 6 von Pentz Markwart · CIK 0001411741 · Pres.Ag&TurfDiv.Eur.,Asia,Afr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,376 shares Expires 2020-12-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on June 7, 2017. F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F6 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 8, 2011, 2012, and 2013. Read SEC document |
| August 22, 2017 Filed Aug 22, 2017 21:14 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Options · Derivative | 5,139 | $0.00 Strike: $88.82 | $0.00 |
DisclosureSEC source: 0000315189-17-000031 · primary_doc.xml · derivative · entry 5 von Pentz Markwart · CIK 0001411741 · Pres.Ag&TurfDiv.Eur.,Asia,Afr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,139 shares Expires 2017-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on June 7, 2017. F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F5 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 5, 2008, 2009, and 2010. Read SEC document |
| August 22, 2017 Filed Aug 22, 2017 21:14 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 46,457 | $116.74 | $5,423,599.24 |
DisclosureSEC source: 0000315189-17-000031 · primary_doc.xml · nonDerivative · entry 4 von Pentz Markwart · CIK 0001411741 · Pres.Ag&TurfDiv.Eur.,Asia,Afr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,026 F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on June 7, 2017. F2 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.57 to $117.12, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: Includes 12,666 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan. Shares are not held by reporting person during the period of limitation or restriction. Units are settled solely in shares and include the ability to have shares withheld to satisfy income tax obligations. Read SEC document |
| August 22, 2017 Filed Aug 22, 2017 21:14 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 20,942 | $86.36 | $1,808,551.12 |
DisclosureSEC source: 0000315189-17-000031 · primary_doc.xml · nonDerivative · entry 3 von Pentz Markwart · CIK 0001411741 · Pres.Ag&TurfDiv.Eur.,Asia,Afr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,483 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on June 7, 2017. Read SEC document |
| August 22, 2017 Filed Aug 22, 2017 21:14 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 20,376 | $80.61 | $1,642,509.36 |
DisclosureSEC source: 0000315189-17-000031 · primary_doc.xml · nonDerivative · entry 2 von Pentz Markwart · CIK 0001411741 · Pres.Ag&TurfDiv.Eur.,Asia,Afr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,541 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on June 7, 2017. Read SEC document |
| August 22, 2017 Filed Aug 22, 2017 21:14 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 5,139 | $88.82 | $456,445.98 |
DisclosureSEC source: 0000315189-17-000031 · primary_doc.xml · nonDerivative · entry 1 von Pentz Markwart · CIK 0001411741 · Pres.Ag&TurfDiv.Eur.,Asia,Afr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,165 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on June 7, 2017. Read SEC document |
| December 14, 2016 Filed Dec 15, 2016 21:59 UTC | DEERE & CO DE · Entity 106 | GrantMarket Priced Options · Derivative | 23,463 | $0.00 Strike: $100.55 | $0.00 |
DisclosureSEC source: 0000315189-16-000138 · primary_doc.xml · derivative · entry 2 von Pentz Markwart · CIK 0001411741 · Pres.Ag&TurfDiv.Eur.,Asia,Afr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,463 Underlying: Common Stock · 23,463 shares Expires 2026-12-14 F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 14, 2017, 2018, and 2019. Read SEC document |
| December 14, 2016 Filed Dec 15, 2016 21:59 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 4,072 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-16-000138 · primary_doc.xml · nonDerivative · entry 1 von Pentz Markwart · CIK 0001411741 · Pres.Ag&TurfDiv.Eur.,Asia,Afr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,026 F1 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations. F2 · balance_after: Includes 12,666 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Read SEC document |
| December 11, 2016 Filed Dec 13, 2016 21:24 UTC | DEERE & CO DE · Entity 106 | Tax withholding$1 Par Common Stock | 2,276 | $103.62 | $235,839.12 |
DisclosureSEC source: 0000315189-16-000128 · primary_doc.xml · nonDerivative · entry 3 von Pentz Markwart · CIK 0001411741 · Pres.AG&TurfDiv.Eur.,Asia,Afr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,954 F3 · security: Exempt withholding of shares to satisfy tax withholding obligations upon settlement of restricted stock units for unrestricted shares. F4 · balance_after: Includes 8,594 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations. Read SEC document |
| December 11, 2016 Filed Dec 13, 2016 21:24 UTC | DEERE & CO DE · Entity 106 | Tax withholding$1 Par Common Stock | 1,219 | $103.62 | $126,312.78 |
DisclosureSEC source: 0000315189-16-000128 · primary_doc.xml · nonDerivative · entry 2 von Pentz Markwart · CIK 0001411741 · Pres.AG&TurfDiv.Eur.,Asia,Afr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,230 F2 · security: Exempt withholding of shares to satisfy tax withholding obligations upon settlement of performance stock units for unrestricted shares. Read SEC document |
| December 11, 2016 Filed Dec 13, 2016 21:24 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 2,392 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-16-000128 · primary_doc.xml · nonDerivative · entry 1 von Pentz Markwart · CIK 0001411741 · Pres.AG&TurfDiv.Eur.,Asia,Afr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,449 F1 · security: Exempt settlement under Rule 16b-3 of performance stock units for stock with vesting based on total shareholder return. Read SEC document |
| December 12, 2015 Filed Dec 15, 2015 16:20 UTC | DEERE & CO DE · Entity 106 | Tax withholding$1 Par Common Stock | 2,096 | $77.16 | $161,727.36 |
DisclosureSEC source: 0000315189-15-000070 · primary_doc.xml · nonDerivative · entry 1 von Pentz Markwart · CIK 0001411741 · Pres.Ag&TurfDiv.Eur.,Asia,Afr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,057 F1 · security: Exempt withholding of shares to satisfy tax withholding obligations upon settlement of restricted stock units for unrestricted shares. F2 · balance_after: Includes 13,058 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations. Read SEC document |
| December 09, 2015 Filed Dec 10, 2015 20:03 UTC | DEERE & CO DE · Entity 106 | GrantMarket Priced Options · Derivative | 30,035 | $0.00 Strike: $79.24 | $0.00 |
DisclosureSEC source: 0000315189-15-000064 · primary_doc.xml · derivative · entry 2 von Pentz Markwart · CIK 0001411741 · Pres.Ag&TurfDiv.Eur.,Asia,Afr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,035 Underlying: Common Stock · 30,035 shares Expires 2025-12-09 F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 9, 2016, December 9, 2017, and December 9, 2018. Read SEC document |
| December 09, 2015 Filed Dec 10, 2015 20:03 UTC | DEERE & CO DE · Entity 106 | Grant$1 Park Common Stock | 4,569 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-15-000064 · primary_doc.xml · nonDerivative · entry 1 von Pentz Markwart · CIK 0001411741 · Pres.Ag&TurfDiv.Eur.,Asia,Afr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,153 F1 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations. F2 · balance_after: Includes 17,168 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Read SEC document |
| June 26, 2015 Filed Jun 29, 2015 21:21 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Options · Derivative | 24,287 | $0.00 Strike: $74.24 | $0.00 |
DisclosureSEC source: 0000315189-15-000038 · primary_doc.xml · derivative · entry 3 von Pentz Markwart · CIK 0001411741 · Pres.Ag&TurfDiv.Eur.,Asia,Afr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,287 shares Expires 2021-12-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on December 11, 2014. F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F5 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 14, 2012, 2013, and 2014. Read SEC document |
| June 26, 2015 Filed Jun 29, 2015 21:21 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 24,287 | $95.06 | $2,308,765.94 |
DisclosureSEC source: 0000315189-15-000038 · primary_doc.xml · nonDerivative · entry 2 von Pentz Markwart · CIK 0001411741 · Pres.Ag&TurfDiv.Eur.,Asia,Afr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,584 F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on December 11, 2014. F2 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.00 to $95.19, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: Includes 12,599 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan. Shares are not held by reporting person during the period of limitation or restriction. Units are settled solely in shares and include the ability to have shares withheld to satisfy income tax obligations. Read SEC document |
| June 26, 2015 Filed Jun 29, 2015 21:21 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 24,287 | $74.24 | $1,803,066.88 |
DisclosureSEC source: 0000315189-15-000038 · primary_doc.xml · nonDerivative · entry 1 von Pentz Markwart · CIK 0001411741 · Pres.Ag&TurfDiv.Eur.,Asia,Afr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,871 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on December 11, 2014. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.