Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| KEYCORP /NEW/KEY · Entity 3220 | General Counsel | December 05, 2019 | December 09, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
KEYCORP /NEW/
Report date December 05, 2019 · Filed December 09, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 70,675 |
Reported balance
After 2019-12-05 transaction · row 1
1 source rowRow 1 · 2019-12-05 · Gift · Disposed 2,663 · Balance 70,675 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 04, 2017 Filed Aug 8, 2017 20:33 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 48,531 | $5.55 | $269,347.05 |
DisclosureSEC source: 0001294671-17-000085 · edgar.xml · nonDerivative · entry 3 Harris Paul N · CIK 0001294671 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,427 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 04, 2017 Filed Aug 8, 2017 20:33 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 46,038 | $11.16 | $513,784.08 |
DisclosureSEC source: 0001294671-17-000085 · edgar.xml · nonDerivative · entry 2 Harris Paul N · CIK 0001294671 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,896 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes approximately 21 common shares acquired through dividend reinvestment in March 2017. Read SEC document |
| August 04, 2017 Filed Aug 8, 2017 20:33 UTC | KEYCORP /NEW/ KEY · Entity 3220 | OtherCommon Shares | 21,151 | $18.40 | $389,178.40 |
DisclosureSEC source: 0001294671-17-000085 · edgar.xml · nonDerivative · entry 1 Harris Paul N · CIK 0001294671 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · 401(k) Plan Disclosed balance after: 0 Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:45 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 7,058 | $0.00 | $0.00 |
DisclosureSEC source: 0001294671-17-000036 · edgar.xml · derivative · entry 4 Harris Paul N · CIK 0001294671 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 7,058 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F3 · shares: Includes approximately 223 dividend-equivalent restricted stock units accrued between March and December 2016. F4 · derivative.exercise_date: The restricted stock units, granted on March 1, 2013, vested in four equal annual installments ending on March 1, 2017. F4 · derivative.expiration_date: The restricted stock units, granted on March 1, 2013, vested in four equal annual installments ending on March 1, 2017. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:45 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Tax withholdingCommon Shares | 2,354 | $19.36 | $45,573.44 |
DisclosureSEC source: 0001294671-17-000036 · edgar.xml · nonDerivative · entry 2 Harris Paul N · CIK 0001294671 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,837 Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:45 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 7,058 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001294671-17-000036 · edgar.xml · nonDerivative · entry 1 Harris Paul N · CIK 0001294671 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,191 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. Read SEC document |
| February 20, 2017 Filed Feb 22, 2017 22:08 UTC | KEYCORP /NEW/ KEY · Entity 3220 | GrantOption to Buy · Derivative | 14,130 | $0.00 Strike: $18.96 | $0.00 |
DisclosureSEC source: 0001294671-17-000022 · edgar.xml · derivative · entry 10 Harris Paul N · CIK 0001294671 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,130 Underlying: Common Shares · 14,130 shares Expires 2027-02-20 F12 · derivative.exercise_date: The options to buy, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018. Read SEC document |
| February 20, 2017 Filed Feb 22, 2017 22:08 UTC | KEYCORP /NEW/ KEY · Entity 3220 | GrantRestricted Stock Units · Derivative | 13,713 | $0.00 | $0.00 |
DisclosureSEC source: 0001294671-17-000022 · edgar.xml · derivative · entry 9 Harris Paul N · CIK 0001294671 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,713 Underlying: Common Shares · 13,713 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F11 · derivative.exercise_date: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018. F11 · derivative.expiration_date: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018. Read SEC document |
| February 20, 2017 Filed Feb 22, 2017 22:08 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Tax withholdingCommon Shares | 7,546 | $18.96 | $143,072.16 |
DisclosureSEC source: 0001294671-17-000022 · edgar.xml · nonDerivative · entry 4 Harris Paul N · CIK 0001294671 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,133 Read SEC document |
| February 20, 2017 Filed Feb 22, 2017 22:08 UTC | KEYCORP /NEW/ KEY · Entity 3220 | GrantCommon Shares | 22,626 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001294671-17-000022 · edgar.xml · nonDerivative · entry 3 Harris Paul N · CIK 0001294671 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,679 F3 · price: These shares were received for no consideration upon the satisfaction of certain performance criteria underlying the performance share units granted on February 17, 2014. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:08 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 6,357 | $0.00 | $0.00 |
DisclosureSEC source: 0001294671-17-000022 · edgar.xml · derivative · entry 8 Harris Paul N · CIK 0001294671 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,067 Underlying: Common Shares · 6,357 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F9 · derivative.exercise_date: The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017. F9 · derivative.expiration_date: The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017. F10 · balance_after: Includes approximately 638 dividend-equivalent restricted stock units accrued between March and December 2016. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:08 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 4,452 | $0.00 | $0.00 |
DisclosureSEC source: 0001294671-17-000022 · edgar.xml · derivative · entry 7 Harris Paul N · CIK 0001294671 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,903 Underlying: Common Shares · 4,452 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F7 · derivative.exercise_date: The restricted stock units, granted on February 16, 2015, vest in four equal annual installments beginning on February 17, 2016. F7 · derivative.expiration_date: The restricted stock units, granted on February 16, 2015, vest in four equal annual installments beginning on February 17, 2016. F8 · balance_after: Includes approximately 335 dividend-equivalent restricted stock units accrued between March and December 2016. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:08 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 4,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001294671-17-000022 · edgar.xml · derivative · entry 6 Harris Paul N · CIK 0001294671 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,950 Underlying: Common Shares · 4,950 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F5 · derivative.exercise_date: The restricted stock units, granted on February 17, 2014, vest in four equal annual installments that began on February 17, 2015. F5 · derivative.expiration_date: The restricted stock units, granted on February 17, 2014, vest in four equal annual installments that began on February 17, 2015. F6 · balance_after: Includes approximately 249 dividend-equivalent restricted stock units accrued between March and December 2016. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:08 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Tax withholdingCommon Shares | 5,417 | $18.96 | $102,706.32 |
DisclosureSEC source: 0001294671-17-000022 · edgar.xml · nonDerivative · entry 2 Harris Paul N · CIK 0001294671 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,053 Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:08 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 15,759 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001294671-17-000022 · edgar.xml · nonDerivative · entry 1 Harris Paul N · CIK 0001294671 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,470 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F2 · balance_after: Includes approximately 32 common shares acquired through dividend reinvestments in March 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.