Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| QUALCOMM INC/DEQCOM · Entity 2852 | Chief Commercial Officer | January 11, 2024 | January 11, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
QUALCOMM INC/DE
Report date January 11, 2024 · Filed January 11, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,972 |
Reported balance
After 2024-01-11 transaction · row 1
1 source rowRow 1 · 2024-01-11 · Sale · Disposed 1,000 · Balance 4,972 F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on May 12, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on May 12, 2023.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 11, 2024 Filed Jan 11, 2024 22:35 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 1,000 | $139.00 | $139,000.00 |
DisclosureSEC source: 0001888316-24-000003 · edgardoc.xml · nonDerivative · entry 1 CATHEY JAMES J · CIK 0001922250 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,972 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on May 12, 2023. Read SEC document |
| December 15, 2023 Filed Dec 18, 2023 22:54 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 386 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-23-000068 · edgardoc.xml · derivative · entry 6 CATHEY JAMES J · CIK 0001922250 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,260 Underlying: Common Stock · 386 shares Expires 2026-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. F4 · derivative.exercise_date: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units are fully vested on the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2024, 2025 and 2026. F4 · derivative.expiration_date: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units are fully vested on the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2024, 2025 and 2026. Read SEC document |
| December 15, 2023 Filed Dec 18, 2023 22:54 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 3,329.0933 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-23-000068 · edgardoc.xml · derivative · entry 5 CATHEY JAMES J · CIK 0001922250 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,659.2128 Underlying: Common Stock · 3,329.0933 shares Expires 2025-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. F3 · derivative.exercise_date: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units will be fully vested on the date that is six months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2023, 2024 and 2025. F3 · derivative.expiration_date: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units will be fully vested on the date that is six months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2023, 2024 and 2025. Read SEC document |
| December 15, 2023 Filed Dec 18, 2023 22:54 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 386 | $143.13 | $55,248.18 |
DisclosureSEC source: 0001888316-23-000068 · edgardoc.xml · nonDerivative · entry 4 CATHEY JAMES J · CIK 0001922250 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,972 F1 · shares: Pursuant to the terms of the Executive Restricted Stock Unit Agreements governing the applicable awards, the Restricted Stock Units granted to Mr. Cathey in December 2023 became fully vested upon Mr. Cathey's attainment of Normal Retirement Age (as defined in such agreements). These shares represent shares withheld to cover the tax liability associated with the vesting of such Restricted Stock Units. Read SEC document |
| December 15, 2023 Filed Dec 18, 2023 22:54 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 386 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-23-000068 · edgardoc.xml · nonDerivative · entry 3 CATHEY JAMES J · CIK 0001922250 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,358 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to the terms of the Executive Restricted Stock Unit Agreements governing the applicable awards, the Restricted Stock Units granted to Mr. Cathey in December 2023 became fully vested upon Mr. Cathey's attainment of Normal Retirement Age (as defined in such agreements). These shares represent shares withheld to cover the tax liability associated with the vesting of such Restricted Stock Units. Read SEC document |
| December 15, 2023 Filed Dec 18, 2023 22:54 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 1,807 | $143.13 | $258,635.91 |
DisclosureSEC source: 0001888316-23-000068 · edgardoc.xml · nonDerivative · entry 2 CATHEY JAMES J · CIK 0001922250 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,972 Read SEC document |
| December 15, 2023 Filed Dec 18, 2023 22:54 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 3,329 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-23-000068 · edgardoc.xml · nonDerivative · entry 1 CATHEY JAMES J · CIK 0001922250 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,779 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2023 Filed Dec 15, 2023 21:14 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantRestricted Stock Unit · Derivative | 8,646 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-23-000057 · edgardoc.xml · derivative · entry 1 CATHEY JAMES J · CIK 0001922250 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,646 Underlying: Common Stock · 8,646 shares Expires 2026-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. F2 · derivative.exercise_date: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units are fully vested on the grant date. F2 · derivative.expiration_date: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units are fully vested on the grant date. Read SEC document |
| December 11, 2023 Filed Dec 12, 2023 21:04 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 1,000 | $134.51 | $134,510.00 |
DisclosureSEC source: 0001888316-23-000056 · edgardoc.xml · nonDerivative · entry 1 CATHEY JAMES J · CIK 0001922250 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,450 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on May 12, 2023. Read SEC document |
| November 20, 2023 Filed Nov 21, 2023 22:09 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 1,598.4308 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-23-000052 · edgardoc.xml · derivative · entry 5 CATHEY JAMES J · CIK 0001922250 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,196.8616 Underlying: Common Stock · 1,598.4308 shares Expires 2024-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2022, and the remaining balance vests semi-annually thereafter. F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2022, and the remaining balance vests semi-annually thereafter. Read SEC document |
| November 20, 2023 Filed Nov 21, 2023 22:09 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 1,318.7756 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-23-000052 · edgardoc.xml · derivative · entry 4 CATHEY JAMES J · CIK 0001922250 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,318.7756 shares Expires 2023-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. F2 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on November 20, 2021, 2022 and 2023. F2 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on November 20, 2021, 2022 and 2023. Read SEC document |
| November 20, 2023 Filed Nov 21, 2023 22:09 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 1,211 | $129.51 | $156,836.61 |
DisclosureSEC source: 0001888316-23-000052 · edgardoc.xml · nonDerivative · entry 3 CATHEY JAMES J · CIK 0001922250 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,450 Read SEC document |
| November 20, 2023 Filed Nov 21, 2023 22:09 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 1,598 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-23-000052 · edgardoc.xml · nonDerivative · entry 2 CATHEY JAMES J · CIK 0001922250 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,661 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2023 Filed Nov 21, 2023 22:09 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 1,318 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-23-000052 · edgardoc.xml · nonDerivative · entry 1 CATHEY JAMES J · CIK 0001922250 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,063 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 13, 2023 Filed Nov 13, 2023 21:29 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 1,000 | $124.00 | $124,000.00 |
DisclosureSEC source: 0001888316-23-000051 · edgardoc.xml · nonDerivative · entry 1 CATHEY JAMES J · CIK 0001922250 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,745 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on May 12, 2023. Read SEC document |
| October 11, 2023 Filed Oct 11, 2023 20:52 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 1,000 | $112.28 | $112,280.00 |
DisclosureSEC source: 0001888316-23-000048 · edgardoc.xml · nonDerivative · entry 1 CATHEY JAMES J · CIK 0001922250 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,745 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on May 12, 2023. Read SEC document |
| September 11, 2023 Filed Sep 11, 2023 20:36 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 1,000 | $111.27 | $111,270.00 |
DisclosureSEC source: 0001888316-23-000039 · edgardoc.xml · nonDerivative · entry 1 CATHEY JAMES J · CIK 0001922250 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 5,745 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on May 12, 2023. Read SEC document |
| August 11, 2023 Filed Aug 11, 2023 21:40 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 1,000 | $114.16 | $114,160.00 |
DisclosureSEC source: 0001888316-23-000037 · edgardoc.xml · nonDerivative · entry 1 CATHEY JAMES J · CIK 0001922250 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 6,745 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on May 12, 2023. F2 · balance_after: Includes 53 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2023. Read SEC document |
| May 20, 2023 Filed May 22, 2023 21:04 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 2,742.9312 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-23-000034 · edgardoc.xml · derivative · entry 9 CATHEY JAMES J · CIK 0001922250 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,208.091 Underlying: Common Stock · 2,742.9312 shares Expires 2025-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. F5 · derivative.exercise_date: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units were fully vested on the date that is six months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on May 20, 2023, 2024 and 2025. F5 · derivative.expiration_date: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units were fully vested on the date that is six months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on May 20, 2023, 2024 and 2025. Read SEC document |
| May 20, 2023 Filed May 22, 2023 21:04 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 1,827.5958 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-23-000034 · edgardoc.xml · derivative · entry 8 CATHEY JAMES J · CIK 0001922250 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,951.0222 Underlying: Common Stock · 1,827.5958 shares Expires 2025-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. F5 · derivative.exercise_date: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units were fully vested on the date that is six months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on May 20, 2023, 2024 and 2025. F5 · derivative.expiration_date: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units were fully vested on the date that is six months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on May 20, 2023, 2024 and 2025. Read SEC document |
| May 20, 2023 Filed May 22, 2023 21:04 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 1,574.8093 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-23-000034 · edgardoc.xml · derivative · entry 7 CATHEY JAMES J · CIK 0001922250 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,687.505 Underlying: Common Stock · 1,574.8093 shares Expires 2024-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2022, and the remaining balance vests semi-annually thereafter. F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2022, and the remaining balance vests semi-annually thereafter. Read SEC document |
| May 20, 2023 Filed May 22, 2023 21:04 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 1,300.1395 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-23-000034 · edgardoc.xml · derivative · entry 6 CATHEY JAMES J · CIK 0001922250 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,283.6261 Underlying: Common Stock · 1,300.1395 shares Expires 2023-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2021, and the remaining balance vests semi-annually thereafter. F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2021, and the remaining balance vests semi-annually thereafter. Read SEC document |
| May 20, 2023 Filed May 22, 2023 21:04 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 2,467 | $105.86 | $261,156.62 |
DisclosureSEC source: 0001888316-23-000034 · edgardoc.xml · nonDerivative · entry 5 CATHEY JAMES J · CIK 0001922250 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,692 F1 · balance_after: Includes 52 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2023. Read SEC document |
| May 20, 2023 Filed May 22, 2023 21:04 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 2,742 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-23-000034 · edgardoc.xml · nonDerivative · entry 4 CATHEY JAMES J · CIK 0001922250 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,159 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 20, 2023 Filed May 22, 2023 21:04 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 1,827 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-23-000034 · edgardoc.xml · nonDerivative · entry 3 CATHEY JAMES J · CIK 0001922250 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,417 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 20, 2023 Filed May 22, 2023 21:04 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 1,574 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-23-000034 · edgardoc.xml · nonDerivative · entry 2 CATHEY JAMES J · CIK 0001922250 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,590 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 20, 2023 Filed May 22, 2023 21:04 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 1,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-23-000034 · edgardoc.xml · nonDerivative · entry 1 CATHEY JAMES J · CIK 0001922250 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,016 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 21:10 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 2,084 | $111.09 | $231,511.56 |
DisclosureSEC source: 0001888316-23-000005 · edgardoc.xml · nonDerivative · entry 1 CATHEY JAMES J · CIK 0001922250 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,664 F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. Read SEC document |
| December 05, 2022 Filed Dec 7, 2022 21:17 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantRestricted Stock Unit · Derivative | 9,733 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-22-000059 · edgardoc.xml · derivative · entry 1 CATHEY JAMES J · CIK 0001922250 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,733 Underlying: Common Stock · 9,733 shares Expires 2025-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. F2 · derivative.exercise_date: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units will be fully vested on the date that is six months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2023, 2024 and 2025. F2 · derivative.expiration_date: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units will be fully vested on the date that is six months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2023, 2024 and 2025. Read SEC document |
| November 20, 2022 Filed Nov 21, 2022 23:11 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 3,110.7042 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-22-000054 · edgardoc.xml · derivative · entry 9 CATHEY JAMES J · CIK 0001922250 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,224.4698 Underlying: Common Stock · 3,110.7042 shares Expires 2024-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2022, and the remaining balance vests semi-annually thereafter. F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2022, and the remaining balance vests semi-annually thereafter. Read SEC document |
| November 20, 2022 Filed Nov 21, 2022 23:11 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 1,284.0757 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-22-000054 · edgardoc.xml · derivative · entry 8 CATHEY JAMES J · CIK 0001922250 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,568.1514 Underlying: Common Stock · 1,284.0757 shares Expires 2023-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2021, and the remaining balance vests semi-annually thereafter. F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2021, and the remaining balance vests semi-annually thereafter. Read SEC document |
| November 20, 2022 Filed Nov 21, 2022 23:11 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 1,974.1938 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-22-000054 · edgardoc.xml · derivative · entry 7 CATHEY JAMES J · CIK 0001922250 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,974.1938 shares Expires 2022-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. F2 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on November 20, 2020, 2021 and 2022. F2 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on November 20, 2020, 2021 and 2022. Read SEC document |
| November 20, 2022 Filed Nov 21, 2022 23:11 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 1,410 | $123.85 | $174,628.50 |
DisclosureSEC source: 0001888316-22-000054 · edgardoc.xml · nonDerivative · entry 6 CATHEY JAMES J · CIK 0001922250 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,748 Read SEC document |
| November 20, 2022 Filed Nov 21, 2022 23:11 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 3,110 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-22-000054 · edgardoc.xml · nonDerivative · entry 5 CATHEY JAMES J · CIK 0001922250 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,158 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2022 Filed Nov 21, 2022 23:11 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 444 | $123.85 | $54,989.40 |
DisclosureSEC source: 0001888316-22-000054 · edgardoc.xml · nonDerivative · entry 4 CATHEY JAMES J · CIK 0001922250 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,048 Read SEC document |
| November 20, 2022 Filed Nov 21, 2022 23:11 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 1,284 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-22-000054 · edgardoc.xml · nonDerivative · entry 3 CATHEY JAMES J · CIK 0001922250 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,492 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2022 Filed Nov 21, 2022 23:11 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 683 | $123.85 | $84,589.55 |
DisclosureSEC source: 0001888316-22-000054 · edgardoc.xml · nonDerivative · entry 2 CATHEY JAMES J · CIK 0001922250 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,208 Read SEC document |
| November 20, 2022 Filed Nov 21, 2022 23:11 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 1,974 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-22-000054 · edgardoc.xml · nonDerivative · entry 1 CATHEY JAMES J · CIK 0001922250 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,891 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2022 Filed Nov 17, 2022 22:42 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 314.84 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-22-000051 · edgardoc.xml · derivative · entry 6 CATHEY JAMES J · CIK 0001922250 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,596.0224 Underlying: Common Stock · 314.84 shares Expires 2025-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. F4 · derivative.exercise_date: These Restricted Stock Units vested and the converted shares were issued and withheld to cover the tax liability associated with the vesting of 8,962 Restricted Stock Units granted to Mr. Cathey on May 16, 2022 and which accelerated vesting upon his attainment of Normal Retirement Age. The remainder of the vested Restricted Stock Units will be converted and shares issued in three equal annual installments on May 20, 2023, 2024 and 2025. F4 · derivative.expiration_date: These Restricted Stock Units vested and the converted shares were issued and withheld to cover the tax liability associated with the vesting of 8,962 Restricted Stock Units granted to Mr. Cathey on May 16, 2022 and which accelerated vesting upon his attainment of Normal Retirement Age. The remainder of the vested Restricted Stock Units will be converted and shares issued in three equal annual installments on May 20, 2023, 2024 and 2025. Read SEC document |
| November 16, 2022 Filed Nov 17, 2022 22:42 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 210.5682 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-22-000051 · edgardoc.xml · derivative · entry 5 CATHEY JAMES J · CIK 0001922250 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,910.8624 Underlying: Common Stock · 210.5682 shares Expires 2025-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. F3 · derivative.exercise_date: These Restricted Stock Units vested and the converted shares were issued and withheld to cover the tax liability associated with the vesting of 5,975 Restricted Stock Units granted to Mr. Cathey on May 16, 2022 and which accelerated vesting upon his attainment of Normal Retirement Age. The remainder of the vested Restricted Stock Units will be converted and shares issued in three equal annual installments on May 20, 2023, 2024 and 2025. F3 · derivative.expiration_date: These Restricted Stock Units vested and the converted shares were issued and withheld to cover the tax liability associated with the vesting of 5,975 Restricted Stock Units granted to Mr. Cathey on May 16, 2022 and which accelerated vesting upon his attainment of Normal Retirement Age. The remainder of the vested Restricted Stock Units will be converted and shares issued in three equal annual installments on May 20, 2023, 2024 and 2025. Read SEC document |
| November 16, 2022 Filed Nov 17, 2022 22:42 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 314.84 | $120.73 | $38,010.63 |
DisclosureSEC source: 0001888316-22-000051 · edgardoc.xml · nonDerivative · entry 4 CATHEY JAMES J · CIK 0001922250 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 917 F1 · shares: Pursuant to the terms of the Executive Restricted Stock Unit Agreements governing the applicable awards, the Restricted Stock Units granted to Mr. Cathey in May 2022 became fully vested upon Mr. Cathey's attainment of Normal Retirement Age (as defined in such agreements). These shares represent shares withheld to cover the tax liability associated with the vesting of such Restricted Stock Units. Read SEC document |
| November 16, 2022 Filed Nov 17, 2022 22:42 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 314.84 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-22-000051 · edgardoc.xml · nonDerivative · entry 3 CATHEY JAMES J · CIK 0001922250 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,231.84 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to the terms of the Executive Restricted Stock Unit Agreements governing the applicable awards, the Restricted Stock Units granted to Mr. Cathey in May 2022 became fully vested upon Mr. Cathey's attainment of Normal Retirement Age (as defined in such agreements). These shares represent shares withheld to cover the tax liability associated with the vesting of such Restricted Stock Units. Read SEC document |
| November 16, 2022 Filed Nov 17, 2022 22:42 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 210.5682 | $120.73 | $25,421.90 |
DisclosureSEC source: 0001888316-22-000051 · edgardoc.xml · nonDerivative · entry 2 CATHEY JAMES J · CIK 0001922250 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 917 F1 · shares: Pursuant to the terms of the Executive Restricted Stock Unit Agreements governing the applicable awards, the Restricted Stock Units granted to Mr. Cathey in May 2022 became fully vested upon Mr. Cathey's attainment of Normal Retirement Age (as defined in such agreements). These shares represent shares withheld to cover the tax liability associated with the vesting of such Restricted Stock Units. Read SEC document |
| November 16, 2022 Filed Nov 17, 2022 22:42 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 210.5682 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-22-000051 · edgardoc.xml · nonDerivative · entry 1 CATHEY JAMES J · CIK 0001922250 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,127.5682 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to the terms of the Executive Restricted Stock Unit Agreements governing the applicable awards, the Restricted Stock Units granted to Mr. Cathey in May 2022 became fully vested upon Mr. Cathey's attainment of Normal Retirement Age (as defined in such agreements). These shares represent shares withheld to cover the tax liability associated with the vesting of such Restricted Stock Units. Read SEC document |
| September 15, 2022 Filed Sep 16, 2022 20:27 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 2,084 | $126.51 | $263,646.84 |
DisclosureSEC source: 0000804328-22-000010 · edgardoc.xml · nonDerivative · entry 1 CATHEY JAMES J · CIK 0001922250 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 917 F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. F2 · balance_after: Includes 42 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2022. Read SEC document |
| May 20, 2022 Filed May 23, 2022 22:26 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 1,268.4144 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-22-000033 · edgardoc.xml · derivative · entry 6 CATHEY JAMES J · CIK 0001922250 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,805.2432 Underlying: Common Stock · 1,268.4144 shares Expires 2023-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2021, and the remaining balance vests semi-annually thereafter. F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2021, and the remaining balance vests semi-annually thereafter. Read SEC document |
| May 20, 2022 Filed May 23, 2022 22:26 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 1,949.0573 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-22-000033 · edgardoc.xml · derivative · entry 5 CATHEY JAMES J · CIK 0001922250 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,950.1153 Underlying: Common Stock · 1,949.0573 shares Expires 2022-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F2 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2020, and the remaining balance vests semi-annually thereafter. F2 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2020, and the remaining balance vests semi-annually thereafter. Read SEC document |
| May 20, 2022 Filed May 23, 2022 22:26 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 439 | $131.60 | $57,772.40 |
DisclosureSEC source: 0001888316-22-000033 · edgardoc.xml · nonDerivative · entry 4 CATHEY JAMES J · CIK 0001922250 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,959 Read SEC document |
| May 20, 2022 Filed May 23, 2022 22:26 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 1,268 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-22-000033 · edgardoc.xml · nonDerivative · entry 3 CATHEY JAMES J · CIK 0001922250 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,398 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 20, 2022 Filed May 23, 2022 22:26 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 674 | $131.60 | $88,698.40 |
DisclosureSEC source: 0001888316-22-000033 · edgardoc.xml · nonDerivative · entry 2 CATHEY JAMES J · CIK 0001922250 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,130 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.