Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| QUALCOMM INC/DEQCOM · Entity 2852 | Chief Commercial Officer | January 11, 2024 | January 11, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
QUALCOMM INC/DE
Report date January 11, 2024 · Filed January 11, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,972 |
Reported balance
After 2024-01-11 transaction · row 1
1 source rowRow 1 · 2024-01-11 · Sale · Disposed 1,000 · Balance 4,972 F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on May 12, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on May 12, 2023.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 20, 2022 Filed May 23, 2022 22:26 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 1,949 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-22-000033 · edgardoc.xml · nonDerivative · entry 1 CATHEY JAMES J · CIK 0001922250 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,804 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2022 Filed May 17, 2022 22:01 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantRestricted Stock Unit · Derivative | 8,962 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-22-000029 · edgardoc.xml · derivative · entry 2 CATHEY JAMES J · CIK 0001922250 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,937 Underlying: Common Stock · 8,962 shares Expires 2025-05-20 F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F2 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 20, 2023, 2024 and 2025. F2 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 20, 2023, 2024 and 2025. Read SEC document |
| May 16, 2022 Filed May 17, 2022 22:01 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantRestricted Stock Unit · Derivative | 5,975 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-22-000029 · edgardoc.xml · derivative · entry 1 CATHEY JAMES J · CIK 0001922250 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,975 Underlying: Common Stock · 5,975 shares Expires 2025-05-20 F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F2 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 20, 2023, 2024 and 2025. F2 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 20, 2023, 2024 and 2025. Read SEC document |
| May 04, 2022 Filed May 6, 2022 20:15 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 1,600 | $145.04 | $232,064.00 |
DisclosureSEC source: 0001888316-22-000028 · edgardoc.xml · nonDerivative · entry 1 CATHEY JAMES J · CIK 0001922250 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 855 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.