organization · Reporting owner
K2 & Associates Investment Management Inc.
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Rosehill Resources Inc.
Report date December 30, 2019 · Filed December 30, 2019
Jointly reported with K2 PRINCIPAL FUND, L.P., K2 Genpar 2017 Inc., Shawn Kimel Investments, Inc.
Section 16 reporting ended · disclosed 2019-12-30. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2022-04-27 | Direct | 864,548 |
Reported balance
Holding disclosure · report date 2019-12-30 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance 864,548 |
| 8% Series A Cumulative Preferred StockSEC Table II · derivative / convertible security | Direct | 11,243 |
Reported balance
Holding disclosure · report date 2019-12-30 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 11,243 F1: Each share of Series A preferred stock is convertible into 86.9565 shares of class A common stock and there is no expiration F2: The Series A preferred stock is convertible into class A common stock any time |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of Series A preferred stock is convertible into 86.9565 shares of class A common stock and there is no expiration
F2: The Series A preferred stock is convertible into class A common stock any time
SIMPLICITY ESPORTS & GAMING Co
Report date April 11, 2019 · Filed November 04, 2019
Jointly reported with K2 PRINCIPAL FUND, L.P., K2 Genpar 2017 Inc., Shawn Kimel Investments, Inc.
Section 16 reporting ended · disclosed 2019-11-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $4.00 · Expires 2024-05-22 | Direct | 781,655 |
Reported balance
Holding disclosure · report date 2019-04-11 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance 781,655 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 10, 2019 Filed Dec 10, 2019 21:47 UTC | Rosehill Resources Inc. ROSE · Entity 148501 | SaleClass A Common Stock | 79,366 | $1.08 | $85,715.28 |
DisclosureSEC source: 0001461790-19-000041 · primary_doc.xml · nonDerivative · entry 1 K2 PRINCIPAL FUND, L.P. · CIK 0001461790 · 10% owner K2 Genpar 2017 Inc. · CIK 0001765955 · 10% owner Shawn Kimel Investments, Inc. · CIK 0001462150 · 10% owner K2 & Associates Investment Management Inc. · CIK 0001462151 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| December 09, 2019 Filed Dec 9, 2019 21:19 UTC | Rosehill Resources Inc. ROSE · Entity 148501 | SaleClass A Common Stock | 12,538 | $1.07 | $13,453.27 |
DisclosureSEC source: 0001461790-19-000040 · primary_doc.xml · nonDerivative · entry 2 K2 PRINCIPAL FUND, L.P. · CIK 0001461790 · 10% owner K2 Genpar 2017 Inc. · CIK 0001765955 · 10% owner Shawn Kimel Investments, Inc. · CIK 0001462150 · 10% owner K2 & Associates Investment Management Inc. · CIK 0001462151 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,366 Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 21:19 UTC | Rosehill Resources Inc. ROSE · Entity 148501 | SaleClass A Common Stock | 8,847 | $1.11 | $9,827.25 |
DisclosureSEC source: 0001461790-19-000040 · primary_doc.xml · nonDerivative · entry 1 K2 PRINCIPAL FUND, L.P. · CIK 0001461790 · 10% owner K2 Genpar 2017 Inc. · CIK 0001765955 · 10% owner Shawn Kimel Investments, Inc. · CIK 0001462150 · 10% owner K2 & Associates Investment Management Inc. · CIK 0001462151 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,904 Read SEC document |
| November 25, 2019 Filed Nov 25, 2019 21:38 UTC | Rosehill Resources Inc. ROSE · Entity 148501 | SaleClass A Common Stock | 4,290 | $1.09 | $4,692.83 |
DisclosureSEC source: 0001461790-19-000039 · primary_doc.xml · nonDerivative · entry 2 K2 PRINCIPAL FUND, L.P. · CIK 0001461790 · 10% owner K2 Genpar 2017 Inc. · CIK 0001765955 · 10% owner Shawn Kimel Investments, Inc. · CIK 0001462150 · 10% owner K2 & Associates Investment Management Inc. · CIK 0001462151 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,751 Read SEC document |
| November 22, 2019 Filed Nov 25, 2019 21:38 UTC | Rosehill Resources Inc. ROSE · Entity 148501 | SaleClass A Common Stock | 5,164 | $1.22 | $6,324.87 |
DisclosureSEC source: 0001461790-19-000039 · primary_doc.xml · nonDerivative · entry 1 K2 PRINCIPAL FUND, L.P. · CIK 0001461790 · 10% owner K2 Genpar 2017 Inc. · CIK 0001765955 · 10% owner Shawn Kimel Investments, Inc. · CIK 0001462150 · 10% owner K2 & Associates Investment Management Inc. · CIK 0001462151 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,041 Read SEC document |
| November 21, 2019 Filed Nov 21, 2019 21:53 UTC | Rosehill Resources Inc. ROSE · Entity 148501 | SaleClass A Common Stock | 36,204 | $1.28 | $46,391.81 |
DisclosureSEC source: 0001461790-19-000038 · primary_doc.xml · nonDerivative · entry 2 K2 PRINCIPAL FUND, L.P. · CIK 0001461790 · 10% owner K2 Genpar 2017 Inc. · CIK 0001765955 · 10% owner Shawn Kimel Investments, Inc. · CIK 0001462150 · 10% owner K2 & Associates Investment Management Inc. · CIK 0001462151 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,205 Read SEC document |
| November 20, 2019 Filed Nov 21, 2019 21:53 UTC | Rosehill Resources Inc. ROSE · Entity 148501 | SaleClass A Common Stock | 18,756 | $1.15 | $21,509.38 |
DisclosureSEC source: 0001461790-19-000038 · primary_doc.xml · nonDerivative · entry 1 K2 PRINCIPAL FUND, L.P. · CIK 0001461790 · 10% owner K2 Genpar 2017 Inc. · CIK 0001765955 · 10% owner Shawn Kimel Investments, Inc. · CIK 0001462150 · 10% owner K2 & Associates Investment Management Inc. · CIK 0001462151 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,409 Read SEC document |
| November 18, 2019 Filed Nov 19, 2019 21:48 UTC | Rosehill Resources Inc. ROSE · Entity 148501 | SaleClass A Common Stock | 25,000 | $1.30 | $32,500.00 |
DisclosureSEC source: 0001461790-19-000037 · primary_doc.xml · nonDerivative · entry 1 K2 PRINCIPAL FUND, L.P. · CIK 0001461790 · 10% owner K2 Genpar 2017 Inc. · CIK 0001765955 · 10% owner Shawn Kimel Investments, Inc. · CIK 0001462150 · 10% owner K2 & Associates Investment Management Inc. · CIK 0001462151 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,165 Read SEC document |
| September 23, 2019 Filed Sep 24, 2019 21:00 UTC | Rosehill Resources Inc. ROSE · Entity 148501 | SaleClass A Common Stock | 1,264 | $1.95 | $2,464.80 |
DisclosureSEC source: 0001461790-19-000031 · primary_doc.xml · nonDerivative · entry 1 K2 PRINCIPAL FUND, L.P. · CIK 0001461790 · 10% owner K2 Genpar 2017 Inc. · CIK 0001765955 · 10% owner Shawn Kimel Investments, Inc. · CIK 0001462150 · 10% owner K2 & Associates Investment Management Inc. · CIK 0001462151 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,165 Read SEC document |
| September 20, 2019 Filed Sep 20, 2019 20:40 UTC | Rosehill Resources Inc. ROSE · Entity 148501 | SaleClass A Common Stock | 668 | $1.95 | $1,302.60 |
DisclosureSEC source: 0001461790-19-000030 · primary_doc.xml · nonDerivative · entry 2 K2 PRINCIPAL FUND, L.P. · CIK 0001461790 · 10% owner K2 Genpar 2017 Inc. · CIK 0001765955 · 10% owner Shawn Kimel Investments, Inc. · CIK 0001462150 · 10% owner K2 & Associates Investment Management Inc. · CIK 0001462151 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,429 Read SEC document |
| September 19, 2019 Filed Sep 20, 2019 20:40 UTC | Rosehill Resources Inc. ROSE · Entity 148501 | SaleClass A Common Stock | 2,051 | $1.95 | $3,999.45 |
DisclosureSEC source: 0001461790-19-000030 · primary_doc.xml · nonDerivative · entry 1 K2 PRINCIPAL FUND, L.P. · CIK 0001461790 · 10% owner K2 Genpar 2017 Inc. · CIK 0001765955 · 10% owner Shawn Kimel Investments, Inc. · CIK 0001462150 · 10% owner K2 & Associates Investment Management Inc. · CIK 0001462151 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,097 Read SEC document |
| September 17, 2019 Filed Sep 17, 2019 21:21 UTC | Rosehill Resources Inc. ROSE · Entity 148501 | SaleClass A Common Stock | 100 | $1.95 | $195.00 |
DisclosureSEC source: 0001461790-19-000029 · primary_doc.xml · nonDerivative · entry 2 K2 PRINCIPAL FUND, L.P. · CIK 0001461790 · 10% owner K2 Genpar 2017 Inc. · CIK 0001765955 · 10% owner Shawn Kimel Investments, Inc. · CIK 0001462150 · 10% owner K2 & Associates Investment Management Inc. · CIK 0001462151 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,148 Read SEC document |
| September 16, 2019 Filed Sep 17, 2019 21:21 UTC | Rosehill Resources Inc. ROSE · Entity 148501 | SaleClass A Common Stock | 1,466 | $1.96 | $2,879.66 |
DisclosureSEC source: 0001461790-19-000029 · primary_doc.xml · nonDerivative · entry 1 K2 PRINCIPAL FUND, L.P. · CIK 0001461790 · 10% owner K2 Genpar 2017 Inc. · CIK 0001765955 · 10% owner Shawn Kimel Investments, Inc. · CIK 0001462150 · 10% owner K2 & Associates Investment Management Inc. · CIK 0001462151 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,248 Read SEC document |
| March 28, 2019 Filed Mar 29, 2019 16:35 UTC | SIMPLICITY ESPORTS & GAMING Co WINR · Entity 127601 | SaleCommon Stock | 13,897 | $0.93 | $12,924.21 |
DisclosureSEC source: 0001461790-19-000019 · primary_doc.xml · nonDerivative · entry 1 K2 PRINCIPAL FUND, L.P. · CIK 0001461790 · 10% owner Shawn Kimel Investments, Inc. · CIK 0001462150 · 10% owner K2 & Associates Investment Management Inc. · CIK 0001462151 · 10% owner K2 Genpar 2017 Inc. · CIK 0001765955 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| March 21, 2019 Filed Mar 22, 2019 17:31 UTC | SIMPLICITY ESPORTS & GAMING Co WINR · Entity 127601 | SaleCommon Stock | 10,000 | $0.88 | $8,810.00 |
DisclosureSEC source: 0001461790-19-000018 · primary_doc.xml · nonDerivative · entry 1 K2 PRINCIPAL FUND, L.P. · CIK 0001461790 · 10% owner Shawn Kimel Investments, Inc. · CIK 0001462150 · 10% owner K2 & Associates Investment Management Inc. · CIK 0001462151 · 10% owner K2 Genpar 2017 Inc. · CIK 0001765955 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,897 Read SEC document |
| March 14, 2019 Filed Mar 15, 2019 16:52 UTC | SIMPLICITY ESPORTS & GAMING Co WINR · Entity 127601 | SaleCommon Stock | 2,390 | $1.01 | $2,413.90 |
DisclosureSEC source: 0001461790-19-000017 · primary_doc.xml · nonDerivative · entry 1 K2 PRINCIPAL FUND, L.P. · CIK 0001461790 · 10% owner Shawn Kimel Investments, Inc. · CIK 0001462150 · 10% owner K2 & Associates Investment Management Inc. · CIK 0001462151 · 10% owner K2 Genpar 2017 Inc. · CIK 0001765955 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,897 Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 16:56 UTC | SIMPLICITY ESPORTS & GAMING Co WINR · Entity 127601 | SaleCommon Stock | 634 | $1.29 | $816.21 |
DisclosureSEC source: 0001461790-19-000016 · primary_doc.xml · nonDerivative · entry 1 K2 PRINCIPAL FUND, L.P. · CIK 0001461790 · 10% owner Shawn Kimel Investments, Inc. · CIK 0001462150 · 10% owner K2 & Associates Investment Management Inc. · CIK 0001462151 · 10% owner K2 Genpar 2017 Inc. · CIK 0001765955 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,287 Read SEC document |
| February 19, 2019 Filed Feb 20, 2019 17:19 UTC | SIMPLICITY ESPORTS & GAMING Co WINR · Entity 127601 | SaleCommon Stock | 900 | $1.47 | $1,323.00 |
DisclosureSEC source: 0001461790-19-000015 · primary_doc.xml · nonDerivative · entry 1 K2 PRINCIPAL FUND, L.P. · CIK 0001461790 · 10% owner K2 GENPAR LP · CIK 0001489957 · 10% owner K2 GENPAR 2009 INC · CIK 0001489956 · 10% owner Shawn Kimel Investments, Inc. · CIK 0001462150 · 10% owner K2 & Associates Investment Management Inc. · CIK 0001462151 · 10% owner Kimel Shawn · CIK 0001462149 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,921 Read SEC document |
| January 23, 2019 Filed Jan 23, 2019 18:13 UTC | SIMPLICITY ESPORTS & GAMING Co WINR · Entity 127601 | SaleCommon Stock | 6,000 | $2.50 | $15,000.00 |
DisclosureSEC source: 0001461790-19-000005 · primary_doc.xml · nonDerivative · entry 4 K2 PRINCIPAL FUND, L.P. · CIK 0001461790 · 10% owner K2 GENPAR LP · CIK 0001489957 · 10% owner K2 GENPAR 2009 INC · CIK 0001489956 · 10% owner Shawn Kimel Investments, Inc. · CIK 0001462150 · 10% owner K2 & Associates Investment Management Inc. · CIK 0001462151 · 10% owner Kimel Shawn · CIK 0001462149 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,821 Read SEC document |
| January 18, 2019 Filed Jan 23, 2019 18:13 UTC | SIMPLICITY ESPORTS & GAMING Co WINR · Entity 127601 | OtherForward Sale Agreement (obligation to sell) · Derivative | 124,622 | $0.00 | $0.00 |
DisclosureSEC source: 0001461790-19-000005 · primary_doc.xml · derivative · entry 5 K2 PRINCIPAL FUND, L.P. · CIK 0001461790 · 10% owner K2 GENPAR LP · CIK 0001489957 · 10% owner K2 GENPAR 2009 INC · CIK 0001489956 · 10% owner Shawn Kimel Investments, Inc. · CIK 0001462150 · 10% owner K2 & Associates Investment Management Inc. · CIK 0001462151 · 10% owner Kimel Shawn · CIK 0001462149 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 124,622 shares Expires 2019-01-18 F1 · derivative.exercise_price: Pursuant to a forward sale agreement between the Reporting Person and the issuer, as amended, the Reporting Person was obligated to sell 220,000 shares (the "Original Shares") to the issuer on behalf of The K2 Principal Fund L.P. on January 18, 2019 unless such Original Shares were sold by the Reporting Person prior to such date. The prices at which the Reporting Person was obligated to sell any remaining shares of the Original Shares to the issuer on January 18, 2019 are as follows: (i) first, $6.00 per remaining share up to 20% of the Original Shares; (ii) then, $5.00 per remaining share up to 20% of the Original Shares; (iii) then, $4.00 per remaining share up to 20% of the Original Shares; (iv) then, $3.00 per remaining share up to 20% of the Original Shares; and (v) then, $2.00 per remaining share up to 20% of the Original Shares. On January 18, 2019, an aggregate of 124,622 shares were sold in the quantities and at the prices listed above. Read SEC document |
| January 18, 2019 Filed Jan 23, 2019 18:13 UTC | SIMPLICITY ESPORTS & GAMING Co WINR · Entity 127601 | OtherCommon Stock | 36,622 | $4.00 | $146,488.00 |
DisclosureSEC source: 0001461790-19-000005 · primary_doc.xml · nonDerivative · entry 3 K2 PRINCIPAL FUND, L.P. · CIK 0001461790 · 10% owner K2 GENPAR LP · CIK 0001489957 · 10% owner K2 GENPAR 2009 INC · CIK 0001489956 · 10% owner Shawn Kimel Investments, Inc. · CIK 0001462150 · 10% owner K2 & Associates Investment Management Inc. · CIK 0001462151 · 10% owner Kimel Shawn · CIK 0001462149 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,821 F1 · kind: Pursuant to a forward sale agreement between the Reporting Person and the issuer, as amended, the Reporting Person was obligated to sell 220,000 shares (the "Original Shares") to the issuer on behalf of The K2 Principal Fund L.P. on January 18, 2019 unless such Original Shares were sold by the Reporting Person prior to such date. The prices at which the Reporting Person was obligated to sell any remaining shares of the Original Shares to the issuer on January 18, 2019 are as follows: (i) first, $6.00 per remaining share up to 20% of the Original Shares; (ii) then, $5.00 per remaining share up to 20% of the Original Shares; (iii) then, $4.00 per remaining share up to 20% of the Original Shares; (iv) then, $3.00 per remaining share up to 20% of the Original Shares; and (v) then, $2.00 per remaining share up to 20% of the Original Shares. On January 18, 2019, an aggregate of 124,622 shares were sold in the quantities and at the prices listed above. Read SEC document |
| January 18, 2019 Filed Jan 23, 2019 18:13 UTC | SIMPLICITY ESPORTS & GAMING Co WINR · Entity 127601 | OtherCommon Stock | 44,000 | $5.00 | $220,000.00 |
DisclosureSEC source: 0001461790-19-000005 · primary_doc.xml · nonDerivative · entry 2 K2 PRINCIPAL FUND, L.P. · CIK 0001461790 · 10% owner K2 GENPAR LP · CIK 0001489957 · 10% owner K2 GENPAR 2009 INC · CIK 0001489956 · 10% owner Shawn Kimel Investments, Inc. · CIK 0001462150 · 10% owner K2 & Associates Investment Management Inc. · CIK 0001462151 · 10% owner Kimel Shawn · CIK 0001462149 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,443 F1 · kind: Pursuant to a forward sale agreement between the Reporting Person and the issuer, as amended, the Reporting Person was obligated to sell 220,000 shares (the "Original Shares") to the issuer on behalf of The K2 Principal Fund L.P. on January 18, 2019 unless such Original Shares were sold by the Reporting Person prior to such date. The prices at which the Reporting Person was obligated to sell any remaining shares of the Original Shares to the issuer on January 18, 2019 are as follows: (i) first, $6.00 per remaining share up to 20% of the Original Shares; (ii) then, $5.00 per remaining share up to 20% of the Original Shares; (iii) then, $4.00 per remaining share up to 20% of the Original Shares; (iv) then, $3.00 per remaining share up to 20% of the Original Shares; and (v) then, $2.00 per remaining share up to 20% of the Original Shares. On January 18, 2019, an aggregate of 124,622 shares were sold in the quantities and at the prices listed above. Read SEC document |
| January 18, 2019 Filed Jan 23, 2019 18:13 UTC | SIMPLICITY ESPORTS & GAMING Co WINR · Entity 127601 | OtherCommon Stock | 44,000 | $6.00 | $264,000.00 |
DisclosureSEC source: 0001461790-19-000005 · primary_doc.xml · nonDerivative · entry 1 K2 PRINCIPAL FUND, L.P. · CIK 0001461790 · 10% owner K2 GENPAR LP · CIK 0001489957 · 10% owner K2 GENPAR 2009 INC · CIK 0001489956 · 10% owner Shawn Kimel Investments, Inc. · CIK 0001462150 · 10% owner K2 & Associates Investment Management Inc. · CIK 0001462151 · 10% owner Kimel Shawn · CIK 0001462149 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,443 F1 · kind: Pursuant to a forward sale agreement between the Reporting Person and the issuer, as amended, the Reporting Person was obligated to sell 220,000 shares (the "Original Shares") to the issuer on behalf of The K2 Principal Fund L.P. on January 18, 2019 unless such Original Shares were sold by the Reporting Person prior to such date. The prices at which the Reporting Person was obligated to sell any remaining shares of the Original Shares to the issuer on January 18, 2019 are as follows: (i) first, $6.00 per remaining share up to 20% of the Original Shares; (ii) then, $5.00 per remaining share up to 20% of the Original Shares; (iii) then, $4.00 per remaining share up to 20% of the Original Shares; (iv) then, $3.00 per remaining share up to 20% of the Original Shares; and (v) then, $2.00 per remaining share up to 20% of the Original Shares. On January 18, 2019, an aggregate of 124,622 shares were sold in the quantities and at the prices listed above. Read SEC document |
| January 11, 2019 Filed Jan 14, 2019 16:40 UTC | SIMPLICITY ESPORTS & GAMING Co WINR · Entity 127601 | SaleForward Sale Agreement (obligation to sell) · Derivative | 5,600 | $3.96 | $22,157.52 |
DisclosureSEC source: 0001461790-19-000004 · primary_doc.xml · derivative · entry 1 K2 PRINCIPAL FUND, L.P. · CIK 0001461790 · 10% owner K2 GENPAR LP · CIK 0001489957 · 10% owner K2 GENPAR 2009 INC · CIK 0001489956 · 10% owner Shawn Kimel Investments, Inc. · CIK 0001462150 · 10% owner K2 & Associates Investment Management Inc. · CIK 0001462151 · 10% owner Kimel Shawn · CIK 0001462149 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,622 Underlying: Common Stock · 5,600 shares Expires 2019-01-18 F1 · derivative.exercise_price: Pursuant to a forward sale agreement between the Reporting Person and the issuer, as amended, the Reporting Person will be obligated to sell 220,000 shares (the "Original Shares") to the issuer on behalf of K2 on January 18, 2019 unless such Original Shares are sold by the Reporting Person prior to such date. The prices at which the Reporting Person will be obligated to sell any remaining shares of the Original Shares to the issuer on January 18, 2019 are as follows: (i) first, $6.00 per remaining share up to 20% of the Original Shares; (ii) then, $5.00 per remaining share up to 20% of the Original Shares; (iii) then, $4.00 per remaining share up to 20% of the Original Shares; (iv) then, $3.00 per remaining share up to 20% of the Original Shares; and (v) then, $2.00 per remaining share up to 20% of the Original Shares. Read SEC document |
| January 10, 2019 Filed Jan 10, 2019 18:06 UTC | SIMPLICITY ESPORTS & GAMING Co WINR · Entity 127601 | SaleForward Sale Agreement (obligation to sell) · Derivative | 62,494 | $4.56 | $284,747.66 |
DisclosureSEC source: 0001461790-19-000003 · primary_doc.xml · derivative · entry 2 K2 PRINCIPAL FUND, L.P. · CIK 0001461790 · 10% owner K2 GENPAR LP · CIK 0001489957 · 10% owner K2 GENPAR 2009 INC · CIK 0001489956 · 10% owner Shawn Kimel Investments, Inc. · CIK 0001462150 · 10% owner K2 & Associates Investment Management Inc. · CIK 0001462151 · 10% owner Kimel Shawn · CIK 0001462149 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,222 Underlying: Common Stock · 62,494 shares Expires 2019-01-18 F1 · derivative.exercise_price: Pursuant to a forward sale agreement between the Reporting Person and the issuer, as amended, the Reporting Person will be obligated to sell 220,000 shares (the "Original Shares") to the issuer on behalf of K2 on January 18, 2019 unless such Original Shares are sold by the Reporting Person prior to such date. The prices at which the Reporting Person will be obligated to sell any remaining shares of the Original Shares to the issuer on January 18, 2019 are as follows: (i) first, $6.00 per remaining share up to 20% of the Original Shares; (ii) then, $5.00 per remaining share up to 20% of the Original Shares; (iii) then, $4.00 per remaining share up to 20% of the Original Shares; (iv) then, $3.00 per remaining share up to 20% of the Original Shares; and (v) then, $2.00 per remaining share up to 20% of the Original Shares. Read SEC document |
| January 09, 2019 Filed Jan 10, 2019 18:06 UTC | SIMPLICITY ESPORTS & GAMING Co WINR · Entity 127601 | SaleWarrant · Derivative | 13,489 | $0.38 Strike: $11.50 | $5,063.77 |
DisclosureSEC source: 0001461790-19-000003 · primary_doc.xml · derivative · entry 3 K2 PRINCIPAL FUND, L.P. · CIK 0001461790 · 10% owner K2 GENPAR LP · CIK 0001489957 · 10% owner K2 GENPAR 2009 INC · CIK 0001489956 · 10% owner Shawn Kimel Investments, Inc. · CIK 0001462150 · 10% owner K2 & Associates Investment Management Inc. · CIK 0001462151 · 10% owner Kimel Shawn · CIK 0001462149 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 781,655 Underlying: Common Stock · 13,489 shares Expires 2024-05-22 Read SEC document |
| January 09, 2019 Filed Jan 10, 2019 18:06 UTC | SIMPLICITY ESPORTS & GAMING Co WINR · Entity 127601 | SaleForward Sale Agreement (obligation to sell) · Derivative | 700 | $3.31 | $2,317.00 |
DisclosureSEC source: 0001461790-19-000003 · primary_doc.xml · derivative · entry 1 K2 PRINCIPAL FUND, L.P. · CIK 0001461790 · 10% owner K2 GENPAR LP · CIK 0001489957 · 10% owner K2 GENPAR 2009 INC · CIK 0001489956 · 10% owner Shawn Kimel Investments, Inc. · CIK 0001462150 · 10% owner K2 & Associates Investment Management Inc. · CIK 0001462151 · 10% owner Kimel Shawn · CIK 0001462149 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,716 Underlying: Common Stock · 700 shares Expires 2019-01-18 F1 · derivative.exercise_price: Pursuant to a forward sale agreement between the Reporting Person and the issuer, as amended, the Reporting Person will be obligated to sell 220,000 shares (the "Original Shares") to the issuer on behalf of K2 on January 18, 2019 unless such Original Shares are sold by the Reporting Person prior to such date. The prices at which the Reporting Person will be obligated to sell any remaining shares of the Original Shares to the issuer on January 18, 2019 are as follows: (i) first, $6.00 per remaining share up to 20% of the Original Shares; (ii) then, $5.00 per remaining share up to 20% of the Original Shares; (iii) then, $4.00 per remaining share up to 20% of the Original Shares; (iv) then, $3.00 per remaining share up to 20% of the Original Shares; and (v) then, $2.00 per remaining share up to 20% of the Original Shares. Read SEC document |
| January 07, 2019 Filed Jan 7, 2019 21:56 UTC | SIMPLICITY ESPORTS & GAMING Co SMSH · Entity 127601 | SaleForward Sale Agreement (obligation to sell) · Derivative | 935 | $2.05 | $1,916.75 |
DisclosureSEC source: 0001461790-19-000002 · primary_doc.xml · derivative · entry 2 K2 PRINCIPAL FUND, L.P. · CIK 0001461790 · 10% owner K2 GENPAR LP · CIK 0001489957 · 10% owner K2 GENPAR 2009 INC · CIK 0001489956 · 10% owner Shawn Kimel Investments, Inc. · CIK 0001462150 · 10% owner K2 & Associates Investment Management Inc. · CIK 0001462151 · 10% owner Kimel Shawn · CIK 0001462149 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,416 Underlying: Common Stock · 935 shares Expires 2019-01-18 F1 · derivative.exercise_price: Pursuant to a forward sale agreement between the Reporting Person and the issuer, as amended, the Reporting Person will be obligated to sell 220,000 shares (the "Original Shares") to the issuer on behalf of K2 on January 18, 2019 unless such Original Shares are sold by the Reporting Person prior to such date. The prices at which the Reporting Person will be obligated to sell any remaining shares of the Original Shares to the issuer on January 18, 2019 are as follows: (i) first, $6.00 per remaining share up to 20% of the Original Shares; (ii) then, $5.00 per remaining share up to 20% of the Original Shares; (iii) then, $4.00 per remaining share up to 20% of the Original Shares; (iv) then, $3.00 per remaining share up to 20% of the Original Shares; and (v) then, $2.00 per remaining share up to 20% of the Original Shares. Read SEC document |
| January 04, 2019 Filed Jan 7, 2019 21:56 UTC | SIMPLICITY ESPORTS & GAMING Co SMSH · Entity 127601 | SaleForward Sale Agreement (obligation to sell) · Derivative | 13,599 | $2.41 | $32,803.51 |
DisclosureSEC source: 0001461790-19-000002 · primary_doc.xml · derivative · entry 1 K2 PRINCIPAL FUND, L.P. · CIK 0001461790 · 10% owner K2 GENPAR LP · CIK 0001489957 · 10% owner K2 GENPAR 2009 INC · CIK 0001489956 · 10% owner Shawn Kimel Investments, Inc. · CIK 0001462150 · 10% owner K2 & Associates Investment Management Inc. · CIK 0001462151 · 10% owner Kimel Shawn · CIK 0001462149 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,351 Underlying: Common Stock · 13,599 shares Expires 2019-01-18 F1 · derivative.exercise_price: Pursuant to a forward sale agreement between the Reporting Person and the issuer, as amended, the Reporting Person will be obligated to sell 220,000 shares (the "Original Shares") to the issuer on behalf of K2 on January 18, 2019 unless such Original Shares are sold by the Reporting Person prior to such date. The prices at which the Reporting Person will be obligated to sell any remaining shares of the Original Shares to the issuer on January 18, 2019 are as follows: (i) first, $6.00 per remaining share up to 20% of the Original Shares; (ii) then, $5.00 per remaining share up to 20% of the Original Shares; (iii) then, $4.00 per remaining share up to 20% of the Original Shares; (iv) then, $3.00 per remaining share up to 20% of the Original Shares; and (v) then, $2.00 per remaining share up to 20% of the Original Shares. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 18:37 UTC | SIMPLICITY ESPORTS & GAMING Co SMSH · Entity 127601 | SaleForward Sale Agreement (obligation to sell) · Derivative | 4,000 | $2.30 | $9,200.00 |
DisclosureSEC source: 0001461790-19-000001 · primary_doc.xml · derivative · entry 1 K2 PRINCIPAL FUND, L.P. · CIK 0001461790 · 10% owner K2 GENPAR LP · CIK 0001489957 · 10% owner K2 GENPAR 2009 INC · CIK 0001489956 · 10% owner Shawn Kimel Investments, Inc. · CIK 0001462150 · 10% owner K2 & Associates Investment Management Inc. · CIK 0001462151 · 10% owner Kimel Shawn · CIK 0001462149 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,950 Underlying: Common Stock · 4,000 shares Expires 2019-01-18 F1 · derivative.exercise_price: Pursuant to a forward sale agreement between the Reporting Person and the issuer, as amended, the Reporting Person will be obligated to sell 220,000 shares (the "Original Shares") to the issuer on behalf of K2 on January 18, 2019 unless such Original Shares are sold by the Reporting Person prior to such date. The prices at which the Reporting Person will be obligated to sell any remaining shares of the Original Shares to the issuer on January 18, 2019 are as follows: (i) first, $6.00 per remaining share up to 20% of the Original Shares; (ii) then, $5.00 per remaining share up to 20% of the Original Shares; (iii) then, $4.00 per remaining share up to 20% of the Original Shares; (iv) then, $3.00 per remaining share up to 20% of the Original Shares; and (v) then, $2.00 per remaining share up to 20% of the Original Shares. Read SEC document |
| December 28, 2018 Filed Dec 31, 2018 18:55 UTC | SIMPLICITY ESPORTS & GAMING Co SMSH · Entity 127601 | SaleForward Sale Agreement (obligation to sell) · Derivative | 8,050 | $2.26 | $18,205.88 |
DisclosureSEC source: 0001461790-18-000047 · primary_doc.xml · derivative · entry 1 K2 PRINCIPAL FUND, L.P. · CIK 0001461790 · 10% owner K2 GENPAR LP · CIK 0001489957 · 10% owner K2 GENPAR 2009 INC · CIK 0001489956 · 10% owner Shawn Kimel Investments, Inc. · CIK 0001462150 · 10% owner K2 & Associates Investment Management Inc. · CIK 0001462151 · 10% owner Kimel Shawn · CIK 0001462149 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,950 Underlying: Common Stock · 8,050 shares Expires 2019-01-18 F1 · derivative.exercise_price: Pursuant to a forward sale agreement between the Reporting Person and the issuer, as amended, the Reporting Person will be obligated to sell 220,000 shares (the "Original Shares") to the issuer on behalf of K2 on January 18, 2019 unless such Original Shares are sold by the Reporting Person prior to such date. The prices at which the Reporting Person will be obligated to sell any remaining shares of the Original Shares to the issuer on January 18, 2019 are as follows: (i) first, $6.00 per remaining share up to 20% of the Original Shares; (ii) then, $5.00 per remaining share up to 20% of the Original Shares; (iii) then, $4.00 per remaining share up to 20% of the Original Shares; (iv) then, $3.00 per remaining share up to 20% of the Original Shares; and (v) then, $2.00 per remaining share up to 20% of the Original Shares. Read SEC document |
| September 28, 2018 Filed Oct 1, 2018 16:59 UTC | Rosehill Resources Inc. ROSEW · Entity 148501 | SaleWarrants · Derivative | 300,000 | $1.00 Strike: $11.50 | $300,300.00 |
DisclosureSEC source: 0001461790-18-000042 · primary_doc.xml · derivative · entry 3 K2 PRINCIPAL FUND, L.P. · CIK 0001461790 · 10% owner K2 GENPAR LP · CIK 0001489957 · 10% owner K2 GENPAR 2009 INC · CIK 0001489956 · 10% owner Shawn Kimel Investments, Inc. · CIK 0001462150 · 10% owner K2 & Associates Investment Management Inc. · CIK 0001462151 · 10% owner Kimel Shawn · CIK 0001462149 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 864,548 Underlying: Class A Common Stock · 300,000 shares Expires 2022-04-27 Read SEC document |
| September 21, 2018 Filed Sep 21, 2018 16:57 UTC | Rosehill Resources Inc. ROSE · Entity 148501 | SaleClass A Common Stock | 3,200 | $8.62 | $27,598.08 |
DisclosureSEC source: 0001461790-18-000041 · primary_doc.xml · nonDerivative · entry 2 K2 PRINCIPAL FUND, L.P. · CIK 0001461790 · 10% owner K2 GENPAR LP · CIK 0001489957 · 10% owner K2 GENPAR 2009 INC · CIK 0001489956 · 10% owner Shawn Kimel Investments, Inc. · CIK 0001462150 · 10% owner K2 & Associates Investment Management Inc. · CIK 0001462151 · 10% owner Kimel Shawn · CIK 0001462149 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,714 Read SEC document |
| September 20, 2018 Filed Sep 21, 2018 16:57 UTC | Rosehill Resources Inc. ROSE · Entity 148501 | SaleClass A Common Stock | 16,094 | $8.65 | $139,258.16 |
DisclosureSEC source: 0001461790-18-000041 · primary_doc.xml · nonDerivative · entry 1 K2 PRINCIPAL FUND, L.P. · CIK 0001461790 · 10% owner K2 GENPAR LP · CIK 0001489957 · 10% owner K2 GENPAR 2009 INC · CIK 0001489956 · 10% owner Shawn Kimel Investments, Inc. · CIK 0001462150 · 10% owner K2 & Associates Investment Management Inc. · CIK 0001462151 · 10% owner Kimel Shawn · CIK 0001462149 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,914 Read SEC document |
| September 19, 2018 Filed Sep 19, 2018 17:14 UTC | Rosehill Resources Inc. ROSE · Entity 148501 | SaleClass A Common Stock | 18,936 | $8.34 | $157,966.01 |
DisclosureSEC source: 0001461790-18-000040 · primary_doc.xml · nonDerivative · entry 2 K2 PRINCIPAL FUND, L.P. · CIK 0001461790 · 10% owner K2 GENPAR LP · CIK 0001489957 · 10% owner K2 GENPAR 2009 INC · CIK 0001489956 · 10% owner Shawn Kimel Investments, Inc. · CIK 0001462150 · 10% owner K2 & Associates Investment Management Inc. · CIK 0001462151 · 10% owner Kimel Shawn · CIK 0001462149 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,008 Read SEC document |
| September 18, 2018 Filed Sep 19, 2018 17:14 UTC | Rosehill Resources Inc. ROSE · Entity 148501 | SaleClass A Common Stock | 5,623 | $8.31 | $46,718.70 |
DisclosureSEC source: 0001461790-18-000040 · primary_doc.xml · nonDerivative · entry 1 K2 PRINCIPAL FUND, L.P. · CIK 0001461790 · 10% owner K2 GENPAR LP · CIK 0001489957 · 10% owner K2 GENPAR 2009 INC · CIK 0001489956 · 10% owner Shawn Kimel Investments, Inc. · CIK 0001462150 · 10% owner K2 & Associates Investment Management Inc. · CIK 0001462151 · 10% owner Kimel Shawn · CIK 0001462149 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,944 Read SEC document |
| September 17, 2018 Filed Sep 17, 2018 17:03 UTC | Rosehill Resources Inc. ROSE · Entity 148501 | SaleClass A Common Stock | 12,868 | $8.22 | $105,795.55 |
DisclosureSEC source: 0001461790-18-000039 · primary_doc.xml · nonDerivative · entry 2 K2 PRINCIPAL FUND, L.P. · CIK 0001461790 · 10% owner K2 GENPAR LP · CIK 0001489957 · 10% owner K2 GENPAR 2009 INC · CIK 0001489956 · 10% owner Shawn Kimel Investments, Inc. · CIK 0001462150 · 10% owner K2 & Associates Investment Management Inc. · CIK 0001462151 · 10% owner Kimel Shawn · CIK 0001462149 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,567 Read SEC document |
| September 14, 2018 Filed Sep 17, 2018 17:03 UTC | Rosehill Resources Inc. ROSE · Entity 148501 | SaleClass A Common Stock | 11,826 | $8.29 | $98,043.45 |
DisclosureSEC source: 0001461790-18-000039 · primary_doc.xml · nonDerivative · entry 1 K2 PRINCIPAL FUND, L.P. · CIK 0001461790 · 10% owner K2 GENPAR LP · CIK 0001489957 · 10% owner K2 GENPAR 2009 INC · CIK 0001489956 · 10% owner Shawn Kimel Investments, Inc. · CIK 0001462150 · 10% owner K2 & Associates Investment Management Inc. · CIK 0001462151 · 10% owner Kimel Shawn · CIK 0001462149 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,435 Read SEC document |
| August 10, 2018 Filed Aug 10, 2018 16:51 UTC | Rosehill Resources Inc. ROSE · Entity 148501 | SaleClass A Common Stock | 4,508 | $8.50 | $38,318.45 |
DisclosureSEC source: 0001461790-18-000035 · primary_doc.xml · nonDerivative · entry 2 K2 PRINCIPAL FUND, L.P. · CIK 0001461790 · 10% owner K2 GENPAR LP · CIK 0001489957 · 10% owner K2 GENPAR 2009 INC · CIK 0001489956 · 10% owner Shawn Kimel Investments, Inc. · CIK 0001462150 · 10% owner K2 & Associates Investment Management Inc. · CIK 0001462151 · 10% owner Kimel Shawn · CIK 0001462149 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,261 Read SEC document |
| August 09, 2018 Filed Aug 10, 2018 16:51 UTC | Rosehill Resources Inc. ROSE · Entity 148501 | SaleClass A Common Stock | 27,922 | $8.81 | $246,015.16 |
DisclosureSEC source: 0001461790-18-000035 · primary_doc.xml · nonDerivative · entry 1 K2 PRINCIPAL FUND, L.P. · CIK 0001461790 · 10% owner K2 GENPAR LP · CIK 0001489957 · 10% owner K2 GENPAR 2009 INC · CIK 0001489956 · 10% owner Shawn Kimel Investments, Inc. · CIK 0001462150 · 10% owner K2 & Associates Investment Management Inc. · CIK 0001462151 · 10% owner Kimel Shawn · CIK 0001462149 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,769 Read SEC document |
| July 25, 2018 Filed Jul 26, 2018 16:50 UTC | Rosehill Resources Inc. ROSE · Entity 148501 | SaleClass A Common Stock | 300 | $9.00 | $2,700.00 |
DisclosureSEC source: 0001461790-18-000033 · primary_doc.xml · nonDerivative · entry 1 K2 PRINCIPAL FUND, L.P. · CIK 0001461790 · 10% owner K2 GENPAR LP · CIK 0001489957 · 10% owner K2 GENPAR 2009 INC · CIK 0001489956 · 10% owner Shawn Kimel Investments, Inc. · CIK 0001462150 · 10% owner K2 & Associates Investment Management Inc. · CIK 0001462151 · 10% owner Kimel Shawn · CIK 0001462149 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,691 Read SEC document |
| July 13, 2018 Filed Jul 13, 2018 17:07 UTC | Rosehill Resources Inc. ROSE · Entity 148501 | SaleClass A Common Stock | 9,257 | $9.37 | $86,770.49 |
DisclosureSEC source: 0001461790-18-000032 · primary_doc.xml · nonDerivative · entry 2 K2 PRINCIPAL FUND, L.P. · CIK 0001461790 · 10% owner K2 GENPAR LP · CIK 0001489957 · 10% owner K2 GENPAR 2009 INC · CIK 0001489956 · 10% owner Shawn Kimel Investments, Inc. · CIK 0001462150 · 10% owner K2 & Associates Investment Management Inc. · CIK 0001462151 · 10% owner Kimel Shawn · CIK 0001462149 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,598 Read SEC document |
| July 12, 2018 Filed Jul 13, 2018 17:07 UTC | Rosehill Resources Inc. ROSE · Entity 148501 | SaleClass A Common Stock | 12,650 | $9.01 | $113,960.06 |
DisclosureSEC source: 0001461790-18-000032 · primary_doc.xml · nonDerivative · entry 1 K2 PRINCIPAL FUND, L.P. · CIK 0001461790 · 10% owner K2 GENPAR LP · CIK 0001489957 · 10% owner K2 GENPAR 2009 INC · CIK 0001489956 · 10% owner Shawn Kimel Investments, Inc. · CIK 0001462150 · 10% owner K2 & Associates Investment Management Inc. · CIK 0001462151 · 10% owner Kimel Shawn · CIK 0001462149 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,248 Read SEC document |
| June 21, 2018 Filed Jun 21, 2018 16:57 UTC | Rosehill Resources Inc. ROSE · Entity 148501 | SaleClass A Common Stock | 2,826 | $8.58 | $24,232.95 |
DisclosureSEC source: 0001461790-18-000031 · primary_doc.xml · nonDerivative · entry 1 K2 PRINCIPAL FUND, L.P. · CIK 0001461790 · 10% owner K2 GENPAR LP · CIK 0001489957 · 10% owner K2 GENPAR 2009 INC · CIK 0001489956 · 10% owner Shawn Kimel Investments, Inc. · CIK 0001462150 · 10% owner K2 & Associates Investment Management Inc. · CIK 0001462151 · 10% owner Kimel Shawn · CIK 0001462149 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,898 Read SEC document |
| May 22, 2018 Filed May 23, 2018 16:34 UTC | Rosehill Resources Inc. ROSE · Entity 148501 | SaleClass A Common Stock | 16,600 | $8.24 | $136,704.32 |
DisclosureSEC source: 0001461790-18-000030 · primary_doc.xml · nonDerivative · entry 1 K2 PRINCIPAL FUND, L.P. · CIK 0001461790 · 10% owner K2 GENPAR LP · CIK 0001489957 · 10% owner K2 GENPAR 2009 INC · CIK 0001489956 · 10% owner Shawn Kimel Investments, Inc. · CIK 0001462150 · 10% owner K2 & Associates Investment Management Inc. · CIK 0001462151 · 10% owner Kimel Shawn · CIK 0001462149 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321,724 Read SEC document |
| May 17, 2018 Filed May 17, 2018 17:24 UTC | Rosehill Resources Inc. ROSE · Entity 148501 | SaleClass A Common Stock | 8,300 | $8.20 | $68,060.00 |
DisclosureSEC source: 0001461790-18-000029 · primary_doc.xml · nonDerivative · entry 2 K2 PRINCIPAL FUND, L.P. · CIK 0001461790 · 10% owner K2 GENPAR LP · CIK 0001489957 · 10% owner K2 GENPAR 2009 INC · CIK 0001489956 · 10% owner Shawn Kimel Investments, Inc. · CIK 0001462150 · 10% owner K2 & Associates Investment Management Inc. · CIK 0001462151 · 10% owner Kimel Shawn · CIK 0001462149 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,324 Read SEC document |
| May 16, 2018 Filed May 17, 2018 17:24 UTC | Rosehill Resources Inc. ROSE · Entity 148501 | SaleClass A Common Stock | 100 | $8.23 | $822.50 |
DisclosureSEC source: 0001461790-18-000029 · primary_doc.xml · nonDerivative · entry 1 K2 PRINCIPAL FUND, L.P. · CIK 0001461790 · 10% owner K2 GENPAR LP · CIK 0001489957 · 10% owner K2 GENPAR 2009 INC · CIK 0001489956 · 10% owner Shawn Kimel Investments, Inc. · CIK 0001462150 · 10% owner K2 & Associates Investment Management Inc. · CIK 0001462151 · 10% owner Kimel Shawn · CIK 0001462149 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 346,624 Read SEC document |
| May 09, 2018 Filed May 10, 2018 17:16 UTC | Rosehill Resources Inc. ROSE · Entity 148501 | SaleClass A Common Stock | 1,900 | $7.91 | $15,033.94 |
DisclosureSEC source: 0001461790-18-000024 · primary_doc.xml · nonDerivative · entry 1 K2 PRINCIPAL FUND, L.P. · CIK 0001461790 · 10% owner K2 GENPAR LP · CIK 0001489957 · 10% owner K2 GENPAR 2009 INC · CIK 0001489956 · 10% owner Shawn Kimel Investments, Inc. · CIK 0001462150 · 10% owner K2 & Associates Investment Management Inc. · CIK 0001462151 · 10% owner Kimel Shawn · CIK 0001462149 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 346,724 Read SEC document |
| May 07, 2018 Filed May 8, 2018 16:44 UTC | Rosehill Resources Inc. ROSE · Entity 148501 | SaleClass A Common Stock | 7,357 | $7.99 | $58,761.83 |
DisclosureSEC source: 0001461790-18-000023 · primary_doc.xml · nonDerivative · entry 1 K2 PRINCIPAL FUND, L.P. · CIK 0001461790 · 10% owner K2 GENPAR LP · CIK 0001489957 · 10% owner K2 GENPAR 2009 INC · CIK 0001489956 · 10% owner Shawn Kimel Investments, Inc. · CIK 0001462150 · 10% owner K2 & Associates Investment Management Inc. · CIK 0001462151 · 10% owner Kimel Shawn · CIK 0001462149 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 348,624 Read SEC document |
| April 26, 2018 Filed Apr 26, 2018 17:01 UTC | Rosehill Resources Inc. ROSE · Entity 148501 | SaleClass A Common Stock | 50,000 | $8.04 | $401,860.00 |
DisclosureSEC source: 0001461790-18-000022 · primary_doc.xml · nonDerivative · entry 2 K2 PRINCIPAL FUND, L.P. · CIK 0001461790 · 10% owner K2 GENPAR LP · CIK 0001489957 · 10% owner K2 GENPAR 2009 INC · CIK 0001489956 · 10% owner Shawn Kimel Investments, Inc. · CIK 0001462150 · 10% owner K2 & Associates Investment Management Inc. · CIK 0001462151 · 10% owner Kimel Shawn · CIK 0001462149 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 355,981 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.