organization · Reporting owner
K2 & Associates Investment Management Inc.
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Rosehill Resources Inc.
Report date December 30, 2019 · Filed December 30, 2019
Jointly reported with K2 PRINCIPAL FUND, L.P., K2 Genpar 2017 Inc., Shawn Kimel Investments, Inc.
Section 16 reporting ended · disclosed 2019-12-30. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2022-04-27 | Direct | 864,548 |
Reported balance
Holding disclosure · report date 2019-12-30 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance 864,548 |
| 8% Series A Cumulative Preferred StockSEC Table II · derivative / convertible security | Direct | 11,243 |
Reported balance
Holding disclosure · report date 2019-12-30 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 11,243 F1: Each share of Series A preferred stock is convertible into 86.9565 shares of class A common stock and there is no expiration F2: The Series A preferred stock is convertible into class A common stock any time |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of Series A preferred stock is convertible into 86.9565 shares of class A common stock and there is no expiration
F2: The Series A preferred stock is convertible into class A common stock any time
SIMPLICITY ESPORTS & GAMING Co
Report date April 11, 2019 · Filed November 04, 2019
Jointly reported with K2 PRINCIPAL FUND, L.P., K2 Genpar 2017 Inc., Shawn Kimel Investments, Inc.
Section 16 reporting ended · disclosed 2019-11-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $4.00 · Expires 2024-05-22 | Direct | 781,655 |
Reported balance
Holding disclosure · report date 2019-04-11 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance 781,655 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 25, 2018 Filed Apr 26, 2018 17:01 UTC | Rosehill Resources Inc. ROSE · Entity 148501 | SaleClass A Common Stock | 1,401 | $8.20 | $11,488.20 |
DisclosureSEC source: 0001461790-18-000022 · primary_doc.xml · nonDerivative · entry 1 K2 PRINCIPAL FUND, L.P. · CIK 0001461790 · 10% owner K2 GENPAR LP · CIK 0001489957 · 10% owner K2 GENPAR 2009 INC · CIK 0001489956 · 10% owner Shawn Kimel Investments, Inc. · CIK 0001462150 · 10% owner K2 & Associates Investment Management Inc. · CIK 0001462151 · 10% owner Kimel Shawn · CIK 0001462149 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 405,981 Read SEC document |
| April 24, 2018 Filed Apr 24, 2018 18:19 UTC | Rosehill Resources Inc. ROSE · Entity 148501 | SaleClass A Common Stock | 11,583 | $8.01 | $92,758.98 |
DisclosureSEC source: 0001461790-18-000021 · primary_doc.xml · nonDerivative · entry 2 K2 PRINCIPAL FUND, L.P. · CIK 0001461790 · 10% owner K2 GENPAR LP · CIK 0001489957 · 10% owner K2 GENPAR 2009 INC · CIK 0001489956 · 10% owner Shawn Kimel Investments, Inc. · CIK 0001462150 · 10% owner K2 & Associates Investment Management Inc. · CIK 0001462151 · 10% owner Kimel Shawn · CIK 0001462149 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 407,382 Read SEC document |
| April 23, 2018 Filed Apr 24, 2018 18:19 UTC | Rosehill Resources Inc. ROSE · Entity 148501 | SaleClass A Common Stock | 8,505 | $8.08 | $68,679.58 |
DisclosureSEC source: 0001461790-18-000021 · primary_doc.xml · nonDerivative · entry 1 K2 PRINCIPAL FUND, L.P. · CIK 0001461790 · 10% owner K2 GENPAR LP · CIK 0001489957 · 10% owner K2 GENPAR 2009 INC · CIK 0001489956 · 10% owner Shawn Kimel Investments, Inc. · CIK 0001462150 · 10% owner K2 & Associates Investment Management Inc. · CIK 0001462151 · 10% owner Kimel Shawn · CIK 0001462149 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 418,965 Read SEC document |
| April 19, 2018 Filed Apr 20, 2018 18:12 UTC | Rosehill Resources Inc. ROSE · Entity 148501 | SaleClass A Common Stock | 7,564 | $7.56 | $57,171.74 |
DisclosureSEC source: 0001461790-18-000019 · primary_doc.xml · nonDerivative · entry 1 K2 PRINCIPAL FUND, L.P. · CIK 0001461790 · 10% owner K2 GENPAR LP · CIK 0001489957 · 10% owner K2 GENPAR 2009 INC · CIK 0001489956 · 10% owner Shawn Kimel Investments, Inc. · CIK 0001462150 · 10% owner K2 & Associates Investment Management Inc. · CIK 0001462151 · 10% owner Kimel Shawn · CIK 0001462149 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 427,470 Read SEC document |
| April 13, 2018 Filed Apr 16, 2018 16:58 UTC | Rosehill Resources Inc. ROSE · Entity 148501 | SaleClass A Common Stock | 25,581 | $6.86 | $175,547.05 |
DisclosureSEC source: 0001461790-18-000018 · primary_doc.xml · nonDerivative · entry 1 K2 PRINCIPAL FUND, L.P. · CIK 0001461790 · 10% owner K2 GENPAR LP · CIK 0001489957 · 10% owner K2 GENPAR 2009 INC · CIK 0001489956 · 10% owner Shawn Kimel Investments, Inc. · CIK 0001462150 · 10% owner K2 & Associates Investment Management Inc. · CIK 0001462151 · 10% owner Kimel Shawn · CIK 0001462149 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 435,034 Read SEC document |
| February 08, 2018 Filed Feb 9, 2018 16:57 UTC | Rosehill Resources Inc. ROSE · Entity 148501 | PurchaseClass A Common Stock | 3,500 | $6.39 | $22,351.35 |
DisclosureSEC source: 0001461790-18-000012 · primary_doc.xml · nonDerivative · entry 1 K2 PRINCIPAL FUND, L.P. · CIK 0001461790 · 10% owner K2 GENPAR LP · CIK 0001489957 · 10% owner K2 GENPAR 2009 INC · CIK 0001489956 · 10% owner Shawn Kimel Investments, Inc. · CIK 0001462150 · 10% owner K2 & Associates Investment Management Inc. · CIK 0001462151 · 10% owner Kimel Shawn · CIK 0001462149 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 460,615 Read SEC document |
| October 02, 2017 Filed Oct 2, 2017 17:18 UTC | Rosehill Resources Inc. ROSE · Entity 148501 | SaleCLASS A COMMON STOCK | 20,000 | $8.90 | $178,076.00 |
DisclosureSEC source: 0001461790-17-000050 · primary_doc.xml · nonDerivative · entry 2 K2 PRINCIPAL FUND, L.P. · CIK 0001461790 · 10% owner K2 GENPAR LP · CIK 0001489957 · 10% owner K2 GENPAR 2009 INC · CIK 0001489956 · 10% owner Shawn Kimel Investments, Inc. · CIK 0001462150 · 10% owner K2 & Associates Investment Management Inc. · CIK 0001462151 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 457,115 Read SEC document |
| September 29, 2017 Filed Oct 2, 2017 17:18 UTC | Rosehill Resources Inc. ROSE · Entity 148501 | SaleWarrants · Derivative | 800 | $0.92 Strike: $11.50 | $736.00 |
DisclosureSEC source: 0001461790-17-000050 · primary_doc.xml · derivative · entry 4 K2 PRINCIPAL FUND, L.P. · CIK 0001461790 · 10% owner K2 GENPAR LP · CIK 0001489957 · 10% owner K2 GENPAR 2009 INC · CIK 0001489956 · 10% owner Shawn Kimel Investments, Inc. · CIK 0001462150 · 10% owner K2 & Associates Investment Management Inc. · CIK 0001462151 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,164,548 Underlying: CLASS A COMMON STOCK · 487,115 shares Expires 2022-09-16 Read SEC document |
| September 29, 2017 Filed Oct 2, 2017 17:18 UTC | Rosehill Resources Inc. ROSE · Entity 148501 | SaleCLASS A COMMON STOCK | 10,000 | $8.28 | $82,781.00 |
DisclosureSEC source: 0001461790-17-000050 · primary_doc.xml · nonDerivative · entry 1 K2 PRINCIPAL FUND, L.P. · CIK 0001461790 · 10% owner K2 GENPAR LP · CIK 0001489957 · 10% owner K2 GENPAR 2009 INC · CIK 0001489956 · 10% owner Shawn Kimel Investments, Inc. · CIK 0001462150 · 10% owner K2 & Associates Investment Management Inc. · CIK 0001462151 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 477,115 F1 · ownership.direct: The reported securities are owned directly by The K2 Principal Fund, L.P. (the "Fund"), and indirectly by: K2 GenPar L.P., the general partner of the Fund (the "GP"), K2 GenPar 2009 Inc., the general partner of the GP ("GenPar 2009"), Shawn Kimel Investments Inc., which owns 100% of the equity interests in GenPar 2009 ("SKI"), and Shawn Kimel, the sole owner of SKI. SKI owns 66.5% of the equity interests of K2 & Associates Investment Management Inc. ("K2 & Associates"). K2 & Associates is the investment manager of the Fund. Daniel Gosselin being president of each of SKI, the GP, GenPar2009 and K2 & Associates, controls the voting and dispositive power for all of its shares of our common stock Read SEC document |
| September 28, 2017 Filed Oct 2, 2017 17:18 UTC | Rosehill Resources Inc. ROSE · Entity 148501 | SaleWarrants · Derivative | 500 | $0.92 Strike: $11.50 | $460.00 |
DisclosureSEC source: 0001461790-17-000050 · primary_doc.xml · derivative · entry 3 K2 PRINCIPAL FUND, L.P. · CIK 0001461790 · 10% owner K2 GENPAR LP · CIK 0001489957 · 10% owner K2 GENPAR 2009 INC · CIK 0001489956 · 10% owner Shawn Kimel Investments, Inc. · CIK 0001462150 · 10% owner K2 & Associates Investment Management Inc. · CIK 0001462151 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,165,348 Underlying: CLASS A COMMON STOCK · 487,115 shares Expires 2022-09-16 F1 · ownership.direct: The reported securities are owned directly by The K2 Principal Fund, L.P. (the "Fund"), and indirectly by: K2 GenPar L.P., the general partner of the Fund (the "GP"), K2 GenPar 2009 Inc., the general partner of the GP ("GenPar 2009"), Shawn Kimel Investments Inc., which owns 100% of the equity interests in GenPar 2009 ("SKI"), and Shawn Kimel, the sole owner of SKI. SKI owns 66.5% of the equity interests of K2 & Associates Investment Management Inc. ("K2 & Associates"). K2 & Associates is the investment manager of the Fund. Daniel Gosselin being president of each of SKI, the GP, GenPar2009 and K2 & Associates, controls the voting and dispositive power for all of its shares of our common stock Read SEC document |
| July 19, 2017 Filed Jul 19, 2017 16:46 UTC | Rosehill Resources Inc. ROSE · Entity 148501 | SaleClass A Common Stock | 45 | $8.06 | $362.80 |
DisclosureSEC source: 0001461790-17-000034 · ownership_rosehill.xml · nonDerivative · entry 2 K2 PRINCIPAL FUND, L.P. · CIK 0001461790 · 10% owner K2 GENPAR LP · CIK 0001489957 · 10% owner K2 GENPAR 2009 INC · CIK 0001489956 · 10% owner Shawn Kimel Investments, Inc. · CIK 0001462150 · 10% owner K2 & Associates Investment Management Inc. · CIK 0001462151 · 10% owner Kimel Shawn · CIK 0001462149 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,871,115 F1 · ownership.direct: The reported securities are owned directly by The K2 Principal Fund, L.P. (the "Fund"), and indirectly by: K2 GenPar L.P., the general partner of the Fund (the "GP"), K2 GenPar 2009 Inc., the general partner of the GP ("GenPar 2009"), Shawn Kimel Investments Inc., which owns 100% of the equity interests in GenPar 2009 ("SKI"), and Shawn Kimel, the sole owner of SKI. SKI owns 66.5% of the equity interests of K2 & Associates Investment Management Inc. ("K2 & Associates"). K2 & Associates is the investment manager of the Fund. Shawn Kimel, through his ownership of SKI and his being president of each of SKI, the GP, GenPar2009 and K2 & Associates, controls the voting and dispositive power for all of its shares of our common stock. Read SEC document |
| July 19, 2017 Filed Jul 20, 2017 08:14 UTC Amendment | Rosehill Resources Inc. ROSE · Entity 148501 | SaleClass A Common Stock | 45 | $8.06 | $362.80 |
DisclosureSEC source: 0001461790-17-000041 · ownership_rosehill.xml · nonDerivative · entry 2 K2 PRINCIPAL FUND, L.P. · CIK 0001461790 · 10% owner K2 GENPAR LP · CIK 0001489957 · 10% owner K2 GENPAR 2009 INC · CIK 0001489956 · 10% owner Shawn Kimel Investments, Inc. · CIK 0001462150 · 10% owner K2 & Associates Investment Management Inc. · CIK 0001462151 · 10% owner Kimel Shawn · CIK 0001462149 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 487,115 F1 · ownership.direct: The reported securities are owned directly by The K2 Principal Fund, L.P. (the "Fund"), and indirectly by: K2 GenPar L.P., the general partner of the Fund (the "GP"), K2 GenPar 2009 Inc., the general partner of the GP ("GenPar 2009"), Shawn Kimel Investments Inc., which owns 100% of the equity interests in GenPar 2009 ("SKI"), and Shawn Kimel, the sole owner of SKI. SKI owns 66.5% of the equity interests of K2 & Associates Investment Management Inc. ("K2 & Associates"). K2 & Associates is the investment manager of the Fund. Shawn Kimel, through his ownership of SKI and his being president of each of SKI, the GP, GenPar2009 and K2 & Associates, controls the voting and dispositive power for all of its shares of our common stock. Read SEC document |
| July 18, 2017 Filed Jul 19, 2017 16:46 UTC | Rosehill Resources Inc. ROSE · Entity 148501 | SaleClass A Common Stock | 660 | $8.02 | $5,294.59 |
DisclosureSEC source: 0001461790-17-000034 · ownership_rosehill.xml · nonDerivative · entry 1 K2 PRINCIPAL FUND, L.P. · CIK 0001461790 · 10% owner K2 GENPAR LP · CIK 0001489957 · 10% owner K2 GENPAR 2009 INC · CIK 0001489956 · 10% owner Shawn Kimel Investments, Inc. · CIK 0001462150 · 10% owner K2 & Associates Investment Management Inc. · CIK 0001462151 · 10% owner Kimel Shawn · CIK 0001462149 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 487,160 F1 · ownership.direct: The reported securities are owned directly by The K2 Principal Fund, L.P. (the "Fund"), and indirectly by: K2 GenPar L.P., the general partner of the Fund (the "GP"), K2 GenPar 2009 Inc., the general partner of the GP ("GenPar 2009"), Shawn Kimel Investments Inc., which owns 100% of the equity interests in GenPar 2009 ("SKI"), and Shawn Kimel, the sole owner of SKI. SKI owns 66.5% of the equity interests of K2 & Associates Investment Management Inc. ("K2 & Associates"). K2 & Associates is the investment manager of the Fund. Shawn Kimel, through his ownership of SKI and his being president of each of SKI, the GP, GenPar2009 and K2 & Associates, controls the voting and dispositive power for all of its shares of our common stock. Read SEC document |
| July 18, 2017 Filed Jul 20, 2017 08:14 UTC Amendment | Rosehill Resources Inc. ROSE · Entity 148501 | SaleClass A Common Stock | 660 | $8.02 | $5,294.59 |
DisclosureSEC source: 0001461790-17-000041 · ownership_rosehill.xml · nonDerivative · entry 1 K2 PRINCIPAL FUND, L.P. · CIK 0001461790 · 10% owner K2 GENPAR LP · CIK 0001489957 · 10% owner K2 GENPAR 2009 INC · CIK 0001489956 · 10% owner Shawn Kimel Investments, Inc. · CIK 0001462150 · 10% owner K2 & Associates Investment Management Inc. · CIK 0001462151 · 10% owner Kimel Shawn · CIK 0001462149 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 487,160 F1 · ownership.direct: The reported securities are owned directly by The K2 Principal Fund, L.P. (the "Fund"), and indirectly by: K2 GenPar L.P., the general partner of the Fund (the "GP"), K2 GenPar 2009 Inc., the general partner of the GP ("GenPar 2009"), Shawn Kimel Investments Inc., which owns 100% of the equity interests in GenPar 2009 ("SKI"), and Shawn Kimel, the sole owner of SKI. SKI owns 66.5% of the equity interests of K2 & Associates Investment Management Inc. ("K2 & Associates"). K2 & Associates is the investment manager of the Fund. Shawn Kimel, through his ownership of SKI and his being president of each of SKI, the GP, GenPar2009 and K2 & Associates, controls the voting and dispositive power for all of its shares of our common stock. Read SEC document |
| June 27, 2017 Filed Jun 30, 2017 19:15 UTC | Rosehill Resources Inc. ROSE · Entity 148501 | SaleClass A Common Stock | 6 | $8.50 | $51.00 |
DisclosureSEC source: 0001461790-17-000020 · primary_doc.xml · nonDerivative · entry 16 K2 PRINCIPAL FUND, L.P. · CIK 0001461790 · 10% owner K2 GENPAR LP · CIK 0001489957 · 10% owner K2 GENPAR 2009 INC · CIK 0001489956 · 10% owner Shawn Kimel Investments, Inc. · CIK 0001462150 · 10% owner K2 & Associates Investment Management Inc. · CIK 0001462151 · 10% owner Kimel Shawn · CIK 0001462149 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 487,820 F1 · ownership.direct: The reported securities are owned directly by The K2 Principal Fund, L.P. (the "Fund"), and indirectly by: K2 GenPar L.P., the general partner of the Fund (the "GP"), K2 GenPar 2009 Inc., the general partner of the GP ("GenPar 2009"), Shawn Kimel Investments Inc., which owns 100% of the equity interests in GenPar 2009 ("SKI"), and Shawn Kimel, the sole owner of SKI. SKI owns 66.5% of the equity interests of K2 & Associates Investment Management Inc. ("K2 & Associates"). K2 & Associates is the investment manager of the Fund. Shawn Kimel, through his ownership of SKI and his being president of each of SKI, the GP, GenPar2009 and K2 & Associates, controls the voting and dispositive power for all of its shares of our common stock. Read SEC document |
| June 26, 2017 Filed Jun 30, 2017 19:15 UTC | Rosehill Resources Inc. ROSE · Entity 148501 | SaleClass A Common Stock | 1,863 | $8.50 | $15,835.50 |
DisclosureSEC source: 0001461790-17-000020 · primary_doc.xml · nonDerivative · entry 15 K2 PRINCIPAL FUND, L.P. · CIK 0001461790 · 10% owner K2 GENPAR LP · CIK 0001489957 · 10% owner K2 GENPAR 2009 INC · CIK 0001489956 · 10% owner Shawn Kimel Investments, Inc. · CIK 0001462150 · 10% owner K2 & Associates Investment Management Inc. · CIK 0001462151 · 10% owner Kimel Shawn · CIK 0001462149 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 487,826 F1 · ownership.direct: The reported securities are owned directly by The K2 Principal Fund, L.P. (the "Fund"), and indirectly by: K2 GenPar L.P., the general partner of the Fund (the "GP"), K2 GenPar 2009 Inc., the general partner of the GP ("GenPar 2009"), Shawn Kimel Investments Inc., which owns 100% of the equity interests in GenPar 2009 ("SKI"), and Shawn Kimel, the sole owner of SKI. SKI owns 66.5% of the equity interests of K2 & Associates Investment Management Inc. ("K2 & Associates"). K2 & Associates is the investment manager of the Fund. Shawn Kimel, through his ownership of SKI and his being president of each of SKI, the GP, GenPar2009 and K2 & Associates, controls the voting and dispositive power for all of its shares of our common stock. Read SEC document |
| June 23, 2017 Filed Jun 30, 2017 19:15 UTC | Rosehill Resources Inc. ROSE · Entity 148501 | SaleClass A Common Stock | 25,100 | $8.42 | $211,342.00 |
DisclosureSEC source: 0001461790-17-000020 · primary_doc.xml · nonDerivative · entry 14 K2 PRINCIPAL FUND, L.P. · CIK 0001461790 · 10% owner K2 GENPAR LP · CIK 0001489957 · 10% owner K2 GENPAR 2009 INC · CIK 0001489956 · 10% owner Shawn Kimel Investments, Inc. · CIK 0001462150 · 10% owner K2 & Associates Investment Management Inc. · CIK 0001462151 · 10% owner Kimel Shawn · CIK 0001462149 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 489,689 F1 · ownership.direct: The reported securities are owned directly by The K2 Principal Fund, L.P. (the "Fund"), and indirectly by: K2 GenPar L.P., the general partner of the Fund (the "GP"), K2 GenPar 2009 Inc., the general partner of the GP ("GenPar 2009"), Shawn Kimel Investments Inc., which owns 100% of the equity interests in GenPar 2009 ("SKI"), and Shawn Kimel, the sole owner of SKI. SKI owns 66.5% of the equity interests of K2 & Associates Investment Management Inc. ("K2 & Associates"). K2 & Associates is the investment manager of the Fund. Shawn Kimel, through his ownership of SKI and his being president of each of SKI, the GP, GenPar2009 and K2 & Associates, controls the voting and dispositive power for all of its shares of our common stock. Read SEC document |
| June 14, 2017 Filed Jun 30, 2017 19:15 UTC | Rosehill Resources Inc. ROSE · Entity 148501 | SaleClass A Common Stock | 100 | $8.60 | $860.00 |
DisclosureSEC source: 0001461790-17-000020 · primary_doc.xml · nonDerivative · entry 13 K2 PRINCIPAL FUND, L.P. · CIK 0001461790 · 10% owner K2 GENPAR LP · CIK 0001489957 · 10% owner K2 GENPAR 2009 INC · CIK 0001489956 · 10% owner Shawn Kimel Investments, Inc. · CIK 0001462150 · 10% owner K2 & Associates Investment Management Inc. · CIK 0001462151 · 10% owner Kimel Shawn · CIK 0001462149 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 514,789 F1 · ownership.direct: The reported securities are owned directly by The K2 Principal Fund, L.P. (the "Fund"), and indirectly by: K2 GenPar L.P., the general partner of the Fund (the "GP"), K2 GenPar 2009 Inc., the general partner of the GP ("GenPar 2009"), Shawn Kimel Investments Inc., which owns 100% of the equity interests in GenPar 2009 ("SKI"), and Shawn Kimel, the sole owner of SKI. SKI owns 66.5% of the equity interests of K2 & Associates Investment Management Inc. ("K2 & Associates"). K2 & Associates is the investment manager of the Fund. Shawn Kimel, through his ownership of SKI and his being president of each of SKI, the GP, GenPar2009 and K2 & Associates, controls the voting and dispositive power for all of its shares of our common stock. Read SEC document |
| June 06, 2017 Filed Jun 30, 2017 19:15 UTC | Rosehill Resources Inc. ROSE · Entity 148501 | SaleClass A Common Stock | 200 | $9.15 | $1,830.00 |
DisclosureSEC source: 0001461790-17-000020 · primary_doc.xml · nonDerivative · entry 12 K2 PRINCIPAL FUND, L.P. · CIK 0001461790 · 10% owner K2 GENPAR LP · CIK 0001489957 · 10% owner K2 GENPAR 2009 INC · CIK 0001489956 · 10% owner Shawn Kimel Investments, Inc. · CIK 0001462150 · 10% owner K2 & Associates Investment Management Inc. · CIK 0001462151 · 10% owner Kimel Shawn · CIK 0001462149 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 514,889 F1 · ownership.direct: The reported securities are owned directly by The K2 Principal Fund, L.P. (the "Fund"), and indirectly by: K2 GenPar L.P., the general partner of the Fund (the "GP"), K2 GenPar 2009 Inc., the general partner of the GP ("GenPar 2009"), Shawn Kimel Investments Inc., which owns 100% of the equity interests in GenPar 2009 ("SKI"), and Shawn Kimel, the sole owner of SKI. SKI owns 66.5% of the equity interests of K2 & Associates Investment Management Inc. ("K2 & Associates"). K2 & Associates is the investment manager of the Fund. Shawn Kimel, through his ownership of SKI and his being president of each of SKI, the GP, GenPar2009 and K2 & Associates, controls the voting and dispositive power for all of its shares of our common stock. Read SEC document |
| June 02, 2017 Filed Jun 30, 2017 19:15 UTC | Rosehill Resources Inc. ROSE · Entity 148501 | SaleClass A Common Stock | 200 | $9.19 | $1,838.00 |
DisclosureSEC source: 0001461790-17-000020 · primary_doc.xml · nonDerivative · entry 11 K2 PRINCIPAL FUND, L.P. · CIK 0001461790 · 10% owner K2 GENPAR LP · CIK 0001489957 · 10% owner K2 GENPAR 2009 INC · CIK 0001489956 · 10% owner Shawn Kimel Investments, Inc. · CIK 0001462150 · 10% owner K2 & Associates Investment Management Inc. · CIK 0001462151 · 10% owner Kimel Shawn · CIK 0001462149 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 515,089 F1 · ownership.direct: The reported securities are owned directly by The K2 Principal Fund, L.P. (the "Fund"), and indirectly by: K2 GenPar L.P., the general partner of the Fund (the "GP"), K2 GenPar 2009 Inc., the general partner of the GP ("GenPar 2009"), Shawn Kimel Investments Inc., which owns 100% of the equity interests in GenPar 2009 ("SKI"), and Shawn Kimel, the sole owner of SKI. SKI owns 66.5% of the equity interests of K2 & Associates Investment Management Inc. ("K2 & Associates"). K2 & Associates is the investment manager of the Fund. Shawn Kimel, through his ownership of SKI and his being president of each of SKI, the GP, GenPar2009 and K2 & Associates, controls the voting and dispositive power for all of its shares of our common stock. Read SEC document |
| May 31, 2017 Filed Jun 30, 2017 19:15 UTC | Rosehill Resources Inc. ROSE · Entity 148501 | SaleClass A Common Stock | 67 | $9.25 | $619.75 |
DisclosureSEC source: 0001461790-17-000020 · primary_doc.xml · nonDerivative · entry 10 K2 PRINCIPAL FUND, L.P. · CIK 0001461790 · 10% owner K2 GENPAR LP · CIK 0001489957 · 10% owner K2 GENPAR 2009 INC · CIK 0001489956 · 10% owner Shawn Kimel Investments, Inc. · CIK 0001462150 · 10% owner K2 & Associates Investment Management Inc. · CIK 0001462151 · 10% owner Kimel Shawn · CIK 0001462149 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 515,289 F1 · ownership.direct: The reported securities are owned directly by The K2 Principal Fund, L.P. (the "Fund"), and indirectly by: K2 GenPar L.P., the general partner of the Fund (the "GP"), K2 GenPar 2009 Inc., the general partner of the GP ("GenPar 2009"), Shawn Kimel Investments Inc., which owns 100% of the equity interests in GenPar 2009 ("SKI"), and Shawn Kimel, the sole owner of SKI. SKI owns 66.5% of the equity interests of K2 & Associates Investment Management Inc. ("K2 & Associates"). K2 & Associates is the investment manager of the Fund. Shawn Kimel, through his ownership of SKI and his being president of each of SKI, the GP, GenPar2009 and K2 & Associates, controls the voting and dispositive power for all of its shares of our common stock. Read SEC document |
| May 30, 2017 Filed Jun 30, 2017 19:15 UTC | Rosehill Resources Inc. ROSE · Entity 148501 | SaleClass A Common Stock | 531 | $9.13 | $4,848.03 |
DisclosureSEC source: 0001461790-17-000020 · primary_doc.xml · nonDerivative · entry 9 K2 PRINCIPAL FUND, L.P. · CIK 0001461790 · 10% owner K2 GENPAR LP · CIK 0001489957 · 10% owner K2 GENPAR 2009 INC · CIK 0001489956 · 10% owner Shawn Kimel Investments, Inc. · CIK 0001462150 · 10% owner K2 & Associates Investment Management Inc. · CIK 0001462151 · 10% owner Kimel Shawn · CIK 0001462149 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 515,356 F1 · ownership.direct: The reported securities are owned directly by The K2 Principal Fund, L.P. (the "Fund"), and indirectly by: K2 GenPar L.P., the general partner of the Fund (the "GP"), K2 GenPar 2009 Inc., the general partner of the GP ("GenPar 2009"), Shawn Kimel Investments Inc., which owns 100% of the equity interests in GenPar 2009 ("SKI"), and Shawn Kimel, the sole owner of SKI. SKI owns 66.5% of the equity interests of K2 & Associates Investment Management Inc. ("K2 & Associates"). K2 & Associates is the investment manager of the Fund. Shawn Kimel, through his ownership of SKI and his being president of each of SKI, the GP, GenPar2009 and K2 & Associates, controls the voting and dispositive power for all of its shares of our common stock. Read SEC document |
| May 26, 2017 Filed Jun 30, 2017 19:15 UTC | Rosehill Resources Inc. ROSE · Entity 148501 | SaleClass A Common Stock | 3,900 | $9.36 | $36,504.00 |
DisclosureSEC source: 0001461790-17-000020 · primary_doc.xml · nonDerivative · entry 8 K2 PRINCIPAL FUND, L.P. · CIK 0001461790 · 10% owner K2 GENPAR LP · CIK 0001489957 · 10% owner K2 GENPAR 2009 INC · CIK 0001489956 · 10% owner Shawn Kimel Investments, Inc. · CIK 0001462150 · 10% owner K2 & Associates Investment Management Inc. · CIK 0001462151 · 10% owner Kimel Shawn · CIK 0001462149 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 515,887 F1 · ownership.direct: The reported securities are owned directly by The K2 Principal Fund, L.P. (the "Fund"), and indirectly by: K2 GenPar L.P., the general partner of the Fund (the "GP"), K2 GenPar 2009 Inc., the general partner of the GP ("GenPar 2009"), Shawn Kimel Investments Inc., which owns 100% of the equity interests in GenPar 2009 ("SKI"), and Shawn Kimel, the sole owner of SKI. SKI owns 66.5% of the equity interests of K2 & Associates Investment Management Inc. ("K2 & Associates"). K2 & Associates is the investment manager of the Fund. Shawn Kimel, through his ownership of SKI and his being president of each of SKI, the GP, GenPar2009 and K2 & Associates, controls the voting and dispositive power for all of its shares of our common stock. Read SEC document |
| May 25, 2017 Filed Jun 30, 2017 19:15 UTC | Rosehill Resources Inc. ROSE · Entity 148501 | SaleClass A Common Stock | 900 | $9.33 | $8,397.00 |
DisclosureSEC source: 0001461790-17-000020 · primary_doc.xml · nonDerivative · entry 7 K2 PRINCIPAL FUND, L.P. · CIK 0001461790 · 10% owner K2 GENPAR LP · CIK 0001489957 · 10% owner K2 GENPAR 2009 INC · CIK 0001489956 · 10% owner Shawn Kimel Investments, Inc. · CIK 0001462150 · 10% owner K2 & Associates Investment Management Inc. · CIK 0001462151 · 10% owner Kimel Shawn · CIK 0001462149 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 519,787 F1 · ownership.direct: The reported securities are owned directly by The K2 Principal Fund, L.P. (the "Fund"), and indirectly by: K2 GenPar L.P., the general partner of the Fund (the "GP"), K2 GenPar 2009 Inc., the general partner of the GP ("GenPar 2009"), Shawn Kimel Investments Inc., which owns 100% of the equity interests in GenPar 2009 ("SKI"), and Shawn Kimel, the sole owner of SKI. SKI owns 66.5% of the equity interests of K2 & Associates Investment Management Inc. ("K2 & Associates"). K2 & Associates is the investment manager of the Fund. Shawn Kimel, through his ownership of SKI and his being president of each of SKI, the GP, GenPar2009 and K2 & Associates, controls the voting and dispositive power for all of its shares of our common stock. Read SEC document |
| May 23, 2017 Filed Jun 30, 2017 19:15 UTC | Rosehill Resources Inc. ROSE · Entity 148501 | SaleClass A Common Stock | 110 | $9.30 | $1,023.00 |
DisclosureSEC source: 0001461790-17-000020 · primary_doc.xml · nonDerivative · entry 6 K2 PRINCIPAL FUND, L.P. · CIK 0001461790 · 10% owner K2 GENPAR LP · CIK 0001489957 · 10% owner K2 GENPAR 2009 INC · CIK 0001489956 · 10% owner Shawn Kimel Investments, Inc. · CIK 0001462150 · 10% owner K2 & Associates Investment Management Inc. · CIK 0001462151 · 10% owner Kimel Shawn · CIK 0001462149 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 520,687 F1 · ownership.direct: The reported securities are owned directly by The K2 Principal Fund, L.P. (the "Fund"), and indirectly by: K2 GenPar L.P., the general partner of the Fund (the "GP"), K2 GenPar 2009 Inc., the general partner of the GP ("GenPar 2009"), Shawn Kimel Investments Inc., which owns 100% of the equity interests in GenPar 2009 ("SKI"), and Shawn Kimel, the sole owner of SKI. SKI owns 66.5% of the equity interests of K2 & Associates Investment Management Inc. ("K2 & Associates"). K2 & Associates is the investment manager of the Fund. Shawn Kimel, through his ownership of SKI and his being president of each of SKI, the GP, GenPar2009 and K2 & Associates, controls the voting and dispositive power for all of its shares of our common stock. Read SEC document |
| May 22, 2017 Filed Jun 30, 2017 19:15 UTC | Rosehill Resources Inc. ROSE · Entity 148501 | SaleClass A Common Stock | 1,700 | $9.32 | $15,844.00 |
DisclosureSEC source: 0001461790-17-000020 · primary_doc.xml · nonDerivative · entry 5 K2 PRINCIPAL FUND, L.P. · CIK 0001461790 · 10% owner K2 GENPAR LP · CIK 0001489957 · 10% owner K2 GENPAR 2009 INC · CIK 0001489956 · 10% owner Shawn Kimel Investments, Inc. · CIK 0001462150 · 10% owner K2 & Associates Investment Management Inc. · CIK 0001462151 · 10% owner Kimel Shawn · CIK 0001462149 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 520,797 F1 · ownership.direct: The reported securities are owned directly by The K2 Principal Fund, L.P. (the "Fund"), and indirectly by: K2 GenPar L.P., the general partner of the Fund (the "GP"), K2 GenPar 2009 Inc., the general partner of the GP ("GenPar 2009"), Shawn Kimel Investments Inc., which owns 100% of the equity interests in GenPar 2009 ("SKI"), and Shawn Kimel, the sole owner of SKI. SKI owns 66.5% of the equity interests of K2 & Associates Investment Management Inc. ("K2 & Associates"). K2 & Associates is the investment manager of the Fund. Shawn Kimel, through his ownership of SKI and his being president of each of SKI, the GP, GenPar2009 and K2 & Associates, controls the voting and dispositive power for all of its shares of our common stock. Read SEC document |
| May 16, 2017 Filed Jun 30, 2017 19:15 UTC | Rosehill Resources Inc. ROSE · Entity 148501 | SaleClass A Common Stock | 1,000 | $9.17 | $9,170.00 |
DisclosureSEC source: 0001461790-17-000020 · primary_doc.xml · nonDerivative · entry 4 K2 PRINCIPAL FUND, L.P. · CIK 0001461790 · 10% owner K2 GENPAR LP · CIK 0001489957 · 10% owner K2 GENPAR 2009 INC · CIK 0001489956 · 10% owner Shawn Kimel Investments, Inc. · CIK 0001462150 · 10% owner K2 & Associates Investment Management Inc. · CIK 0001462151 · 10% owner Kimel Shawn · CIK 0001462149 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 522,497 F1 · ownership.direct: The reported securities are owned directly by The K2 Principal Fund, L.P. (the "Fund"), and indirectly by: K2 GenPar L.P., the general partner of the Fund (the "GP"), K2 GenPar 2009 Inc., the general partner of the GP ("GenPar 2009"), Shawn Kimel Investments Inc., which owns 100% of the equity interests in GenPar 2009 ("SKI"), and Shawn Kimel, the sole owner of SKI. SKI owns 66.5% of the equity interests of K2 & Associates Investment Management Inc. ("K2 & Associates"). K2 & Associates is the investment manager of the Fund. Shawn Kimel, through his ownership of SKI and his being president of each of SKI, the GP, GenPar2009 and K2 & Associates, controls the voting and dispositive power for all of its shares of our common stock. Read SEC document |
| May 10, 2017 Filed Jun 30, 2017 19:15 UTC | Rosehill Resources Inc. ROSE · Entity 148501 | SaleClass A Common Stock | 5,505 | $9.04 | $49,765.20 |
DisclosureSEC source: 0001461790-17-000020 · primary_doc.xml · nonDerivative · entry 3 K2 PRINCIPAL FUND, L.P. · CIK 0001461790 · 10% owner K2 GENPAR LP · CIK 0001489957 · 10% owner K2 GENPAR 2009 INC · CIK 0001489956 · 10% owner Shawn Kimel Investments, Inc. · CIK 0001462150 · 10% owner K2 & Associates Investment Management Inc. · CIK 0001462151 · 10% owner Kimel Shawn · CIK 0001462149 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 523,497 F1 · ownership.direct: The reported securities are owned directly by The K2 Principal Fund, L.P. (the "Fund"), and indirectly by: K2 GenPar L.P., the general partner of the Fund (the "GP"), K2 GenPar 2009 Inc., the general partner of the GP ("GenPar 2009"), Shawn Kimel Investments Inc., which owns 100% of the equity interests in GenPar 2009 ("SKI"), and Shawn Kimel, the sole owner of SKI. SKI owns 66.5% of the equity interests of K2 & Associates Investment Management Inc. ("K2 & Associates"). K2 & Associates is the investment manager of the Fund. Shawn Kimel, through his ownership of SKI and his being president of each of SKI, the GP, GenPar2009 and K2 & Associates, controls the voting and dispositive power for all of its shares of our common stock. Read SEC document |
| May 09, 2017 Filed Jun 30, 2017 19:15 UTC | Rosehill Resources Inc. ROSE · Entity 148501 | SaleClass A Common Stock | 2,573 | $9.06 | $23,311.38 |
DisclosureSEC source: 0001461790-17-000020 · primary_doc.xml · nonDerivative · entry 2 K2 PRINCIPAL FUND, L.P. · CIK 0001461790 · 10% owner K2 GENPAR LP · CIK 0001489957 · 10% owner K2 GENPAR 2009 INC · CIK 0001489956 · 10% owner Shawn Kimel Investments, Inc. · CIK 0001462150 · 10% owner K2 & Associates Investment Management Inc. · CIK 0001462151 · 10% owner Kimel Shawn · CIK 0001462149 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 529,002 F1 · ownership.direct: The reported securities are owned directly by The K2 Principal Fund, L.P. (the "Fund"), and indirectly by: K2 GenPar L.P., the general partner of the Fund (the "GP"), K2 GenPar 2009 Inc., the general partner of the GP ("GenPar 2009"), Shawn Kimel Investments Inc., which owns 100% of the equity interests in GenPar 2009 ("SKI"), and Shawn Kimel, the sole owner of SKI. SKI owns 66.5% of the equity interests of K2 & Associates Investment Management Inc. ("K2 & Associates"). K2 & Associates is the investment manager of the Fund. Shawn Kimel, through his ownership of SKI and his being president of each of SKI, the GP, GenPar2009 and K2 & Associates, controls the voting and dispositive power for all of its shares of our common stock. Read SEC document |
| May 08, 2017 Filed Jun 30, 2017 19:15 UTC | Rosehill Resources Inc. ROSE · Entity 148501 | SaleClass A Common Stock | 76 | $9.41 | $715.16 |
DisclosureSEC source: 0001461790-17-000020 · primary_doc.xml · nonDerivative · entry 1 K2 PRINCIPAL FUND, L.P. · CIK 0001461790 · 10% owner K2 GENPAR LP · CIK 0001489957 · 10% owner K2 GENPAR 2009 INC · CIK 0001489956 · 10% owner Shawn Kimel Investments, Inc. · CIK 0001462150 · 10% owner K2 & Associates Investment Management Inc. · CIK 0001462151 · 10% owner Kimel Shawn · CIK 0001462149 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 531,575 F1 · ownership.direct: The reported securities are owned directly by The K2 Principal Fund, L.P. (the "Fund"), and indirectly by: K2 GenPar L.P., the general partner of the Fund (the "GP"), K2 GenPar 2009 Inc., the general partner of the GP ("GenPar 2009"), Shawn Kimel Investments Inc., which owns 100% of the equity interests in GenPar 2009 ("SKI"), and Shawn Kimel, the sole owner of SKI. SKI owns 66.5% of the equity interests of K2 & Associates Investment Management Inc. ("K2 & Associates"). K2 & Associates is the investment manager of the Fund. Shawn Kimel, through his ownership of SKI and his being president of each of SKI, the GP, GenPar2009 and K2 & Associates, controls the voting and dispositive power for all of its shares of our common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.