organization · Reporting owner

Mangrove Partners Fund (Cayman), Ltd.

Disclosed activity across 5 companies

Tapewire entity: 152655
SEC CIK: 0001569229

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (5)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ASTA FUNDING INC

Report date February 23, 2017 · Filed February 24, 2017

Jointly reported with Mangrove Partners Master Fund, Ltd., Mangrove Partners Fund, L.P., MANGROVE CAPITAL, AUGUST NATHANIEL H., MANGROVE PARTNERS IM, LLC

Section 16 reporting ended · disclosed 2017-02-24. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	471,086	Reported balance After 2017-02-23 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2017-02-23 · Other · Disposed 3,534,615 · Balance 471,086 F3: Pursuant to a cash tender offer conducted by the Issuer, the Reporting Persons tendered, in exchange for cash consideration of $10.35 per share, Shares beneficially owned by them. F1: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital.

Filing footnotes · ownership attribution and instrument terms

F1: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons."

F2: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital.

F3: Pursuant to a cash tender offer conducted by the Issuer, the Reporting Persons tendered, in exchange for cash consideration of $10.35 per share, Shares beneficially owned by them.

Calamos Asset Management, Inc. /DE/

Report date February 06, 2017 · Filed February 08, 2017

Jointly reported with Mangrove Partners Master Fund, Ltd., Mangrove Partners Fund, L.P., MANGROVE CAPITAL, AUGUST NATHANIEL H., MANGROVE PARTNERS IM, LLC

Section 16 reporting ended · disclosed 2017-02-08. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	Direct	2,767,490	Last balance in matching sequence After 2017-02-06 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 3 source rows Row 1 · 2017-02-06 · Purchase · Acquired 6,372 · Balance 2,672,607 F1: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Row 2 · 2017-02-06 · Purchase · Acquired 75,000 · Balance 2,747,607 F1: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Row 3 · 2017-02-06 · Purchase · Acquired 19,883 · Balance 2,767,490 F1: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital.

Filing footnotes · ownership attribution and instrument terms

STONEMOR PARTNERS LP

Report date December 31, 2019 · Filed January 03, 2020

Jointly reported with Mangrove Partners Master Fund, Ltd., Mangrove Partners Fund (Cayman Drawdown), L.P., Mangrove Partners i-Feeder 1, Ltd., Mangrove Partners Fund, L.P., Mangrove Partners Fund (Cayman Partnership), L.P., MANGROVE PARTNERS IM, LLC, AUGUST NATHANIEL H.

Section 16 reporting ended · disclosed 2020-01-03. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Series A Preferred UnitsSEC Table II · derivative / convertible security	IndirectBy MPF InvestCo 6, LLC	Reported balance After 2019-12-31 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2019-12-31 · Other · Disposed 1,323,806 · Balance 0 F1: Each Series A Preferred Unit ("Preferred Unit") is convertible into one common unit representing a limited partnership unit of the Issuer ("Common Unit") (i) at the option of the holder thereof beginning on the 10th day following the completion of the Rights Offering (as defined in the Issuer's Third Amended and Restated Agreement of Limited Partnership, dated as of June 27, 2019 (the "LPA")) and (ii) automatically upon the consummation of the merger pursuant to the Merger Agreement (as defined in footnote 2 herein). The Preferred Units do not have an expiration date. F2: Pursuant to the Merger and Reorganization Agreement and Plan of Merger dated as of September 27, 2018 (as amended to date, the "Merger Agreement"), by and among the Issuer, StoneMor GP LLC (now StoneMor Inc. ("StoneMor Inc.")) and certain of their affiliates, at the effective time of the merger on December 31, 2019 (the "Effective Time"), each Preferred Unit held by the Reporting Persons and each Common Unit underlying swaps held by Master Fund converted into one share of common stock, par value $0.01 per share of StoneMor Inc. ("Common Stock"). At the Effective Time, the shares of Common Stock received in exchange for the Preferred Units are held directly by Master Fund. F13: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each of MPF InvestCo 6, LLC, MPF InvestCo 7, LLC and MPF InvestCo 8, LLC was assumed by StoneMor Inc. in a transaction intended to be tax-free under the U.S. Internal Revenue Code of 1986, as amended, in exchange for one share of Common Stock for each Preferred Unit held by each of MPF InvestCo 6, LLC, MPF InvestCo 7, LLC and MPF InvestCo 8, LLC. At the Effective Time, such shares of Common Stock are held directly by Master Fund. F6: The Mangrove Partners Fund (Cayman Drawdown), L.P. ("Cayman Drawdown") wholly owns MPF InvestCo 6, LLC and is a feeder fund to Master Fund. Mangrove Partners serves as investment manager of Cayman Drawdown. F12: Master Fund, Mangrove Partners and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any.
Series A Preferred UnitsSEC Table II · derivative / convertible security	IndirectBy MPF InvestCo 7, LLC	Reported balance After 2019-12-31 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2019-12-31 · Other · Disposed 540,438 · Balance 0 F1: Each Series A Preferred Unit ("Preferred Unit") is convertible into one common unit representing a limited partnership unit of the Issuer ("Common Unit") (i) at the option of the holder thereof beginning on the 10th day following the completion of the Rights Offering (as defined in the Issuer's Third Amended and Restated Agreement of Limited Partnership, dated as of June 27, 2019 (the "LPA")) and (ii) automatically upon the consummation of the merger pursuant to the Merger Agreement (as defined in footnote 2 herein). The Preferred Units do not have an expiration date. F2: Pursuant to the Merger and Reorganization Agreement and Plan of Merger dated as of September 27, 2018 (as amended to date, the "Merger Agreement"), by and among the Issuer, StoneMor GP LLC (now StoneMor Inc. ("StoneMor Inc.")) and certain of their affiliates, at the effective time of the merger on December 31, 2019 (the "Effective Time"), each Preferred Unit held by the Reporting Persons and each Common Unit underlying swaps held by Master Fund converted into one share of common stock, par value $0.01 per share of StoneMor Inc. ("Common Stock"). At the Effective Time, the shares of Common Stock received in exchange for the Preferred Units are held directly by Master Fund. F13: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each of MPF InvestCo 6, LLC, MPF InvestCo 7, LLC and MPF InvestCo 8, LLC was assumed by StoneMor Inc. in a transaction intended to be tax-free under the U.S. Internal Revenue Code of 1986, as amended, in exchange for one share of Common Stock for each Preferred Unit held by each of MPF InvestCo 6, LLC, MPF InvestCo 7, LLC and MPF InvestCo 8, LLC. At the Effective Time, such shares of Common Stock are held directly by Master Fund. F7: The Mangrove Partners i-Feeder 1, Ltd. ("i-Feeder") wholly owns MPF InvestCo 7, LLC and is a feeder fund to Master Fund. Mangrove Partners serves as investment manager of i-Feeder. F12: Master Fund, Mangrove Partners and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any.
Series A Preferred UnitsSEC Table II · derivative / convertible security	IndirectBy MPF InvestCo 8, LLC	Reported balance After 2019-12-31 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2019-12-31 · Other · Disposed 1,441,276 · Balance 0 F1: Each Series A Preferred Unit ("Preferred Unit") is convertible into one common unit representing a limited partnership unit of the Issuer ("Common Unit") (i) at the option of the holder thereof beginning on the 10th day following the completion of the Rights Offering (as defined in the Issuer's Third Amended and Restated Agreement of Limited Partnership, dated as of June 27, 2019 (the "LPA")) and (ii) automatically upon the consummation of the merger pursuant to the Merger Agreement (as defined in footnote 2 herein). The Preferred Units do not have an expiration date. F2: Pursuant to the Merger and Reorganization Agreement and Plan of Merger dated as of September 27, 2018 (as amended to date, the "Merger Agreement"), by and among the Issuer, StoneMor GP LLC (now StoneMor Inc. ("StoneMor Inc.")) and certain of their affiliates, at the effective time of the merger on December 31, 2019 (the "Effective Time"), each Preferred Unit held by the Reporting Persons and each Common Unit underlying swaps held by Master Fund converted into one share of common stock, par value $0.01 per share of StoneMor Inc. ("Common Stock"). At the Effective Time, the shares of Common Stock received in exchange for the Preferred Units are held directly by Master Fund. F13: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each of MPF InvestCo 6, LLC, MPF InvestCo 7, LLC and MPF InvestCo 8, LLC was assumed by StoneMor Inc. in a transaction intended to be tax-free under the U.S. Internal Revenue Code of 1986, as amended, in exchange for one share of Common Stock for each Preferred Unit held by each of MPF InvestCo 6, LLC, MPF InvestCo 7, LLC and MPF InvestCo 8, LLC. At the Effective Time, such shares of Common Stock are held directly by Master Fund. F8: The Mangrove Partners Fund (Cayman), Ltd. ("Mangrove Fund Cayman") wholly owns MPF InvestCo 8, LLC and is a feeder fund to Master Fund. Mangrove Partners serves as investment manager of Mangrove Fund Cayman. F12: Master Fund, Mangrove Partners and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any.
Series A Preferred UnitsSEC Table II · derivative / convertible security	IndirectBy The Mangrove Partners Fund, L.P.	Reported balance After 2019-12-31 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2019-12-31 · Other · Disposed 1,828,929 · Balance 0 F1: Each Series A Preferred Unit ("Preferred Unit") is convertible into one common unit representing a limited partnership unit of the Issuer ("Common Unit") (i) at the option of the holder thereof beginning on the 10th day following the completion of the Rights Offering (as defined in the Issuer's Third Amended and Restated Agreement of Limited Partnership, dated as of June 27, 2019 (the "LPA")) and (ii) automatically upon the consummation of the merger pursuant to the Merger Agreement (as defined in footnote 2 herein). The Preferred Units do not have an expiration date. F2: Pursuant to the Merger and Reorganization Agreement and Plan of Merger dated as of September 27, 2018 (as amended to date, the "Merger Agreement"), by and among the Issuer, StoneMor GP LLC (now StoneMor Inc. ("StoneMor Inc.")) and certain of their affiliates, at the effective time of the merger on December 31, 2019 (the "Effective Time"), each Preferred Unit held by the Reporting Persons and each Common Unit underlying swaps held by Master Fund converted into one share of common stock, par value $0.01 per share of StoneMor Inc. ("Common Stock"). At the Effective Time, the shares of Common Stock received in exchange for the Preferred Units are held directly by Master Fund. F9: The Mangrove Partners Fund, L.P. is a feeder fund to Master Fund. Mangrove Partners serves as investment manager of The Mangrove Partners Fund, L.P. F12: Master Fund, Mangrove Partners and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any.
Series A Preferred UnitsSEC Table II · derivative / convertible security	IndirectBy The Mangrove Partners Fund (Cayman Partnership), L.P.	Reported balance After 2019-12-31 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2019-12-31 · Other · Disposed 5,160,383 · Balance 0 F1: Each Series A Preferred Unit ("Preferred Unit") is convertible into one common unit representing a limited partnership unit of the Issuer ("Common Unit") (i) at the option of the holder thereof beginning on the 10th day following the completion of the Rights Offering (as defined in the Issuer's Third Amended and Restated Agreement of Limited Partnership, dated as of June 27, 2019 (the "LPA")) and (ii) automatically upon the consummation of the merger pursuant to the Merger Agreement (as defined in footnote 2 herein). The Preferred Units do not have an expiration date. F2: Pursuant to the Merger and Reorganization Agreement and Plan of Merger dated as of September 27, 2018 (as amended to date, the "Merger Agreement"), by and among the Issuer, StoneMor GP LLC (now StoneMor Inc. ("StoneMor Inc.")) and certain of their affiliates, at the effective time of the merger on December 31, 2019 (the "Effective Time"), each Preferred Unit held by the Reporting Persons and each Common Unit underlying swaps held by Master Fund converted into one share of common stock, par value $0.01 per share of StoneMor Inc. ("Common Stock"). At the Effective Time, the shares of Common Stock received in exchange for the Preferred Units are held directly by Master Fund. F10: The Mangrove Partners Fund (Cayman Partnership), L.P. is a feeder fund to Master Fund. Mangrove Partners serves as investment manager of The Mangrove Partners Fund (Cayman Partnership), L.P. F12: Master Fund, Mangrove Partners and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any.
Cash-Settled Total Return Swap (obligation to buy)SEC Table II · derivative / convertible security · Expires 2022-07-22	Direct	Reported balance After 2019-12-31 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2019-12-31 · Other · Disposed 2,369,877 · Balance 0 F3: These cash-settled total return swaps were entered into by The Mangrove Partners Master Fund, Ltd. ("Master Fund") between July 20, 2017 and May 24, 2019, with Morgan Stanley Capital Services LLC as the counterparty and at prices between $2.0669 and $7.5468. The swaps can be settled and closed at any time by Master Fund. F5: The swaps provide Master Fund with economic exposure to the Common Units referenced in the swap (the "Subject Securities"), benefiting Master Fund if the price of the Common Units increases, and benefitting counterparty if the price of the Common Units decreases. The swap does not provide Master Fund with the power to vote or direct the voting or dispose of, or to dispose or direct the disposition of, the Subject Securities, nor the right to acquire such power over the Subject Securities. The Reporting Persons expressly disclaim beneficial ownership of the Subject Securities. F2: Pursuant to the Merger and Reorganization Agreement and Plan of Merger dated as of September 27, 2018 (as amended to date, the "Merger Agreement"), by and among the Issuer, StoneMor GP LLC (now StoneMor Inc. ("StoneMor Inc.")) and certain of their affiliates, at the effective time of the merger on December 31, 2019 (the "Effective Time"), each Preferred Unit held by the Reporting Persons and each Common Unit underlying swaps held by Master Fund converted into one share of common stock, par value $0.01 per share of StoneMor Inc. ("Common Stock"). At the Effective Time, the shares of Common Stock received in exchange for the Preferred Units are held directly by Master Fund. F11: Mangrove Partners serves as investment manager of Master Fund. F12: Master Fund, Mangrove Partners and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any.
Cash-Settled Total Return Swap (obligation to buy)SEC Table II · derivative / convertible security · Expires 2022-05-30	Direct	Reported balance After 2019-12-31 transaction · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · 2019-12-31 · Other · Disposed 48,893 · Balance 0 F4: These cash-settled total return swaps were entered into by Master Fund between May 28, 2019 and June 17, 2019, with Barclays Bank PLC as the counterparty and at prices between $2.0029 and $2.586. The swaps can be settled and closed at any time by Master Fund. F5: The swaps provide Master Fund with economic exposure to the Common Units referenced in the swap (the "Subject Securities"), benefiting Master Fund if the price of the Common Units increases, and benefitting counterparty if the price of the Common Units decreases. The swap does not provide Master Fund with the power to vote or direct the voting or dispose of, or to dispose or direct the disposition of, the Subject Securities, nor the right to acquire such power over the Subject Securities. The Reporting Persons expressly disclaim beneficial ownership of the Subject Securities. F2: Pursuant to the Merger and Reorganization Agreement and Plan of Merger dated as of September 27, 2018 (as amended to date, the "Merger Agreement"), by and among the Issuer, StoneMor GP LLC (now StoneMor Inc. ("StoneMor Inc.")) and certain of their affiliates, at the effective time of the merger on December 31, 2019 (the "Effective Time"), each Preferred Unit held by the Reporting Persons and each Common Unit underlying swaps held by Master Fund converted into one share of common stock, par value $0.01 per share of StoneMor Inc. ("Common Stock"). At the Effective Time, the shares of Common Stock received in exchange for the Preferred Units are held directly by Master Fund. F11: Mangrove Partners serves as investment manager of Master Fund. F12: Master Fund, Mangrove Partners and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any.

Filing footnotes · ownership attribution and instrument terms

F1: Each Series A Preferred Unit ("Preferred Unit") is convertible into one common unit representing a limited partnership unit of the Issuer ("Common Unit") (i) at the option of the holder thereof beginning on the 10th day following the completion of the Rights Offering (as defined in the Issuer's Third Amended and Restated Agreement of Limited Partnership, dated as of June 27, 2019 (the "LPA")) and (ii) automatically upon the consummation of the merger pursuant to the Merger Agreement (as defined in footnote 2 herein). The Preferred Units do not have an expiration date.

F2: Pursuant to the Merger and Reorganization Agreement and Plan of Merger dated as of September 27, 2018 (as amended to date, the "Merger Agreement"), by and among the Issuer, StoneMor GP LLC (now StoneMor Inc. ("StoneMor Inc.")) and certain of their affiliates, at the effective time of the merger on December 31, 2019 (the "Effective Time"), each Preferred Unit held by the Reporting Persons and each Common Unit underlying swaps held by Master Fund converted into one share of common stock, par value $0.01 per share of StoneMor Inc. ("Common Stock"). At the Effective Time, the shares of Common Stock received in exchange for the Preferred Units are held directly by Master Fund.

F3: These cash-settled total return swaps were entered into by The Mangrove Partners Master Fund, Ltd. ("Master Fund") between July 20, 2017 and May 24, 2019, with Morgan Stanley Capital Services LLC as the counterparty and at prices between $2.0669 and $7.5468. The swaps can be settled and closed at any time by Master Fund.

F4: These cash-settled total return swaps were entered into by Master Fund between May 28, 2019 and June 17, 2019, with Barclays Bank PLC as the counterparty and at prices between $2.0029 and $2.586. The swaps can be settled and closed at any time by Master Fund.

F5: The swaps provide Master Fund with economic exposure to the Common Units referenced in the swap (the "Subject Securities"), benefiting Master Fund if the price of the Common Units increases, and benefitting counterparty if the price of the Common Units decreases. The swap does not provide Master Fund with the power to vote or direct the voting or dispose of, or to dispose or direct the disposition of, the Subject Securities, nor the right to acquire such power over the Subject Securities. The Reporting Persons expressly disclaim beneficial ownership of the Subject Securities.

F6: The Mangrove Partners Fund (Cayman Drawdown), L.P. ("Cayman Drawdown") wholly owns MPF InvestCo 6, LLC and is a feeder fund to Master Fund. Mangrove Partners serves as investment manager of Cayman Drawdown.

F7: The Mangrove Partners i-Feeder 1, Ltd. ("i-Feeder") wholly owns MPF InvestCo 7, LLC and is a feeder fund to Master Fund. Mangrove Partners serves as investment manager of i-Feeder.

F8: The Mangrove Partners Fund (Cayman), Ltd. ("Mangrove Fund Cayman") wholly owns MPF InvestCo 8, LLC and is a feeder fund to Master Fund. Mangrove Partners serves as investment manager of Mangrove Fund Cayman.

F9: The Mangrove Partners Fund, L.P. is a feeder fund to Master Fund. Mangrove Partners serves as investment manager of The Mangrove Partners Fund, L.P.

F10: The Mangrove Partners Fund (Cayman Partnership), L.P. is a feeder fund to Master Fund. Mangrove Partners serves as investment manager of The Mangrove Partners Fund (Cayman Partnership), L.P.

F11: Mangrove Partners serves as investment manager of Master Fund.

F12: Master Fund, Mangrove Partners and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any.

F13: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each of MPF InvestCo 6, LLC, MPF InvestCo 7, LLC and MPF InvestCo 8, LLC was assumed by StoneMor Inc. in a transaction intended to be tax-free under the U.S. Internal Revenue Code of 1986, as amended, in exchange for one share of Common Stock for each Preferred Unit held by each of MPF InvestCo 6, LLC, MPF InvestCo 7, LLC and MPF InvestCo 8, LLC. At the Effective Time, such shares of Common Stock are held directly by Master Fund.

SunCoke Energy, Inc.

Report date July 10, 2017 · Filed July 11, 2017

Jointly reported with Mangrove Partners Master Fund, Ltd., Mangrove Partners Fund, L.P., MANGROVE CAPITAL, AUGUST NATHANIEL H., MANGROVE PARTNERS IM, LLC

Section 16 reporting ended · disclosed 2017-07-11. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, $0.01 par valueSEC Table I · non-derivative	Direct	6,348,923	Last balance in matching sequence After 2017-07-10 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 1 · 2017-07-10 · Sale · Disposed 36,605 · Balance 6,398,923 F1: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Row 2 · 2017-07-10 · Sale · Disposed 50,000 · Balance 6,348,923 F1: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital.

Filing footnotes · ownership attribution and instrument terms

WESTMORELAND COAL Co

Report date December 06, 2016 · Filed December 07, 2016

Jointly reported with Mangrove Partners Master Fund, Ltd., Mangrove Partners Fund, L.P., MANGROVE CAPITAL, AUGUST NATHANIEL H., MANGROVE PARTNERS IM, LLC

Section 16 reporting ended · disclosed 2016-12-07. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, $0.01 par valueSEC Table I · non-derivative	Direct	1,854,722	Reported balance After 2016-12-06 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2016-12-06 · Sale · Disposed 39,886 · Balance 1,854,722 F1: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital.

Filing footnotes · ownership attribution and instrument terms

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
February 01, 2017 Filed Feb 2, 2017 11:06 UTC	Calamos Asset Management, Inc. /DE/ CLMS · Entity 178354	PurchaseClass A Common Stock	25,939	$8.42	$218,297.44	Disclosure SEC source: 0001214659-17-000639 · marketforms-37726.xml · nonDerivative · entry 5 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,580,956 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document
February 01, 2017 Filed Feb 2, 2017 11:06 UTC	Calamos Asset Management, Inc. /DE/ CLMS · Entity 178354	PurchaseClass A Common Stock	37,334	$8.42	$314,247.74	Disclosure SEC source: 0001214659-17-000639 · marketforms-37726.xml · nonDerivative · entry 4 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,555,017 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document
January 31, 2017 Filed Feb 2, 2017 11:06 UTC	Calamos Asset Management, Inc. /DE/ CLMS · Entity 178354	PurchaseClass A Common Stock	68,300	$8.40	$573,720.00	Disclosure SEC source: 0001214659-17-000639 · marketforms-37726.xml · nonDerivative · entry 3 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,517,683 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document
January 31, 2017 Filed Feb 2, 2017 11:06 UTC	Calamos Asset Management, Inc. /DE/ CLMS · Entity 178354	PurchaseClass A Common Stock	32,368	$8.39	$271,635.49	Disclosure SEC source: 0001214659-17-000639 · marketforms-37726.xml · nonDerivative · entry 2 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,449,383 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document
January 31, 2017 Filed Feb 2, 2017 11:06 UTC	Calamos Asset Management, Inc. /DE/ CLMS · Entity 178354	PurchaseClass A Common Stock	34,925	$8.39	$292,992.81	Disclosure SEC source: 0001214659-17-000639 · marketforms-37726.xml · nonDerivative · entry 1 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,417,015 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document
January 30, 2017 Filed Jan 31, 2017 09:28 UTC	Calamos Asset Management, Inc. /DE/ CLMS · Entity 178354	PurchaseClass A Common Stock	27,821	$8.40	$233,587.90	Disclosure SEC source: 0001214659-17-000542 · marketforms-37679.xml · nonDerivative · entry 5 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,382,090 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document
January 30, 2017 Filed Jan 31, 2017 09:28 UTC	Calamos Asset Management, Inc. /DE/ CLMS · Entity 178354	PurchaseClass A Common Stock	19,911	$8.40	$167,188.68	Disclosure SEC source: 0001214659-17-000542 · marketforms-37679.xml · nonDerivative · entry 4 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,354,269 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document
January 27, 2017 Filed Jan 31, 2017 09:28 UTC	Calamos Asset Management, Inc. /DE/ CLMS · Entity 178354	PurchaseClass A Common Stock	43,273	$8.36	$361,680.06	Disclosure SEC source: 0001214659-17-000542 · marketforms-37679.xml · nonDerivative · entry 3 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,334,358 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document
January 27, 2017 Filed Jan 31, 2017 09:28 UTC	Calamos Asset Management, Inc. /DE/ CLMS · Entity 178354	PurchaseClass A Common Stock	100,000	$8.35	$835,000.00	Disclosure SEC source: 0001214659-17-000542 · marketforms-37679.xml · nonDerivative · entry 2 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,291,085 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document
January 27, 2017 Filed Jan 31, 2017 09:28 UTC	Calamos Asset Management, Inc. /DE/ CLMS · Entity 178354	PurchaseClass A Common Stock	6,300	$8.35	$52,589.25	Disclosure SEC source: 0001214659-17-000542 · marketforms-37679.xml · nonDerivative · entry 1 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,191,085 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document
January 26, 2017 Filed Jan 27, 2017 09:25 UTC	Calamos Asset Management, Inc. /DE/ CLMS · Entity 178354	PurchaseClass A Common Stock	25,000	$8.35	$208,750.00	Disclosure SEC source: 0001214659-17-000467 · marketforms-37644.xml · nonDerivative · entry 5 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,184,785 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document
January 26, 2017 Filed Jan 27, 2017 09:25 UTC	Calamos Asset Management, Inc. /DE/ CLMS · Entity 178354	PurchaseClass A Common Stock	30,003	$8.35	$250,633.06	Disclosure SEC source: 0001214659-17-000467 · marketforms-37644.xml · nonDerivative · entry 4 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,159,785 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document
January 26, 2017 Filed Jan 27, 2017 09:25 UTC	Calamos Asset Management, Inc. /DE/ CLMS · Entity 178354	PurchaseClass A Common Stock	13,118	$8.35	$109,569.41	Disclosure SEC source: 0001214659-17-000467 · marketforms-37644.xml · nonDerivative · entry 3 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,129,782 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document
January 25, 2017 Filed Jan 27, 2017 09:25 UTC	Calamos Asset Management, Inc. /DE/ CLMS · Entity 178354	PurchaseClass A Common Stock	5,562	$8.35	$46,441.59	Disclosure SEC source: 0001214659-17-000467 · marketforms-37644.xml · nonDerivative · entry 2 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,116,664 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document
January 25, 2017 Filed Jan 27, 2017 09:25 UTC	Calamos Asset Management, Inc. /DE/ CLMS · Entity 178354	PurchaseClass A Common Stock	3,000	$8.35	$25,047.60	Disclosure SEC source: 0001214659-17-000467 · marketforms-37644.xml · nonDerivative · entry 1 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,111,102 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document
January 24, 2017 Filed Jan 25, 2017 10:07 UTC	Calamos Asset Management, Inc. /DE/ CLMS · Entity 178354	PurchaseClass A Common Stock	25,059	$8.35	$209,262.70	Disclosure SEC source: 0001214659-17-000431 · marketforms-37638.xml · nonDerivative · entry 4 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,108,102 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document
January 24, 2017 Filed Jan 25, 2017 10:07 UTC	Calamos Asset Management, Inc. /DE/ CLMS · Entity 178354	PurchaseClass A Common Stock	4,000	$8.35	$33,404.40	Disclosure SEC source: 0001214659-17-000431 · marketforms-37638.xml · nonDerivative · entry 3 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,083,043 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document
January 23, 2017 Filed Jan 25, 2017 10:07 UTC	Calamos Asset Management, Inc. /DE/ CLMS · Entity 178354	PurchaseClass A Common Stock	3,943	$8.37	$32,985.17	Disclosure SEC source: 0001214659-17-000431 · marketforms-37638.xml · nonDerivative · entry 2 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,078,800 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document
January 23, 2017 Filed Jan 25, 2017 10:07 UTC	Calamos Asset Management, Inc. /DE/ CLMS · Entity 178354	PurchaseClass A Common Stock	700	$8.37	$5,855.99	Disclosure SEC source: 0001214659-17-000431 · marketforms-37638.xml · nonDerivative · entry 1 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,075,100 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document
January 19, 2017 Filed Jan 23, 2017 09:42 UTC	Calamos Asset Management, Inc. /DE/ CLMS · Entity 178354	PurchaseClass A Common Stock	3,700	$8.30	$30,700.01	Disclosure SEC source: 0001214659-17-000409 · marketforms-37635.xml · nonDerivative · entry 2 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,074,400 Read SEC document
January 19, 2017 Filed Jan 23, 2017 09:42 UTC	Calamos Asset Management, Inc. /DE/ CLMS · Entity 178354	PurchaseClass A Common Stock	2,000	$8.30	$16,590.00	Disclosure SEC source: 0001214659-17-000409 · marketforms-37635.xml · nonDerivative · entry 1 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,070,700 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document
January 18, 2017 Filed Jan 19, 2017 15:03 UTC	Calamos Asset Management, Inc. /DE/ CLMS · Entity 178354	PurchaseClass A Common Stock	18,920	$8.38	$158,585.55	Disclosure SEC source: 0001214659-17-000377 · marketforms-37633.xml · nonDerivative · entry 2 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,068,700 Read SEC document
January 18, 2017 Filed Jan 19, 2017 15:03 UTC	Calamos Asset Management, Inc. /DE/ CLMS · Entity 178354	PurchaseClass A Common Stock	13,700	$8.38	$114,789.56	Disclosure SEC source: 0001214659-17-000377 · marketforms-37633.xml · nonDerivative · entry 1 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,049,780 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document
December 06, 2016 Filed Dec 7, 2016 12:18 UTC	WESTMORELAND COAL Co WLB · Entity 159111	SaleCommon Stock, $0.01 par value	39,886	$19.10	$761,671.03	Disclosure SEC source: 0001214659-16-015233 · marketforms-37318.xml · nonDerivative · entry 1 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,854,722 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.