organization · Reporting owner
Mangrove Partners Fund (Cayman), Ltd.
Disclosed activity across 5 companies
Sign in to followReported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (5)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ASTA FUNDING INC
Report date February 23, 2017 · Filed February 24, 2017
Jointly reported with Mangrove Partners Master Fund, Ltd., Mangrove Partners Fund, L.P., MANGROVE CAPITAL, AUGUST NATHANIEL H., MANGROVE PARTNERS IM, LLC
Section 16 reporting ended · disclosed 2017-02-24. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 471,086 |
Reported balance
After 2017-02-23 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2017-02-23 · Other · Disposed 3,534,615 · Balance 471,086 F3: Pursuant to a cash tender offer conducted by the Issuer, the Reporting Persons tendered, in exchange for cash consideration of $10.35 per share, Shares beneficially owned by them. F1: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons."
F2: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital.
F3: Pursuant to a cash tender offer conducted by the Issuer, the Reporting Persons tendered, in exchange for cash consideration of $10.35 per share, Shares beneficially owned by them.
Calamos Asset Management, Inc. /DE/
Report date February 06, 2017 · Filed February 08, 2017
Jointly reported with Mangrove Partners Master Fund, Ltd., Mangrove Partners Fund, L.P., MANGROVE CAPITAL, AUGUST NATHANIEL H., MANGROVE PARTNERS IM, LLC
Section 16 reporting ended · disclosed 2017-02-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 2,767,490 |
Last balance in matching sequence
After 2017-02-06 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2017-02-06 · Purchase · Acquired 6,372 · Balance 2,672,607 F1: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Row 2 · 2017-02-06 · Purchase · Acquired 75,000 · Balance 2,747,607 F1: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Row 3 · 2017-02-06 · Purchase · Acquired 19,883 · Balance 2,767,490 F1: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons."
F2: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital.
STONEMOR PARTNERS LP
Report date December 31, 2019 · Filed January 03, 2020
Jointly reported with Mangrove Partners Master Fund, Ltd., Mangrove Partners Fund (Cayman Drawdown), L.P., Mangrove Partners i-Feeder 1, Ltd., Mangrove Partners Fund, L.P., Mangrove Partners Fund (Cayman Partnership), L.P., MANGROVE PARTNERS IM, LLC, AUGUST NATHANIEL H.
Section 16 reporting ended · disclosed 2020-01-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series A Preferred UnitsSEC Table II · derivative / convertible security | IndirectBy MPF InvestCo 6, LLC | 0 |
Reported balance
After 2019-12-31 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-12-31 · Other · Disposed 1,323,806 · Balance 0 F1: Each Series A Preferred Unit ("Preferred Unit") is convertible into one common unit representing a limited partnership unit of the Issuer ("Common Unit") (i) at the option of the holder thereof beginning on the 10th day following the completion of the Rights Offering (as defined in the Issuer's Third Amended and Restated Agreement of Limited Partnership, dated as of June 27, 2019 (the "LPA")) and (ii) automatically upon the consummation of the merger pursuant to the Merger Agreement (as defined in footnote 2 herein). The Preferred Units do not have an expiration date. F2: Pursuant to the Merger and Reorganization Agreement and Plan of Merger dated as of September 27, 2018 (as amended to date, the "Merger Agreement"), by and among the Issuer, StoneMor GP LLC (now StoneMor Inc. ("StoneMor Inc.")) and certain of their affiliates, at the effective time of the merger on December 31, 2019 (the "Effective Time"), each Preferred Unit held by the Reporting Persons and each Common Unit underlying swaps held by Master Fund converted into one share of common stock, par value $0.01 per share of StoneMor Inc. ("Common Stock"). At the Effective Time, the shares of Common Stock received in exchange for the Preferred Units are held directly by Master Fund. F13: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each of MPF InvestCo 6, LLC, MPF InvestCo 7, LLC and MPF InvestCo 8, LLC was assumed by StoneMor Inc. in a transaction intended to be tax-free under the U.S. Internal Revenue Code of 1986, as amended, in exchange for one share of Common Stock for each Preferred Unit held by each of MPF InvestCo 6, LLC, MPF InvestCo 7, LLC and MPF InvestCo 8, LLC. At the Effective Time, such shares of Common Stock are held directly by Master Fund. F6: The Mangrove Partners Fund (Cayman Drawdown), L.P. ("Cayman Drawdown") wholly owns MPF InvestCo 6, LLC and is a feeder fund to Master Fund. Mangrove Partners serves as investment manager of Cayman Drawdown. F12: Master Fund, Mangrove Partners and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any. |
| Series A Preferred UnitsSEC Table II · derivative / convertible security | IndirectBy MPF InvestCo 7, LLC | 0 |
Reported balance
After 2019-12-31 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-12-31 · Other · Disposed 540,438 · Balance 0 F1: Each Series A Preferred Unit ("Preferred Unit") is convertible into one common unit representing a limited partnership unit of the Issuer ("Common Unit") (i) at the option of the holder thereof beginning on the 10th day following the completion of the Rights Offering (as defined in the Issuer's Third Amended and Restated Agreement of Limited Partnership, dated as of June 27, 2019 (the "LPA")) and (ii) automatically upon the consummation of the merger pursuant to the Merger Agreement (as defined in footnote 2 herein). The Preferred Units do not have an expiration date. F2: Pursuant to the Merger and Reorganization Agreement and Plan of Merger dated as of September 27, 2018 (as amended to date, the "Merger Agreement"), by and among the Issuer, StoneMor GP LLC (now StoneMor Inc. ("StoneMor Inc.")) and certain of their affiliates, at the effective time of the merger on December 31, 2019 (the "Effective Time"), each Preferred Unit held by the Reporting Persons and each Common Unit underlying swaps held by Master Fund converted into one share of common stock, par value $0.01 per share of StoneMor Inc. ("Common Stock"). At the Effective Time, the shares of Common Stock received in exchange for the Preferred Units are held directly by Master Fund. F13: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each of MPF InvestCo 6, LLC, MPF InvestCo 7, LLC and MPF InvestCo 8, LLC was assumed by StoneMor Inc. in a transaction intended to be tax-free under the U.S. Internal Revenue Code of 1986, as amended, in exchange for one share of Common Stock for each Preferred Unit held by each of MPF InvestCo 6, LLC, MPF InvestCo 7, LLC and MPF InvestCo 8, LLC. At the Effective Time, such shares of Common Stock are held directly by Master Fund. F7: The Mangrove Partners i-Feeder 1, Ltd. ("i-Feeder") wholly owns MPF InvestCo 7, LLC and is a feeder fund to Master Fund. Mangrove Partners serves as investment manager of i-Feeder. F12: Master Fund, Mangrove Partners and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any. |
| Series A Preferred UnitsSEC Table II · derivative / convertible security | IndirectBy MPF InvestCo 8, LLC | 0 |
Reported balance
After 2019-12-31 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-12-31 · Other · Disposed 1,441,276 · Balance 0 F1: Each Series A Preferred Unit ("Preferred Unit") is convertible into one common unit representing a limited partnership unit of the Issuer ("Common Unit") (i) at the option of the holder thereof beginning on the 10th day following the completion of the Rights Offering (as defined in the Issuer's Third Amended and Restated Agreement of Limited Partnership, dated as of June 27, 2019 (the "LPA")) and (ii) automatically upon the consummation of the merger pursuant to the Merger Agreement (as defined in footnote 2 herein). The Preferred Units do not have an expiration date. F2: Pursuant to the Merger and Reorganization Agreement and Plan of Merger dated as of September 27, 2018 (as amended to date, the "Merger Agreement"), by and among the Issuer, StoneMor GP LLC (now StoneMor Inc. ("StoneMor Inc.")) and certain of their affiliates, at the effective time of the merger on December 31, 2019 (the "Effective Time"), each Preferred Unit held by the Reporting Persons and each Common Unit underlying swaps held by Master Fund converted into one share of common stock, par value $0.01 per share of StoneMor Inc. ("Common Stock"). At the Effective Time, the shares of Common Stock received in exchange for the Preferred Units are held directly by Master Fund. F13: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each of MPF InvestCo 6, LLC, MPF InvestCo 7, LLC and MPF InvestCo 8, LLC was assumed by StoneMor Inc. in a transaction intended to be tax-free under the U.S. Internal Revenue Code of 1986, as amended, in exchange for one share of Common Stock for each Preferred Unit held by each of MPF InvestCo 6, LLC, MPF InvestCo 7, LLC and MPF InvestCo 8, LLC. At the Effective Time, such shares of Common Stock are held directly by Master Fund. F8: The Mangrove Partners Fund (Cayman), Ltd. ("Mangrove Fund Cayman") wholly owns MPF InvestCo 8, LLC and is a feeder fund to Master Fund. Mangrove Partners serves as investment manager of Mangrove Fund Cayman. F12: Master Fund, Mangrove Partners and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any. |
| Series A Preferred UnitsSEC Table II · derivative / convertible security | IndirectBy The Mangrove Partners Fund, L.P. | 0 |
Reported balance
After 2019-12-31 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-12-31 · Other · Disposed 1,828,929 · Balance 0 F1: Each Series A Preferred Unit ("Preferred Unit") is convertible into one common unit representing a limited partnership unit of the Issuer ("Common Unit") (i) at the option of the holder thereof beginning on the 10th day following the completion of the Rights Offering (as defined in the Issuer's Third Amended and Restated Agreement of Limited Partnership, dated as of June 27, 2019 (the "LPA")) and (ii) automatically upon the consummation of the merger pursuant to the Merger Agreement (as defined in footnote 2 herein). The Preferred Units do not have an expiration date. F2: Pursuant to the Merger and Reorganization Agreement and Plan of Merger dated as of September 27, 2018 (as amended to date, the "Merger Agreement"), by and among the Issuer, StoneMor GP LLC (now StoneMor Inc. ("StoneMor Inc.")) and certain of their affiliates, at the effective time of the merger on December 31, 2019 (the "Effective Time"), each Preferred Unit held by the Reporting Persons and each Common Unit underlying swaps held by Master Fund converted into one share of common stock, par value $0.01 per share of StoneMor Inc. ("Common Stock"). At the Effective Time, the shares of Common Stock received in exchange for the Preferred Units are held directly by Master Fund. F9: The Mangrove Partners Fund, L.P. is a feeder fund to Master Fund. Mangrove Partners serves as investment manager of The Mangrove Partners Fund, L.P. F12: Master Fund, Mangrove Partners and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any. |
| Series A Preferred UnitsSEC Table II · derivative / convertible security | IndirectBy The Mangrove Partners Fund (Cayman Partnership), L.P. | 0 |
Reported balance
After 2019-12-31 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-12-31 · Other · Disposed 5,160,383 · Balance 0 F1: Each Series A Preferred Unit ("Preferred Unit") is convertible into one common unit representing a limited partnership unit of the Issuer ("Common Unit") (i) at the option of the holder thereof beginning on the 10th day following the completion of the Rights Offering (as defined in the Issuer's Third Amended and Restated Agreement of Limited Partnership, dated as of June 27, 2019 (the "LPA")) and (ii) automatically upon the consummation of the merger pursuant to the Merger Agreement (as defined in footnote 2 herein). The Preferred Units do not have an expiration date. F2: Pursuant to the Merger and Reorganization Agreement and Plan of Merger dated as of September 27, 2018 (as amended to date, the "Merger Agreement"), by and among the Issuer, StoneMor GP LLC (now StoneMor Inc. ("StoneMor Inc.")) and certain of their affiliates, at the effective time of the merger on December 31, 2019 (the "Effective Time"), each Preferred Unit held by the Reporting Persons and each Common Unit underlying swaps held by Master Fund converted into one share of common stock, par value $0.01 per share of StoneMor Inc. ("Common Stock"). At the Effective Time, the shares of Common Stock received in exchange for the Preferred Units are held directly by Master Fund. F10: The Mangrove Partners Fund (Cayman Partnership), L.P. is a feeder fund to Master Fund. Mangrove Partners serves as investment manager of The Mangrove Partners Fund (Cayman Partnership), L.P. F12: Master Fund, Mangrove Partners and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any. |
| Cash-Settled Total Return Swap (obligation to buy)SEC Table II · derivative / convertible security · Expires 2022-07-22 | Direct | 0 |
Reported balance
After 2019-12-31 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-12-31 · Other · Disposed 2,369,877 · Balance 0 F3: These cash-settled total return swaps were entered into by The Mangrove Partners Master Fund, Ltd. ("Master Fund") between July 20, 2017 and May 24, 2019, with Morgan Stanley Capital Services LLC as the counterparty and at prices between $2.0669 and $7.5468. The swaps can be settled and closed at any time by Master Fund. F5: The swaps provide Master Fund with economic exposure to the Common Units referenced in the swap (the "Subject Securities"), benefiting Master Fund if the price of the Common Units increases, and benefitting counterparty if the price of the Common Units decreases. The swap does not provide Master Fund with the power to vote or direct the voting or dispose of, or to dispose or direct the disposition of, the Subject Securities, nor the right to acquire such power over the Subject Securities. The Reporting Persons expressly disclaim beneficial ownership of the Subject Securities. F2: Pursuant to the Merger and Reorganization Agreement and Plan of Merger dated as of September 27, 2018 (as amended to date, the "Merger Agreement"), by and among the Issuer, StoneMor GP LLC (now StoneMor Inc. ("StoneMor Inc.")) and certain of their affiliates, at the effective time of the merger on December 31, 2019 (the "Effective Time"), each Preferred Unit held by the Reporting Persons and each Common Unit underlying swaps held by Master Fund converted into one share of common stock, par value $0.01 per share of StoneMor Inc. ("Common Stock"). At the Effective Time, the shares of Common Stock received in exchange for the Preferred Units are held directly by Master Fund. F11: Mangrove Partners serves as investment manager of Master Fund. F12: Master Fund, Mangrove Partners and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any. |
| Cash-Settled Total Return Swap (obligation to buy)SEC Table II · derivative / convertible security · Expires 2022-05-30 | Direct | 0 |
Reported balance
After 2019-12-31 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2019-12-31 · Other · Disposed 48,893 · Balance 0 F4: These cash-settled total return swaps were entered into by Master Fund between May 28, 2019 and June 17, 2019, with Barclays Bank PLC as the counterparty and at prices between $2.0029 and $2.586. The swaps can be settled and closed at any time by Master Fund. F5: The swaps provide Master Fund with economic exposure to the Common Units referenced in the swap (the "Subject Securities"), benefiting Master Fund if the price of the Common Units increases, and benefitting counterparty if the price of the Common Units decreases. The swap does not provide Master Fund with the power to vote or direct the voting or dispose of, or to dispose or direct the disposition of, the Subject Securities, nor the right to acquire such power over the Subject Securities. The Reporting Persons expressly disclaim beneficial ownership of the Subject Securities. F2: Pursuant to the Merger and Reorganization Agreement and Plan of Merger dated as of September 27, 2018 (as amended to date, the "Merger Agreement"), by and among the Issuer, StoneMor GP LLC (now StoneMor Inc. ("StoneMor Inc.")) and certain of their affiliates, at the effective time of the merger on December 31, 2019 (the "Effective Time"), each Preferred Unit held by the Reporting Persons and each Common Unit underlying swaps held by Master Fund converted into one share of common stock, par value $0.01 per share of StoneMor Inc. ("Common Stock"). At the Effective Time, the shares of Common Stock received in exchange for the Preferred Units are held directly by Master Fund. F11: Mangrove Partners serves as investment manager of Master Fund. F12: Master Fund, Mangrove Partners and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Series A Preferred Unit ("Preferred Unit") is convertible into one common unit representing a limited partnership unit of the Issuer ("Common Unit") (i) at the option of the holder thereof beginning on the 10th day following the completion of the Rights Offering (as defined in the Issuer's Third Amended and Restated Agreement of Limited Partnership, dated as of June 27, 2019 (the "LPA")) and (ii) automatically upon the consummation of the merger pursuant to the Merger Agreement (as defined in footnote 2 herein). The Preferred Units do not have an expiration date.
F2: Pursuant to the Merger and Reorganization Agreement and Plan of Merger dated as of September 27, 2018 (as amended to date, the "Merger Agreement"), by and among the Issuer, StoneMor GP LLC (now StoneMor Inc. ("StoneMor Inc.")) and certain of their affiliates, at the effective time of the merger on December 31, 2019 (the "Effective Time"), each Preferred Unit held by the Reporting Persons and each Common Unit underlying swaps held by Master Fund converted into one share of common stock, par value $0.01 per share of StoneMor Inc. ("Common Stock"). At the Effective Time, the shares of Common Stock received in exchange for the Preferred Units are held directly by Master Fund.
F3: These cash-settled total return swaps were entered into by The Mangrove Partners Master Fund, Ltd. ("Master Fund") between July 20, 2017 and May 24, 2019, with Morgan Stanley Capital Services LLC as the counterparty and at prices between $2.0669 and $7.5468. The swaps can be settled and closed at any time by Master Fund.
F4: These cash-settled total return swaps were entered into by Master Fund between May 28, 2019 and June 17, 2019, with Barclays Bank PLC as the counterparty and at prices between $2.0029 and $2.586. The swaps can be settled and closed at any time by Master Fund.
F5: The swaps provide Master Fund with economic exposure to the Common Units referenced in the swap (the "Subject Securities"), benefiting Master Fund if the price of the Common Units increases, and benefitting counterparty if the price of the Common Units decreases. The swap does not provide Master Fund with the power to vote or direct the voting or dispose of, or to dispose or direct the disposition of, the Subject Securities, nor the right to acquire such power over the Subject Securities. The Reporting Persons expressly disclaim beneficial ownership of the Subject Securities.
F6: The Mangrove Partners Fund (Cayman Drawdown), L.P. ("Cayman Drawdown") wholly owns MPF InvestCo 6, LLC and is a feeder fund to Master Fund. Mangrove Partners serves as investment manager of Cayman Drawdown.
F7: The Mangrove Partners i-Feeder 1, Ltd. ("i-Feeder") wholly owns MPF InvestCo 7, LLC and is a feeder fund to Master Fund. Mangrove Partners serves as investment manager of i-Feeder.
F8: The Mangrove Partners Fund (Cayman), Ltd. ("Mangrove Fund Cayman") wholly owns MPF InvestCo 8, LLC and is a feeder fund to Master Fund. Mangrove Partners serves as investment manager of Mangrove Fund Cayman.
F9: The Mangrove Partners Fund, L.P. is a feeder fund to Master Fund. Mangrove Partners serves as investment manager of The Mangrove Partners Fund, L.P.
F10: The Mangrove Partners Fund (Cayman Partnership), L.P. is a feeder fund to Master Fund. Mangrove Partners serves as investment manager of The Mangrove Partners Fund (Cayman Partnership), L.P.
F11: Mangrove Partners serves as investment manager of Master Fund.
F12: Master Fund, Mangrove Partners and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any.
F13: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each of MPF InvestCo 6, LLC, MPF InvestCo 7, LLC and MPF InvestCo 8, LLC was assumed by StoneMor Inc. in a transaction intended to be tax-free under the U.S. Internal Revenue Code of 1986, as amended, in exchange for one share of Common Stock for each Preferred Unit held by each of MPF InvestCo 6, LLC, MPF InvestCo 7, LLC and MPF InvestCo 8, LLC. At the Effective Time, such shares of Common Stock are held directly by Master Fund.
SunCoke Energy, Inc.
Report date July 10, 2017 · Filed July 11, 2017
Jointly reported with Mangrove Partners Master Fund, Ltd., Mangrove Partners Fund, L.P., MANGROVE CAPITAL, AUGUST NATHANIEL H., MANGROVE PARTNERS IM, LLC
Section 16 reporting ended · disclosed 2017-07-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par valueSEC Table I · non-derivative | Direct | 6,348,923 |
Last balance in matching sequence
After 2017-07-10 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2017-07-10 · Sale · Disposed 36,605 · Balance 6,398,923 F1: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Row 2 · 2017-07-10 · Sale · Disposed 50,000 · Balance 6,348,923 F1: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons."
F2: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital.
WESTMORELAND COAL Co
Report date December 06, 2016 · Filed December 07, 2016
Jointly reported with Mangrove Partners Master Fund, Ltd., Mangrove Partners Fund, L.P., MANGROVE CAPITAL, AUGUST NATHANIEL H., MANGROVE PARTNERS IM, LLC
Section 16 reporting ended · disclosed 2016-12-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par valueSEC Table I · non-derivative | Direct | 1,854,722 |
Reported balance
After 2016-12-06 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2016-12-06 · Sale · Disposed 39,886 · Balance 1,854,722 F1: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons."
F2: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2019 Filed Jan 3, 2020 10:04 UTC | STONEMOR PARTNERS LP STON · Entity 152652 | OtherCash-Settled Total Return Swap (obligation to buy) · Derivative | 48,893 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-20-000116 · form4.xml · derivative · entry 7 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman Drawdown), L.P. · CIK 0001796901 · 10% owner Mangrove Partners i-Feeder 1, Ltd. · CIK 0001797304 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner Mangrove Partners Fund (Cayman Partnership), L.P. · CIK 0001796955 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 48,893 shares Expires 2022-05-30 F4 · derivative.exercise_price: These cash-settled total return swaps were entered into by Master Fund between May 28, 2019 and June 17, 2019, with Barclays Bank PLC as the counterparty and at prices between $2.0029 and $2.586. The swaps can be settled and closed at any time by Master Fund. F5 · derivative.exercise_price: The swaps provide Master Fund with economic exposure to the Common Units referenced in the swap (the "Subject Securities"), benefiting Master Fund if the price of the Common Units increases, and benefitting counterparty if the price of the Common Units decreases. The swap does not provide Master Fund with the power to vote or direct the voting or dispose of, or to dispose or direct the disposition of, the Subject Securities, nor the right to acquire such power over the Subject Securities. The Reporting Persons expressly disclaim beneficial ownership of the Subject Securities. F2 · kind: Pursuant to the Merger and Reorganization Agreement and Plan of Merger dated as of September 27, 2018 (as amended to date, the "Merger Agreement"), by and among the Issuer, StoneMor GP LLC (now StoneMor Inc. ("StoneMor Inc.")) and certain of their affiliates, at the effective time of the merger on December 31, 2019 (the "Effective Time"), each Preferred Unit held by the Reporting Persons and each Common Unit underlying swaps held by Master Fund converted into one share of common stock, par value $0.01 per share of StoneMor Inc. ("Common Stock"). At the Effective Time, the shares of Common Stock received in exchange for the Preferred Units are held directly by Master Fund. F2 · price: Pursuant to the Merger and Reorganization Agreement and Plan of Merger dated as of September 27, 2018 (as amended to date, the "Merger Agreement"), by and among the Issuer, StoneMor GP LLC (now StoneMor Inc. ("StoneMor Inc.")) and certain of their affiliates, at the effective time of the merger on December 31, 2019 (the "Effective Time"), each Preferred Unit held by the Reporting Persons and each Common Unit underlying swaps held by Master Fund converted into one share of common stock, par value $0.01 per share of StoneMor Inc. ("Common Stock"). At the Effective Time, the shares of Common Stock received in exchange for the Preferred Units are held directly by Master Fund. F4 · derivative.exercise_date: These cash-settled total return swaps were entered into by Master Fund between May 28, 2019 and June 17, 2019, with Barclays Bank PLC as the counterparty and at prices between $2.0029 and $2.586. The swaps can be settled and closed at any time by Master Fund. F5 · derivative.exercise_date: The swaps provide Master Fund with economic exposure to the Common Units referenced in the swap (the "Subject Securities"), benefiting Master Fund if the price of the Common Units increases, and benefitting counterparty if the price of the Common Units decreases. The swap does not provide Master Fund with the power to vote or direct the voting or dispose of, or to dispose or direct the disposition of, the Subject Securities, nor the right to acquire such power over the Subject Securities. The Reporting Persons expressly disclaim beneficial ownership of the Subject Securities. F11 · ownership.direct: Mangrove Partners serves as investment manager of Master Fund. F12 · ownership.direct: Master Fund, Mangrove Partners and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 10:04 UTC | STONEMOR PARTNERS LP STON · Entity 152652 | OtherCash-Settled Total Return Swap (obligation to buy) · Derivative | 2,369,877 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-20-000116 · form4.xml · derivative · entry 6 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman Drawdown), L.P. · CIK 0001796901 · 10% owner Mangrove Partners i-Feeder 1, Ltd. · CIK 0001797304 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner Mangrove Partners Fund (Cayman Partnership), L.P. · CIK 0001796955 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 2,369,877 shares Expires 2022-07-22 F3 · derivative.exercise_price: These cash-settled total return swaps were entered into by The Mangrove Partners Master Fund, Ltd. ("Master Fund") between July 20, 2017 and May 24, 2019, with Morgan Stanley Capital Services LLC as the counterparty and at prices between $2.0669 and $7.5468. The swaps can be settled and closed at any time by Master Fund. F5 · derivative.exercise_price: The swaps provide Master Fund with economic exposure to the Common Units referenced in the swap (the "Subject Securities"), benefiting Master Fund if the price of the Common Units increases, and benefitting counterparty if the price of the Common Units decreases. The swap does not provide Master Fund with the power to vote or direct the voting or dispose of, or to dispose or direct the disposition of, the Subject Securities, nor the right to acquire such power over the Subject Securities. The Reporting Persons expressly disclaim beneficial ownership of the Subject Securities. F2 · kind: Pursuant to the Merger and Reorganization Agreement and Plan of Merger dated as of September 27, 2018 (as amended to date, the "Merger Agreement"), by and among the Issuer, StoneMor GP LLC (now StoneMor Inc. ("StoneMor Inc.")) and certain of their affiliates, at the effective time of the merger on December 31, 2019 (the "Effective Time"), each Preferred Unit held by the Reporting Persons and each Common Unit underlying swaps held by Master Fund converted into one share of common stock, par value $0.01 per share of StoneMor Inc. ("Common Stock"). At the Effective Time, the shares of Common Stock received in exchange for the Preferred Units are held directly by Master Fund. F2 · price: Pursuant to the Merger and Reorganization Agreement and Plan of Merger dated as of September 27, 2018 (as amended to date, the "Merger Agreement"), by and among the Issuer, StoneMor GP LLC (now StoneMor Inc. ("StoneMor Inc.")) and certain of their affiliates, at the effective time of the merger on December 31, 2019 (the "Effective Time"), each Preferred Unit held by the Reporting Persons and each Common Unit underlying swaps held by Master Fund converted into one share of common stock, par value $0.01 per share of StoneMor Inc. ("Common Stock"). At the Effective Time, the shares of Common Stock received in exchange for the Preferred Units are held directly by Master Fund. F3 · derivative.exercise_date: These cash-settled total return swaps were entered into by The Mangrove Partners Master Fund, Ltd. ("Master Fund") between July 20, 2017 and May 24, 2019, with Morgan Stanley Capital Services LLC as the counterparty and at prices between $2.0669 and $7.5468. The swaps can be settled and closed at any time by Master Fund. F5 · derivative.exercise_date: The swaps provide Master Fund with economic exposure to the Common Units referenced in the swap (the "Subject Securities"), benefiting Master Fund if the price of the Common Units increases, and benefitting counterparty if the price of the Common Units decreases. The swap does not provide Master Fund with the power to vote or direct the voting or dispose of, or to dispose or direct the disposition of, the Subject Securities, nor the right to acquire such power over the Subject Securities. The Reporting Persons expressly disclaim beneficial ownership of the Subject Securities. F11 · ownership.direct: Mangrove Partners serves as investment manager of Master Fund. F12 · ownership.direct: Master Fund, Mangrove Partners and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 10:04 UTC | STONEMOR PARTNERS LP STON · Entity 152652 | OtherSeries A Preferred Units · Derivative | 5,160,383 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-20-000116 · form4.xml · derivative · entry 5 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman Drawdown), L.P. · CIK 0001796901 · 10% owner Mangrove Partners i-Feeder 1, Ltd. · CIK 0001797304 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner Mangrove Partners Fund (Cayman Partnership), L.P. · CIK 0001796955 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Mangrove Partners Fund (Cayman Partnership), L.P. Disclosed balance after: 0 Underlying: Common Units · 5,160,383 shares Expires not disclosed F1 · derivative.exercise_price: Each Series A Preferred Unit ("Preferred Unit") is convertible into one common unit representing a limited partnership unit of the Issuer ("Common Unit") (i) at the option of the holder thereof beginning on the 10th day following the completion of the Rights Offering (as defined in the Issuer's Third Amended and Restated Agreement of Limited Partnership, dated as of June 27, 2019 (the "LPA")) and (ii) automatically upon the consummation of the merger pursuant to the Merger Agreement (as defined in footnote 2 herein). The Preferred Units do not have an expiration date. F2 · kind: Pursuant to the Merger and Reorganization Agreement and Plan of Merger dated as of September 27, 2018 (as amended to date, the "Merger Agreement"), by and among the Issuer, StoneMor GP LLC (now StoneMor Inc. ("StoneMor Inc.")) and certain of their affiliates, at the effective time of the merger on December 31, 2019 (the "Effective Time"), each Preferred Unit held by the Reporting Persons and each Common Unit underlying swaps held by Master Fund converted into one share of common stock, par value $0.01 per share of StoneMor Inc. ("Common Stock"). At the Effective Time, the shares of Common Stock received in exchange for the Preferred Units are held directly by Master Fund. F2 · price: Pursuant to the Merger and Reorganization Agreement and Plan of Merger dated as of September 27, 2018 (as amended to date, the "Merger Agreement"), by and among the Issuer, StoneMor GP LLC (now StoneMor Inc. ("StoneMor Inc.")) and certain of their affiliates, at the effective time of the merger on December 31, 2019 (the "Effective Time"), each Preferred Unit held by the Reporting Persons and each Common Unit underlying swaps held by Master Fund converted into one share of common stock, par value $0.01 per share of StoneMor Inc. ("Common Stock"). At the Effective Time, the shares of Common Stock received in exchange for the Preferred Units are held directly by Master Fund. F1 · derivative.exercise_date: Each Series A Preferred Unit ("Preferred Unit") is convertible into one common unit representing a limited partnership unit of the Issuer ("Common Unit") (i) at the option of the holder thereof beginning on the 10th day following the completion of the Rights Offering (as defined in the Issuer's Third Amended and Restated Agreement of Limited Partnership, dated as of June 27, 2019 (the "LPA")) and (ii) automatically upon the consummation of the merger pursuant to the Merger Agreement (as defined in footnote 2 herein). The Preferred Units do not have an expiration date. F1 · derivative.expiration_date: Each Series A Preferred Unit ("Preferred Unit") is convertible into one common unit representing a limited partnership unit of the Issuer ("Common Unit") (i) at the option of the holder thereof beginning on the 10th day following the completion of the Rights Offering (as defined in the Issuer's Third Amended and Restated Agreement of Limited Partnership, dated as of June 27, 2019 (the "LPA")) and (ii) automatically upon the consummation of the merger pursuant to the Merger Agreement (as defined in footnote 2 herein). The Preferred Units do not have an expiration date. F10 · ownership.nature: The Mangrove Partners Fund (Cayman Partnership), L.P. is a feeder fund to Master Fund. Mangrove Partners serves as investment manager of The Mangrove Partners Fund (Cayman Partnership), L.P. F12 · ownership.nature: Master Fund, Mangrove Partners and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 10:04 UTC | STONEMOR PARTNERS LP STON · Entity 152652 | OtherSeries A Preferred Units · Derivative | 1,828,929 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-20-000116 · form4.xml · derivative · entry 4 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman Drawdown), L.P. · CIK 0001796901 · 10% owner Mangrove Partners i-Feeder 1, Ltd. · CIK 0001797304 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner Mangrove Partners Fund (Cayman Partnership), L.P. · CIK 0001796955 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Mangrove Partners Fund, L.P. Disclosed balance after: 0 Underlying: Common Units · 1,828,929 shares Expires not disclosed F1 · derivative.exercise_price: Each Series A Preferred Unit ("Preferred Unit") is convertible into one common unit representing a limited partnership unit of the Issuer ("Common Unit") (i) at the option of the holder thereof beginning on the 10th day following the completion of the Rights Offering (as defined in the Issuer's Third Amended and Restated Agreement of Limited Partnership, dated as of June 27, 2019 (the "LPA")) and (ii) automatically upon the consummation of the merger pursuant to the Merger Agreement (as defined in footnote 2 herein). The Preferred Units do not have an expiration date. F2 · kind: Pursuant to the Merger and Reorganization Agreement and Plan of Merger dated as of September 27, 2018 (as amended to date, the "Merger Agreement"), by and among the Issuer, StoneMor GP LLC (now StoneMor Inc. ("StoneMor Inc.")) and certain of their affiliates, at the effective time of the merger on December 31, 2019 (the "Effective Time"), each Preferred Unit held by the Reporting Persons and each Common Unit underlying swaps held by Master Fund converted into one share of common stock, par value $0.01 per share of StoneMor Inc. ("Common Stock"). At the Effective Time, the shares of Common Stock received in exchange for the Preferred Units are held directly by Master Fund. F2 · price: Pursuant to the Merger and Reorganization Agreement and Plan of Merger dated as of September 27, 2018 (as amended to date, the "Merger Agreement"), by and among the Issuer, StoneMor GP LLC (now StoneMor Inc. ("StoneMor Inc.")) and certain of their affiliates, at the effective time of the merger on December 31, 2019 (the "Effective Time"), each Preferred Unit held by the Reporting Persons and each Common Unit underlying swaps held by Master Fund converted into one share of common stock, par value $0.01 per share of StoneMor Inc. ("Common Stock"). At the Effective Time, the shares of Common Stock received in exchange for the Preferred Units are held directly by Master Fund. F1 · derivative.exercise_date: Each Series A Preferred Unit ("Preferred Unit") is convertible into one common unit representing a limited partnership unit of the Issuer ("Common Unit") (i) at the option of the holder thereof beginning on the 10th day following the completion of the Rights Offering (as defined in the Issuer's Third Amended and Restated Agreement of Limited Partnership, dated as of June 27, 2019 (the "LPA")) and (ii) automatically upon the consummation of the merger pursuant to the Merger Agreement (as defined in footnote 2 herein). The Preferred Units do not have an expiration date. F1 · derivative.expiration_date: Each Series A Preferred Unit ("Preferred Unit") is convertible into one common unit representing a limited partnership unit of the Issuer ("Common Unit") (i) at the option of the holder thereof beginning on the 10th day following the completion of the Rights Offering (as defined in the Issuer's Third Amended and Restated Agreement of Limited Partnership, dated as of June 27, 2019 (the "LPA")) and (ii) automatically upon the consummation of the merger pursuant to the Merger Agreement (as defined in footnote 2 herein). The Preferred Units do not have an expiration date. F9 · ownership.nature: The Mangrove Partners Fund, L.P. is a feeder fund to Master Fund. Mangrove Partners serves as investment manager of The Mangrove Partners Fund, L.P. F12 · ownership.nature: Master Fund, Mangrove Partners and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 10:04 UTC | STONEMOR PARTNERS LP STON · Entity 152652 | OtherSeries A Preferred Units · Derivative | 1,441,276 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-20-000116 · form4.xml · derivative · entry 3 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman Drawdown), L.P. · CIK 0001796901 · 10% owner Mangrove Partners i-Feeder 1, Ltd. · CIK 0001797304 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner Mangrove Partners Fund (Cayman Partnership), L.P. · CIK 0001796955 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By MPF InvestCo 8, LLC Disclosed balance after: 0 Underlying: Common Units · 1,441,276 shares Expires not disclosed F1 · derivative.exercise_price: Each Series A Preferred Unit ("Preferred Unit") is convertible into one common unit representing a limited partnership unit of the Issuer ("Common Unit") (i) at the option of the holder thereof beginning on the 10th day following the completion of the Rights Offering (as defined in the Issuer's Third Amended and Restated Agreement of Limited Partnership, dated as of June 27, 2019 (the "LPA")) and (ii) automatically upon the consummation of the merger pursuant to the Merger Agreement (as defined in footnote 2 herein). The Preferred Units do not have an expiration date. F2 · kind: Pursuant to the Merger and Reorganization Agreement and Plan of Merger dated as of September 27, 2018 (as amended to date, the "Merger Agreement"), by and among the Issuer, StoneMor GP LLC (now StoneMor Inc. ("StoneMor Inc.")) and certain of their affiliates, at the effective time of the merger on December 31, 2019 (the "Effective Time"), each Preferred Unit held by the Reporting Persons and each Common Unit underlying swaps held by Master Fund converted into one share of common stock, par value $0.01 per share of StoneMor Inc. ("Common Stock"). At the Effective Time, the shares of Common Stock received in exchange for the Preferred Units are held directly by Master Fund. F13 · kind: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each of MPF InvestCo 6, LLC, MPF InvestCo 7, LLC and MPF InvestCo 8, LLC was assumed by StoneMor Inc. in a transaction intended to be tax-free under the U.S. Internal Revenue Code of 1986, as amended, in exchange for one share of Common Stock for each Preferred Unit held by each of MPF InvestCo 6, LLC, MPF InvestCo 7, LLC and MPF InvestCo 8, LLC. At the Effective Time, such shares of Common Stock are held directly by Master Fund. F2 · price: Pursuant to the Merger and Reorganization Agreement and Plan of Merger dated as of September 27, 2018 (as amended to date, the "Merger Agreement"), by and among the Issuer, StoneMor GP LLC (now StoneMor Inc. ("StoneMor Inc.")) and certain of their affiliates, at the effective time of the merger on December 31, 2019 (the "Effective Time"), each Preferred Unit held by the Reporting Persons and each Common Unit underlying swaps held by Master Fund converted into one share of common stock, par value $0.01 per share of StoneMor Inc. ("Common Stock"). At the Effective Time, the shares of Common Stock received in exchange for the Preferred Units are held directly by Master Fund. F13 · price: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each of MPF InvestCo 6, LLC, MPF InvestCo 7, LLC and MPF InvestCo 8, LLC was assumed by StoneMor Inc. in a transaction intended to be tax-free under the U.S. Internal Revenue Code of 1986, as amended, in exchange for one share of Common Stock for each Preferred Unit held by each of MPF InvestCo 6, LLC, MPF InvestCo 7, LLC and MPF InvestCo 8, LLC. At the Effective Time, such shares of Common Stock are held directly by Master Fund. F1 · derivative.exercise_date: Each Series A Preferred Unit ("Preferred Unit") is convertible into one common unit representing a limited partnership unit of the Issuer ("Common Unit") (i) at the option of the holder thereof beginning on the 10th day following the completion of the Rights Offering (as defined in the Issuer's Third Amended and Restated Agreement of Limited Partnership, dated as of June 27, 2019 (the "LPA")) and (ii) automatically upon the consummation of the merger pursuant to the Merger Agreement (as defined in footnote 2 herein). The Preferred Units do not have an expiration date. F1 · derivative.expiration_date: Each Series A Preferred Unit ("Preferred Unit") is convertible into one common unit representing a limited partnership unit of the Issuer ("Common Unit") (i) at the option of the holder thereof beginning on the 10th day following the completion of the Rights Offering (as defined in the Issuer's Third Amended and Restated Agreement of Limited Partnership, dated as of June 27, 2019 (the "LPA")) and (ii) automatically upon the consummation of the merger pursuant to the Merger Agreement (as defined in footnote 2 herein). The Preferred Units do not have an expiration date. F8 · ownership.nature: The Mangrove Partners Fund (Cayman), Ltd. ("Mangrove Fund Cayman") wholly owns MPF InvestCo 8, LLC and is a feeder fund to Master Fund. Mangrove Partners serves as investment manager of Mangrove Fund Cayman. F12 · ownership.nature: Master Fund, Mangrove Partners and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 10:04 UTC | STONEMOR PARTNERS LP STON · Entity 152652 | OtherSeries A Preferred Units · Derivative | 540,438 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-20-000116 · form4.xml · derivative · entry 2 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman Drawdown), L.P. · CIK 0001796901 · 10% owner Mangrove Partners i-Feeder 1, Ltd. · CIK 0001797304 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner Mangrove Partners Fund (Cayman Partnership), L.P. · CIK 0001796955 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By MPF InvestCo 7, LLC Disclosed balance after: 0 Underlying: Common Units · 540,438 shares Expires not disclosed F1 · derivative.exercise_price: Each Series A Preferred Unit ("Preferred Unit") is convertible into one common unit representing a limited partnership unit of the Issuer ("Common Unit") (i) at the option of the holder thereof beginning on the 10th day following the completion of the Rights Offering (as defined in the Issuer's Third Amended and Restated Agreement of Limited Partnership, dated as of June 27, 2019 (the "LPA")) and (ii) automatically upon the consummation of the merger pursuant to the Merger Agreement (as defined in footnote 2 herein). The Preferred Units do not have an expiration date. F2 · kind: Pursuant to the Merger and Reorganization Agreement and Plan of Merger dated as of September 27, 2018 (as amended to date, the "Merger Agreement"), by and among the Issuer, StoneMor GP LLC (now StoneMor Inc. ("StoneMor Inc.")) and certain of their affiliates, at the effective time of the merger on December 31, 2019 (the "Effective Time"), each Preferred Unit held by the Reporting Persons and each Common Unit underlying swaps held by Master Fund converted into one share of common stock, par value $0.01 per share of StoneMor Inc. ("Common Stock"). At the Effective Time, the shares of Common Stock received in exchange for the Preferred Units are held directly by Master Fund. F13 · kind: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each of MPF InvestCo 6, LLC, MPF InvestCo 7, LLC and MPF InvestCo 8, LLC was assumed by StoneMor Inc. in a transaction intended to be tax-free under the U.S. Internal Revenue Code of 1986, as amended, in exchange for one share of Common Stock for each Preferred Unit held by each of MPF InvestCo 6, LLC, MPF InvestCo 7, LLC and MPF InvestCo 8, LLC. At the Effective Time, such shares of Common Stock are held directly by Master Fund. F2 · price: Pursuant to the Merger and Reorganization Agreement and Plan of Merger dated as of September 27, 2018 (as amended to date, the "Merger Agreement"), by and among the Issuer, StoneMor GP LLC (now StoneMor Inc. ("StoneMor Inc.")) and certain of their affiliates, at the effective time of the merger on December 31, 2019 (the "Effective Time"), each Preferred Unit held by the Reporting Persons and each Common Unit underlying swaps held by Master Fund converted into one share of common stock, par value $0.01 per share of StoneMor Inc. ("Common Stock"). At the Effective Time, the shares of Common Stock received in exchange for the Preferred Units are held directly by Master Fund. F13 · price: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each of MPF InvestCo 6, LLC, MPF InvestCo 7, LLC and MPF InvestCo 8, LLC was assumed by StoneMor Inc. in a transaction intended to be tax-free under the U.S. Internal Revenue Code of 1986, as amended, in exchange for one share of Common Stock for each Preferred Unit held by each of MPF InvestCo 6, LLC, MPF InvestCo 7, LLC and MPF InvestCo 8, LLC. At the Effective Time, such shares of Common Stock are held directly by Master Fund. F1 · derivative.exercise_date: Each Series A Preferred Unit ("Preferred Unit") is convertible into one common unit representing a limited partnership unit of the Issuer ("Common Unit") (i) at the option of the holder thereof beginning on the 10th day following the completion of the Rights Offering (as defined in the Issuer's Third Amended and Restated Agreement of Limited Partnership, dated as of June 27, 2019 (the "LPA")) and (ii) automatically upon the consummation of the merger pursuant to the Merger Agreement (as defined in footnote 2 herein). The Preferred Units do not have an expiration date. F1 · derivative.expiration_date: Each Series A Preferred Unit ("Preferred Unit") is convertible into one common unit representing a limited partnership unit of the Issuer ("Common Unit") (i) at the option of the holder thereof beginning on the 10th day following the completion of the Rights Offering (as defined in the Issuer's Third Amended and Restated Agreement of Limited Partnership, dated as of June 27, 2019 (the "LPA")) and (ii) automatically upon the consummation of the merger pursuant to the Merger Agreement (as defined in footnote 2 herein). The Preferred Units do not have an expiration date. F7 · ownership.nature: The Mangrove Partners i-Feeder 1, Ltd. ("i-Feeder") wholly owns MPF InvestCo 7, LLC and is a feeder fund to Master Fund. Mangrove Partners serves as investment manager of i-Feeder. F12 · ownership.nature: Master Fund, Mangrove Partners and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 10:04 UTC | STONEMOR PARTNERS LP STON · Entity 152652 | OtherSeries A Preferred Units · Derivative | 1,323,806 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-20-000116 · form4.xml · derivative · entry 1 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman Drawdown), L.P. · CIK 0001796901 · 10% owner Mangrove Partners i-Feeder 1, Ltd. · CIK 0001797304 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner Mangrove Partners Fund (Cayman Partnership), L.P. · CIK 0001796955 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By MPF InvestCo 6, LLC Disclosed balance after: 0 Underlying: Common Units · 1,323,806 shares Expires not disclosed F1 · derivative.exercise_price: Each Series A Preferred Unit ("Preferred Unit") is convertible into one common unit representing a limited partnership unit of the Issuer ("Common Unit") (i) at the option of the holder thereof beginning on the 10th day following the completion of the Rights Offering (as defined in the Issuer's Third Amended and Restated Agreement of Limited Partnership, dated as of June 27, 2019 (the "LPA")) and (ii) automatically upon the consummation of the merger pursuant to the Merger Agreement (as defined in footnote 2 herein). The Preferred Units do not have an expiration date. F2 · kind: Pursuant to the Merger and Reorganization Agreement and Plan of Merger dated as of September 27, 2018 (as amended to date, the "Merger Agreement"), by and among the Issuer, StoneMor GP LLC (now StoneMor Inc. ("StoneMor Inc.")) and certain of their affiliates, at the effective time of the merger on December 31, 2019 (the "Effective Time"), each Preferred Unit held by the Reporting Persons and each Common Unit underlying swaps held by Master Fund converted into one share of common stock, par value $0.01 per share of StoneMor Inc. ("Common Stock"). At the Effective Time, the shares of Common Stock received in exchange for the Preferred Units are held directly by Master Fund. F13 · kind: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each of MPF InvestCo 6, LLC, MPF InvestCo 7, LLC and MPF InvestCo 8, LLC was assumed by StoneMor Inc. in a transaction intended to be tax-free under the U.S. Internal Revenue Code of 1986, as amended, in exchange for one share of Common Stock for each Preferred Unit held by each of MPF InvestCo 6, LLC, MPF InvestCo 7, LLC and MPF InvestCo 8, LLC. At the Effective Time, such shares of Common Stock are held directly by Master Fund. F2 · price: Pursuant to the Merger and Reorganization Agreement and Plan of Merger dated as of September 27, 2018 (as amended to date, the "Merger Agreement"), by and among the Issuer, StoneMor GP LLC (now StoneMor Inc. ("StoneMor Inc.")) and certain of their affiliates, at the effective time of the merger on December 31, 2019 (the "Effective Time"), each Preferred Unit held by the Reporting Persons and each Common Unit underlying swaps held by Master Fund converted into one share of common stock, par value $0.01 per share of StoneMor Inc. ("Common Stock"). At the Effective Time, the shares of Common Stock received in exchange for the Preferred Units are held directly by Master Fund. F13 · price: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each of MPF InvestCo 6, LLC, MPF InvestCo 7, LLC and MPF InvestCo 8, LLC was assumed by StoneMor Inc. in a transaction intended to be tax-free under the U.S. Internal Revenue Code of 1986, as amended, in exchange for one share of Common Stock for each Preferred Unit held by each of MPF InvestCo 6, LLC, MPF InvestCo 7, LLC and MPF InvestCo 8, LLC. At the Effective Time, such shares of Common Stock are held directly by Master Fund. F1 · derivative.exercise_date: Each Series A Preferred Unit ("Preferred Unit") is convertible into one common unit representing a limited partnership unit of the Issuer ("Common Unit") (i) at the option of the holder thereof beginning on the 10th day following the completion of the Rights Offering (as defined in the Issuer's Third Amended and Restated Agreement of Limited Partnership, dated as of June 27, 2019 (the "LPA")) and (ii) automatically upon the consummation of the merger pursuant to the Merger Agreement (as defined in footnote 2 herein). The Preferred Units do not have an expiration date. F1 · derivative.expiration_date: Each Series A Preferred Unit ("Preferred Unit") is convertible into one common unit representing a limited partnership unit of the Issuer ("Common Unit") (i) at the option of the holder thereof beginning on the 10th day following the completion of the Rights Offering (as defined in the Issuer's Third Amended and Restated Agreement of Limited Partnership, dated as of June 27, 2019 (the "LPA")) and (ii) automatically upon the consummation of the merger pursuant to the Merger Agreement (as defined in footnote 2 herein). The Preferred Units do not have an expiration date. F6 · ownership.nature: The Mangrove Partners Fund (Cayman Drawdown), L.P. ("Cayman Drawdown") wholly owns MPF InvestCo 6, LLC and is a feeder fund to Master Fund. Mangrove Partners serves as investment manager of Cayman Drawdown. F12 · ownership.nature: Master Fund, Mangrove Partners and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document |
| July 10, 2017 Filed Jul 11, 2017 09:32 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | SaleCommon Stock, $0.01 par value | 50,000 | $11.00 | $550,000.00 |
DisclosureSEC source: 0001214659-17-004400 · marketforms-39212.xml · nonDerivative · entry 2 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,348,923 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document |
| July 10, 2017 Filed Jul 11, 2017 09:32 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | SaleCommon Stock, $0.01 par value | 36,605 | $11.00 | $402,794.10 |
DisclosureSEC source: 0001214659-17-004400 · marketforms-39212.xml · nonDerivative · entry 1 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,398,923 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document |
| July 07, 2017 Filed Jul 10, 2017 10:07 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | SaleCommon Stock, $0.01 par value | 10,658 | $11.00 | $117,267.84 |
DisclosureSEC source: 0001214659-17-004391 · marketforms-39208.xml · nonDerivative · entry 1 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,435,528 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document |
| July 06, 2017 Filed Jul 7, 2017 10:33 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | SaleCommon Stock, $0.01 par value | 174,611 | $11.06 | $1,931,896.10 |
DisclosureSEC source: 0001214659-17-004383 · marketforms-39205.xml · nonDerivative · entry 3 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,446,186 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document |
| July 06, 2017 Filed Jul 7, 2017 10:33 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | SaleCommon Stock, $0.01 par value | 50,000 | $11.10 | $555,000.00 |
DisclosureSEC source: 0001214659-17-004383 · marketforms-39205.xml · nonDerivative · entry 2 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,620,797 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document |
| July 05, 2017 Filed Jul 7, 2017 10:33 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | SaleCommon Stock, $0.01 par value | 41,131 | $11.01 | $452,650.77 |
DisclosureSEC source: 0001214659-17-004383 · marketforms-39205.xml · nonDerivative · entry 1 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,670,797 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 10:26 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | SaleCommon Stock, $0.01 par value | 45,900 | $11.03 | $506,176.02 |
DisclosureSEC source: 0001214659-17-004287 · marketforms-39170.xml · nonDerivative · entry 1 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,711,928 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document |
| June 30, 2017 Filed Jul 3, 2017 16:05 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | SaleCommon Stock, $0.01 par value | 5,530 | $11.00 | $60,830.55 |
DisclosureSEC source: 0001214659-17-004271 · marketforms-39161.xml · nonDerivative · entry 1 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,757,828 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document |
| June 29, 2017 Filed Jun 30, 2017 12:02 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | SaleCommon Stock, $0.01 par value | 109,700 | $11.01 | $1,208,268.71 |
DisclosureSEC source: 0001214659-17-004240 · marketforms-39151.xml · nonDerivative · entry 4 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,763,358 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document |
| June 29, 2017 Filed Jun 30, 2017 12:02 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | SaleCommon Stock, $0.01 par value | 45,913 | $11.07 | $508,247.73 |
DisclosureSEC source: 0001214659-17-004240 · marketforms-39151.xml · nonDerivative · entry 3 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,873,058 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document |
| June 29, 2017 Filed Jun 30, 2017 12:02 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | SaleCommon Stock, $0.01 par value | 50,000 | $10.94 | $547,000.00 |
DisclosureSEC source: 0001214659-17-004240 · marketforms-39151.xml · nonDerivative · entry 2 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,918,971 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document |
| June 29, 2017 Filed Jun 30, 2017 12:02 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | SaleCommon Stock, $0.01 par value | 9,544 | $10.99 | $104,894.29 |
DisclosureSEC source: 0001214659-17-004240 · marketforms-39151.xml · nonDerivative · entry 1 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,968,971 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document |
| June 28, 2017 Filed Jun 29, 2017 09:51 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | SaleCommon Stock, $0.01 par value | 89,308 | $11.08 | $989,496.92 |
DisclosureSEC source: 0001214659-17-004193 · marketforms-39150.xml · nonDerivative · entry 2 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,978,515 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document |
| June 28, 2017 Filed Jun 29, 2017 09:51 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | SaleCommon Stock, $0.01 par value | 90,520 | $11.36 | $1,028,605.92 |
DisclosureSEC source: 0001214659-17-004193 · marketforms-39150.xml · nonDerivative · entry 1 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,067,823 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document |
| March 24, 2017 Filed Mar 27, 2017 12:05 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | PurchaseCommon Stock, $0.01 par value | 3,402 | $8.25 | $28,081.47 |
DisclosureSEC source: 0001214659-17-002155 · marketforms-38453.xml · nonDerivative · entry 2 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,158,343 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document |
| March 24, 2017 Filed Mar 27, 2017 12:05 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | PurchaseCommon Stock, $0.01 par value | 4,491 | $8.25 | $37,049.40 |
DisclosureSEC source: 0001214659-17-002155 · marketforms-38453.xml · nonDerivative · entry 1 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,154,941 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document |
| March 17, 2017 Filed Mar 21, 2017 09:16 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | SaleCommon Stock, $0.01 par value | 200 | $10.30 | $2,060.00 |
DisclosureSEC source: 0001214659-17-002104 · marketforms-38441.xml · nonDerivative · entry 1 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,150,450 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document |
| March 16, 2017 Filed Mar 17, 2017 16:23 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | SaleCommon Stock, $0.01 par value | 58,045 | $10.12 | $587,624.36 |
DisclosureSEC source: 0001214659-17-002053 · marketforms-38425.xml · nonDerivative · entry 2 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,150,650 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document |
| March 16, 2017 Filed Mar 17, 2017 16:23 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | SaleCommon Stock, $0.01 par value | 226,439 | $10.11 | $2,289,909.68 |
DisclosureSEC source: 0001214659-17-002053 · marketforms-38425.xml · nonDerivative · entry 1 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,208,695 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document |
| March 02, 2017 Filed Mar 3, 2017 10:15 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | SaleCommon Stock, $0.01 par value | 500 | $10.10 | $5,050.00 |
DisclosureSEC source: 0001214659-17-001635 · marketforms-38197.xml · nonDerivative · entry 2 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,435,134 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 10:15 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | SaleCommon Stock, $0.01 par value | 100,000 | $10.06 | $1,006,260.00 |
DisclosureSEC source: 0001214659-17-001635 · marketforms-38197.xml · nonDerivative · entry 1 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,435,634 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document |
| February 23, 2017 Filed Feb 24, 2017 17:17 UTC | ASTA FUNDING INC ASFI · Entity 145951 | OtherCommon Stock | 3,534,615 | $10.35 | $36,583,265.25 |
DisclosureSEC source: 0001214659-17-001359 · marketforms-38049.xml · nonDerivative · entry 1 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 471,086 F3 · kind: Pursuant to a cash tender offer conducted by the Issuer, the Reporting Persons tendered, in exchange for cash consideration of $10.35 per share, Shares beneficially owned by them. F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 12:17 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | SaleCommon Stock, $0.01 par value | 11,539 | $10.00 | $115,390.00 |
DisclosureSEC source: 0001214659-17-001308 · marketforms-38017.xml · nonDerivative · entry 4 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,535,634 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 12:17 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | SaleCommon Stock, $0.01 par value | 41,400 | $10.01 | $414,322.92 |
DisclosureSEC source: 0001214659-17-001308 · marketforms-38017.xml · nonDerivative · entry 3 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,547,173 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 12:17 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | SaleCommon Stock, $0.01 par value | 94,230 | $10.03 | $944,900.75 |
DisclosureSEC source: 0001214659-17-001308 · marketforms-38017.xml · nonDerivative · entry 2 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,588,573 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 12:17 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | SaleCommon Stock, $0.01 par value | 21,410 | $10.06 | $215,391.02 |
DisclosureSEC source: 0001214659-17-001308 · marketforms-38017.xml · nonDerivative · entry 1 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,682,803 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document |
| February 17, 2017 Filed Feb 21, 2017 09:08 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | SaleCommon Stock, $0.01 par value | 51,167 | $10.00 | $511,670.00 |
DisclosureSEC source: 0001214659-17-001267 · marketforms-37999.xml · nonDerivative · entry 2 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,704,213 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document |
| February 17, 2017 Filed Feb 21, 2017 09:08 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | SaleCommon Stock, $0.01 par value | 8,500 | $10.01 | $85,111.35 |
DisclosureSEC source: 0001214659-17-001267 · marketforms-37999.xml · nonDerivative · entry 1 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,755,380 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 08:45 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | SaleCommon Stock, $0.01 par value | 17,366 | $10.00 | $173,670.42 |
DisclosureSEC source: 0001214659-17-001217 · marketforms-37983.xml · nonDerivative · entry 3 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,763,880 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 08:45 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | SaleCommon Stock, $0.01 par value | 11,465 | $10.00 | $114,656.88 |
DisclosureSEC source: 0001214659-17-001217 · marketforms-37983.xml · nonDerivative · entry 2 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,781,246 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 08:45 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | SaleCommon Stock, $0.01 par value | 23,607 | $10.00 | $236,084.16 |
DisclosureSEC source: 0001214659-17-001217 · marketforms-37983.xml · nonDerivative · entry 1 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,792,711 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document |
| February 14, 2017 Filed Feb 15, 2017 15:46 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | SaleCommon Stock, $0.01 par value | 100,150 | $10.02 | $1,003,593.14 |
DisclosureSEC source: 0001214659-17-001185 · marketforms-37971.xml · nonDerivative · entry 4 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,816,318 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document |
| February 14, 2017 Filed Feb 15, 2017 15:46 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | SaleCommon Stock, $0.01 par value | 127,394 | $10.06 | $1,282,182.39 |
DisclosureSEC source: 0001214659-17-001185 · marketforms-37971.xml · nonDerivative · entry 3 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,916,468 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 15:46 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | SaleCommon Stock, $0.01 par value | 66,565 | $10.00 | $665,783.13 |
DisclosureSEC source: 0001214659-17-001185 · marketforms-37971.xml · nonDerivative · entry 2 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,043,862 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 15:46 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | SaleCommon Stock, $0.01 par value | 24,064 | $10.02 | $241,046.68 |
DisclosureSEC source: 0001214659-17-001185 · marketforms-37971.xml · nonDerivative · entry 1 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,110,427 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 16:17 UTC | Calamos Asset Management, Inc. /DE/ CLMS · Entity 178354 | PurchaseClass A Common Stock | 19,883 | $8.38 | $166,693.11 |
DisclosureSEC source: 0001214659-17-000850 · marketforms-37838.xml · nonDerivative · entry 3 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,767,490 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 16:17 UTC | Calamos Asset Management, Inc. /DE/ CLMS · Entity 178354 | PurchaseClass A Common Stock | 75,000 | $8.37 | $627,502.50 |
DisclosureSEC source: 0001214659-17-000850 · marketforms-37838.xml · nonDerivative · entry 2 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,747,607 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 16:17 UTC | Calamos Asset Management, Inc. /DE/ CLMS · Entity 178354 | PurchaseClass A Common Stock | 6,372 | $8.38 | $53,392.26 |
DisclosureSEC source: 0001214659-17-000850 · marketforms-37838.xml · nonDerivative · entry 1 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,672,607 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document |
| February 03, 2017 Filed Feb 6, 2017 09:39 UTC | Calamos Asset Management, Inc. /DE/ CLMS · Entity 178354 | PurchaseClass A Common Stock | 50,000 | $8.40 | $420,000.00 |
DisclosureSEC source: 0001214659-17-000718 · marketforms-37752.xml · nonDerivative · entry 5 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,666,235 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document |
| February 03, 2017 Filed Feb 6, 2017 09:39 UTC | Calamos Asset Management, Inc. /DE/ CLMS · Entity 178354 | PurchaseClass A Common Stock | 2,865 | $8.35 | $23,919.89 |
DisclosureSEC source: 0001214659-17-000718 · marketforms-37752.xml · nonDerivative · entry 4 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,616,235 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document |
| February 03, 2017 Filed Feb 6, 2017 09:39 UTC | Calamos Asset Management, Inc. /DE/ CLMS · Entity 178354 | PurchaseClass A Common Stock | 2,344 | $8.35 | $19,579.67 |
DisclosureSEC source: 0001214659-17-000718 · marketforms-37752.xml · nonDerivative · entry 3 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,613,370 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document |
| February 02, 2017 Filed Feb 6, 2017 09:39 UTC | Calamos Asset Management, Inc. /DE/ CLMS · Entity 178354 | PurchaseClass A Common Stock | 17,020 | $8.40 | $142,927.15 |
DisclosureSEC source: 0001214659-17-000718 · marketforms-37752.xml · nonDerivative · entry 2 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,611,026 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document |
| February 02, 2017 Filed Feb 6, 2017 09:39 UTC | Calamos Asset Management, Inc. /DE/ CLMS · Entity 178354 | PurchaseClass A Common Stock | 13,050 | $8.40 | $109,562.58 |
DisclosureSEC source: 0001214659-17-000718 · marketforms-37752.xml · nonDerivative · entry 1 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,594,006 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.