Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Athene Holding Ltd.
Report date December 31, 2019 · Filed January 03, 2020
Section 16 reporting ended · disclosed 2020-01-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class M-4 Prime Common SharesSEC Table II · derivative / convertible security · Conversion / exercise price $33.95 | Direct | 154,069.99 |
Reported balance
After 2019-12-31 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-12-31 · Tax withholding · Disposed 5,866.16 · Balance 154,069.99 F1: These Class M-4 Prime common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares). F2: This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the vesting of Class M-4 Prime common shares. The price of derivative security represents the per share value of the Class M-4 Prime common shares used to calculate the number of shares withheld. F3: One-third of these Class M-4 Prime common shares vest based on time, and such shares fully accelerated and vested on December 31, 2019 pursuant to the terms of a transition agreement between the Reporting Person and the Issuer; one-third vest upon the trading price of the Class A common shares attaining a per-share volume weighted average closing trading price of $50 or more during any 120-day period (or upon a sale or change in control in which Class A common shares are valued at $50 or more); and one-third vest upon the trading price of the Class A common shares attaining a per-share volume weighted average closing trading price of $70 or more during any 120-day period (or upon a sale or change in control in which Class A common shares are valued at $70 or more). Once vested, these Class M-4 Prime common shares have no expiration date and can be converted at the holder's election into Class A common shares at any time. Any remaining unvested Class M-4 Prime common shares expire May 15, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: These Class M-4 Prime common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares).
F2: This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the vesting of Class M-4 Prime common shares. The price of derivative security represents the per share value of the Class M-4 Prime common shares used to calculate the number of shares withheld.
F3: One-third of these Class M-4 Prime common shares vest based on time, and such shares fully accelerated and vested on December 31, 2019 pursuant to the terms of a transition agreement between the Reporting Person and the Issuer; one-third vest upon the trading price of the Class A common shares attaining a per-share volume weighted average closing trading price of $50 or more during any 120-day period (or upon a sale or change in control in which Class A common shares are valued at $50 or more); and one-third vest upon the trading price of the Class A common shares attaining a per-share volume weighted average closing trading price of $70 or more during any 120-day period (or upon a sale or change in control in which Class A common shares are valued at $70 or more). Once vested, these Class M-4 Prime common shares have no expiration date and can be converted at the holder's election into Class A common shares at any time. Any remaining unvested Class M-4 Prime common shares expire May 15, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 09, 2019 Filed May 10, 2019 18:43 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionClass A Common Shares | 7,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-018207 · form4.xml · nonDerivative · entry 1 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by Gillis Family Trust U/a/d 12/30/14 Disclosed balance after: 7,600 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Anne Marie Heiser is trustee of the Gillis Family Trust u/a/d 12/30/14. Read SEC document |
| April 11, 2019 Filed Apr 12, 2019 19:51 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionClass M-1 Common Shares · Derivative | 1,900 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001127602-19-015337 · form4.xml · derivative · entry 8 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by The Anne E Fowler Foundation, Inc. Disclosed balance after: 13,300 Underlying: Class A Common Shares · 1,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: These Class M-1 common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares). F7 · derivative.exercise_date: These Class M-1 common shares are fully vested. These vested Class M-1 common shares can be converted at the holder's election into Class A common shares at any time. F7 · derivative.expiration_date: These Class M-1 common shares are fully vested. These vested Class M-1 common shares can be converted at the holder's election into Class A common shares at any time. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares held by The Anne E. Fowler Foundation, Inc., and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| April 11, 2019 Filed Apr 12, 2019 19:51 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionClass M-1 Common Shares · Derivative | 7,600 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001127602-19-015337 · form4.xml · derivative · entry 7 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By Gillis Family Trust U/a/d 12/30/14 Disclosed balance after: 353,200 Underlying: Class A Common Shares · 7,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: These Class M-1 common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares). F7 · derivative.exercise_date: These Class M-1 common shares are fully vested. These vested Class M-1 common shares can be converted at the holder's election into Class A common shares at any time. F7 · derivative.expiration_date: These Class M-1 common shares are fully vested. These vested Class M-1 common shares can be converted at the holder's election into Class A common shares at any time. Read SEC document |
| April 11, 2019 Filed Apr 12, 2019 19:51 UTC | Athene Holding Ltd. ATH · Entity 9807 | SaleClass A Common Shares | 1,900 | $42.76 | $81,244.00 |
DisclosureSEC source: 0001127602-19-015337 · form4.xml · nonDerivative · entry 5 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by The Anne E Fowler Foundation, Inc. Disclosed balance after: 0 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person, the Gillis Family Trust and The Anne E. Fowler Foundation, Inc. on December 13, 2018. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.45 to 43.09 inclusive. The Reporting Person undertakes to provide to Athene Holding Ltd., any security holder of Athene Holding Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares held by The Anne E. Fowler Foundation, Inc., and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| April 11, 2019 Filed Apr 12, 2019 19:51 UTC | Athene Holding Ltd. ATH · Entity 9807 | SaleClass A Common Shares | 7,600 | $42.76 | $324,976.00 |
DisclosureSEC source: 0001127602-19-015337 · form4.xml · nonDerivative · entry 4 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by Gillis Family Trust U/a/d 12/30/14 Disclosed balance after: 0 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person, the Gillis Family Trust and The Anne E. Fowler Foundation, Inc. on December 13, 2018. F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.52 to 42.99 inclusive. The Reporting Person undertakes to provide to Athene Holding Ltd., any security holder of Athene Holding Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 11, 2019 Filed Apr 12, 2019 19:51 UTC | Athene Holding Ltd. ATH · Entity 9807 | SaleClass A Common Shares | 10,000 | $42.76 | $427,600.00 |
DisclosureSEC source: 0001127602-19-015337 · form4.xml · nonDerivative · entry 3 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,817 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person, the Gillis Family Trust and The Anne E. Fowler Foundation, Inc. on December 13, 2018. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.45 to 43.09 inclusive. The Reporting Person undertakes to provide to Athene Holding Ltd., any security holder of Athene Holding Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 11, 2019 Filed Apr 12, 2019 19:51 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionClass A Common Shares | 1,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-015337 · form4.xml · nonDerivative · entry 2 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by The Anne E Fowler Foundation, Inc. Disclosed balance after: 1,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares held by The Anne E. Fowler Foundation, Inc., and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| April 11, 2019 Filed Apr 12, 2019 19:51 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionClass A Common Shares | 7,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-015337 · form4.xml · nonDerivative · entry 1 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by Gillis Family Trust U/a/d 12/30/14 Disclosed balance after: 7,600 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Anne Marie Heiser is trustee of the Gillis Family Trust u/a/d 12/30/14. Read SEC document |
| April 03, 2019 Filed Apr 5, 2019 16:37 UTC | Athene Holding Ltd. ATH · Entity 9807 | GrantRestricted Stock Units · Derivative | 3,535 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-014930 · form4.xml · derivative · entry 4 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,535 Underlying: Class A Common Shares · 3,535 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2019 vesting start date. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. F3 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2019 vesting start date. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. F3 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2019 vesting start date. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. Read SEC document |
| April 03, 2019 Filed Apr 5, 2019 16:37 UTC | Athene Holding Ltd. ATH · Entity 9807 | GrantEmployee Stock Option (Right to Buy) · Derivative | 15,464 | $0.00 Strike: $42.44 | $0.00 |
DisclosureSEC source: 0001127602-19-014930 · form4.xml · derivative · entry 3 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,464 Underlying: Class A Common Shares · 15,464 shares Expires 2029-04-03 F2 · derivative.exercise_date: This option vests ratably on each of the first three anniversaries of the January 1, 2019 vesting start date. Read SEC document |
| April 03, 2019 Filed Apr 5, 2019 16:37 UTC | Athene Holding Ltd. ATH · Entity 9807 | GrantClass A Common Shares | 10,604 | $0.00 | $10.60 |
DisclosureSEC source: 0001127602-19-014930 · form4.xml · nonDerivative · entry 1 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,817 F1 · shares: This reported transaction represents an award of performance-based restricted shares issued at the maximum payout amount. The shares vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2019 to December 31, 2021 and are subject to forfeiture in the event that maximum performance levels are not achieved. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested at the target level of performance as of the effective date of such termination of relationship. Read SEC document |
| March 12, 2019 Filed Mar 13, 2019 16:30 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionClass M-1 Common Shares · Derivative | 1,900 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001127602-19-011241 · form4.xml · derivative · entry 8 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by The Anne E Fowler Foundation, Inc. Disclosed balance after: 15,200 Underlying: Class A Common Shares · 1,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: These Class M-1 common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares). F6 · derivative.exercise_date: These Class M-1 common shares are fully vested. These vested Class M-1 common shares can be converted at the holder's election into Class A common shares at any time. F6 · derivative.expiration_date: These Class M-1 common shares are fully vested. These vested Class M-1 common shares can be converted at the holder's election into Class A common shares at any time. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares held by The Anne E. Fowler Foundation, Inc., and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| March 12, 2019 Filed Mar 13, 2019 16:30 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionClass M-1 Common Shares · Derivative | 7,600 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001127602-19-011241 · form4.xml · derivative · entry 7 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By Gillis Family Trust U/a/d 12/30/14 Disclosed balance after: 360,800 Underlying: Class A Common Shares · 7,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: These Class M-1 common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares). F6 · derivative.exercise_date: These Class M-1 common shares are fully vested. These vested Class M-1 common shares can be converted at the holder's election into Class A common shares at any time. F6 · derivative.expiration_date: These Class M-1 common shares are fully vested. These vested Class M-1 common shares can be converted at the holder's election into Class A common shares at any time. Read SEC document |
| March 12, 2019 Filed Mar 13, 2019 16:30 UTC | Athene Holding Ltd. ATH · Entity 9807 | SaleClass A Common Shares | 1,900 | $41.88 | $79,572.00 |
DisclosureSEC source: 0001127602-19-011241 · form4.xml · nonDerivative · entry 5 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by The Anne E Fowler Foundation, Inc. Disclosed balance after: 0 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person, the Gillis Family Trust and The Anne E. Fowler Foundation, Inc. on December 13, 2018. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.70 to 42.18 inclusive. The Reporting Person undertakes to provide to Athene Holding Ltd., any security holder of Athene Holding Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares held by The Anne E. Fowler Foundation, Inc., and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| March 12, 2019 Filed Mar 13, 2019 16:30 UTC | Athene Holding Ltd. ATH · Entity 9807 | SaleClass A Common Shares | 7,600 | $41.88 | $318,288.00 |
DisclosureSEC source: 0001127602-19-011241 · form4.xml · nonDerivative · entry 4 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by Gillis Family Trust U/a/d 12/30/14 Disclosed balance after: 0 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person, the Gillis Family Trust and The Anne E. Fowler Foundation, Inc. on December 13, 2018. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.70 to 42.18 inclusive. The Reporting Person undertakes to provide to Athene Holding Ltd., any security holder of Athene Holding Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 12, 2019 Filed Mar 13, 2019 16:30 UTC | Athene Holding Ltd. ATH · Entity 9807 | SaleClass A Common Shares | 10,000 | $41.88 | $418,800.00 |
DisclosureSEC source: 0001127602-19-011241 · form4.xml · nonDerivative · entry 3 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,213 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person, the Gillis Family Trust and The Anne E. Fowler Foundation, Inc. on December 13, 2018. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.70 to 42.18 inclusive. The Reporting Person undertakes to provide to Athene Holding Ltd., any security holder of Athene Holding Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 12, 2019 Filed Mar 13, 2019 16:30 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionClass A Common Shares | 1,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-011241 · form4.xml · nonDerivative · entry 2 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by The Anne E Fowler Foundation, Inc. Disclosed balance after: 1,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares held by The Anne E. Fowler Foundation, Inc., and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| March 12, 2019 Filed Mar 13, 2019 16:30 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionClass A Common Shares | 7,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-011241 · form4.xml · nonDerivative · entry 1 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by Gillis Family Trust U/a/d 12/30/14 Disclosed balance after: 7,600 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Anne Marie Heiser is trustee of the Gillis Family Trust u/a/d 12/30/14. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 17:19 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionRestricted Stock Units · Derivative | 7,507 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-009607 · form4.xml · derivative · entry 4 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Shares · 7,507 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These performance-based restricted stock units ("PRSUs") were granted on June 6, 2016, but were conditional upon the Issuer satisfying certain performance criteria over the three fiscal year period from January 1, 2016 to December 31, 2018 (the "Performance Period"). On February 22, 2019, the Compensation Committee of the Issuer's Board of Directors determined the extent to which the Issuer met the performance goals for the Performance Period and the number of PRSUs that vested for the Reporting Person. Each PRSU represents a contingent right to receive one Class A common share of the Issuer. The PRSUs vested on January 15, 2019. F2 · derivative.exercise_price: This reported transaction represents vested PRSUs that have been settled in Class A common shares. Vested PRSUs are settled in Class A common shares on a one-for-one basis. F2 · price: This reported transaction represents vested PRSUs that have been settled in Class A common shares. Vested PRSUs are settled in Class A common shares on a one-for-one basis. F1 · derivative.exercise_date: These performance-based restricted stock units ("PRSUs") were granted on June 6, 2016, but were conditional upon the Issuer satisfying certain performance criteria over the three fiscal year period from January 1, 2016 to December 31, 2018 (the "Performance Period"). On February 22, 2019, the Compensation Committee of the Issuer's Board of Directors determined the extent to which the Issuer met the performance goals for the Performance Period and the number of PRSUs that vested for the Reporting Person. Each PRSU represents a contingent right to receive one Class A common share of the Issuer. The PRSUs vested on January 15, 2019. F1 · derivative.expiration_date: These performance-based restricted stock units ("PRSUs") were granted on June 6, 2016, but were conditional upon the Issuer satisfying certain performance criteria over the three fiscal year period from January 1, 2016 to December 31, 2018 (the "Performance Period"). On February 22, 2019, the Compensation Committee of the Issuer's Board of Directors determined the extent to which the Issuer met the performance goals for the Performance Period and the number of PRSUs that vested for the Reporting Person. Each PRSU represents a contingent right to receive one Class A common share of the Issuer. The PRSUs vested on January 15, 2019. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 17:19 UTC | Athene Holding Ltd. ATH · Entity 9807 | Tax withholdingClass A Common Shares | 1,652 | $44.55 | $73,596.60 |
DisclosureSEC source: 0001127602-19-009607 · form4.xml · nonDerivative · entry 2 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,213 F3 · shares: This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the settlement of vested PRSUs that settled in Class A common shares. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 17:19 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionClass A Common Shares | 7,507 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-009607 · form4.xml · nonDerivative · entry 1 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,865 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: This reported transaction represents vested PRSUs that have been settled in Class A common shares. Vested PRSUs are settled in Class A common shares on a one-for-one basis. F2 · price: This reported transaction represents vested PRSUs that have been settled in Class A common shares. Vested PRSUs are settled in Class A common shares on a one-for-one basis. Read SEC document |
| February 26, 2019 Filed Feb 27, 2019 19:47 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionClass M-1 Common Shares · Derivative | 1,900 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008783 · form4.xml · derivative · entry 8 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by The Anne E Fowler Foundation, Inc. Disclosed balance after: 17,100 Underlying: Class A Common Shares · 1,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: These Class M-1 common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares). F7 · derivative.exercise_date: These Class M-1 common shares are fully vested. These vested Class M-1 common shares can be converted at the holder's election into Class A common shares at any time. F7 · derivative.expiration_date: These Class M-1 common shares are fully vested. These vested Class M-1 common shares can be converted at the holder's election into Class A common shares at any time. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares held by The Anne E. Fowler Foundation, Inc., and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| February 26, 2019 Filed Feb 27, 2019 19:47 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionClass M-1 Common Shares · Derivative | 7,600 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008783 · form4.xml · derivative · entry 7 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By Gillis Family Trust U/a/d 12/30/14 Disclosed balance after: 368,400 Underlying: Class A Common Shares · 7,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: These Class M-1 common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares). F7 · derivative.exercise_date: These Class M-1 common shares are fully vested. These vested Class M-1 common shares can be converted at the holder's election into Class A common shares at any time. F7 · derivative.expiration_date: These Class M-1 common shares are fully vested. These vested Class M-1 common shares can be converted at the holder's election into Class A common shares at any time. Read SEC document |
| February 26, 2019 Filed Feb 27, 2019 19:47 UTC | Athene Holding Ltd. ATH · Entity 9807 | SaleClass A Common Shares | 1,900 | $44.44 | $84,436.00 |
DisclosureSEC source: 0001127602-19-008783 · form4.xml · nonDerivative · entry 5 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by The Anne E Fowler Foundation, Inc. Disclosed balance after: 0 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person, the Gillis Family Trust and The Anne E. Fowler Foundation, Inc. on December 13, 2018. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.57 to 45.71 inclusive. The Reporting Person undertakes to provide to Athene Holding Ltd., any security holder of Athene Holding Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares held by The Anne E. Fowler Foundation, Inc., and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| February 26, 2019 Filed Feb 27, 2019 19:47 UTC | Athene Holding Ltd. ATH · Entity 9807 | SaleClass A Common Shares | 7,600 | $44.42 | $337,592.00 |
DisclosureSEC source: 0001127602-19-008783 · form4.xml · nonDerivative · entry 4 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by Gillis Family Trust U/a/d 12/30/14 Disclosed balance after: 0 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person, the Gillis Family Trust and The Anne E. Fowler Foundation, Inc. on December 13, 2018. F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.65 to 45.70 inclusive. The Reporting Person undertakes to provide to Athene Holding Ltd., any security holder of Athene Holding Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 26, 2019 Filed Feb 27, 2019 19:47 UTC | Athene Holding Ltd. ATH · Entity 9807 | SaleClass A Common Shares | 10,000 | $44.44 | $444,400.00 |
DisclosureSEC source: 0001127602-19-008783 · form4.xml · nonDerivative · entry 3 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,358 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person, the Gillis Family Trust and The Anne E. Fowler Foundation, Inc. on December 13, 2018. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.57 to 45.71 inclusive. The Reporting Person undertakes to provide to Athene Holding Ltd., any security holder of Athene Holding Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 26, 2019 Filed Feb 27, 2019 19:47 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionClass A Common Shares | 1,900 | $10.00 | $19,000.00 |
DisclosureSEC source: 0001127602-19-008783 · form4.xml · nonDerivative · entry 2 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by The Anne E Fowler Foundation, Inc. Disclosed balance after: 1,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares held by The Anne E. Fowler Foundation, Inc., and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| February 26, 2019 Filed Feb 27, 2019 19:47 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionClass A Common Shares | 7,600 | $10.00 | $76,000.00 |
DisclosureSEC source: 0001127602-19-008783 · form4.xml · nonDerivative · entry 1 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by Gillis Family Trust U/a/d 12/30/14 Disclosed balance after: 7,600 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Anne Marie Heiser is trustee of the Gillis Family Trust u/a/d 12/30/14. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 16:25 UTC | Athene Holding Ltd. ATH · Entity 9807 | GrantRestricted Stock Units · Derivative | 7,507 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008386 · form4.xml · derivative · entry 1 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,507 Underlying: Class A Common Shares · 7,507 shares Expires not disclosed F1 · derivative.exercise_price: These performance-based restricted stock units ("PRSUs") were granted on June 6, 2016, but were conditional upon the Issuer satisfying certain performance criteria over the three fiscal year period from January 1, 2016 to December 31, 2018 (the "Performance Period"). On February 22, 2019, the Compensation Committee of the Issuer's Board of Directors determined the extent to which the Issuer met the performance goals for the Performance Period and the number of PRSUs that vested for the Reporting Person. Each PRSU represents a contingent right to receive one Class A common share of the Issuer. The PRSUs vested on January 15, 2019 and will be settled in Class A common shares within 90 days of the vesting date. F1 · derivative.exercise_date: These performance-based restricted stock units ("PRSUs") were granted on June 6, 2016, but were conditional upon the Issuer satisfying certain performance criteria over the three fiscal year period from January 1, 2016 to December 31, 2018 (the "Performance Period"). On February 22, 2019, the Compensation Committee of the Issuer's Board of Directors determined the extent to which the Issuer met the performance goals for the Performance Period and the number of PRSUs that vested for the Reporting Person. Each PRSU represents a contingent right to receive one Class A common share of the Issuer. The PRSUs vested on January 15, 2019 and will be settled in Class A common shares within 90 days of the vesting date. F1 · derivative.expiration_date: These performance-based restricted stock units ("PRSUs") were granted on June 6, 2016, but were conditional upon the Issuer satisfying certain performance criteria over the three fiscal year period from January 1, 2016 to December 31, 2018 (the "Performance Period"). On February 22, 2019, the Compensation Committee of the Issuer's Board of Directors determined the extent to which the Issuer met the performance goals for the Performance Period and the number of PRSUs that vested for the Reporting Person. Each PRSU represents a contingent right to receive one Class A common share of the Issuer. The PRSUs vested on January 15, 2019 and will be settled in Class A common shares within 90 days of the vesting date. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 17:01 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionRestricted Stock Units · Derivative | 1,040 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-001354 · form4.xml · derivative · entry 8 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,082 Underlying: Class A Common Shares · 1,040 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2018 vesting start date. F4 · derivative.exercise_price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F3 · derivative.exercise_date: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2018 vesting start date. F3 · derivative.expiration_date: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2018 vesting start date. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 17:01 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionRestricted Stock Units · Derivative | 976 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-001354 · form4.xml · derivative · entry 7 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 976 Underlying: Class A Common Shares · 976 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2017 vesting start date. An additional 5,854 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2017 to December 31, 2019. F4 · derivative.exercise_price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F2 · derivative.exercise_date: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2017 vesting start date. An additional 5,854 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2017 to December 31, 2019. F2 · derivative.expiration_date: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2017 vesting start date. An additional 5,854 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2017 to December 31, 2019. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 17:01 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionRestricted Stock Units · Derivative | 1,473 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-001354 · form4.xml · derivative · entry 6 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Shares · 1,473 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2016 vesting start date. An additional 8,837 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2016 to December 31, 2018. F4 · derivative.exercise_price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2016 vesting start date. An additional 8,837 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2016 to December 31, 2018. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2016 vesting start date. An additional 8,837 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2016 to December 31, 2018. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 17:01 UTC | Athene Holding Ltd. ATH · Entity 9807 | Tax withholdingClass A Common Shares | 769 | $39.83 | $30,629.27 |
DisclosureSEC source: 0001127602-19-001354 · form4.xml · nonDerivative · entry 4 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,358 F5 · shares: This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the settlement of vested RSUs that settled in Class A common shares. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 17:01 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionClass A Common Shares | 1,040 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-001354 · form4.xml · nonDerivative · entry 3 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,127 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 17:01 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionClass A Common Shares | 976 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-001354 · form4.xml · nonDerivative · entry 2 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,087 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 17:01 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionClass A Common Shares | 1,473 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-001354 · form4.xml · nonDerivative · entry 1 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,111 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. Read SEC document |
| October 11, 2018 Filed Oct 12, 2018 16:35 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionClass M-1 Common Shares · Derivative | 91 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001127602-18-030072 · form4.xml · derivative · entry 8 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by The Anne E Fowler Foundation, Inc. Disclosed balance after: 19,000 Underlying: Class A Common Shares · 91 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: These Class M-1 common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares). F6 · derivative.exercise_date: These Class M-1 common shares are fully vested. These vested Class M-1 common shares can be converted at the holder's election into Class A common shares at any time. F6 · derivative.expiration_date: These Class M-1 common shares are fully vested. These vested Class M-1 common shares can be converted at the holder's election into Class A common shares at any time. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares held by The Anne E. Fowler Foundation, Inc., and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| October 11, 2018 Filed Oct 12, 2018 16:35 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionClass M-1 Common Shares · Derivative | 364 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001127602-18-030072 · form4.xml · derivative · entry 7 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By Gillis Family Trust U/a/d 12/30/14 Disclosed balance after: 376,000 Underlying: Class A Common Shares · 364 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: These Class M-1 common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares). F6 · derivative.exercise_date: These Class M-1 common shares are fully vested. These vested Class M-1 common shares can be converted at the holder's election into Class A common shares at any time. F6 · derivative.expiration_date: These Class M-1 common shares are fully vested. These vested Class M-1 common shares can be converted at the holder's election into Class A common shares at any time. Read SEC document |
| October 11, 2018 Filed Oct 12, 2018 16:35 UTC | Athene Holding Ltd. ATH · Entity 9807 | SaleClass A Common Shares | 91 | $50.04 | $4,553.46 |
DisclosureSEC source: 0001127602-18-030072 · form4.xml · nonDerivative · entry 5 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by The Anne E Fowler Foundation, Inc. Disclosed balance after: 0 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person, the Gillis Family Trust and The Anne E. Fowler Foundation, Inc. on March 15, 2018. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.21 inclusive. The Reporting Person undertakes to provide to Athene Holding Ltd., any security holder of Athene Holding Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares held by The Anne E. Fowler Foundation, Inc., and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| October 11, 2018 Filed Oct 12, 2018 16:35 UTC | Athene Holding Ltd. ATH · Entity 9807 | SaleClass A Common Shares | 364 | $50.04 | $18,213.83 |
DisclosureSEC source: 0001127602-18-030072 · form4.xml · nonDerivative · entry 4 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by Gillis Family Trust U/a/d 12/30/14 Disclosed balance after: 0 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person, the Gillis Family Trust and The Anne E. Fowler Foundation, Inc. on March 15, 2018. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.21 inclusive. The Reporting Person undertakes to provide to Athene Holding Ltd., any security holder of Athene Holding Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4. Read SEC document |
| October 11, 2018 Filed Oct 12, 2018 16:35 UTC | Athene Holding Ltd. ATH · Entity 9807 | SaleClass A Common Shares | 545 | $50.04 | $27,270.71 |
DisclosureSEC source: 0001127602-18-030072 · form4.xml · nonDerivative · entry 3 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,638 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person, the Gillis Family Trust and The Anne E. Fowler Foundation, Inc. on March 15, 2018. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.21 inclusive. The Reporting Person undertakes to provide to Athene Holding Ltd., any security holder of Athene Holding Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4. Read SEC document |
| October 11, 2018 Filed Oct 12, 2018 16:35 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionClass A Common Shares | 91 | $10.00 | $910.00 |
DisclosureSEC source: 0001127602-18-030072 · form4.xml · nonDerivative · entry 2 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by The Anne E Fowler Foundation, Inc. Disclosed balance after: 91 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares held by The Anne E. Fowler Foundation, Inc., and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| October 11, 2018 Filed Oct 12, 2018 16:35 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionClass A Common Shares | 364 | $10.00 | $3,640.00 |
DisclosureSEC source: 0001127602-18-030072 · form4.xml · nonDerivative · entry 1 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by Gillis Family Trust U/a/d 12/30/14 Disclosed balance after: 364 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Anne Marie Heiser is trustee of the Gillis Family Trust u/a/d 12/30/14. Read SEC document |
| September 25, 2018 Filed Sep 27, 2018 16:22 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionClass M-1 Common Shares · Derivative | 5,909 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001127602-18-028455 · form4.xml · derivative · entry 11 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by The Anne E Fowler Foundation, Inc. Disclosed balance after: 19,091 Underlying: Class A Common Shares · 5,909 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: These Class M-1 common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares). F8 · derivative.exercise_date: These Class M-1 common shares are fully vested. These vested Class M-1 common shares can be converted at the holder's election into Class A common shares at any time. F8 · derivative.expiration_date: These Class M-1 common shares are fully vested. These vested Class M-1 common shares can be converted at the holder's election into Class A common shares at any time. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares held by The Anne E. Fowler Foundation, Inc., and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| September 25, 2018 Filed Sep 27, 2018 16:22 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionClass M-1 Common Shares · Derivative | 23,636 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001127602-18-028455 · form4.xml · derivative · entry 10 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By Gillis Family Trust U/a/d 12/30/14 Disclosed balance after: 376,364 Underlying: Class A Common Shares · 23,636 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: These Class M-1 common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares). F8 · derivative.exercise_date: These Class M-1 common shares are fully vested. These vested Class M-1 common shares can be converted at the holder's election into Class A common shares at any time. F8 · derivative.expiration_date: These Class M-1 common shares are fully vested. These vested Class M-1 common shares can be converted at the holder's election into Class A common shares at any time. Read SEC document |
| September 25, 2018 Filed Sep 27, 2018 16:22 UTC | Athene Holding Ltd. ATH · Entity 9807 | SaleClass A Common Shares | 5,909 | $51.71 | $305,540.80 |
DisclosureSEC source: 0001127602-18-028455 · form4.xml · nonDerivative · entry 6 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by The Anne E Fowler Foundation, Inc. Disclosed balance after: 0 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person, the Gillis Family Trust and The Anne E. Fowler Foundation, Inc. on March 15, 2018. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.34 to $52.29, inclusive. The Reporting Person undertakes to provide to Athene Holding Ltd., any security holder of Athene Holding Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares held by The Anne E. Fowler Foundation, Inc., and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| September 25, 2018 Filed Sep 27, 2018 16:22 UTC | Athene Holding Ltd. ATH · Entity 9807 | SaleClass A Common Shares | 23,636 | $51.70 | $1,222,049.74 |
DisclosureSEC source: 0001127602-18-028455 · form4.xml · nonDerivative · entry 5 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by Gillis Family Trust U/a/d 12/30/14 Disclosed balance after: 0 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person, the Gillis Family Trust and The Anne E. Fowler Foundation, Inc. on March 15, 2018. F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.34 to $52.16, inclusive. The Reporting Person undertakes to provide to Athene Holding Ltd., any security holder of Athene Holding Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (5) to this Form 4. Read SEC document |
| September 25, 2018 Filed Sep 27, 2018 16:22 UTC | Athene Holding Ltd. ATH · Entity 9807 | SaleClass A Common Shares | 70,455 | $51.71 | $3,643,066.00 |
DisclosureSEC source: 0001127602-18-028455 · form4.xml · nonDerivative · entry 4 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,183 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person, the Gillis Family Trust and The Anne E. Fowler Foundation, Inc. on March 15, 2018. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.34 to $52.29, inclusive. The Reporting Person undertakes to provide to Athene Holding Ltd., any security holder of Athene Holding Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4. Read SEC document |
| September 25, 2018 Filed Sep 27, 2018 16:22 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionClass A Common Shares | 5,909 | $10.00 | $59,090.00 |
DisclosureSEC source: 0001127602-18-028455 · form4.xml · nonDerivative · entry 3 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by The Anne E Fowler Foundation, Inc. Disclosed balance after: 5,909 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares held by The Anne E. Fowler Foundation, Inc., and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| September 25, 2018 Filed Sep 27, 2018 16:22 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionClass A Common Shares | 23,636 | $10.00 | $236,360.00 |
DisclosureSEC source: 0001127602-18-028455 · form4.xml · nonDerivative · entry 2 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by Gillis Family Trust U/a/d 12/30/14 Disclosed balance after: 23,636 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Anne Marie Heiser is trustee of the Gillis Family Trust u/a/d 12/30/14. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.