Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CVS HEALTH CorpCVS · Entity 2884 | EVP/President, Aetna | April 01, 2024 | April 03, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CVS HEALTH Corp
Report date April 01, 2024 · Filed April 03, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock (Restricted)SEC Table I · non-derivative | Direct | 12,569 |
Reported balance
After 2024-04-01 transaction · row 1
1 source rowRow 1 · 2024-04-01 · Grant · Acquired 12,569 · Balance 12,569 F1: Consists of restricted stock units awarded pursuant to Issuer's 2017 Incentive Compensation Plan. Restrictions lapse in four equal installments, commencing 4/1/2025. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $79.56 · Expires 2034-04-01 | Direct | 52,246 |
Reported balance
After 2024-04-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-04-01 · Grant · Acquired 52,246 · Balance 52,246 F2: Option becomes exercisable in four equal annual installments, commencing 4/1/2025. |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of restricted stock units awarded pursuant to Issuer's 2017 Incentive Compensation Plan. Restrictions lapse in four equal installments, commencing 4/1/2025.
F2: Option becomes exercisable in four equal annual installments, commencing 4/1/2025.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
HUMANA INC
Report date June 01, 2021 · Filed June 01, 2021
Section 16 reporting ended · disclosed 2021-06-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Humana CommonSEC Table I · non-derivative | Direct | 24,342 |
Reported balance
Holding disclosure · report date 2021-06-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 24,342 |
| OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $268.47 · Expires 2025-02-19 | Direct | 12,041 |
Reported balance
Holding disclosure · report date 2021-06-01 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 12,041 F1: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/18, vesting in three increments from 02/19/19 to 02/19/21. |
| OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $307.97 · Expires 2026-02-25 | Direct | 11,674 |
Reported balance
Holding disclosure · report date 2021-06-01 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 11,674 F2: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/25/19, vesting in three increments from 02/25/20 to 02/25/22. |
| OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $350.79 · Expires 2027-02-24 | Direct | 12,535 |
Reported balance
Holding disclosure · report date 2021-06-01 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 12,535 F3: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23. |
| OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $376.61 · Expires 2028-02-21 | Direct | 9,466 |
Reported balance
Holding disclosure · report date 2021-06-01 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 9,466 F4: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 880 |
Reported balance
Holding disclosure · report date 2021-06-01 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 880 F5: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F7: Restricted stock units granted to reporting person on 02/25/19, 33% of the award is vesting on 12/15/19, 12/15/20, and 12/15/21. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,663 |
Reported balance
Holding disclosure · report date 2021-06-01 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 1,663 F6: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F8: Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,300 |
Reported balance
Holding disclosure · report date 2021-06-01 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 2,300 F6: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F9: Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23. |
Filing footnotes · ownership attribution and instrument terms
F1: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/18, vesting in three increments from 02/19/19 to 02/19/21.
F2: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/25/19, vesting in three increments from 02/25/20 to 02/25/22.
F3: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.
F4: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.
F5: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F6: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F7: Restricted stock units granted to reporting person on 02/25/19, 33% of the award is vesting on 12/15/19, 12/15/20, and 12/15/21.
F8: Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.
F9: Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 25, 2019 Filed Mar 1, 2019 23:31 UTC | HUMANA INC HUM · Entity 1429 | GrantOptions · Derivative | 11,674 | $0.00 Strike: $307.97 | $0.00 |
DisclosureSEC source: 0000049071-19-000041 · edgar.xml · derivative · entry 6 Kane Brian A · CIK 0001609525 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,674 Underlying: Humana Common · 11,674 shares Expires 2026-02-25 F5 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/25/19, vesting in three increments from 02/25/20 to 02/25/22. F5 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/25/19, vesting in three increments from 02/25/20 to 02/25/22. Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 14:57 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionRestricted Stock Units · Derivative | 931 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-18-000137 · edgar.xml · derivative · entry 13 Kane Brian A · CIK 0001609525 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,863 Underlying: Humana Common · 931 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F5 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F8 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20. F8 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20. Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 14:57 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionRestricted Stock Units · Derivative | 1,533 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-18-000137 · edgar.xml · derivative · entry 12 Kane Brian A · CIK 0001609525 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,833 Underlying: Humana Common · 1,533 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F5 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F7 · derivative.exercise_date: Restricted stock units granted to reporting person on 03/08/2017, 4,599 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 2,299 shares fully vest three years from the date of grant. F7 · derivative.expiration_date: Restricted stock units granted to reporting person on 03/08/2017, 4,599 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 2,299 shares fully vest three years from the date of grant. Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 14:57 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionRestricted Stock Units · Derivative | 1,540 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-18-000137 · edgar.xml · derivative · entry 11 Kane Brian A · CIK 0001609525 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Humana Common · 1,540 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F5 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F6 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/17, and 12/15/18. F6 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/17, and 12/15/18. Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 14:57 UTC | HUMANA INC HUM · Entity 1429 | Tax withholdingHumana Common | 430 | $304.05 | $130,739.35 |
DisclosureSEC source: 0000049071-18-000137 · edgar.xml · nonDerivative · entry 6 Kane Brian A · CIK 0001609525 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,615 Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 14:57 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionHumana Common | 931 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-18-000137 · edgar.xml · nonDerivative · entry 5 Kane Brian A · CIK 0001609525 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,045 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 14:57 UTC | HUMANA INC HUM · Entity 1429 | Tax withholdingHumana Common | 707 | $304.05 | $214,959.82 |
DisclosureSEC source: 0000049071-18-000137 · edgar.xml · nonDerivative · entry 4 Kane Brian A · CIK 0001609525 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,114 Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 14:57 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionHumana Common | 1,533 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-18-000137 · edgar.xml · nonDerivative · entry 3 Kane Brian A · CIK 0001609525 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,821 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 14:57 UTC | HUMANA INC HUM · Entity 1429 | Tax withholdingHumana Common | 711 | $304.05 | $216,176.00 |
DisclosureSEC source: 0000049071-18-000137 · edgar.xml · nonDerivative · entry 2 Kane Brian A · CIK 0001609525 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,288 Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 14:57 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionHumana Common | 1,540 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-18-000137 · edgar.xml · nonDerivative · entry 1 Kane Brian A · CIK 0001609525 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,999 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 24, 2018 Filed Feb 27, 2018 23:25 UTC | HUMANA INC HUM · Entity 1429 | Tax withholdingHumana Common | 1,552 | $269.31 | $417,969.12 |
DisclosureSEC source: 0000049071-18-000034 · edgar.xml · nonDerivative · entry 2 Kane Brian A · CIK 0001609525 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,459 Read SEC document |
| February 24, 2018 Filed Feb 27, 2018 23:25 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionHumana Common | 4,472 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-18-000034 · edgar.xml · nonDerivative · entry 1 Kane Brian A · CIK 0001609525 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,011 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · shares: Includes Performance Stock Units that vested on 2/24/2018. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 19:39 UTC | HUMANA INC HUM · Entity 1429 | GrantRestricted Stock Units · Derivative | 2,794 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-18-000021 · edgar.xml · derivative · entry 8 Kane Brian A · CIK 0001609525 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,794 Underlying: Humana Common · 2,794 shares Expires not disclosed F5 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F5 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F8 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20. F8 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 19:39 UTC | HUMANA INC HUM · Entity 1429 | GrantOptions · Derivative | 12,041 | $0.00 Strike: $268.47 | $0.00 |
DisclosureSEC source: 0000049071-18-000021 · edgar.xml · derivative · entry 5 Kane Brian A · CIK 0001609525 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,041 Underlying: Humana Common · 12,041 shares Expires 2025-02-19 F4 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/18, vesting in three increments from 02/19/19 to 02/19/21. F4 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/18, vesting in three increments from 02/19/19 to 02/19/21. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 17:07 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionRestricted Stock Units · Derivative | 1,532 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-17-000182 · edgar.xml · derivative · entry 7 Kane Brian A · CIK 0001609525 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,366 Underlying: Humana Common · 1,532 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F4 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F6 · derivative.exercise_date: Restricted stock units granted to reporting person on 03/08/2017, 4,599 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 2,299 shares fully vest three years from the date of grant. F6 · derivative.expiration_date: Restricted stock units granted to reporting person on 03/08/2017, 4,599 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 2,299 shares fully vest three years from the date of grant. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 17:07 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionRestricted Stock Units · Derivative | 1,539 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-17-000182 · edgar.xml · derivative · entry 6 Kane Brian A · CIK 0001609525 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,540 Underlying: Humana Common · 1,539 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F4 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F5 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/17, and 12/15/18. F5 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/17, and 12/15/18. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 17:07 UTC | HUMANA INC HUM · Entity 1429 | Tax withholdingHumana Common | 1,528 | $253.62 | $387,531.36 |
DisclosureSEC source: 0000049071-17-000182 · edgar.xml · nonDerivative · entry 2 Kane Brian A · CIK 0001609525 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,539 Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 17:07 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionHumana Common | 3,071 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-17-000182 · edgar.xml · nonDerivative · entry 1 Kane Brian A · CIK 0001609525 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,067 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 20:19 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionRestricted Stock Units · Derivative | 15,952 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-17-000123 · edgar.xml · derivative · entry 6 Kane Brian A · CIK 0001609525 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Humana Common · 15,952 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F4 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F5 · derivative.exercise_date: Restricted stock units granted to Reporting Person on 06/02/14, 100% of the award is vesting on 06/02/17. F5 · derivative.expiration_date: Restricted stock units granted to Reporting Person on 06/02/14, 100% of the award is vesting on 06/02/17. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 20:19 UTC | HUMANA INC HUM · Entity 1429 | Tax withholdingHumana Common | 11,823 | $234.96 | $2,777,932.08 |
DisclosureSEC source: 0000049071-17-000123 · edgar.xml · nonDerivative · entry 2 Kane Brian A · CIK 0001609525 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,996 Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 20:19 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionHumana Common | 24,821 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-17-000123 · edgar.xml · nonDerivative · entry 1 Kane Brian A · CIK 0001609525 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,819 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · shares: Includes 8,869 performance-based restricted stock units vesting on 6/2/2017. Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 22:24 UTC | HUMANA INC HUM · Entity 1429 | GrantRestricted Stock Units · Derivative | 6,898 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-17-000074 · edgar.xml · derivative · entry 7 Kane Brian A · CIK 0001609525 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,898 Underlying: Humana Common · 6,898 shares Expires not disclosed F4 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F4 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F7 · derivative.exercise_date: Restricted stock units granted to reporting person on 03/08/2017, 4,599 shares vesting in three annual increments, and 2,299 shares fully vest three years from the date of grant. F7 · derivative.expiration_date: Restricted stock units granted to reporting person on 03/08/2017, 4,599 shares vesting in three annual increments, and 2,299 shares fully vest three years from the date of grant. Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 22:24 UTC | HUMANA INC HUM · Entity 1429 | GrantOptions · Derivative | 29,995 | $0.00 Strike: $217.42 | $0.00 |
DisclosureSEC source: 0000049071-17-000074 · edgar.xml · derivative · entry 4 Kane Brian A · CIK 0001609525 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,995 Underlying: Humana Common · 29,995 shares Expires 2024-03-08 F3 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017. 19,997 options vesting in three annual increments, and 9,998 options fully vest three years from the date of grant. F3 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017. 19,997 options vesting in three annual increments, and 9,998 options fully vest three years from the date of grant. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 20:16 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionRestricted Stock Units · Derivative | 1,539 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-16-000199 · edgar.xml · derivative · entry 6 Kane Brian A · CIK 0001609525 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,079 Underlying: Humana Common · 1,539 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F3 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F5 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/17, and 12/15/18 F5 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/17, and 12/15/18 Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 20:16 UTC | HUMANA INC HUM · Entity 1429 | Tax withholdingHumana Common | 541 | $206.60 | $111,767.90 |
DisclosureSEC source: 0000049071-16-000199 · edgar.xml · nonDerivative · entry 2 Kane Brian A · CIK 0001609525 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 998 Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 20:16 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionHumana Common | 1,539 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-16-000199 · edgar.xml · nonDerivative · entry 1 Kane Brian A · CIK 0001609525 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,539 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.