Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SCHWAB CHARLES CORPSCHW · Entity 1218 | COO | April 18, 2024 | April 23, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SCHWAB CHARLES CORP
Report date April 18, 2024 · Filed April 23, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectby LLC | 246,433 |
Reported balance
After 2024-04-18 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2024-04-18 · Gift · Disposed 13,353 · Balance 246,433 |
| Common StockSEC Table I · non-derivative | Indirectby Trust | 41,414 |
Reported balance
Holding disclosure · report date 2024-04-18 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 41,414 |
| Common StockSEC Table I · non-derivative | Indirectby ESOP | 672.751 |
Reported balance
Holding disclosure · report date 2024-04-18 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 672.751 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 27, 2016 Filed Oct 28, 2016 16:30 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 46,507 | $0.00 Strike: $17.38 | $0.00 |
DisclosureSEC source: 0001225208-16-040801 · doc4.xml · derivative · entry 9 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 46,507 shares Expires 2019-11-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 27, 2016 Filed Oct 28, 2016 16:30 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 122,920 | $32.22 | $3,960,531.57 |
DisclosureSEC source: 0001225208-16-040801 · doc4.xml · nonDerivative · entry 6 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,211 F2 · price: This transaction was executed in multiple trades at prices ranging from $32.031 to $32.41. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 27, 2016 Filed Oct 28, 2016 16:30 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 46,507 | $32.22 | $1,498,474.14 |
DisclosureSEC source: 0001225208-16-040801 · doc4.xml · nonDerivative · entry 5 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,131 F2 · price: This transaction was executed in multiple trades at prices ranging from $32.031 to $32.41. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 27, 2016 Filed Oct 28, 2016 16:30 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 46,507 | $17.38 | $808,291.66 |
DisclosureSEC source: 0001225208-16-040801 · doc4.xml · nonDerivative · entry 4 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,638 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 27, 2016 Filed Oct 28, 2016 16:30 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 122,920 | $19.36 | $2,379,731.20 |
DisclosureSEC source: 0001225208-16-040801 · doc4.xml · nonDerivative · entry 3 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,131 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 26, 2016 Filed Oct 28, 2016 16:30 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 80,000 | $0.00 Strike: $17.38 | $0.00 |
DisclosureSEC source: 0001225208-16-040801 · doc4.xml · derivative · entry 8 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,507 Underlying: Common Stock · 80,000 shares Expires 2019-11-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 26, 2016 Filed Oct 28, 2016 16:30 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 80,000 | $32.16 | $2,572,848.00 |
DisclosureSEC source: 0001225208-16-040801 · doc4.xml · nonDerivative · entry 2 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,211 F1 · price: This transaction was executed in multiple trades at prices ranging from $32.13 to $32.20. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 26, 2016 Filed Oct 28, 2016 16:30 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 80,000 | $17.38 | $1,390,400.00 |
DisclosureSEC source: 0001225208-16-040801 · doc4.xml · nonDerivative · entry 1 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,211 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2016 Filed Jun 2, 2016 18:34 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Tax withholdingCommon Stock | 1,034 | $30.45 | $31,480.13 |
DisclosureSEC source: 0001225208-16-034422 · doc4.xml · nonDerivative · entry 1 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,211 Read SEC document |
| March 03, 2016 Filed Mar 4, 2016 19:44 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 3,454 | $26.73 | $92,325.42 |
DisclosureSEC source: 0001225208-16-029188 · doc4.xml · nonDerivative · entry 1 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,245 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 02, 2016 Filed Mar 3, 2016 21:57 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 2,343 | $26.54 | $62,189.08 |
DisclosureSEC source: 0001225208-16-029095 · doc4.xml · nonDerivative · entry 2 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,791 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 01, 2016 Filed Mar 3, 2016 21:57 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 119,905 | $0.00 Strike: $26.39 | $0.00 |
DisclosureSEC source: 0001225208-16-029095 · doc4.xml · derivative · entry 4 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,905 Underlying: Common Stock · 119,905 shares Expires 2026-03-01 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2016 Filed Mar 3, 2016 21:57 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 10,337 | $25.90 | $267,728.30 |
DisclosureSEC source: 0001225208-16-029095 · doc4.xml · nonDerivative · entry 1 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,448 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| January 04, 2016 Filed Jan 6, 2016 20:27 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Tax withholdingCommon Stock | 577 | $31.78 | $18,334.18 |
DisclosureSEC source: 0001225208-16-023719 · doc4.xml · nonDerivative · entry 1 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,111 Read SEC document |
| November 09, 2015 Filed Nov 10, 2015 17:40 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $11.75 | $0.00 |
DisclosureSEC source: 0001225208-15-020624 · doc4.xml · derivative · entry 4 MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,880 Underlying: Common Stock · 50,000 shares Expires 2021-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2015 Filed Nov 10, 2015 17:40 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 50,000 | $33.65 | $1,682,615.00 |
DisclosureSEC source: 0001225208-15-020624 · doc4.xml · nonDerivative · entry 2 MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,688 F1 · price: This transaction was executed in multiple trades at prices ranging from $33.47 to $33.73. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 09, 2015 Filed Nov 10, 2015 17:40 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-020624 · doc4.xml · nonDerivative · entry 1 MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,688 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 02, 2015 Filed Nov 4, 2015 21:39 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 3,928 | $30.98 | $121,669.80 |
DisclosureSEC source: 0001225208-15-020383 · doc4.xml · nonDerivative · entry 1 MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,688 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| June 01, 2015 Filed Jun 3, 2015 14:07 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 30,121 | $0.00 Strike: $31.44 | $0.00 |
DisclosureSEC source: 0001225208-15-013250 · doc4.xml · derivative · entry 3 MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,121 Underlying: Common Stock · 30,121 shares Expires 2025-06-01 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| June 01, 2015 Filed Jun 3, 2015 14:07 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 7,934 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-013250 · doc4.xml · nonDerivative · entry 1 MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,760 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 03, 2015 Filed Mar 4, 2015 21:28 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 4,508 | $29.95 | $135,014.60 |
DisclosureSEC source: 0001225208-15-006774 · doc4.xml · nonDerivative · entry 2 MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,826 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 02, 2015 Filed Mar 4, 2015 21:28 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 105,295 | $0.00 Strike: $30.17 | $0.00 |
DisclosureSEC source: 0001225208-15-006774 · doc4.xml · derivative · entry 4 MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,295 Underlying: Common Stock · 105,295 shares Expires 2025-03-02 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 02, 2015 Filed Mar 4, 2015 21:28 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 13,493 | $29.77 | $401,686.61 |
DisclosureSEC source: 0001225208-15-006774 · doc4.xml · nonDerivative · entry 1 MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,318 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 02, 2015 Filed Jan 28, 2016 17:05 UTC Amendment | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 105,295 | $0.00 Strike: $30.17 | $0.00 |
DisclosureSEC source: 0001225208-16-024902 · doc4a.xml · derivative · entry 1 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,295 Underlying: Common Stock · 105,295 shares Expires 2025-03-02 F1 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests one-sixth on the first and second anniversary of the grant date and two thirds on the third anniversary of the grant date. Read SEC document |
| March 02, 2015 Filed Jan 29, 2016 17:54 UTC Amendment | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 105,295 | $0.00 Strike: $30.17 | $0.00 |
DisclosureSEC source: 0001225208-16-025136 · doc4a.xml · derivative · entry 1 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,295 Underlying: Common Stock · 105,295 shares Expires 2025-03-02 F1 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| January 02, 2015 Filed Jan 6, 2015 20:18 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Tax withholdingCommon Stock | 577 | $30.19 | $17,419.63 |
DisclosureSEC source: 0001225208-15-000726 · doc4.xml · nonDerivative · entry 1 MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,825 Read SEC document |
| November 03, 2014 Filed Nov 5, 2014 21:06 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 31,173 | $0.00 Strike: $28.44 | $0.00 |
DisclosureSEC source: 0001225208-14-022811 · doc4.xml · derivative · entry 3 MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,173 Underlying: Common Stock · 31,173 shares Expires 2024-11-03 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 03, 2014 Filed Nov 5, 2014 21:06 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 6,715 | $28.59 | $191,981.85 |
DisclosureSEC source: 0001225208-14-022811 · doc4.xml · nonDerivative · entry 1 MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,402 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| August 01, 2014 Filed Aug 5, 2014 17:19 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 33,693 | $0.00 Strike: $27.45 | $0.00 |
DisclosureSEC source: 0001225208-14-017988 · doc4.xml · derivative · entry 1 MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,693 Underlying: Common Stock · 33,693 shares Expires 2024-08-01 F1 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:36 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 35,613 | $0.00 Strike: $25.86 | $0.00 |
DisclosureSEC source: 0001225208-14-007539 · doc4.xml · derivative · entry 3 MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,613 Underlying: Common Stock · 35,613 shares Expires 2024-03-03 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:36 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 14,175 | $25.97 | $368,053.88 |
DisclosureSEC source: 0001225208-14-007539 · doc4.xml · nonDerivative · entry 1 MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,687 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| January 02, 2014 Filed Jan 6, 2014 18:48 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Tax withholdingCommon Stock | 577 | $25.88 | $14,929.88 |
DisclosureSEC source: 0001225208-14-000881 · doc4.xml · nonDerivative · entry 1 MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,512 Read SEC document |
| November 21, 2013 Filed Nov 22, 2013 21:45 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 104,457 | $0.00 Strike: $23.33 | $0.00 |
DisclosureSEC source: 0001225208-13-024123 · doc4.xml · derivative · entry 4 MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 104,457 shares Expires 2014-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2013 Filed Nov 22, 2013 21:45 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 104,457 | $24.91 | $2,601,929.86 |
DisclosureSEC source: 0001225208-13-024123 · doc4.xml · nonDerivative · entry 2 MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,089 F1 · price: This transaction was executed in multiple trades at prices ranging from $24.90 to $24.955. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 21, 2013 Filed Nov 22, 2013 21:45 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 104,457 | $23.33 | $2,436,929.58 |
DisclosureSEC source: 0001225208-13-024123 · doc4.xml · nonDerivative · entry 1 MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,546 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2013 Filed Nov 5, 2013 18:21 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 36,024 | $0.00 Strike: $23.12 | $0.00 |
DisclosureSEC source: 0001225208-13-022865 · doc4.xml · derivative · entry 3 MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,024 Underlying: Common Stock · 36,024 shares Expires 2023-11-01 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 01, 2013 Filed Nov 5, 2013 18:21 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantCommon Stock | 7,474 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-022865 · doc4.xml · nonDerivative · entry 1 MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,089 F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| October 16, 2013 Filed Oct 18, 2013 15:03 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 34,972 | $0.00 Strike: $19.99 | $0.00 |
DisclosureSEC source: 0001225208-13-022027 · doc4.xml · derivative · entry 4 MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 34,972 shares Expires 2014-05-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 16, 2013 Filed Oct 18, 2013 15:03 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 34,972 | $23.64 | $826,909.44 |
DisclosureSEC source: 0001225208-13-022027 · doc4.xml · nonDerivative · entry 2 MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,615 F1 · price: This transaction was executed in multiple trades at prices ranging from $23.55 to $23.77. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 16, 2013 Filed Oct 18, 2013 15:03 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 34,972 | $23.64 | $826,909.44 |
DisclosureSEC source: 0001225208-13-022027 · doc4.xml · nonDerivative · entry 1 MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,587 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2013 Filed Aug 5, 2013 20:14 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 38,820 | $0.00 Strike: $22.67 | $0.00 |
DisclosureSEC source: 0001225208-13-017288 · doc4.xml · derivative · entry 1 MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,820 Underlying: Common Stock · 38,820 shares Expires 2023-08-01 F1 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| May 17, 2013 Filed May 21, 2013 20:28 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 20,789 | $0.00 Strike: $18.29 | $0.00 |
DisclosureSEC source: 0001225208-13-012866 · doc4.xml · derivative · entry 4 MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,789 shares Expires 2013-10-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 17, 2013 Filed May 21, 2013 20:28 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 20,789 | $19.15 | $398,167.56 |
DisclosureSEC source: 0001225208-13-012866 · doc4.xml · nonDerivative · entry 2 MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,615 F1 · price: This transaction was executed in multiple trades at prices ranging from $19.15 to $19.17. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 17, 2013 Filed May 21, 2013 20:28 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 20,789 | $18.29 | $380,261.99 |
DisclosureSEC source: 0001225208-13-012866 · doc4.xml · nonDerivative · entry 1 MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,404 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2013 Filed Mar 5, 2013 19:55 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 60,533 | $0.00 Strike: $16.40 | $0.00 |
DisclosureSEC source: 0001225208-13-006557 · doc4.xml · derivative · entry 3 MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,533 Underlying: Common Stock · 60,533 shares Expires 2023-03-01 F2 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2013 Filed Mar 5, 2013 19:55 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantCommon Stock | 6,265 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-006557 · doc4.xml · nonDerivative · entry 1 MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,615 F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| January 02, 2013 Filed Jan 4, 2013 17:14 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 28,170 | $0.00 Strike: $15.08 | $0.00 |
DisclosureSEC source: 0001225208-13-000740 · doc4.xml · derivative · entry 3 MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,170 Underlying: Common Stock · 28,170 shares Expires 2023-01-02 F2 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| January 02, 2013 Filed Jan 4, 2013 17:14 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantCommon Stock | 5,388 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-000740 · doc4.xml · nonDerivative · entry 1 MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,350 F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2004 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| November 01, 2012 Filed Nov 5, 2012 19:21 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 70,000 | $0.00 Strike: $13.64 | $0.00 |
DisclosureSEC source: 0001225208-12-022336 · doc4.xml · derivative · entry 3 MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 70,000 shares Expires 2022-11-01 F2 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 01, 2012 Filed Nov 5, 2012 19:21 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantCommon Stock | 8,892 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-022336 · doc4.xml · nonDerivative · entry 1 MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,092 F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.