Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SCHWAB CHARLES CORPSCHW · Entity 1218 | COO | April 18, 2024 | April 23, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SCHWAB CHARLES CORP
Report date April 18, 2024 · Filed April 23, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectby LLC | 246,433 |
Reported balance
After 2024-04-18 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2024-04-18 · Gift · Disposed 13,353 · Balance 246,433 |
| Common StockSEC Table I · non-derivative | Indirectby Trust | 41,414 |
Reported balance
Holding disclosure · report date 2024-04-18 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 41,414 |
| Common StockSEC Table I · non-derivative | Indirectby ESOP | 672.751 |
Reported balance
Holding disclosure · report date 2024-04-18 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 672.751 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2019 Filed Mar 5, 2019 20:46 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 131,686 | $0.00 Strike: $46.81 | $0.00 |
DisclosureSEC source: 0001225208-19-004575 · doc4.xml · derivative · entry 3 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,686 Underlying: Common Stock · 131,686 shares Expires 2029-03-01 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 20:46 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 22,667 | $46.77 | $1,060,135.59 |
DisclosureSEC source: 0001225208-19-004575 · doc4.xml · nonDerivative · entry 1 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,060 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| June 01, 2018 Filed Jun 4, 2018 23:56 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Tax withholdingCommon Stock | 937 | $56.68 | $53,109.16 |
DisclosureSEC source: 0001225208-18-010134 · doc4.xml · nonDerivative · entry 1 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,393 Read SEC document |
| April 20, 2018 Filed Apr 23, 2018 23:06 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 70,000 | $0.00 Strike: $13.64 | $0.00 |
DisclosureSEC source: 0001225208-18-007984 · doc4.xml · derivative · entry 16 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 70,000 shares Expires 2022-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 20, 2018 Filed Apr 23, 2018 23:06 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 64,130 | $0.00 Strike: $15.05 | $0.00 |
DisclosureSEC source: 0001225208-18-007984 · doc4.xml · derivative · entry 15 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 64,130 shares Expires 2021-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 20, 2018 Filed Apr 23, 2018 23:06 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 60,533 | $0.00 Strike: $16.40 | $0.00 |
DisclosureSEC source: 0001225208-18-007984 · doc4.xml · derivative · entry 14 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 60,533 shares Expires 2023-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 20, 2018 Filed Apr 23, 2018 23:06 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 57,852 | $0.00 Strike: $13.91 | $0.00 |
DisclosureSEC source: 0001225208-18-007984 · doc4.xml · derivative · entry 13 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 57,852 shares Expires 2022-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 20, 2018 Filed Apr 23, 2018 23:06 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 28,170 | $0.00 Strike: $15.08 | $0.00 |
DisclosureSEC source: 0001225208-18-007984 · doc4.xml · derivative · entry 12 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,170 shares Expires 2023-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The date first exercisable is 1/02/2014. Read SEC document |
| April 20, 2018 Filed Apr 23, 2018 23:06 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 70,000 | $54.80 | $3,835,972.00 |
DisclosureSEC source: 0001225208-18-007984 · doc4.xml · nonDerivative · entry 10 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,330 F1 · price: This transaction was executed in multiple trades at prices ranging from $54.50 to $55.04. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 20, 2018 Filed Apr 23, 2018 23:06 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 64,130 | $54.80 | $3,514,298.35 |
DisclosureSEC source: 0001225208-18-007984 · doc4.xml · nonDerivative · entry 9 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,330 F1 · price: This transaction was executed in multiple trades at prices ranging from $54.50 to $55.04. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 20, 2018 Filed Apr 23, 2018 23:06 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 60,533 | $54.80 | $3,317,184.19 |
DisclosureSEC source: 0001225208-18-007984 · doc4.xml · nonDerivative · entry 8 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,460 F1 · price: This transaction was executed in multiple trades at prices ranging from $54.50 to $55.04. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 20, 2018 Filed Apr 23, 2018 23:06 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 57,852 | $54.80 | $3,170,266.46 |
DisclosureSEC source: 0001225208-18-007984 · doc4.xml · nonDerivative · entry 7 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 366,993 F1 · price: This transaction was executed in multiple trades at prices ranging from $54.50 to $55.04. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 20, 2018 Filed Apr 23, 2018 23:06 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 28,170 | $54.80 | $1,543,704.73 |
DisclosureSEC source: 0001225208-18-007984 · doc4.xml · nonDerivative · entry 6 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 424,845 F1 · price: This transaction was executed in multiple trades at prices ranging from $54.50 to $55.04. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 20, 2018 Filed Apr 23, 2018 23:06 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 28,170 | $15.08 | $424,803.60 |
DisclosureSEC source: 0001225208-18-007984 · doc4.xml · nonDerivative · entry 5 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 453,015 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 20, 2018 Filed Apr 23, 2018 23:06 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 57,852 | $13.91 | $804,721.32 |
DisclosureSEC source: 0001225208-18-007984 · doc4.xml · nonDerivative · entry 4 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 424,845 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 20, 2018 Filed Apr 23, 2018 23:06 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 60,533 | $16.40 | $992,741.20 |
DisclosureSEC source: 0001225208-18-007984 · doc4.xml · nonDerivative · entry 3 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 366,993 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 20, 2018 Filed Apr 23, 2018 23:06 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 64,130 | $15.05 | $965,156.50 |
DisclosureSEC source: 0001225208-18-007984 · doc4.xml · nonDerivative · entry 2 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,460 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 20, 2018 Filed Apr 23, 2018 23:06 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 70,000 | $13.64 | $954,800.00 |
DisclosureSEC source: 0001225208-18-007984 · doc4.xml · nonDerivative · entry 1 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,330 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 20:57 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 24,607 | $0.00 Strike: $50.41 | $0.00 |
DisclosureSEC source: 0001225208-18-007174 · doc4.xml · derivative · entry 1 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,607 Underlying: Common Stock · 24,607 shares Expires 2028-04-02 F1 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 00:27 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 3,641 | $52.82 | $192,317.62 |
DisclosureSEC source: 0001225208-18-005528 · doc4.xml · nonDerivative · entry 1 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,330 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 00:19 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 12,773 | $51.62 | $659,278.40 |
DisclosureSEC source: 0001225208-18-005346 · doc4.xml · nonDerivative · entry 1 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,689 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 01, 2018 Filed Mar 6, 2018 00:19 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 71,474 | $0.00 Strike: $52.05 | $0.00 |
DisclosureSEC source: 0001225208-18-005346 · doc4.xml · derivative · entry 3 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,474 Underlying: Common Stock · 71,474 shares Expires 2028-03-01 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 29, 2017 Filed Nov 29, 2017 22:54 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 21,880 | $0.00 Strike: $11.75 | $0.00 |
DisclosureSEC source: 0001225208-17-017751 · doc4.xml · derivative · entry 7 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,880 shares Expires 2021-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 29, 2017 Filed Nov 29, 2017 22:54 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 73,108 | $0.00 Strike: $12.45 | $0.00 |
DisclosureSEC source: 0001225208-17-017751 · doc4.xml · derivative · entry 6 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 73,108 shares Expires 2022-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 29, 2017 Filed Nov 29, 2017 22:54 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 73,108 | $48.15 | $3,519,865.08 |
DisclosureSEC source: 0001225208-17-017751 · doc4.xml · nonDerivative · entry 4 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,916 F1 · price: This transaction was executed in multiple trades at prices ranging from $48.11 to $48.235. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 29, 2017 Filed Nov 29, 2017 22:54 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 21,880 | $48.15 | $1,053,436.67 |
DisclosureSEC source: 0001225208-17-017751 · doc4.xml · nonDerivative · entry 3 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,024 F1 · price: This transaction was executed in multiple trades at prices ranging from $48.11 to $48.235. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 29, 2017 Filed Nov 29, 2017 22:54 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 21,880 | $11.75 | $257,090.00 |
DisclosureSEC source: 0001225208-17-017751 · doc4.xml · nonDerivative · entry 2 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,904 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 29, 2017 Filed Nov 29, 2017 22:54 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 73,108 | $12.45 | $910,194.60 |
DisclosureSEC source: 0001225208-17-017751 · doc4.xml · nonDerivative · entry 1 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,024 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 20, 2017 Filed Jul 21, 2017 22:11 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 15,746 | $0.00 Strike: $15.43 | $0.00 |
DisclosureSEC source: 0001225208-17-012816 · doc4.xml · derivative · entry 10 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,746 shares Expires 2020-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 20, 2017 Filed Jul 21, 2017 22:11 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 54,952 | $0.00 Strike: $18.66 | $0.00 |
DisclosureSEC source: 0001225208-17-012816 · doc4.xml · derivative · entry 9 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 54,952 shares Expires 2021-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 20, 2017 Filed Jul 21, 2017 22:11 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 44,944 | $0.00 Strike: $18.25 | $0.00 |
DisclosureSEC source: 0001225208-17-012816 · doc4.xml · derivative · entry 8 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 44,944 shares Expires 2020-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 20, 2017 Filed Jul 21, 2017 22:11 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 54,952 | $42.10 | $2,313,479.20 |
DisclosureSEC source: 0001225208-17-012816 · doc4.xml · nonDerivative · entry 6 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,916 F1 · kind: This transaction was executed in multiple trades at prices ranging from $42.10 to $42.105. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 20, 2017 Filed Jul 21, 2017 22:11 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 44,944 | $42.10 | $1,892,142.40 |
DisclosureSEC source: 0001225208-17-012816 · doc4.xml · nonDerivative · entry 5 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,868 F1 · kind: This transaction was executed in multiple trades at prices ranging from $42.10 to $42.105. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 20, 2017 Filed Jul 21, 2017 22:11 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 15,746 | $42.10 | $662,906.60 |
DisclosureSEC source: 0001225208-17-012816 · doc4.xml · nonDerivative · entry 4 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,812 F1 · kind: This transaction was executed in multiple trades at prices ranging from $42.10 to $42.105. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 20, 2017 Filed Jul 21, 2017 22:11 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 15,746 | $15.43 | $242,960.78 |
DisclosureSEC source: 0001225208-17-012816 · doc4.xml · nonDerivative · entry 3 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,558 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 20, 2017 Filed Jul 21, 2017 22:11 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 44,944 | $18.25 | $820,228.00 |
DisclosureSEC source: 0001225208-17-012816 · doc4.xml · nonDerivative · entry 2 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,812 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 20, 2017 Filed Jul 21, 2017 22:11 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 54,952 | $18.66 | $1,025,404.32 |
DisclosureSEC source: 0001225208-17-012816 · doc4.xml · nonDerivative · entry 1 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,868 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 19, 2017 Filed Jul 19, 2017 23:34 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 37,285 | $0.00 Strike: $15.43 | $0.00 |
DisclosureSEC source: 0001225208-17-012750 · doc4.xml · derivative · entry 7 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,746 Underlying: Common Stock · 37,285 shares Expires 2020-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 19, 2017 Filed Jul 19, 2017 23:34 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 52,045 | $0.00 Strike: $15.00 | $0.00 |
DisclosureSEC source: 0001225208-17-012750 · doc4.xml · derivative · entry 6 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 52,045 shares Expires 2020-08-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 19, 2017 Filed Jul 19, 2017 23:34 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 52,045 | $42.51 | $2,212,261.20 |
DisclosureSEC source: 0001225208-17-012750 · doc4.xml · nonDerivative · entry 4 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,916 F1 · kind: This transaction was executed in multiple trades at prices ranging from $42.50 to $42.59. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 19, 2017 Filed Jul 19, 2017 23:34 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 37,285 | $42.51 | $1,584,862.31 |
DisclosureSEC source: 0001225208-17-012750 · doc4.xml · nonDerivative · entry 3 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,961 F1 · kind: This transaction was executed in multiple trades at prices ranging from $42.50 to $42.59. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 19, 2017 Filed Jul 19, 2017 23:34 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 37,285 | $15.43 | $575,307.55 |
DisclosureSEC source: 0001225208-17-012750 · doc4.xml · nonDerivative · entry 2 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,246 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 19, 2017 Filed Jul 19, 2017 23:34 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 52,045 | $15.00 | $780,675.00 |
DisclosureSEC source: 0001225208-17-012750 · doc4.xml · nonDerivative · entry 1 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,961 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 18:39 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Tax withholdingCommon Stock | 1,036 | $39.18 | $40,590.48 |
DisclosureSEC source: 0001225208-17-010875 · doc4.xml · nonDerivative · entry 1 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,916 Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 00:40 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 3,453 | $42.42 | $146,476.26 |
DisclosureSEC source: 0001225208-17-005677 · doc4.xml · nonDerivative · entry 2 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,952 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 02, 2017 Filed Mar 7, 2017 00:40 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 2,342 | $42.51 | $99,558.42 |
DisclosureSEC source: 0001225208-17-005677 · doc4.xml · nonDerivative · entry 1 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,499 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 02:20 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 76,453 | $0.00 Strike: $42.99 | $0.00 |
DisclosureSEC source: 0001225208-17-005460 · doc4.xml · derivative · entry 3 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,453 Underlying: Common Stock · 76,453 shares Expires 2027-03-01 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 02:20 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 5,524 | $42.38 | $234,107.12 |
DisclosureSEC source: 0001225208-17-005460 · doc4.xml · nonDerivative · entry 1 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,157 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 23:18 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Tax withholdingCommon Stock | 578 | $40.19 | $23,226.93 |
DisclosureSEC source: 0001225208-17-000804 · doc4.xml · nonDerivative · entry 1 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,633 Read SEC document |
| October 27, 2016 Filed Oct 28, 2016 16:30 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 122,920 | $0.00 Strike: $19.36 | $0.00 |
DisclosureSEC source: 0001225208-16-040801 · doc4.xml · derivative · entry 10 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 122,920 shares Expires 2018-11-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.