Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| American Water Works Company, Inc.AWK · Entity 3169 | Director · President and CEO | February 11, 2020 | February 12, 2020 |
| CARRIER GLOBAL CorpCARR · Entity 3043 | Director | April 15, 2026 | April 17, 2026 |
| DOMINION ENERGY, INCD · Entity 3007 | Director | May 05, 2026 | May 07, 2026 |
| NEWMONT Corp /DE/NEM · Entity 1894 | Director | April 26, 2024 | April 30, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
American Water Works Company, Inc.
Report date February 11, 2020 · Filed February 12, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 143,222 |
Reported balance
After 2020-02-11 transaction · row 1
1 source rowRow 1 · 2020-02-11 · Grant · Acquired 7,758 · Balance 143,222 |
CARRIER GLOBAL Corp
Report date April 15, 2026 · Filed April 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Director DSUSEC Table II · derivative / convertible security | Direct | 28,823.7367 |
Reported balance
After 2026-04-15 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-04-15 · Grant · Acquired 5,807.0026 · Balance 28,823.7367 F1: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.
DOMINION ENERGY, INC
Report date May 05, 2026 · Filed May 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 35,189.751 |
Reported balance
After 2026-05-05 transaction · row 1
1 source rowRow 1 · 2026-05-05 · Grant · Acquired 2,820 · Balance 35,189.751 F1: Annual stock retainer issued under the Dominion Energy, Inc. Non-Employee Directors Compensation Plan in a transaction exempt under Rule 16(b)-3. |
| Common StockSEC Table I · non-derivative | IndirectBy Company Trust for Director | 24,965.3968 |
Reported balance
After 2026-05-05 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-05-05 · Grant · Acquired 2,661 · Balance 24,965.3968 F2: Additional stock units credited to the Director's account for annual cash retainer under the Dominion Energy, Inc. Non-Employee Directors Compensation Plan in a transaction exempt under Rule 16(b)-3. |
Filing footnotes · ownership attribution and instrument terms
F1: Annual stock retainer issued under the Dominion Energy, Inc. Non-Employee Directors Compensation Plan in a transaction exempt under Rule 16(b)-3.
F2: Additional stock units credited to the Director's account for annual cash retainer under the Dominion Energy, Inc. Non-Employee Directors Compensation Plan in a transaction exempt under Rule 16(b)-3.
NEWMONT Corp /DE/
Report date April 26, 2024 · Filed April 30, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $1.60 par valueSEC Table I · non-derivative | Direct | 14,848 |
Reported balance
After 2024-04-26 transaction · row 1
1 source rowRow 1 · 2024-04-26 · Grant · Acquired 4,212 · Balance 14,848 F1: The reported transaction reflects director stock units ("DSUs") awarded under the Issuer's 2020 Stock Incentive Compensation Plan (the "Plan") in connection with the reporting person's re-election to the Newmont Corporation Board of Directors. DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable. Upon retirement from the Board of Directors, the reporting person is entitled to receive one share of common stock for each DSU. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported transaction reflects director stock units ("DSUs") awarded under the Issuer's 2020 Stock Incentive Compensation Plan (the "Plan") in connection with the reporting person's re-election to the Newmont Corporation Board of Directors. DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable. Upon retirement from the Board of Directors, the reporting person is entitled to receive one share of common stock for each DSU.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
RAYMOND JAMES FINANCIAL INC
Report date February 23, 2023 · Filed February 27, 2023
Section 16 reporting ended · disclosed 2023-02-27. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 46,220.532 |
Reported balance
After 2023-02-23 transaction · row 1
1 source rowRow 1 · 2023-02-23 · Exercise / conversion · Acquired 1,683 · Balance 46,220.532 F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-02-23 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-02-23 · Exercise / conversion · Disposed 1,683 · Balance 0 F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2: The award vested in accordance with its terms, which provided for vesting at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
F2: The award vested in accordance with its terms, which provided for vesting at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 07, 2019 Filed May 9, 2019 22:16 UTC | DOMINION ENERGY, INC D · Entity 3007 | GrantCommon Stock | 2,086 | $75.49 | $157,472.14 |
DisclosureSEC source: 0000899243-19-012848 · doc4.xml · nonDerivative · entry 1 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,646.8191 F1 · shares: Annual stock retainer issued under the Dominion Energy, Inc. Non-Employee Directors Compensation Plan in a transaction exempt under Rule 16(b)-3. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 15:04 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 1,644 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-004253 · doc4.xml · derivative · entry 3 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,789 Underlying: Common Stock · 1,644 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F3 · derivative.exercise_date: The award vested in accordance with its terms, which provided for vesting at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant. F3 · derivative.expiration_date: The award vested in accordance with its terms, which provided for vesting at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 15:04 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GrantRestricted Stock Units · Derivative | 1,789 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-004253 · doc4.xml · derivative · entry 2 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,433 Underlying: Common Stock · 1,789 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · derivative.exercise_date: The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2020. F2 · derivative.expiration_date: The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2020. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 15:04 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 1,644 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-004253 · doc4.xml · nonDerivative · entry 1 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,138.532 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 12:04 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-003459 · doc4.xml · derivative · entry 2 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 400 shares Expires 2019-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · derivative.exercise_date: Restricted Stock Units vested 60% on 2/21/2017, 20% on 2/21/2018 and 20% on 2/21/2019. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 12:04 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-003459 · doc4.xml · nonDerivative · entry 1 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,494.532 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 21:48 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantCommon Stock | 10,257 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-19-000050 · wf-form4_155061288086221.xml · nonDerivative · entry 1 STORY SUSAN N · CIK 0001233549 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,706 Read SEC document |
| January 29, 2019 Filed Sep 25, 2023 22:36 UTC | DOMINION ENERGY, INC D · Entity 3007 | PurchaseCommon Stock | 48 | $68.54 | $3,289.92 |
DisclosureSEC source: 0001225208-23-009062 · doc4.xml · nonDerivative · entry 4 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,684.0488 F1 · shares: Reflects transactions occurring in a brokerage account managed by a third-party separate account manager with discretionary authority over the account. The transactions were made by the third-party separate account manager in contradiction of the reporting person's instructions and without the reporting person's express approval. Read SEC document |
| January 23, 2019 Filed Jan 24, 2019 23:50 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Tax withholdingCommon Stock | 9,794 | $94.24 | $922,986.56 |
DisclosureSEC source: 0001410636-19-000027 · wf-form4_154837381180449.xml · nonDerivative · entry 2 STORY SUSAN N · CIK 0001233549 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,449 Read SEC document |
| January 23, 2019 Filed Jan 24, 2019 23:50 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantCommon Stock | 21,851 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-19-000027 · wf-form4_154837381180449.xml · nonDerivative · entry 1 STORY SUSAN N · CIK 0001233549 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,243 F1 · shares: Represents shares vested pursuant to awards of performance stock units (PSUs) granted in February 2016 under the American Water Works Company, Inc. 2007 Omnibus Equity Compensation Plan. These awards vested on January 23, 2019. PSUs are settled solely by the delivery of one share of common stock per PSU (and may not be settled in cash). Read SEC document |
| January 01, 2019 Filed Jan 2, 2019 21:02 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Tax withholdingCommon Stock | 2,642 | $90.77 | $239,814.34 |
DisclosureSEC source: 0001410636-19-000011 · wf-form4_154646294159001.xml · nonDerivative · entry 1 STORY SUSAN N · CIK 0001233549 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,392 F1 · balance_after: Includes 379 shares acquired pursuant to the automatic reinvestment in shares of common stock of American Water Works Company, Inc. (the "Company") of cash dividends paid on Company common stock to the reporting person, received since the reporting person's last Form 4 report. Read SEC document |
| November 29, 2018 Filed Nov 29, 2018 22:42 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GiftCommon Stock | 96 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-18-000179 · wf-form4_154353133428633.xml · nonDerivative · entry 2 STORY SUSAN N · CIK 0001233549 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,655 Read SEC document |
| November 27, 2018 Filed Nov 29, 2018 22:42 UTC | American Water Works Company, Inc. AWK · Entity 3169 | PurchaseCommon Stock | 96 | $91.91 | $8,823.36 |
DisclosureSEC source: 0001410636-18-000179 · wf-form4_154353133428633.xml · nonDerivative · entry 1 STORY SUSAN N · CIK 0001233549 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,751 F1 · balance_after: Includes 1,251 shares acquired pursuant to the automatic reinvestment in shares of common stock of American Water Works Company, Inc. (the "Company") of cash dividends paid on Company common stock to the reporting person, received since the reporting person's last Form 4 report. Read SEC document |
| May 09, 2018 Filed May 10, 2018 20:23 UTC | DOMINION ENERGY, INC D · Entity 3007 | GrantCommon Stock | 1,703 | $63.14 | $107,527.42 |
DisclosureSEC source: 0001225208-18-009075 · doc4.xml · nonDerivative · entry 2 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Company Trust for Director Disclosed balance after: 3,561.8308 F2 · shares: Additional stock units credited to the Director's account for annual cash retainer under the Dominion Energy, Inc. Non-Employee Directors Compensation Plan in a transaction exempt under Rule 16(b)-3. Read SEC document |
| May 09, 2018 Filed May 10, 2018 20:23 UTC | DOMINION ENERGY, INC D · Entity 3007 | GrantCommon Stock | 2,494 | $63.14 | $157,471.16 |
DisclosureSEC source: 0001225208-18-009075 · doc4.xml · nonDerivative · entry 1 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,253.188 F1 · shares: Annual stock retainer issued under the Dominion Energy, Inc. Non-Employee Directors Compensation Plan in a transaction exempt under Rule 16(b)-3. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 18:40 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-004091 · doc4.xml · derivative · entry 5 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 400 shares Expires 2018-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of RJF common stock, and (ii) accrued cash in lieu of dividends. F4 · derivative.exercise_date: Restricted Stock Units vested 60% on 2/22/2016, 20% on 2/22/2017 and 20% on 2/22/2018. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 18:40 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 1,580 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-004091 · doc4.xml · derivative · entry 4 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,580 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of RJF common stock, and (ii) accrued cash in lieu of dividends. F3 · derivative.exercise_date: By its terms, the award vested at the date of the annual shareholders meeting next succeeding the grant date, but no later than March 15, 2018. F3 · derivative.expiration_date: By its terms, the award vested at the date of the annual shareholders meeting next succeeding the grant date, but no later than March 15, 2018. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 18:40 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GrantRestricted Stock Units · Derivative | 1,644 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-004091 · doc4.xml · derivative · entry 3 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,644 Underlying: Common Stock · 1,644 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of RJF common stock, and (ii) accrued cash in lieu of dividends. F2 · derivative.exercise_date: The award will vest at the date of the annual shareholders meeting next succeeding the grant date, but no later than March 15, 2019. F2 · derivative.expiration_date: The award will vest at the date of the annual shareholders meeting next succeeding the grant date, but no later than March 15, 2019. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 18:40 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-004091 · doc4.xml · nonDerivative · entry 2 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,094.532 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of RJF common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 18:40 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 1,580 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-004091 · doc4.xml · nonDerivative · entry 1 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,694.532 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of RJF common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| February 21, 2018 Filed Feb 22, 2018 20:30 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-003747 · doc4.xml · derivative · entry 2 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400 Underlying: Common Stock · 400 shares Expires 2019-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive, upon vesting of the award: (i) one share of RJF common stock, and (ii) accrued cash in lieu of dividends. F2 · derivative.exercise_date: Restricted Stock Units vested 60% on 2/21/2017, vested 20% on 2/21/2018 and will vest 20% on 2/21/2019. Read SEC document |
| February 21, 2018 Filed Feb 22, 2018 20:30 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-003747 · doc4.xml · nonDerivative · entry 1 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,114.532 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive, upon vesting of the award: (i) one share of RJF common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 18:41 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantCommon Stock | 10,628 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-18-000059 · wf-form4_151880648658673.xml · nonDerivative · entry 1 STORY SUSAN N · CIK 0001233549 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,404 Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 23:54 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Tax withholdingCommon Stock | 9,153 | $84.53 | $773,703.09 |
DisclosureSEC source: 0001410636-18-000035 · wf-form4_151727007228624.xml · nonDerivative · entry 2 STORY SUSAN N · CIK 0001233549 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,776 Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 23:54 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantCommon Stock | 21,169 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-18-000035 · wf-form4_151727007228624.xml · nonDerivative · entry 1 STORY SUSAN N · CIK 0001233549 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,929 F1 · shares: Represents shares vested pursuant to awards of performance stock units (PSUs) granted in June 2015 under the American Water Works Company, Inc. 2007 Omnibus Equity Compensation Plan. These awards vested on January 25, 2018. PSUs are settled solely by the delivery of one share of common stock per PSU (and may not be settled in cash). Read SEC document |
| January 01, 2018 Filed Jan 3, 2018 19:09 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Tax withholdingCommon Stock | 2,369 | $91.49 | $216,739.81 |
DisclosureSEC source: 0001410636-18-000013 · wf-form4_151500655420787.xml · nonDerivative · entry 1 STORY SUSAN N · CIK 0001233549 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,760 F1 · balance_after: Includes 283 shares acquired pursuant to the automatic reinvestment in shares of common stock of American Water Works Company, Inc. (the "Company") of cash dividends paid on Company common stock to the reporting person, received since the reporting person's last Form 4 report. Read SEC document |
| November 08, 2017 Filed Nov 8, 2017 21:29 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GiftCommon Stock | 60 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-17-000014 · wf-form4_151017655669348.xml · nonDerivative · entry 2 STORY SUSAN N · CIK 0001233549 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,846 Read SEC document |
| November 06, 2017 Filed Nov 8, 2017 21:29 UTC | American Water Works Company, Inc. AWK · Entity 3169 | PurchaseCommon Stock | 60 | $88.92 | $5,335.09 |
DisclosureSEC source: 0001410636-17-000014 · wf-form4_151017655669348.xml · nonDerivative · entry 1 STORY SUSAN N · CIK 0001233549 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,906 F1 · balance_after: Includes (i) 875 shares acquired pursuant to the automatic reinvestment in shares of common stock of American Water Works Company, Inc. (the "Company") of cash dividends paid on Company common stock to the reporting person, and (ii) 101 shares acquired by the reporting person under the Company's Nonqualified Employee Stock Purchase Plan, each since the reporting person's last Form 4 report. Read SEC document |
| May 22, 2017 Filed Sep 25, 2023 22:36 UTC | DOMINION ENERGY, INC D · Entity 3007 | PurchaseCommon Stock | 31 | $79.71 | $2,471.01 |
DisclosureSEC source: 0001225208-23-009062 · doc4.xml · nonDerivative · entry 3 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,636.0468 F1 · shares: Reflects transactions occurring in a brokerage account managed by a third-party separate account manager with discretionary authority over the account. The transactions were made by the third-party separate account manager in contradiction of the reporting person's instructions and without the reporting person's express approval. Read SEC document |
| May 10, 2017 Filed May 12, 2017 20:18 UTC | DOMINION ENERGY, INC D · Entity 3007 | GrantCommon Stock | 1,387 | $77.48 | $107,464.76 |
DisclosureSEC source: 0001225208-17-009597 · doc4.xml · nonDerivative · entry 2 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Company Trust for Director Disclosed balance after: 1,784.7592 F2 · shares: Additional stock units credited to the Director's account for annual cash retainer under the Dominion Resources, Inc. Non-Employee Directors Compensation Plan in a transaction exempt under Rule 16(b)-3. Read SEC document |
| May 10, 2017 Filed May 12, 2017 20:18 UTC | DOMINION ENERGY, INC D · Entity 3007 | GrantCommon Stock | 2,033 | $77.48 | $157,516.84 |
DisclosureSEC source: 0001225208-17-009597 · doc4.xml · nonDerivative · entry 1 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,610.1285 F1 · shares: Annual stock retainer issued under the Dominion Resources, Inc. Non-Employee Directors Compensation Plan in a transaction exempt under Rule 16(b)-3. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 21:31 UTC | DOMINION ENERGY, INC D · Entity 3007 | GrantCommon Stock | 26 | $77.64 | $2,018.64 |
DisclosureSEC source: 0001225208-17-005340 · doc4.xml · nonDerivative · entry 1 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Company Trust for Director Disclosed balance after: 394 F1 · shares: Additional stock units credited to the Director's account under the Dominion Resources, Inc. Non-Employee Directors Compensation Plan in a transaction exempt under Rule 16(b)-3. Read SEC document |
| February 24, 2017 Filed Feb 24, 2017 20:48 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-004509 · doc4.xml · derivative · entry 2 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 400 shares Expires 2017-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · derivative.exercise_date: Of the 2,000 RSUs granted on 2/24/2012, 60% vested on 2/24/2015, 20% on 2/24/2016 and 20% on 2/24/2017. Read SEC document |
| February 24, 2017 Filed Feb 24, 2017 20:48 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-004509 · doc4.xml · nonDerivative · entry 1 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,714.532 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 15:51 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-004228 · doc4.xml · derivative · entry 4 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400 Underlying: Common Stock · 400 shares Expires 2018-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F3 · derivative.exercise_date: Of the 2,000 RSUs granted, 60% vested on 2/22/2016, 20% on 2/22/2017, and 20% will vest on 2/22/2018. Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 15:51 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-004228 · doc4.xml · nonDerivative · entry 2 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,314.532 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 15:51 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 1,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-004228 · doc4.xml · derivative · entry 3 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800 Underlying: Common Stock · 1,200 shares Expires 2019-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · derivative.exercise_date: Of the 2,000 RSUs granted, 60% vested on 2/21/2017, 20% will vest on 2/21/2018, and 20% on 2/21/2019. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 15:51 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 1,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-004228 · doc4.xml · nonDerivative · entry 1 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,914.532 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| February 21, 2017 Filed Sep 25, 2023 22:36 UTC | DOMINION ENERGY, INC D · Entity 3007 | PurchaseCommon Stock | 46 | $74.90 | $3,445.40 |
DisclosureSEC source: 0001225208-23-009062 · doc4.xml · nonDerivative · entry 2 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,605.0468 F1 · shares: Reflects transactions occurring in a brokerage account managed by a third-party separate account manager with discretionary authority over the account. The transactions were made by the third-party separate account manager in contradiction of the reporting person's instructions and without the reporting person's express approval. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 22:29 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GrantRestricted Stock Units · Derivative | 1,580 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-003973 · doc4.xml · derivative · entry 1 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,580 Underlying: Common Stock · 1,580 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · derivative.exercise_date: The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2018. F2 · derivative.expiration_date: The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2018. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 14:51 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 2,849 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-003833 · doc4.xml · derivative · entry 2 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,849 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · derivative.exercise_date: By its terms, the award vested at the date of the annual shareholders meeting next succeeding the grant date, but no later than March 15, 2017. F2 · derivative.expiration_date: By its terms, the award vested at the date of the annual shareholders meeting next succeeding the grant date, but no later than March 15, 2017. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 14:51 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 2,849 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-003833 · doc4.xml · nonDerivative · entry 1 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,714.532 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| February 14, 2017 Filed Feb 17, 2017 00:16 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantCommon Stock | 9,271 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-011724 · doc4.xml · nonDerivative · entry 1 STORY SUSAN N · CIK 0001233549 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,870 Read SEC document |
| February 10, 2017 Filed Sep 25, 2023 22:36 UTC | DOMINION ENERGY, INC D · Entity 3007 | PurchaseCommon Stock | 34 | $73.11 | $2,485.74 |
DisclosureSEC source: 0001225208-23-009062 · doc4.xml · nonDerivative · entry 1 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,559.0468 F1 · shares: Reflects transactions occurring in a brokerage account managed by a third-party separate account manager with discretionary authority over the account. The transactions were made by the third-party separate account manager in contradiction of the reporting person's instructions and without the reporting person's express approval. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 21:23 UTC | DOMINION ENERGY, INC D · Entity 3007 | PurchaseCommon Stock | 1,000 | $71.90 | $71,900.00 |
DisclosureSEC source: 0001225208-17-002568 · doc4.xml · nonDerivative · entry 1 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,562 Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 21:26 UTC | DOMINION ENERGY, INC D · Entity 3007 | GrantCommon Stock | 26 | $76.28 | $1,983.28 |
DisclosureSEC source: 0001225208-17-002259 · doc4.xml · nonDerivative · entry 1 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Company Trust for Director Disclosed balance after: 368 F1 · shares: Additional stock units credited to the Director's account under the Dominion Resources, Inc. Non-Employee Directors Compensation Plan in a transaction exempt under Rule 16(b)-3. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 21:39 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Exercise / conversionPerformance Stock Units · Derivative | 13,002 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-005914 · doc4.xml · derivative · entry 5 STORY SUSAN N · CIK 0001233549 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,002 shares Expires 2016-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each performance stock unit represented a contingent right to receive one share of Company common stock, based on the Company's annual relative total stockholder return over a three-year performance period, beginning on January 1, 2014 and ending December 31, 2016. F5 · shares: Represents the earned portion of the TSR performance stock units, including target units granted in 2014 and above-target units earned based on TSR performance. The number of TSR performance stock units earned was 175 percent of the target. F2 · derivative.exercise_date: Each performance stock unit represented a contingent right to receive one share of Company common stock, based on the Company's annual relative total stockholder return over a three-year performance period, beginning on January 1, 2014 and ending December 31, 2016. F4 · derivative.expiration_date: Represents the end of the performance period to which the performance stock units relate. F5 · derivative.underlying_shares: Represents the earned portion of the TSR performance stock units, including target units granted in 2014 and above-target units earned based on TSR performance. The number of TSR performance stock units earned was 175 percent of the target. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 21:39 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantPerformance Stock Units · Derivative | 5,573 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-005914 · doc4.xml · derivative · entry 4 STORY SUSAN N · CIK 0001233549 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,002 Underlying: Common Stock · 5,573 shares Expires 2016-12-31 F2 · derivative.exercise_price: Each performance stock unit represented a contingent right to receive one share of Company common stock, based on the Company's annual relative total stockholder return over a three-year performance period, beginning on January 1, 2014 and ending December 31, 2016. F3 · shares: Represents the above-target earned portion of the TSR performance stock units. In 2014, the Company granted 7,429 performance stock units, equal to the number of shares to be received if target performance was achieved. F2 · derivative.exercise_date: Each performance stock unit represented a contingent right to receive one share of Company common stock, based on the Company's annual relative total stockholder return over a three-year performance period, beginning on January 1, 2014 and ending December 31, 2016. F4 · derivative.expiration_date: Represents the end of the performance period to which the performance stock units relate. F3 · derivative.underlying_shares: Represents the above-target earned portion of the TSR performance stock units. In 2014, the Company granted 7,429 performance stock units, equal to the number of shares to be received if target performance was achieved. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 21:39 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Tax withholdingCommon Stock | 10,166 | $71.72 | $729,105.52 |
DisclosureSEC source: 0001209191-17-005914 · doc4.xml · nonDerivative · entry 3 STORY SUSAN N · CIK 0001233549 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,599 Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 21:39 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantCommon Stock | 10,228 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-005914 · doc4.xml · nonDerivative · entry 2 STORY SUSAN N · CIK 0001233549 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,765 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.