Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| COOPER COMPANIES, INC.COO · Entity 3395 | VP, General Counsel & Sec. | February 03, 2020 | February 04, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
COOPER COMPANIES, INC.
Report date February 03, 2020 · Filed February 04, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,673 |
Ending reported balance
After 2020-02-03 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-02-03 · Exercise / conversion · Acquired 610 · Balance 1,995 Row 2 · 2020-02-03 · Tax withholding · Disposed 322 · Balance 1,673 F1: 2/1/2020 RSU/PSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/31/2020) of $346.89 was used. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2020-02-03 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-02-03 · Exercise / conversion · Disposed 610 · Balance 0 F2: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units. F3: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit. |
Filing footnotes · ownership attribution and instrument terms
F1: 2/1/2020 RSU/PSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/31/2020) of $346.89 was used.
F2: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.
F3: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 08, 2017 Filed Jan 10, 2017 21:30 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionCommon Stock | 246 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-001437 · form4.xml · nonDerivative · entry 5 Golden Randal · CIK 0001598001 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,739 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 08, 2017 Filed Jan 10, 2017 21:30 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Tax withholdingCommon Stock | 184 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-001437 · form4.xml · nonDerivative · entry 4 Golden Randal · CIK 0001598001 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,493 F1 · shares: 1/8/2017 RSU/PSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/6/2017) of $177.21 was used. Read SEC document |
| January 08, 2017 Filed Jan 10, 2017 21:30 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionCommon Stock | 333 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-001437 · form4.xml · nonDerivative · entry 3 Golden Randal · CIK 0001598001 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,677 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 08, 2017 Filed Jan 10, 2017 21:30 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Tax withholdingCommon Stock | 277 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-001437 · form4.xml · nonDerivative · entry 2 Golden Randal · CIK 0001598001 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,344 F1 · shares: 1/8/2017 RSU/PSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/6/2017) of $177.21 was used. Read SEC document |
| January 08, 2017 Filed Jan 10, 2017 21:30 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionCommon Stock | 501 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-001437 · form4.xml · nonDerivative · entry 1 Golden Randal · CIK 0001598001 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,621 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2016 Filed Dec 15, 2016 22:57 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | GrantEmployee Stock Option (Right to Buy) · Derivative | 9,999 | $0.00 Strike: $175.31 | $0.00 |
DisclosureSEC source: 0001127602-16-070158 · form4.xml · derivative · entry 2 Golden Randal · CIK 0001598001 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,999 Underlying: Common Stock · 9,999 shares Expires 2026-12-13 F1 · derivative.exercise_date: 12/13/16 NQ Grant: The options will vest in equal increments over five years measured from the date of grant as follows: 1/5 shall vest on 12/13/17; 1/5 shall vest on 12/13/18; 1/5 shall vest on 12/13/19; 1/5 shall vest on 12/13/20 and 1/5 shall vest on 12/13/21. Read SEC document |
| October 03, 2016 Filed Oct 4, 2016 20:56 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionRestricted Stock Units · Derivative | 123 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-16-064093 · form4.xml · derivative · entry 3 Golden Randal · CIK 0001598001 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244 Underlying: Common Stock · 123 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units. F1 · price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units. F3 · derivative.exercise_date: Grant Date 10/1/2013 RSU Vesting Date: The grant vests in equal portions on the following dates: 10/1/2014, 10/1/2015, 10/1/2016, 10/1/2017 and 10/1/2018. F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit. Read SEC document |
| October 03, 2016 Filed Oct 4, 2016 20:56 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Tax withholdingCommon Stock | 47 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-064093 · form4.xml · nonDerivative · entry 2 Golden Randal · CIK 0001598001 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,120 F2 · shares: 10/1/16 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 10/3/16) of $177.75 was used. Read SEC document |
| October 03, 2016 Filed Oct 4, 2016 20:56 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionCommon Stock | 123 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-16-064093 · form4.xml · nonDerivative · entry 1 Golden Randal · CIK 0001598001 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,167 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.