Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Yum China Holdings, Inc.YUMC · Entity 1255 | GM Little Sheep & East Dawning | February 07, 2020 | February 10, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Yum China Holdings, Inc.
Report date February 07, 2020 · Filed February 10, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $42.71 · Expires 2030-02-07 | Direct | 15,714 |
Reported balance
After 2020-02-07 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-02-07 · Grant · Acquired 15,714 · Balance 15,714 F1: Vesting occurs 25% per year beginning one year from 2/7/2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Vesting occurs 25% per year beginning one year from 2/7/2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 10, 2017 Filed Feb 13, 2017 21:10 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantStock Appreciation Right · Derivative | 20,492 | $0.00 Strike: $26.56 | $0.00 |
DisclosureSEC source: 0001127602-17-005637 · form4.xml · derivative · entry 1 Lee Ted · CIK 0001685821 · VP & Brand GM Little Sheep 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,492 Underlying: Common Stock · 20,492 shares Expires 2027-02-10 F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date. Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 11:14 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionRestricted Stock Unit · Derivative | 1,755 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-001226 · form4.xml · derivative · entry 3 Lee Ted · CIK 0001685821 · VP & Brand GM Little Sheep 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,239 Underlying: Common Stock · 1,755 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Vesting occurs 25% on the first two anniversaries of 1/4/2016 and the remaining 50% will vest on the third anniversary of 1/4/2016. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 11:14 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Tax withholdingCommon Stock | 597 | $26.62 | $15,892.14 |
DisclosureSEC source: 0001127602-17-001226 · form4.xml · nonDerivative · entry 2 Lee Ted · CIK 0001685821 · VP & Brand GM Little Sheep 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,158 Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 11:14 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionCommon Stock | 1,755 | $26.62 | $46,718.10 |
DisclosureSEC source: 0001127602-17-001226 · form4.xml · nonDerivative · entry 1 Lee Ted · CIK 0001685821 · VP & Brand GM Little Sheep 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,755 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 13:26 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 4,634 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-067132 · form4.xml · derivative · entry 2 Lee Ted · CIK 0001685821 · VP & Brand GM Little Sheep 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,634 Underlying: Common Stock · 4,634 shares Expires not disclosed F2 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F3 · derivative.exercise_date: Vesting occurs 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. F4 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 13:26 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantStock Appreciation Right · Derivative | 12,212 | $0.00 Strike: $26.98 | $0.00 |
DisclosureSEC source: 0001127602-16-067132 · form4.xml · derivative · entry 1 Lee Ted · CIK 0001685821 · VP & Brand GM Little Sheep 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,212 Underlying: Common Stock · 12,212 shares Expires 2026-11-11 F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 13:35 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 6,994 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-065976 · form4.xml · derivative · entry 3 Lee Ted · CIK 0001685821 · VP & Brand GM Little Sheep 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,994 Underlying: Common Stock · 6,994 shares Expires not disclosed F3 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: Vesting occurs 25% on the first two anniversaries of 1/4/2016 and the remaining 50% will vest on the third anniversary of 1/4/2016. F5 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 13:35 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantStock Appreciation Right · Derivative | 4,614 | $0.00 Strike: $21.06 | $0.00 |
DisclosureSEC source: 0001127602-16-065976 · form4.xml · derivative · entry 2 Lee Ted · CIK 0001685821 · VP & Brand GM Little Sheep 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,614 Underlying: Common Stock · 4,614 shares Expires 2026-02-05 F2 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 2/5/2016. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 13:35 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantStock Appreciation Right · Derivative | 4,060 | $0.00 Strike: $22.32 | $0.00 |
DisclosureSEC source: 0001127602-16-065976 · form4.xml · derivative · entry 1 Lee Ted · CIK 0001685821 · VP & Brand GM Little Sheep 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,060 Underlying: Common Stock · 4,060 shares Expires 2025-02-06 F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 2/6/2015 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.