Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CAPITAL ONE FINANCIAL CORPCOF · Entity 547 | Senior Advisor to the CEO | August 06, 2024 | August 08, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CAPITAL ONE FINANCIAL CORP
Report date August 06, 2024 · Filed August 08, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 40,934 |
Last balance in matching sequence
After 2024-08-06 transaction · row 13
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
13 source rowsRow 1 · 2024-08-06 · Exercise / conversion · Acquired 23,582 · Balance 102,466 F1: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Row 2 · 2024-08-06 · Sale · Disposed 3,537 · Balance 98,929 F1: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.83 to $131.77. Information regarding the number of shares sold at each price will be provided upon request. Row 3 · 2024-08-06 · Sale · Disposed 3,754 · Balance 95,175 F1: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.84 to $132.66. Information regarding the number of shares sold at each price will be provided upon request. Row 4 · 2024-08-06 · Sale · Disposed 16,291 · Balance 78,884 F1: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.95 to $133.80. Information regarding the number of shares sold at each price will be provided upon request. Row 5 · 2024-08-06 · Sale · Disposed 2,503 · Balance 76,381 F1: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.86 to $131.84. Information regarding the number of shares sold at each price will be provided upon request. Row 6 · 2024-08-06 · Sale · Disposed 2,622 · Balance 73,759 F1: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.90 to $132.84. Information regarding the number of shares sold at each price will be provided upon request. Row 7 · 2024-08-06 · Sale · Disposed 11,325 · Balance 62,434 F1: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.95 to $133.80. Information regarding the number of shares sold at each price will be provided upon request. Row 8 · 2024-08-06 · Sale · Disposed 1,068 · Balance 61,366 F1: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.74 to $131.64. Information regarding the number of shares sold at each price will be provided upon request. Row 9 · 2024-08-06 · Sale · Disposed 1,311 · Balance 60,055 F1: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.77 to $132.66. Information regarding the number of shares sold at each price will be provided upon request. Row 10 · 2024-08-06 · Sale · Disposed 5,304 · Balance 54,751 F1: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.95 to $133.67. Information regarding the number of shares sold at each price will be provided upon request. Row 11 · 2024-08-06 · Sale · Disposed 2,338 · Balance 52,413 F1: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F10: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.85 to $131.77. Information regarding the number of shares sold at each price will be provided upon request. Row 12 · 2024-08-06 · Sale · Disposed 2,200 · Balance 50,213 F1: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F11: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.90 to $132.66. Information regarding the number of shares sold at each price will be provided upon request. Row 13 · 2024-08-06 · Sale · Disposed 9,279 · Balance 40,934 F1: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F12: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.98 to $133.80. Information regarding the number of shares sold at each price will be provided upon request. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $86.34 · Expires 2027-02-02 | Direct | 0 |
Reported balance
After 2024-08-06 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2024-08-06 · Exercise / conversion · Disposed 23,582 · Balance 0 F13: These options became exercisable in 1/3 increments beginning on February 15, 2018 and annually thereafter. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.83 to $131.77. Information regarding the number of shares sold at each price will be provided upon request.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.84 to $132.66. Information regarding the number of shares sold at each price will be provided upon request.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.95 to $133.80. Information regarding the number of shares sold at each price will be provided upon request.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.86 to $131.84. Information regarding the number of shares sold at each price will be provided upon request.
F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.90 to $132.84. Information regarding the number of shares sold at each price will be provided upon request.
F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.74 to $131.64. Information regarding the number of shares sold at each price will be provided upon request.
F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.77 to $132.66. Information regarding the number of shares sold at each price will be provided upon request.
F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.95 to $133.67. Information regarding the number of shares sold at each price will be provided upon request.
F10: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.85 to $131.77. Information regarding the number of shares sold at each price will be provided upon request.
F11: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.90 to $132.66. Information regarding the number of shares sold at each price will be provided upon request.
F12: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.98 to $133.80. Information regarding the number of shares sold at each price will be provided upon request.
F13: These options became exercisable in 1/3 increments beginning on February 15, 2018 and annually thereafter.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 15, 2020 Filed Feb 20, 2020 00:25 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 2,115 | $102.64 | $217,083.60 |
DisclosureSEC source: 0000927628-20-000086 · wf-form4_158215831028522.xml · nonDerivative · entry 6 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,433 F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 1, 2018. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2020 Filed Feb 20, 2020 00:25 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 2,126 | $102.64 | $218,212.64 |
DisclosureSEC source: 0000927628-20-000086 · wf-form4_158215831028522.xml · nonDerivative · entry 5 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,548 F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 2, 2017. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2020 Filed Feb 20, 2020 00:25 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerCommon Stock | 2,213 | $102.03 | $225,792.39 |
DisclosureSEC source: 0000927628-20-000086 · wf-form4_158215831028522.xml · nonDerivative · entry 4 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,674 F1 · price: On February 15, 2020, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 15, 2020 Filed Feb 20, 2020 00:25 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerCommon Stock | 2,552 | $102.03 | $260,380.56 |
DisclosureSEC source: 0000927628-20-000086 · wf-form4_158215831028522.xml · nonDerivative · entry 3 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,887 F1 · price: On February 15, 2020, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 15, 2020 Filed Feb 20, 2020 00:25 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 2,213 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-20-000086 · wf-form4_158215831028522.xml · nonDerivative · entry 2 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,439 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 15, 2020, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 15, 2020 Filed Feb 20, 2020 00:25 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 2,552 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-20-000086 · wf-form4_158215831028522.xml · nonDerivative · entry 1 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,226 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 15, 2020, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| January 30, 2020 Filed Feb 3, 2020 21:57 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 9,806 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-20-000050 · wf-form4_158076704698007.xml · nonDerivative · entry 1 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,674 F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2021 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock. Read SEC document |
| November 29, 2019 Filed Dec 3, 2019 21:07 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionStock Options · Derivative | 9,559 | $0.00 Strike: $63.73 | $0.00 |
DisclosureSEC source: 0000927628-19-000340 · wf-form4_157540725938037.xml · derivative · entry 7 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,559 shares Expires 2026-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on October 28, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F5 · derivative.exercise_date: This option became exercisable in 1/3 increments beginning on February 15, 2017 and annually thereafter. Read SEC document |
| November 29, 2019 Filed Dec 3, 2019 21:07 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionStock Options · Derivative | 31,060 | $0.00 Strike: $74.96 | $0.00 |
DisclosureSEC source: 0000927628-19-000340 · wf-form4_157540725938037.xml · derivative · entry 6 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 31,060 shares Expires 2025-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on October 28, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F4 · derivative.exercise_date: This option became exercisable in 1/3 increments beginning on February 15, 2016 and annually thereafter. Read SEC document |
| November 29, 2019 Filed Dec 3, 2019 21:07 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionStock Options · Derivative | 22,135 | $0.00 Strike: $70.96 | $0.00 |
DisclosureSEC source: 0000927628-19-000340 · wf-form4_157540725938037.xml · derivative · entry 5 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,135 shares Expires 2024-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on October 28, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F3 · derivative.exercise_date: This option became exercisable in 1/3 increments beginning on February 15, 2015 and annually thereafter. Read SEC document |
| November 29, 2019 Filed Dec 3, 2019 21:07 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 78,695 | $99.92 | $7,863,204.40 |
DisclosureSEC source: 0000927628-19-000340 · wf-form4_157540725938037.xml · nonDerivative · entry 4 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,868 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on October 28, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.52 to $100.24. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| November 29, 2019 Filed Dec 3, 2019 21:07 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 9,559 | $63.73 | $609,195.07 |
DisclosureSEC source: 0000927628-19-000340 · wf-form4_157540725938037.xml · nonDerivative · entry 3 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,563 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on October 28, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| November 29, 2019 Filed Dec 3, 2019 21:07 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 31,060 | $74.96 | $2,328,257.60 |
DisclosureSEC source: 0000927628-19-000340 · wf-form4_157540725938037.xml · nonDerivative · entry 2 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,004 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on October 28, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| November 29, 2019 Filed Dec 3, 2019 21:07 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 22,135 | $70.96 | $1,570,699.60 |
DisclosureSEC source: 0000927628-19-000340 · wf-form4_157540725938037.xml · nonDerivative · entry 1 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,944 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on October 28, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 20:16 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 7,654 | $81.28 | $622,117.12 |
DisclosureSEC source: 0000927628-19-000144 · wf-form4_155233540580463.xml · nonDerivative · entry 2 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,809 F2 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 20:16 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 15,847 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-19-000144 · wf-form4_155233540580463.xml · nonDerivative · entry 1 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,463 F1 · security: These shares were earned pursuant to an award of performance shares granted on February 4, 2016 based on the Company's Adjusted ROA against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 21:54 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversion2018 Restricted Stock Units · Derivative | 2,213 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000927628-19-000110 · wf-form4_155069966694346.xml · derivative · entry 12 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,427 Underlying: Common Stock · 2,213 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 15, 2019, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F1 · price: On February 15, 2019, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F7 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2019 and annually thereafter. F7 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2019 and annually thereafter. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 21:54 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversion2017 Restricted Stock Units · Derivative | 2,551 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000927628-19-000110 · wf-form4_155069966694346.xml · derivative · entry 11 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,552 Underlying: Common Stock · 2,551 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 15, 2019, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F1 · price: On February 15, 2019, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F6 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2018 and annually thereafter. F6 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2018 and annually thereafter. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 21:54 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversion2016 Restricted Stock Units · Derivative | 3,196 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000927628-19-000110 · wf-form4_155069966694346.xml · derivative · entry 10 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,196 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 15, 2019, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F1 · price: On February 15, 2019, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F5 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2017 and annually thereafter. F5 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2017 and annually thereafter. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 21:54 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 2,115 | $81.57 | $172,520.55 |
DisclosureSEC source: 0000927628-19-000110 · wf-form4_155069966694346.xml · nonDerivative · entry 9 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,616 F4 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 1, 2018. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 21:54 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 2,123 | $81.57 | $173,173.11 |
DisclosureSEC source: 0000927628-19-000110 · wf-form4_155069966694346.xml · nonDerivative · entry 8 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,731 F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 2, 2017. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 21:54 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 2,667 | $81.57 | $217,547.19 |
DisclosureSEC source: 0000927628-19-000110 · wf-form4_155069966694346.xml · nonDerivative · entry 7 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,854 F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2016. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 21:54 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerCommon Stock | 2,213 | $79.85 | $176,708.05 |
DisclosureSEC source: 0000927628-19-000110 · wf-form4_155069966694346.xml · nonDerivative · entry 6 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,521 F1 · price: On February 15, 2019, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 21:54 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerCommon Stock | 2,551 | $79.85 | $203,697.35 |
DisclosureSEC source: 0000927628-19-000110 · wf-form4_155069966694346.xml · nonDerivative · entry 5 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,734 F1 · price: On February 15, 2019, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 21:54 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerCommon Stock | 3,196 | $79.85 | $255,200.60 |
DisclosureSEC source: 0000927628-19-000110 · wf-form4_155069966694346.xml · nonDerivative · entry 4 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,285 F1 · price: On February 15, 2019, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 21:54 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 2,213 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-19-000110 · wf-form4_155069966694346.xml · nonDerivative · entry 3 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,481 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 15, 2019, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 21:54 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 2,551 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-19-000110 · wf-form4_155069966694346.xml · nonDerivative · entry 2 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,268 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 15, 2019, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 21:54 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 3,196 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-19-000110 · wf-form4_155069966694346.xml · nonDerivative · entry 1 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,717 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 15, 2019, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 23:59 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 12,071 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-19-000057 · wf-form4_154932474394887.xml · nonDerivative · entry 1 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,521 F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2020 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock. Read SEC document |
| July 24, 2018 Filed Jul 25, 2018 21:22 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionStock Options · Derivative | 19,117 | $0.00 Strike: $63.73 | $0.00 |
DisclosureSEC source: 0000927628-18-000272 · wf-form4_153255372611026.xml · derivative · entry 3 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,559 Underlying: Common Stock · 19,117 shares Expires 2026-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 9, 2018, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F3 · derivative.exercise_date: This option became exercisable in 1/3 increments beginning on February 15, 2017 and annually thereafter. Read SEC document |
| July 24, 2018 Filed Jul 25, 2018 21:22 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 19,117 | $100.00 | $1,911,700.00 |
DisclosureSEC source: 0000927628-18-000272 · wf-form4_153255372611026.xml · nonDerivative · entry 2 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,450 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 9, 2018, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.00 to $100.03. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| July 24, 2018 Filed Jul 25, 2018 21:22 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 19,117 | $63.73 | $1,218,326.41 |
DisclosureSEC source: 0000927628-18-000272 · wf-form4_153255372611026.xml · nonDerivative · entry 1 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,567 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 9, 2018, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 15, 2018 Filed May 16, 2018 20:18 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 4,860 | $95.00 | $461,700.00 |
DisclosureSEC source: 0000927628-18-000224 · wf-form4_152650187365910.xml · nonDerivative · entry 1 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,450 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 9, 2018, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 08, 2018 Filed May 10, 2018 22:51 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 11,584 | $95.00 | $1,100,480.00 |
DisclosureSEC source: 0000927628-18-000211 · wf-form4_152599265673689.xml · nonDerivative · entry 1 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,310 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 9, 2018, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| April 26, 2018 Filed Apr 30, 2018 21:04 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 3,400 | $93.11 | $316,574.00 |
DisclosureSEC source: 0000927628-18-000170 · wf-form4_152512226945624.xml · nonDerivative · entry 2 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,894 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 9, 2018, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.03 to $93.27. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| April 26, 2018 Filed Apr 30, 2018 21:04 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 8,814 | $92.68 | $816,881.52 |
DisclosureSEC source: 0000927628-18-000170 · wf-form4_152512226945624.xml · nonDerivative · entry 1 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,294 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 9, 2018, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.02 to $93.00. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 20:10 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 6,445 | $98.15 | $632,576.75 |
DisclosureSEC source: 0000927628-18-000137 · wf-form4_152088541158161.xml · nonDerivative · entry 2 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,108 F2 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement. Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 20:10 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 13,343 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-18-000137 · wf-form4_152088541158161.xml · nonDerivative · entry 1 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,553 F1 · security: These shares were earned pursuant to an award of performance shares granted on January 29, 2015 based on the Company's Adjusted ROA against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 23:30 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionRestricted Stock Units · Derivative | 8,328 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000927628-18-000090 · wf-form4_151916941407162.xml · derivative · entry 15 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,328 shares Expires 2018-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit vested on January 1, 2018 and settled in cash on February 15, 2018 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. F2 · price: Each restricted stock unit vested on January 1, 2018 and settled in cash on February 15, 2018 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. F2 · derivative.exercise_date: Each restricted stock unit vested on January 1, 2018 and settled in cash on February 15, 2018 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. F2 · derivative.expiration_date: Each restricted stock unit vested on January 1, 2018 and settled in cash on February 15, 2018 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 23:30 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversion2017 Restricted Stock Units · Derivative | 2,551 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000927628-18-000090 · wf-form4_151916941407162.xml · derivative · entry 14 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,103 Underlying: Common Stock · 2,551 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 15, 2018 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F1 · price: On February 15, 2018 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F8 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2018 and annually thereafter. F8 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2018 and annually thereafter. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 23:30 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversion2016 Restricted Stock Units · Derivative | 3,196 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000927628-18-000090 · wf-form4_151916941407162.xml · derivative · entry 13 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,196 Underlying: Common Stock · 3,196 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 15, 2018 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F1 · price: On February 15, 2018 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F7 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2017 and annually thereafter. F7 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2017 and annually thereafter. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 23:30 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversion2015 Restricted Stock Units · Derivative | 3,441 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000927628-18-000090 · wf-form4_151916941407162.xml · derivative · entry 12 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,441 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 15, 2018 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F1 · price: On February 15, 2018 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F6 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2016 and annually thereafter. F6 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2016 and annually thereafter. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 23:30 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 2,123 | $98.67 | $209,476.41 |
DisclosureSEC source: 0000927628-18-000090 · wf-form4_151916941407162.xml · nonDerivative · entry 11 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,210 F5 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 2, 2017. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 23:30 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,886 | $98.67 | $186,091.62 |
DisclosureSEC source: 0000927628-18-000090 · wf-form4_151916941407162.xml · nonDerivative · entry 10 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,333 F4 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2016. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 23:30 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,564 | $98.67 | $154,319.88 |
DisclosureSEC source: 0000927628-18-000090 · wf-form4_151916941407162.xml · nonDerivative · entry 9 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,219 F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 29, 2015. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 23:30 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerCommon Stock | 8,328 | $99.52 | $828,802.56 |
DisclosureSEC source: 0000927628-18-000090 · wf-form4_151916941407162.xml · nonDerivative · entry 8 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,783 F2 · price: Each restricted stock unit vested on January 1, 2018 and settled in cash on February 15, 2018 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 23:30 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerCommon Stock | 2,551 | $99.52 | $253,875.52 |
DisclosureSEC source: 0000927628-18-000090 · wf-form4_151916941407162.xml · nonDerivative · entry 7 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,111 F1 · price: On February 15, 2018 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 23:30 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerCommon Stock | 3,196 | $99.52 | $318,065.92 |
DisclosureSEC source: 0000927628-18-000090 · wf-form4_151916941407162.xml · nonDerivative · entry 6 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,662 F1 · price: On February 15, 2018 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 23:30 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerCommon Stock | 3,441 | $99.52 | $342,448.32 |
DisclosureSEC source: 0000927628-18-000090 · wf-form4_151916941407162.xml · nonDerivative · entry 5 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,858 F1 · price: On February 15, 2018 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 23:30 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 8,328 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-18-000090 · wf-form4_151916941407162.xml · nonDerivative · entry 4 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,299 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit vested on January 1, 2018 and settled in cash on February 15, 2018 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.