Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| QUALCOMM INC/DEQCOM · Entity 2852 | Chief Technology Officer | December 15, 2024 | December 16, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
QUALCOMM INC/DE
Report date December 15, 2024 · Filed December 16, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 242,114 |
Ending reported balance
After 2024-12-15 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2024-12-15 · Exercise / conversion · Acquired 10,742 · Balance 242,611 Row 2 · 2024-12-15 · Exercise / conversion · Acquired 8,605 · Balance 251,216 Row 3 · 2024-12-15 · Tax withholding · Disposed 9,102 · Balance 242,114 Row 4 · 2024-12-15 · Exercise / conversion · Acquired 1,183 · Balance 243,297 F1: Pursuant to the terms of the Executive Restricted Stock Unit Agreements governing the applicable awards, the Restricted Stock Units granted to the reporting person in December 2023 became fully vested upon the reporting person's attainment of Normal Retirement Age (as defined in such agreements). These shares represent shares withheld to cover the tax liability associated with the vesting of such Restricted Stock Units. Row 5 · 2024-12-15 · Tax withholding · Disposed 1,183 · Balance 242,114 F1: Pursuant to the terms of the Executive Restricted Stock Unit Agreements governing the applicable awards, the Restricted Stock Units granted to the reporting person in December 2023 became fully vested upon the reporting person's attainment of Normal Retirement Age (as defined in such agreements). These shares represent shares withheld to cover the tax liability associated with the vesting of such Restricted Stock Units. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2025-12-15 | Direct | 10,743.645 |
Reported balance
After 2024-12-15 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2024-12-15 · Exercise / conversion · Disposed 10,742.5994 · Balance 10,743.645 F3: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. F4: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units became fully vested on the date that is three months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2023, 2024 and 2025. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2026-12-15 | Direct | 20,760.7607 |
Reported balance
After 2024-12-15 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2024-12-15 · Exercise / conversion · Disposed 8,605.312 · Balance 20,760.7607 F3: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. F5: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units became fully vested on the date that is three months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2024, 2025 and 2026. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2026-12-15 | Direct | 19,577.7215 |
Reported balance
After 2024-12-15 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2024-12-15 · Exercise / conversion · Disposed 1,183.0392 · Balance 19,577.7215 F3: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. F5: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units became fully vested on the date that is three months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2024, 2025 and 2026. |
| Common StockSEC Table I · non-derivative | Indirectby Spouse's Trust | 45,453 |
Reported balance
Holding disclosure · report date 2024-12-15 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 45,453 F2: Securities held by Premier Trust, as trustee. |
| Common StockSEC Table I · non-derivative | Indirectby Trust | 45,453 |
Reported balance
Holding disclosure · report date 2024-12-15 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 45,453 F2: Securities held by Premier Trust, as trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the terms of the Executive Restricted Stock Unit Agreements governing the applicable awards, the Restricted Stock Units granted to the reporting person in December 2023 became fully vested upon the reporting person's attainment of Normal Retirement Age (as defined in such agreements). These shares represent shares withheld to cover the tax liability associated with the vesting of such Restricted Stock Units.
F2: Securities held by Premier Trust, as trustee.
F3: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.
F4: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units became fully vested on the date that is three months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2023, 2024 and 2025.
F5: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units became fully vested on the date that is three months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2024, 2025 and 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 20, 2014 Filed Nov 21, 2014 23:16 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 1,750 | $70.71 | $123,742.50 |
DisclosureSEC source: 0001234452-14-000354 · edgardoc.xml · nonDerivative · entry 7 THOMPSON JAMES H · CIK 0001559656 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,308 Read SEC document |
| November 20, 2014 Filed Nov 21, 2014 23:16 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 2,204 | $70.71 | $155,844.84 |
DisclosureSEC source: 0001234452-14-000354 · edgardoc.xml · nonDerivative · entry 6 THOMPSON JAMES H · CIK 0001559656 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,058 Read SEC document |
| November 20, 2014 Filed Nov 21, 2014 23:16 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 2,321 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-14-000354 · edgardoc.xml · nonDerivative · entry 5 THOMPSON JAMES H · CIK 0001559656 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,262 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2014 Filed Nov 21, 2014 23:16 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 6,385 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-14-000354 · edgardoc.xml · nonDerivative · entry 4 THOMPSON JAMES H · CIK 0001559656 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,941 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2014 Filed Nov 21, 2014 23:16 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 8,550 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-14-000354 · edgardoc.xml · nonDerivative · entry 3 THOMPSON JAMES H · CIK 0001559656 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,556 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2014 Filed Nov 21, 2014 23:16 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 3,353 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-14-000354 · edgardoc.xml · nonDerivative · entry 2 THOMPSON JAMES H · CIK 0001559656 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,006 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2014 Filed Nov 21, 2014 23:16 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 4,223 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-14-000354 · edgardoc.xml · nonDerivative · entry 1 THOMPSON JAMES H · CIK 0001559656 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,653 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 16, 2014 Filed Sep 18, 2014 17:12 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantRestricted Stock Unit · Derivative | 6,927.7298 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-14-000292 · edgardoc.xml · derivative · entry 1 THOMPSON JAMES H · CIK 0001559656 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,927.7298 Underlying: Common Stock · 6,927.7298 shares Expires 2016-11-20 F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F2 · date: These Restricted Stock Units were granted subject to performance vesting and service vesting requirements. On September 16, 2014, the Compensation Committee certified that the performance vesting conditions were satisfied. F3 · shares: These Restricted Stock Units include an initial grant of 6,827 Restricted Stock Units, plus dividend equivalents accrued through the transaction date in the form of additional Restricted Stock Units that vest and are paid at the same time and in the same manner as the underlying Restricted Stock Units. F4 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2014, 2015 and 2016. F4 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2014, 2015 and 2016. Read SEC document |
| August 20, 2014 Filed Aug 21, 2014 22:04 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 4,131.9495 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001234452-14-000254 · edgardoc.xml · derivative · entry 4 THOMPSON JAMES H · CIK 0001559656 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,131.9495 Underlying: Common Stock · 4,131.9495 shares Expires 2022-08-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These shares are represented by restricted stock units and unvested dividend equivalents. The units vest annually over three years. Upon vesting, the restricted stock units will be paid out in whole shares of common stock. Read SEC document |
| August 20, 2014 Filed Aug 21, 2014 22:04 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 2,156 | $76.44 | $164,802.48 |
DisclosureSEC source: 0001234452-14-000254 · edgardoc.xml · nonDerivative · entry 3 THOMPSON JAMES H · CIK 0001559656 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,430 F1 · balance_after: Includes 170 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2014. Read SEC document |
| August 20, 2014 Filed Aug 21, 2014 22:04 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 4,131 | $1.00 | $4,131.00 |
DisclosureSEC source: 0001234452-14-000254 · edgardoc.xml · nonDerivative · entry 2 THOMPSON JAMES H · CIK 0001559656 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,586 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 02, 2014 Filed Aug 21, 2014 22:04 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GiftCommon Stock | 650 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-14-000254 · edgardoc.xml · nonDerivative · entry 1 THOMPSON JAMES H · CIK 0001559656 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,285 Read SEC document |
| May 20, 2014 Filed May 21, 2014 22:31 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 3,455.9545 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001234452-14-000191 · edgardoc.xml · derivative · entry 6 THOMPSON JAMES H · CIK 0001559656 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,456.9913 Underlying: Common Stock · 3,455.9545 shares Expires 2022-03-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These shares are represented by restricted stock units and unvested dividend equivalents. The units vest annually over three years. Upon vesting, the restricted stock units will be paid out in whole shares of common stock. Read SEC document |
| May 20, 2014 Filed May 21, 2014 22:31 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 5,265.2043 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001234452-14-000191 · edgardoc.xml · derivative · entry 5 THOMPSON JAMES H · CIK 0001559656 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,265.2043 shares Expires 2021-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These shares are represented by restricted stock units and unvested dividend equivalents. The units vest annually over three years. Upon vesting, the restricted stock units will be paid out in whole shares of common stock. Read SEC document |
| May 20, 2014 Filed May 21, 2014 22:31 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 1,803 | $79.86 | $143,987.58 |
DisclosureSEC source: 0001234452-14-000191 · edgardoc.xml · nonDerivative · entry 4 THOMPSON JAMES H · CIK 0001559656 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,935 Read SEC document |
| May 20, 2014 Filed May 21, 2014 22:31 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 2,748 | $79.86 | $219,455.28 |
DisclosureSEC source: 0001234452-14-000191 · edgardoc.xml · nonDerivative · entry 3 THOMPSON JAMES H · CIK 0001559656 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,738 Read SEC document |
| May 20, 2014 Filed May 21, 2014 22:31 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 3,455 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-14-000191 · edgardoc.xml · nonDerivative · entry 2 THOMPSON JAMES H · CIK 0001559656 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,486 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 20, 2014 Filed May 21, 2014 22:31 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 5,265 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-14-000191 · edgardoc.xml · nonDerivative · entry 1 THOMPSON JAMES H · CIK 0001559656 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,031 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2014 Filed Feb 19, 2014 18:10 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 14,250 | $0.00 Strike: $40.70 | $0.00 |
DisclosureSEC source: 0001234452-14-000073 · edgardoc.xml · derivative · entry 6 THOMPSON JAMES H · CIK 0001559656 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,250 shares Expires 2019-10-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest on each six month date after the date of grant as to 1/8th of the total shares granted, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested four years after the date of grant. Read SEC document |
| February 14, 2014 Filed Feb 19, 2014 18:10 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 12,834 | $0.00 Strike: $34.99 | $0.00 |
DisclosureSEC source: 0001234452-14-000073 · edgardoc.xml · derivative · entry 5 THOMPSON JAMES H · CIK 0001559656 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,834 shares Expires 2018-10-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested five years after the date of grant. Read SEC document |
| February 14, 2014 Filed Feb 19, 2014 18:10 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 12,834 | $76.05 | $976,025.70 |
DisclosureSEC source: 0001234452-14-000073 · edgardoc.xml · nonDerivative · entry 4 THOMPSON JAMES H · CIK 0001559656 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,766 F1 · balance_after: Includes 191 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2014. Read SEC document |
| February 14, 2014 Filed Feb 19, 2014 18:10 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 12,834 | $34.99 | $449,061.66 |
DisclosureSEC source: 0001234452-14-000073 · edgardoc.xml · nonDerivative · entry 3 THOMPSON JAMES H · CIK 0001559656 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,600 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2014 Filed Feb 19, 2014 18:10 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 14,250 | $76.05 | $1,083,712.50 |
DisclosureSEC source: 0001234452-14-000073 · edgardoc.xml · nonDerivative · entry 2 THOMPSON JAMES H · CIK 0001559656 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,766 Read SEC document |
| February 14, 2014 Filed Feb 19, 2014 18:10 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 14,250 | $40.70 | $579,975.00 |
DisclosureSEC source: 0001234452-14-000073 · edgardoc.xml · nonDerivative · entry 1 THOMPSON JAMES H · CIK 0001559656 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,016 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2013 Filed Jan 3, 2014 19:34 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 1,111 | $66.60 Strike: $1.00 | $73,992.04 |
DisclosureSEC source: 0001234452-14-000024 · edgardoc.xml · derivative · entry 1 THOMPSON JAMES H · CIK 0001559656 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: 18,131.944 Underlying: Common Stock · 1,111 shares Expires not disclosed F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest 100% after 2 years of continuous service with the Company. F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination. F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
| November 26, 2013 Filed Nov 27, 2013 19:13 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 13,061 | $72.97 | $953,040.27 |
DisclosureSEC source: 0001234452-13-000595 · edgardoc.xml · nonDerivative · entry 1 THOMPSON JAMES H · CIK 0001559656 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,575 F1 · price: The sale prices for this transaction ranged from $72.96 to $72.99. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 20, 2013 Filed Nov 21, 2013 23:52 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 311.2349 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001234452-13-000567 · edgardoc.xml · derivative · entry 15 THOMPSON JAMES H · CIK 0001559656 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 892.5209 Underlying: Common Stock · 311.2349 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These dividend equivalents vest the same as the underlying restricted stock units. F4 · derivative.expiration_date: These dividend equivalents vest the same as the underlying restricted stock units. Read SEC document |
| November 20, 2013 Filed Nov 21, 2013 23:52 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 6,258 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001234452-13-000567 · edgardoc.xml · derivative · entry 14 THOMPSON JAMES H · CIK 0001559656 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,517 Underlying: Common Stock · 6,258 shares Expires 2023-09-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These shares are represented by restricted stock units and unvested dividend equivalents. The units vest in equal one-third amounts on November 20, 2013, 2014 and 2015. Upon vesting, the restricted stock units will be paid out in whole shares of common stock. Read SEC document |
| November 20, 2013 Filed Nov 21, 2013 23:52 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 11,450 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001234452-13-000567 · edgardoc.xml · derivative · entry 13 THOMPSON JAMES H · CIK 0001559656 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,904 Underlying: Common Stock · 11,450 shares Expires 2022-09-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These shares are represented by restricted stock units and unvested dividend equivalents. The units vest annually over three years. Upon vesting, the restricted stock units will be paid out in whole shares of common stock. Read SEC document |
| November 20, 2013 Filed Nov 21, 2013 23:52 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 4,139.0675 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001234452-13-000567 · edgardoc.xml · derivative · entry 12 THOMPSON JAMES H · CIK 0001559656 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,986.7941 Underlying: Common Stock · 4,139.0675 shares Expires 2021-09-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These shares are represented by restricted stock units. The units vest 100% on the third anniversary of the date of grant. Upon vesting, the restricted stock units will be paid out in whole shares of common stock. Read SEC document |
| November 20, 2013 Filed Nov 21, 2013 23:52 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 5,158.5879 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001234452-13-000567 · edgardoc.xml · derivative · entry 11 THOMPSON JAMES H · CIK 0001559656 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,158.5879 shares Expires 2020-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These shares are represented by restricted stock units. The units vest 100% on the third anniversary of the date of grant. Upon vesting, the restricted stock units will be paid out in whole shares of common stock. Read SEC document |
| November 20, 2013 Filed Nov 21, 2013 23:52 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 3,266 | $71.03 | $231,983.98 |
DisclosureSEC source: 0001234452-13-000567 · edgardoc.xml · nonDerivative · entry 10 THOMPSON JAMES H · CIK 0001559656 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,636 Read SEC document |
| November 20, 2013 Filed Nov 21, 2013 23:52 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 4,373 | $71.03 | $310,614.19 |
DisclosureSEC source: 0001234452-13-000567 · edgardoc.xml · nonDerivative · entry 9 THOMPSON JAMES H · CIK 0001559656 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,902 Read SEC document |
| November 20, 2013 Filed Nov 21, 2013 23:52 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 1,714 | $71.03 | $121,745.42 |
DisclosureSEC source: 0001234452-13-000567 · edgardoc.xml · nonDerivative · entry 8 THOMPSON JAMES H · CIK 0001559656 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,275 Read SEC document |
| November 20, 2013 Filed Nov 21, 2013 23:52 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 2,160 | $71.03 | $153,424.80 |
DisclosureSEC source: 0001234452-13-000567 · edgardoc.xml · nonDerivative · entry 7 THOMPSON JAMES H · CIK 0001559656 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,989 Read SEC document |
| November 20, 2013 Filed Nov 21, 2013 23:52 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 2,742 | $71.03 | $194,764.26 |
DisclosureSEC source: 0001234452-13-000567 · edgardoc.xml · nonDerivative · entry 6 THOMPSON JAMES H · CIK 0001559656 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,149 Read SEC document |
| November 20, 2013 Filed Nov 21, 2013 23:52 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 311.2349 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-13-000567 · edgardoc.xml · nonDerivative · entry 5 THOMPSON JAMES H · CIK 0001559656 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,891 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2013 Filed Nov 21, 2013 23:52 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 5,158.5879 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-13-000567 · edgardoc.xml · nonDerivative · entry 4 THOMPSON JAMES H · CIK 0001559656 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,579.7651 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2013 Filed Nov 21, 2013 23:52 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 4,139.0675 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-13-000567 · edgardoc.xml · nonDerivative · entry 3 THOMPSON JAMES H · CIK 0001559656 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,421.1772 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2013 Filed Nov 21, 2013 23:52 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 11,450 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-13-000567 · edgardoc.xml · nonDerivative · entry 2 THOMPSON JAMES H · CIK 0001559656 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,282.1097 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2013 Filed Nov 21, 2013 23:52 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 6,258 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-13-000567 · edgardoc.xml · nonDerivative · entry 1 THOMPSON JAMES H · CIK 0001559656 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,832.1097 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 29, 2013 Filed Oct 1, 2013 21:23 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantRestricted Stock Unit · Derivative | 6,827 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001234452-13-000411 · edgardoc.xml · derivative · entry 2 THOMPSON JAMES H · CIK 0001559656 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,602 Underlying: Common Stock · 6,827 shares Expires 2023-09-28 F2 · derivative.exercise_date: These shares are represented by restricted stock units and unvested dividend equivalents. The units vest in equal one-third amounts on November 20, 2014, 2015 and 2016. Upon vesting, the restricted stock units will be paid out in whole shares of common stock. Read SEC document |
| September 29, 2013 Filed Oct 1, 2013 21:23 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantRestricted Stock Unit · Derivative | 18,775 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001234452-13-000411 · edgardoc.xml · derivative · entry 1 THOMPSON JAMES H · CIK 0001559656 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,775 Underlying: Common Stock · 18,775 shares Expires 2023-09-28 F1 · derivative.exercise_date: These shares are represented by restricted stock units and unvested dividend equivalents. The units vest in equal one-third amounts on November 20, 2013, 2014 and 2015. Upon vesting, the restricted stock units will be paid out in whole shares of common stock. Read SEC document |
| September 29, 2013 Filed Oct 4, 2013 21:22 UTC Amendment | QUALCOMM INC/DE QCOM · Entity 2852 | GrantRestricted Stock Unit · Derivative | 18,775 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001234452-13-000435 · edgardoc.xml · derivative · entry 1 THOMPSON JAMES H · CIK 0001559656 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,775 Underlying: Common Stock · 18,775 shares Expires 2023-09-28 F1 · security: These restricted stock units were reported in the original Form 4 filed on October 1, 2013. This item is not new or revised, but is reported again in connection with the amendment of this Form to delete the items referred to in footnote 3. F2 · derivative.exercise_date: These shares are represented by restricted stock units and unvested dividend equivalents. The units vest in equal one-third amounts on November 20, 2013, 2014 and 2015. Upon vesting, the restricted stock units will be paid out in whole shares of common stock. F3 · balance_after: On October 1, 2013, the reporting person reported a grant of 6,827 Restricted Stock Units that included a performance condition. The number of shares that will vest is unknown on the grant date; therefore, this grant has been deleted from this Amended Form 4 and will be reported on a later Form 4 if the performance conditions are satisfied. Read SEC document |
| September 09, 2013 Filed Oct 25, 2013 23:59 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GiftCommon Stock | 150 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-13-000460 · edgardoc.xml · nonDerivative · entry 1 THOMPSON JAMES H · CIK 0001559656 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,575 Read SEC document |
| September 05, 2013 Filed Sep 6, 2013 17:49 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 5,721 | $67.82 | $388,000.51 |
DisclosureSEC source: 0001234452-13-000357 · edgardoc.xml · nonDerivative · entry 1 THOMPSON JAMES H · CIK 0001559656 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,725 F1 · price: The sale prices for this transaction ranged from $67.82 to $67.8301. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 20, 2013 Filed Aug 20, 2013 23:59 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 22.3226 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001234452-13-000335 · edgardoc.xml · derivative · entry 4 THOMPSON JAMES H · CIK 0001559656 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 855.5762 Underlying: Common Stock · 22.3226 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These dividend equivalents vest the same as the underlying restricted stock units. F3 · derivative.expiration_date: These dividend equivalents vest the same as the underlying restricted stock units. Read SEC document |
| August 20, 2013 Filed Aug 20, 2013 23:59 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 4,027.906 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001234452-13-000335 · edgardoc.xml · derivative · entry 3 THOMPSON JAMES H · CIK 0001559656 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,962 Underlying: Common Stock · 4,027.906 shares Expires 2022-08-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These shares are represented by restricted stock units and unvested dividend equivalents. The units vest annually over three years. Upon vesting, the restricted stock units will be paid out in whole shares of common stock. Read SEC document |
| August 20, 2013 Filed Aug 20, 2013 23:59 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 2,114 | $66.71 | $141,024.94 |
DisclosureSEC source: 0001234452-13-000335 · edgardoc.xml · nonDerivative · entry 2 THOMPSON JAMES H · CIK 0001559656 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,446 F1 · balance_after: Includes 187 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2013. Read SEC document |
| August 20, 2013 Filed Aug 20, 2013 23:59 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 4,050.2286 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-13-000335 · edgardoc.xml · nonDerivative · entry 1 THOMPSON JAMES H · CIK 0001559656 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,560.2286 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.