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THOMPSON JAMES H

Disclosed activity across 1 company

Tapewire entity
15163
SEC CIK
0001559656

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
QUALCOMM INC/DEQCOM · Entity 2852Chief Technology OfficerDecember 15, 2024December 16, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

QUALCOMM INC/DE

Report date December 15, 2024 · Filed December 16, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect242,114 Ending reported balance After 2024-12-15 transaction · row 5
5 source rows · reconciled sequence

Row 1 · 2024-12-15 · Exercise / conversion · Acquired 10,742 · Balance 242,611

Row 2 · 2024-12-15 · Exercise / conversion · Acquired 8,605 · Balance 251,216

Row 3 · 2024-12-15 · Tax withholding · Disposed 9,102 · Balance 242,114

Row 4 · 2024-12-15 · Exercise / conversion · Acquired 1,183 · Balance 243,297

F1: Pursuant to the terms of the Executive Restricted Stock Unit Agreements governing the applicable awards, the Restricted Stock Units granted to the reporting person in December 2023 became fully vested upon the reporting person's attainment of Normal Retirement Age (as defined in such agreements). These shares represent shares withheld to cover the tax liability associated with the vesting of such Restricted Stock Units.

Row 5 · 2024-12-15 · Tax withholding · Disposed 1,183 · Balance 242,114

F1: Pursuant to the terms of the Executive Restricted Stock Unit Agreements governing the applicable awards, the Restricted Stock Units granted to the reporting person in December 2023 became fully vested upon the reporting person's attainment of Normal Retirement Age (as defined in such agreements). These shares represent shares withheld to cover the tax liability associated with the vesting of such Restricted Stock Units.

Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2025-12-15Direct10,743.645 Reported balance After 2024-12-15 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2024-12-15 · Exercise / conversion · Disposed 10,742.5994 · Balance 10,743.645

F3: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.

F4: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units became fully vested on the date that is three months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2023, 2024 and 2025.

Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2026-12-15Direct20,760.7607 Reported balance After 2024-12-15 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2024-12-15 · Exercise / conversion · Disposed 8,605.312 · Balance 20,760.7607

F3: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.

F5: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units became fully vested on the date that is three months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2024, 2025 and 2026.

Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2026-12-15Direct19,577.7215 Reported balance After 2024-12-15 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2024-12-15 · Exercise / conversion · Disposed 1,183.0392 · Balance 19,577.7215

F3: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.

F5: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units became fully vested on the date that is three months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2024, 2025 and 2026.

Common StockSEC Table I · non-derivativeIndirectby Spouse's Trust45,453 Reported balance Holding disclosure · report date 2024-12-15 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 45,453

F2: Securities held by Premier Trust, as trustee.

Common StockSEC Table I · non-derivativeIndirectby Trust45,453 Reported balance Holding disclosure · report date 2024-12-15 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 45,453

F2: Securities held by Premier Trust, as trustee.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the terms of the Executive Restricted Stock Unit Agreements governing the applicable awards, the Restricted Stock Units granted to the reporting person in December 2023 became fully vested upon the reporting person's attainment of Normal Retirement Age (as defined in such agreements). These shares represent shares withheld to cover the tax liability associated with the vesting of such Restricted Stock Units.

F2: Securities held by Premier Trust, as trustee.

F3: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.

F4: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units became fully vested on the date that is three months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2023, 2024 and 2025.

F5: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units became fully vested on the date that is three months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2024, 2025 and 2026.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 31, 2013 Filed Jun 4, 2013 14:43 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 9,791 $64.52 $631,737.84
Disclosure

SEC source: 0001234452-13-000235 · edgardoc.xml · nonDerivative · entry 1

THOMPSON JAMES H · CIK 0001559656 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,323

F1 · price: The sale prices for this transaction ranged from $64.52 to $64.5232. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 20, 2013 Filed May 22, 2013 22:44 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionRestricted Stock Unit · Derivative 244.5576 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-13-000223 · edgardoc.xml · derivative · entry 10

THOMPSON JAMES H · CIK 0001559656 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 466.4271

Underlying: Common Stock · 244.5576 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These dividend equivalents vest the same as the underlying restricted stock units.

F4 · derivative.expiration_date: These dividend equivalents vest the same as the underlying restricted stock units.

Read SEC document
May 20, 2013 Filed May 22, 2013 22:44 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionRestricted Stock Unit · Derivative 3,308.4579 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-13-000223 · edgardoc.xml · derivative · entry 9

THOMPSON JAMES H · CIK 0001559656 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,775.6931

Underlying: Common Stock · 3,308.4579 shares

Expires 2022-03-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Amount includes dividend equivalents earned on vested restricted stock units.

F3 · derivative.exercise_date: These shares are represented by restricted stock units and unvested dividend equivalents. The units vest annually over three years. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.

Read SEC document
May 20, 2013 Filed May 22, 2013 22:44 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionRestricted Stock Unit · Derivative 5,080.5571 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-13-000223 · edgardoc.xml · derivative · entry 8

THOMPSON JAMES H · CIK 0001559656 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,160.6665

Underlying: Common Stock · 5,080.5571 shares

Expires 2021-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Amount includes dividend equivalents earned on vested restricted stock units.

F3 · derivative.exercise_date: These shares are represented by restricted stock units and unvested dividend equivalents. The units vest annually over three years. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.

Read SEC document
May 20, 2013 Filed May 22, 2013 22:44 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionRestricted Stock Unit · Derivative 10,939.0295 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-13-000223 · edgardoc.xml · derivative · entry 7

THOMPSON JAMES H · CIK 0001559656 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,939.0295 shares

Expires 2020-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Amount includes dividend equivalents earned on vested restricted stock units.

F2 · derivative.exercise_date: These shares are represented by restricted stock units. The units vest 100% on the third anniversary of the date of grant. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.

Read SEC document
May 20, 2013 Filed May 22, 2013 22:44 UTC QUALCOMM INC/DE QCOM · Entity 2852 Tax withholdingCommon Stock 1,768 $66.10 $116,864.80
Disclosure

SEC source: 0001234452-13-000223 · edgardoc.xml · nonDerivative · entry 6

THOMPSON JAMES H · CIK 0001559656 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,114

Read SEC document
May 20, 2013 Filed May 22, 2013 22:44 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 3,387.3384 $0.00 $0.00
Disclosure

SEC source: 0001234452-13-000223 · edgardoc.xml · nonDerivative · entry 5

THOMPSON JAMES H · CIK 0001559656 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,882.3384

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2013 Filed May 22, 2013 22:44 UTC QUALCOMM INC/DE QCOM · Entity 2852 Tax withholdingCommon Stock 2,250 $66.10 $148,725.00
Disclosure

SEC source: 0001234452-13-000223 · edgardoc.xml · nonDerivative · entry 4

THOMPSON JAMES H · CIK 0001559656 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,495

Read SEC document
May 20, 2013 Filed May 22, 2013 22:44 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 5,160.6665 $0.00 $0.00
Disclosure

SEC source: 0001234452-13-000223 · edgardoc.xml · nonDerivative · entry 3

THOMPSON JAMES H · CIK 0001559656 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,745.6665

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2013 Filed May 22, 2013 22:44 UTC QUALCOMM INC/DE QCOM · Entity 2852 Tax withholdingCommon Stock 4,143 $61.10 $253,137.30
Disclosure

SEC source: 0001234452-13-000223 · edgardoc.xml · nonDerivative · entry 2

THOMPSON JAMES H · CIK 0001559656 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,585

Read SEC document
May 20, 2013 Filed May 22, 2013 22:44 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 11,024.5972 $0.00 $0.00
Disclosure

SEC source: 0001234452-13-000223 · edgardoc.xml · nonDerivative · entry 1

THOMPSON JAMES H · CIK 0001559656 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,728.5972

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2013 Filed Mar 19, 2013 21:36 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 5,457 $66.31 $361,853.67
Disclosure

SEC source: 0001234452-13-000141 · edgardoc.xml · nonDerivative · entry 2

THOMPSON JAMES H · CIK 0001559656 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,704

F1 · balance_after: Includes 210 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2013.

Read SEC document
February 06, 2013 Filed Mar 19, 2013 21:36 UTC QUALCOMM INC/DE QCOM · Entity 2852 GiftCommon Stock 450 $0.00 $0.00
Disclosure

SEC source: 0001234452-13-000141 · edgardoc.xml · nonDerivative · entry 1

THOMPSON JAMES H · CIK 0001559656 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,161

Read SEC document
December 31, 2012 Filed Mar 19, 2013 21:36 UTC QUALCOMM INC/DE QCOM · Entity 2852 GrantPhantom Stock Unit · Derivative 1,063 $61.15 Strike: $1.00 $64,999.47
Disclosure

SEC source: 0001234452-13-000141 · edgardoc.xml · derivative · entry 3

THOMPSON JAMES H · CIK 0001559656 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: 17,020.944

Underlying: Common Stock · 1,063 shares

Expires not disclosed

F2 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F3 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest 100% after 2 years of continuous service with the Company.

F4 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination.

F2 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

Read SEC document
November 28, 2012 Filed Nov 29, 2012 23:59 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 60,000 $0.00 Strike: $41.33 $0.00
Disclosure

SEC source: 0001234452-12-000445 · edgardoc.xml · derivative · entry 6

THOMPSON JAMES H · CIK 0001559656 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 60,000 shares

Expires 2017-10-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested five years after the date of grant.

Read SEC document
November 28, 2012 Filed Nov 29, 2012 23:59 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 17,750 $0.00 Strike: $40.70 $0.00
Disclosure

SEC source: 0001234452-12-000445 · edgardoc.xml · derivative · entry 5

THOMPSON JAMES H · CIK 0001559656 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,250

Underlying: Common Stock · 17,750 shares

Expires 2019-10-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest on each six month date after the date of grant as to 1/8th of the total shares granted, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested four years after the date of grant.

Read SEC document
November 28, 2012 Filed Nov 29, 2012 23:59 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 60,000 $62.00 $3,720,108.00
Disclosure

SEC source: 0001234452-12-000445 · edgardoc.xml · nonDerivative · entry 4

THOMPSON JAMES H · CIK 0001559656 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,401

F1 · price: The sale prices for this transaction ranged from $61.95 to $62.02. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 28, 2012 Filed Nov 29, 2012 23:59 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 60,000 $41.33 $2,479,800.00
Disclosure

SEC source: 0001234452-12-000445 · edgardoc.xml · nonDerivative · entry 3

THOMPSON JAMES H · CIK 0001559656 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,401

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 28, 2012 Filed Nov 29, 2012 23:59 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 17,750 $62.00 $1,100,531.95
Disclosure

SEC source: 0001234452-12-000445 · edgardoc.xml · nonDerivative · entry 2

THOMPSON JAMES H · CIK 0001559656 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,401

F1 · price: The sale prices for this transaction ranged from $61.95 to $62.02. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 28, 2012 Filed Nov 29, 2012 23:59 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 17,750 $40.70 $722,425.00
Disclosure

SEC source: 0001234452-12-000445 · edgardoc.xml · nonDerivative · entry 1

THOMPSON JAMES H · CIK 0001559656 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,151

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2012 Filed Nov 21, 2012 17:36 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionRestricted Stock Unit · Derivative 4,062.9308 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-12-000435 · edgardoc.xml · derivative · entry 7

THOMPSON JAMES H · CIK 0001559656 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,717.5108

Underlying: Common Stock · 4,062.9308 shares

Expires 2020-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Amount includes dividend equivalents earned on vested restricted stock units.

F2 · derivative.exercise_date: These shares are represented by restricted stock units. The units vest 100% on the third anniversary of the date of grant. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.

Read SEC document
November 20, 2012 Filed Nov 21, 2012 17:36 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionRestricted Stock Unit · Derivative 5,158.5879 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-12-000435 · edgardoc.xml · derivative · entry 6

THOMPSON JAMES H · CIK 0001559656 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,780.4416

Underlying: Common Stock · 5,158.5879 shares

Expires 2020-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Amount includes dividend equivalents earned on vested restricted stock units.

F2 · derivative.exercise_date: These shares are represented by restricted stock units. The units vest 100% on the third anniversary of the date of grant. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.

Read SEC document
November 20, 2012 Filed Nov 21, 2012 17:36 UTC QUALCOMM INC/DE QCOM · Entity 2852 Tax withholdingCommon Stock 1,896 $62.14 $117,817.44
Disclosure

SEC source: 0001234452-12-000435 · edgardoc.xml · nonDerivative · entry 5

THOMPSON JAMES H · CIK 0001559656 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,401

Read SEC document
November 20, 2012 Filed Nov 21, 2012 17:36 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 4,062.9308 $0.00 $0.00
Disclosure

SEC source: 0001234452-12-000435 · edgardoc.xml · nonDerivative · entry 4

THOMPSON JAMES H · CIK 0001559656 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,297.9308

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2012 Filed Nov 21, 2012 17:36 UTC QUALCOMM INC/DE QCOM · Entity 2852 Tax withholdingCommon Stock 2,408 $62.14 $149,633.12
Disclosure

SEC source: 0001234452-12-000435 · edgardoc.xml · nonDerivative · entry 3

THOMPSON JAMES H · CIK 0001559656 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,235

Read SEC document
November 20, 2012 Filed Nov 21, 2012 17:36 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 5,158.5879 $0.00 $0.00
Disclosure

SEC source: 0001234452-12-000435 · edgardoc.xml · nonDerivative · entry 2

THOMPSON JAMES H · CIK 0001559656 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,643.5879

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 03, 2012 Filed Nov 21, 2012 17:36 UTC QUALCOMM INC/DE QCOM · Entity 2852 GiftCommon Stock 200 $0.00 $0.00
Disclosure

SEC source: 0001234452-12-000435 · edgardoc.xml · nonDerivative · entry 1

THOMPSON JAMES H · CIK 0001559656 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,485

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.