Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| QUALCOMM INC/DEQCOM · Entity 2852 | Chief Technology Officer | December 15, 2024 | December 16, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
QUALCOMM INC/DE
Report date December 15, 2024 · Filed December 16, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 242,114 |
Ending reported balance
After 2024-12-15 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2024-12-15 · Exercise / conversion · Acquired 10,742 · Balance 242,611 Row 2 · 2024-12-15 · Exercise / conversion · Acquired 8,605 · Balance 251,216 Row 3 · 2024-12-15 · Tax withholding · Disposed 9,102 · Balance 242,114 Row 4 · 2024-12-15 · Exercise / conversion · Acquired 1,183 · Balance 243,297 F1: Pursuant to the terms of the Executive Restricted Stock Unit Agreements governing the applicable awards, the Restricted Stock Units granted to the reporting person in December 2023 became fully vested upon the reporting person's attainment of Normal Retirement Age (as defined in such agreements). These shares represent shares withheld to cover the tax liability associated with the vesting of such Restricted Stock Units. Row 5 · 2024-12-15 · Tax withholding · Disposed 1,183 · Balance 242,114 F1: Pursuant to the terms of the Executive Restricted Stock Unit Agreements governing the applicable awards, the Restricted Stock Units granted to the reporting person in December 2023 became fully vested upon the reporting person's attainment of Normal Retirement Age (as defined in such agreements). These shares represent shares withheld to cover the tax liability associated with the vesting of such Restricted Stock Units. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2025-12-15 | Direct | 10,743.645 |
Reported balance
After 2024-12-15 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2024-12-15 · Exercise / conversion · Disposed 10,742.5994 · Balance 10,743.645 F3: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. F4: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units became fully vested on the date that is three months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2023, 2024 and 2025. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2026-12-15 | Direct | 20,760.7607 |
Reported balance
After 2024-12-15 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2024-12-15 · Exercise / conversion · Disposed 8,605.312 · Balance 20,760.7607 F3: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. F5: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units became fully vested on the date that is three months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2024, 2025 and 2026. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2026-12-15 | Direct | 19,577.7215 |
Reported balance
After 2024-12-15 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2024-12-15 · Exercise / conversion · Disposed 1,183.0392 · Balance 19,577.7215 F3: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. F5: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units became fully vested on the date that is three months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2024, 2025 and 2026. |
| Common StockSEC Table I · non-derivative | Indirectby Spouse's Trust | 45,453 |
Reported balance
Holding disclosure · report date 2024-12-15 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 45,453 F2: Securities held by Premier Trust, as trustee. |
| Common StockSEC Table I · non-derivative | Indirectby Trust | 45,453 |
Reported balance
Holding disclosure · report date 2024-12-15 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 45,453 F2: Securities held by Premier Trust, as trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the terms of the Executive Restricted Stock Unit Agreements governing the applicable awards, the Restricted Stock Units granted to the reporting person in December 2023 became fully vested upon the reporting person's attainment of Normal Retirement Age (as defined in such agreements). These shares represent shares withheld to cover the tax liability associated with the vesting of such Restricted Stock Units.
F2: Securities held by Premier Trust, as trustee.
F3: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.
F4: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units became fully vested on the date that is three months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2023, 2024 and 2025.
F5: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units became fully vested on the date that is three months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2024, 2025 and 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 05, 2017 Filed May 11, 2017 17:41 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 13,805 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-17-000100 · edgardoc.xml · nonDerivative · entry 2 THOMPSON JAMES H · CIK 0001559656 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,528 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2017 Filed May 11, 2017 17:41 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 10,477 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-17-000100 · edgardoc.xml · nonDerivative · entry 1 THOMPSON JAMES H · CIK 0001559656 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,723 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 21, 2017 Filed Apr 24, 2017 18:33 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $44.63 | $0.00 |
DisclosureSEC source: 0001234452-17-000079 · edgardoc.xml · derivative · entry 4 THOMPSON JAMES H · CIK 0001559656 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2017-04-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested five years after the date of grant. Read SEC document |
| April 21, 2017 Filed Apr 24, 2017 18:33 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 25,000 | $52.53 | $1,313,225.00 |
DisclosureSEC source: 0001234452-17-000079 · edgardoc.xml · nonDerivative · entry 2 THOMPSON JAMES H · CIK 0001559656 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,246 F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. F2 · price: The sale prices for this transaction ranged from $52.21 to $52.79. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Includes 202 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2017. Read SEC document |
| April 21, 2017 Filed Apr 24, 2017 18:33 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 25,000 | $44.63 | $1,115,750.00 |
DisclosureSEC source: 0001234452-17-000079 · edgardoc.xml · nonDerivative · entry 1 THOMPSON JAMES H · CIK 0001559656 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,246 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2016 Filed Nov 21, 2016 23:49 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 2,479.9544 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-16-000576 · edgardoc.xml · derivative · entry 4 THOMPSON JAMES H · CIK 0001559656 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,479.9544 shares Expires 2016-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F2 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2014, 2015 and 2016. F2 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2014, 2015 and 2016. Read SEC document |
| November 20, 2016 Filed Nov 21, 2016 23:49 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 932 | $67.31 | $62,732.92 |
DisclosureSEC source: 0001234452-16-000576 · edgardoc.xml · nonDerivative · entry 2 THOMPSON JAMES H · CIK 0001559656 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,044 Read SEC document |
| November 20, 2016 Filed Nov 21, 2016 23:49 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 2,479 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-16-000576 · edgardoc.xml · nonDerivative · entry 1 THOMPSON JAMES H · CIK 0001559656 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,976 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 09, 2016 Filed Sep 12, 2016 18:40 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $44.63 | $0.00 |
DisclosureSEC source: 0001234452-16-000505 · edgardoc.xml · derivative · entry 4 THOMPSON JAMES H · CIK 0001559656 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 10,000 shares Expires 2017-04-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested five years after the date of grant. Read SEC document |
| September 09, 2016 Filed Sep 12, 2016 18:40 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 10,000 | $60.94 | $609,379.00 |
DisclosureSEC source: 0001234452-16-000505 · edgardoc.xml · nonDerivative · entry 2 THOMPSON JAMES H · CIK 0001559656 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,497 F1 · price: The sale prices for this transaction ranged from $60.931 to $60.945. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F2 · balance_after: Includes 271 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2016. Read SEC document |
| September 09, 2016 Filed Sep 12, 2016 18:40 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 10,000 | $44.63 | $446,300.00 |
DisclosureSEC source: 0001234452-16-000505 · edgardoc.xml · nonDerivative · entry 1 THOMPSON JAMES H · CIK 0001559656 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,497 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2016 Filed May 9, 2016 18:37 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 10,114.5156 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-16-000448 · edgardoc.xml · derivative · entry 5 THOMPSON JAMES H · CIK 0001559656 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,322.3912 Underlying: Common Stock · 10,114.5156 shares Expires 2019-05-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F2 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 5, 2017, 2018 and 2019. F2 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 5, 2017, 2018 and 2019. Read SEC document |
| May 05, 2016 Filed May 9, 2016 18:37 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 3,801 | $51.13 | $194,345.13 |
DisclosureSEC source: 0001234452-16-000448 · edgardoc.xml · nonDerivative · entry 3 THOMPSON JAMES H · CIK 0001559656 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,226 Read SEC document |
| May 05, 2016 Filed May 9, 2016 18:37 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 10,114 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-16-000448 · edgardoc.xml · nonDerivative · entry 2 THOMPSON JAMES H · CIK 0001559656 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,027 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 13, 2016 Filed Apr 14, 2016 19:12 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 35,000 | $0.00 Strike: $51.48 | $0.00 |
DisclosureSEC source: 0001234452-16-000419 · edgardoc.xml · derivative · entry 3 THOMPSON JAMES H · CIK 0001559656 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,000 shares Expires 2016-04-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested five years after the date of grant. Read SEC document |
| April 13, 2016 Filed Apr 14, 2016 19:12 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 35,000 | $51.58 | $1,805,300.00 |
DisclosureSEC source: 0001234452-16-000419 · edgardoc.xml · nonDerivative · entry 2 THOMPSON JAMES H · CIK 0001559656 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,533 F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. F2 · balance_after: Includes 194 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2016. Read SEC document |
| April 13, 2016 Filed Apr 14, 2016 19:12 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 35,000 | $51.48 | $1,801,800.00 |
DisclosureSEC source: 0001234452-16-000419 · edgardoc.xml · nonDerivative · entry 1 THOMPSON JAMES H · CIK 0001559656 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,533 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 11, 2016 Filed May 9, 2016 18:37 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GiftCommon Stock | 1,620 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-16-000448 · edgardoc.xml · nonDerivative · entry 4 THOMPSON JAMES H · CIK 0001559656 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Indirect · Childrens' Trust Disclosed balance after: 1,620 Read SEC document |
| March 11, 2016 Filed May 9, 2016 18:37 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GiftCommon Stock | 1,620 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-16-000448 · edgardoc.xml · nonDerivative · entry 1 THOMPSON JAMES H · CIK 0001559656 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,913 Read SEC document |
| November 20, 2015 Filed Nov 24, 2015 20:01 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 2,388.675 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-15-000303 · edgardoc.xml · derivative · entry 12 THOMPSON JAMES H · CIK 0001559656 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,388.675 Underlying: Common Stock · 2,388.675 shares Expires 2016-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2014, 2015 and 2016. F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2014, 2015 and 2016. Read SEC document |
| November 20, 2015 Filed Nov 24, 2015 20:01 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 6,568.8564 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-15-000303 · edgardoc.xml · derivative · entry 11 THOMPSON JAMES H · CIK 0001559656 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,568.8564 shares Expires 2015-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F2 · derivative.exercise_date: These shares are represented by restricted stock units and unvested dividend equivalents. The units vest annually over three years. Upon vesting, the restricted stock units will be paid out in whole shares of common stock. F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2013, 2014 and 2015. Read SEC document |
| November 20, 2015 Filed Nov 24, 2015 20:01 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 8,795.0156 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-15-000303 · edgardoc.xml · derivative · entry 10 THOMPSON JAMES H · CIK 0001559656 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,568.8564 Underlying: Common Stock · 8,795.0156 shares Expires 2015-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F2 · derivative.exercise_date: These shares are represented by restricted stock units and unvested dividend equivalents. The units vest annually over three years. Upon vesting, the restricted stock units will be paid out in whole shares of common stock. F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2013, 2014 and 2015. Read SEC document |
| November 20, 2015 Filed Nov 24, 2015 20:01 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 3,449.1515 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-15-000303 · edgardoc.xml · derivative · entry 9 THOMPSON JAMES H · CIK 0001559656 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,363.872 Underlying: Common Stock · 3,449.1515 shares Expires 2015-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F2 · derivative.exercise_date: These shares are represented by restricted stock units and unvested dividend equivalents. The units vest annually over three years. Upon vesting, the restricted stock units will be paid out in whole shares of common stock. F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2013, 2014 and 2015. Read SEC document |
| November 20, 2015 Filed Nov 24, 2015 20:01 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 1,246 | $49.62 | $61,826.52 |
DisclosureSEC source: 0001234452-15-000303 · edgardoc.xml · nonDerivative · entry 8 THOMPSON JAMES H · CIK 0001559656 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,339 Read SEC document |
| November 20, 2015 Filed Nov 24, 2015 20:01 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 3,427 | $49.62 | $170,047.74 |
DisclosureSEC source: 0001234452-15-000303 · edgardoc.xml · nonDerivative · entry 7 THOMPSON JAMES H · CIK 0001559656 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,585 Read SEC document |
| November 20, 2015 Filed Nov 24, 2015 20:01 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 4,590 | $49.62 | $227,755.80 |
DisclosureSEC source: 0001234452-15-000303 · edgardoc.xml · nonDerivative · entry 6 THOMPSON JAMES H · CIK 0001559656 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,012 Read SEC document |
| November 20, 2015 Filed Nov 24, 2015 20:01 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 1,800 | $49.62 | $89,316.00 |
DisclosureSEC source: 0001234452-15-000303 · edgardoc.xml · nonDerivative · entry 5 THOMPSON JAMES H · CIK 0001559656 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,602 Read SEC document |
| November 20, 2015 Filed Nov 24, 2015 20:01 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 6,568 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-15-000303 · edgardoc.xml · nonDerivative · entry 4 THOMPSON JAMES H · CIK 0001559656 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,402 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2015 Filed Nov 24, 2015 20:01 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 8,795 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-15-000303 · edgardoc.xml · nonDerivative · entry 3 THOMPSON JAMES H · CIK 0001559656 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,834 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2015 Filed Nov 24, 2015 20:01 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 3,449 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-15-000303 · edgardoc.xml · nonDerivative · entry 2 THOMPSON JAMES H · CIK 0001559656 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,039 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2015 Filed Nov 24, 2015 20:01 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 2,388 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-15-000303 · edgardoc.xml · nonDerivative · entry 1 THOMPSON JAMES H · CIK 0001559656 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,590 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 20, 2015 Filed Aug 21, 2015 17:03 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 4,235.4934 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-15-000232 · edgardoc.xml · derivative · entry 3 THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering, QTI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,235.4934 shares Expires 2015-08-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on August 20, 2013, 2014 and 2015. F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on August 20, 2013, 2014 and 2015. Read SEC document |
| August 20, 2015 Filed Aug 21, 2015 17:03 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 1,997 | $60.15 | $120,119.55 |
DisclosureSEC source: 0001234452-15-000232 · edgardoc.xml · nonDerivative · entry 2 THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering, QTI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,202 F1 · balance_after: Includes 190 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2015. Read SEC document |
| August 20, 2015 Filed Aug 21, 2015 17:03 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 4,235 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-15-000232 · edgardoc.xml · nonDerivative · entry 1 THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering, QTI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,199 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 20, 2015 Filed May 21, 2015 18:27 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 3,536.7126 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-15-000184 · edgardoc.xml · derivative · entry 3 THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering, QTI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,536.7126 shares Expires 2015-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F2 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 20, 2013, 2014 and 2015. F2 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 20, 2013, 2014 and 2015. Read SEC document |
| May 20, 2015 Filed May 21, 2015 18:27 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 1,329 | $69.28 | $92,073.12 |
DisclosureSEC source: 0001234452-15-000184 · edgardoc.xml · nonDerivative · entry 2 THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering, QTI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,774 Read SEC document |
| May 20, 2015 Filed May 21, 2015 18:27 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 3,536 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-15-000184 · edgardoc.xml · nonDerivative · entry 1 THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering, QTI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,103 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2015 Filed May 6, 2015 00:23 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 9,760.001 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-15-000158 · edgardoc.xml · derivative · entry 5 THOMPSON JAMES H · CIK 0001559656 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,617.5855 Underlying: Common Stock · 9,760.001 shares Expires 2019-05-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F5 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019. F5 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019. Read SEC document |
| May 05, 2015 Filed May 6, 2015 00:23 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 3,668 | $68.37 | $250,781.16 |
DisclosureSEC source: 0001234452-15-000158 · edgardoc.xml · nonDerivative · entry 2 THOMPSON JAMES H · CIK 0001559656 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,567 F1 · balance_after: Includes 172 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2015. Read SEC document |
| May 05, 2015 Filed May 6, 2015 00:23 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 9,760 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-15-000158 · edgardoc.xml · nonDerivative · entry 1 THOMPSON JAMES H · CIK 0001559656 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,235 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 03, 2015 Filed May 6, 2015 00:23 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantRestricted Stock Unit · Derivative | 38,577.5815 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-15-000158 · edgardoc.xml · derivative · entry 4 THOMPSON JAMES H · CIK 0001559656 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,377.5865 Underlying: Common Stock · 38,577.5815 shares Expires 2019-05-05 F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F3 · date: These Restricted Stock Units were granted subject to performance vesting and service vesting requirements. On May 3, 2015, the Compensation Committee certified that the performance vesting conditions were satisfied. F6 · shares: These Restricted Stock Units include an initial grant of 37,708 Restricted Stock Units, plus dividend equivalents accrued through the transaction date in the form of additional Restricted Stock Units that vest and are paid at the same time and in the same manner as the underlying Restricted Stock Units. F7 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-third amounts on May 5, 2017, 2018 and 2019. F7 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-third amounts on May 5, 2017, 2018 and 2019. Read SEC document |
| May 03, 2015 Filed May 6, 2015 00:23 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantRestricted Stock Unit · Derivative | 48,800.005 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-15-000158 · edgardoc.xml · derivative · entry 3 THOMPSON JAMES H · CIK 0001559656 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,800.005 Underlying: Common Stock · 48,800.005 shares Expires 2019-05-05 F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F3 · date: These Restricted Stock Units were granted subject to performance vesting and service vesting requirements. On May 3, 2015, the Compensation Committee certified that the performance vesting conditions were satisfied. F4 · shares: These Restricted Stock Units include an initial grant of 47,700 Restricted Stock Units, plus dividend equivalents accrued through the transaction date in the form of additional Restricted Stock Units that vest and are paid at the same time and in the same manner as the underlying Restricted Stock Units. F5 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019. F5 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019. Read SEC document |
| November 20, 2014 Filed Nov 21, 2014 23:16 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 2,321.2845 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-14-000354 · edgardoc.xml · derivative · entry 15 THOMPSON JAMES H · CIK 0001559656 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,644.6094 Underlying: Common Stock · 2,321.2845 shares Expires 2016-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-third amounts on November 20, 2014, 2015 and 2016. F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-third amounts on November 20, 2014, 2015 and 2016. Read SEC document |
| November 20, 2014 Filed Nov 21, 2014 23:16 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 6,385.3176 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-14-000354 · edgardoc.xml · derivative · entry 14 THOMPSON JAMES H · CIK 0001559656 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,290.2963 Underlying: Common Stock · 6,385.3176 shares Expires 2015-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-third amounts on November 20, 2013, 2014 and 2015. F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-third amounts on November 20, 2013, 2014 and 2015. Read SEC document |
| November 20, 2014 Filed Nov 21, 2014 23:16 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 8,550.6426 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-14-000354 · edgardoc.xml · derivative · entry 13 THOMPSON JAMES H · CIK 0001559656 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,675.6139 Underlying: Common Stock · 8,550.6426 shares Expires 2015-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-third amounts on November 20, 2013, 2014 and 2015. F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-third amounts on November 20, 2013, 2014 and 2015. Read SEC document |
| November 20, 2014 Filed Nov 21, 2014 23:16 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 3,353.3155 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-14-000354 · edgardoc.xml · derivative · entry 12 THOMPSON JAMES H · CIK 0001559656 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,226.2565 Underlying: Common Stock · 3,353.3155 shares Expires 2015-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-third amounts on November 20, 2013, 2014 and 2015. F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-third amounts on November 20, 2013, 2014 and 2015. Read SEC document |
| November 20, 2014 Filed Nov 21, 2014 23:16 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 4,223.276 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-14-000354 · edgardoc.xml · derivative · entry 11 THOMPSON JAMES H · CIK 0001559656 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,223.276 shares Expires 2014-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F2 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-third amounts on November 20, 2012, 2013 and 2014. F2 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-third amounts on November 20, 2012, 2013 and 2014. Read SEC document |
| November 20, 2014 Filed Nov 21, 2014 23:16 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 1,211 | $70.71 | $85,629.81 |
DisclosureSEC source: 0001234452-14-000354 · edgardoc.xml · nonDerivative · entry 10 THOMPSON JAMES H · CIK 0001559656 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,303 Read SEC document |
| November 20, 2014 Filed Nov 21, 2014 23:16 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 3,332 | $70.71 | $235,605.72 |
DisclosureSEC source: 0001234452-14-000354 · edgardoc.xml · nonDerivative · entry 9 THOMPSON JAMES H · CIK 0001559656 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,514 Read SEC document |
| November 20, 2014 Filed Nov 21, 2014 23:16 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 4,462 | $70.71 | $315,508.02 |
DisclosureSEC source: 0001234452-14-000354 · edgardoc.xml · nonDerivative · entry 8 THOMPSON JAMES H · CIK 0001559656 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,846 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.