Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| QUALCOMM INC/DEQCOM · Entity 2852 | Chief Technology Officer | December 15, 2024 | December 16, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
QUALCOMM INC/DE
Report date December 15, 2024 · Filed December 16, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 242,114 |
Ending reported balance
After 2024-12-15 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2024-12-15 · Exercise / conversion · Acquired 10,742 · Balance 242,611 Row 2 · 2024-12-15 · Exercise / conversion · Acquired 8,605 · Balance 251,216 Row 3 · 2024-12-15 · Tax withholding · Disposed 9,102 · Balance 242,114 Row 4 · 2024-12-15 · Exercise / conversion · Acquired 1,183 · Balance 243,297 F1: Pursuant to the terms of the Executive Restricted Stock Unit Agreements governing the applicable awards, the Restricted Stock Units granted to the reporting person in December 2023 became fully vested upon the reporting person's attainment of Normal Retirement Age (as defined in such agreements). These shares represent shares withheld to cover the tax liability associated with the vesting of such Restricted Stock Units. Row 5 · 2024-12-15 · Tax withholding · Disposed 1,183 · Balance 242,114 F1: Pursuant to the terms of the Executive Restricted Stock Unit Agreements governing the applicable awards, the Restricted Stock Units granted to the reporting person in December 2023 became fully vested upon the reporting person's attainment of Normal Retirement Age (as defined in such agreements). These shares represent shares withheld to cover the tax liability associated with the vesting of such Restricted Stock Units. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2025-12-15 | Direct | 10,743.645 |
Reported balance
After 2024-12-15 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2024-12-15 · Exercise / conversion · Disposed 10,742.5994 · Balance 10,743.645 F3: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. F4: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units became fully vested on the date that is three months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2023, 2024 and 2025. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2026-12-15 | Direct | 20,760.7607 |
Reported balance
After 2024-12-15 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2024-12-15 · Exercise / conversion · Disposed 8,605.312 · Balance 20,760.7607 F3: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. F5: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units became fully vested on the date that is three months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2024, 2025 and 2026. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2026-12-15 | Direct | 19,577.7215 |
Reported balance
After 2024-12-15 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2024-12-15 · Exercise / conversion · Disposed 1,183.0392 · Balance 19,577.7215 F3: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. F5: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units became fully vested on the date that is three months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2024, 2025 and 2026. |
| Common StockSEC Table I · non-derivative | Indirectby Spouse's Trust | 45,453 |
Reported balance
Holding disclosure · report date 2024-12-15 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 45,453 F2: Securities held by Premier Trust, as trustee. |
| Common StockSEC Table I · non-derivative | Indirectby Trust | 45,453 |
Reported balance
Holding disclosure · report date 2024-12-15 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 45,453 F2: Securities held by Premier Trust, as trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the terms of the Executive Restricted Stock Unit Agreements governing the applicable awards, the Restricted Stock Units granted to the reporting person in December 2023 became fully vested upon the reporting person's attainment of Normal Retirement Age (as defined in such agreements). These shares represent shares withheld to cover the tax liability associated with the vesting of such Restricted Stock Units.
F2: Securities held by Premier Trust, as trustee.
F3: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.
F4: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units became fully vested on the date that is three months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2023, 2024 and 2025.
F5: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units became fully vested on the date that is three months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2024, 2025 and 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 06, 2019 Filed May 8, 2019 23:09 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 51,000 | $0.00 Strike: $55.31 | $0.00 |
DisclosureSEC source: 0001205233-19-000055 · edgardoc.xml · derivative · entry 8 THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering QTI & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 51,000 shares Expires 2019-07-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vest on the first anniversary of the date of grant as to 1/4th of the total shares granted and the remaining balance vests semi-annually. The option is fully vested four years after the date of grant. Read SEC document |
| May 06, 2019 Filed May 8, 2019 23:09 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 9,552 | $88.25 | $842,964.00 |
DisclosureSEC source: 0001205233-19-000055 · edgardoc.xml · nonDerivative · entry 4 THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering QTI & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,025 Read SEC document |
| May 06, 2019 Filed May 8, 2019 23:09 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantCommon Stock | 19,264 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-19-000055 · edgardoc.xml · nonDerivative · entry 3 THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering QTI & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,577 Read SEC document |
| May 06, 2019 Filed May 8, 2019 23:09 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 51,000 | $87.39 | $4,456,803.30 |
DisclosureSEC source: 0001205233-19-000055 · edgardoc.xml · nonDerivative · entry 2 THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering QTI & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,313 F1 · price: The sale prices for this transaction ranged from $87.30 to $87.64. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 06, 2019 Filed May 8, 2019 23:09 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 51,000 | $55.31 | $2,820,810.00 |
DisclosureSEC source: 0001205233-19-000055 · edgardoc.xml · nonDerivative · entry 1 THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering QTI & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,313 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2019 Filed May 7, 2019 17:35 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 14,963.6388 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-19-000049 · edgardoc.xml · derivative · entry 11 THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering QTI & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,963.6388 shares Expires 2019-05-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F6 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 5, 2017, 2018 and 2019. F6 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 5, 2017, 2018 and 2019. Read SEC document |
| May 05, 2019 Filed May 7, 2019 17:35 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 11,357.555 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-19-000049 · edgardoc.xml · derivative · entry 10 THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering QTI & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,963.6388 Underlying: Common Stock · 11,357.555 shares Expires 2019-05-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F5 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019. F5 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019. Read SEC document |
| May 05, 2019 Filed May 7, 2019 17:35 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 3,635 | $89.29 | $324,569.15 |
DisclosureSEC source: 0001205233-19-000049 · edgardoc.xml · nonDerivative · entry 6 THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering QTI & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,313 Read SEC document |
| May 05, 2019 Filed May 7, 2019 17:35 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantCommon Stock | 7,331 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-19-000049 · edgardoc.xml · nonDerivative · entry 5 THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering QTI & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,948 F1 · shares: These shares represent Performance Stock Units that vested on April 7, 2019. On May 5, 2019, the Compensation Committee determined and certified the number of shares to be paid. Read SEC document |
| May 05, 2019 Filed May 7, 2019 17:35 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 7,419 | $89.29 | $662,442.51 |
DisclosureSEC source: 0001205233-19-000049 · edgardoc.xml · nonDerivative · entry 4 THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering QTI & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,617 Read SEC document |
| May 05, 2019 Filed May 7, 2019 17:35 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 4,585 | $89.29 | $409,394.65 |
DisclosureSEC source: 0001205233-19-000049 · edgardoc.xml · nonDerivative · entry 3 THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering QTI & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,036 Read SEC document |
| May 05, 2019 Filed May 7, 2019 17:35 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 14,963 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-19-000049 · edgardoc.xml · nonDerivative · entry 2 THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering QTI & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,621 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2019 Filed May 7, 2019 17:35 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 11,357 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-19-000049 · edgardoc.xml · nonDerivative · entry 1 THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering QTI & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,658 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 21:55 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $41.36 | $0.00 |
DisclosureSEC source: 0001205233-19-000012 · edgardoc.xml · derivative · entry 6 THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering QTI & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,000 shares Expires 2019-04-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 21:55 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 40,000 | $50.75 | $2,030,068.00 |
DisclosureSEC source: 0001205233-19-000012 · edgardoc.xml · nonDerivative · entry 2 THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering QTI & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,301 F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. F2 · price: The sale prices for this transaction ranged from $50.385 to $50.98. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Includes 194 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2019. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 21:55 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 40,000 | $41.36 | $1,654,400.00 |
DisclosureSEC source: 0001205233-19-000012 · edgardoc.xml · nonDerivative · entry 1 THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering QTI & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,301 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 09, 2018 Filed Dec 11, 2018 22:42 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 6,352 | $55.99 | $355,648.48 |
DisclosureSEC source: 0001205233-18-000103 · edgardoc.xml · nonDerivative · entry 2 THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO, QTI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,107 Read SEC document |
| December 09, 2018 Filed Dec 11, 2018 22:42 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantCommon Stock | 12,812 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-18-000103 · edgardoc.xml · nonDerivative · entry 1 THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO, QTI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,459 F1 · shares: These shares represent Performance Stock Units that vested on October 10, 2018. On December 9, 2018, the Compensation Committee determined and certified the number of shares to be paid. Read SEC document |
| November 20, 2018 Filed Nov 21, 2018 16:33 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 18,976.6655 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-18-000092 · edgardoc.xml · derivative · entry 6 THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO, QTI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,952.2924 Underlying: Common Stock · 18,976.6655 shares Expires 2020-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020. F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020. Read SEC document |
| November 20, 2018 Filed Nov 21, 2018 16:33 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 10,300 | $54.92 | $565,676.00 |
DisclosureSEC source: 0001205233-18-000092 · edgardoc.xml · nonDerivative · entry 2 THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO, QTI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,647 Read SEC document |
| November 20, 2018 Filed Nov 21, 2018 16:33 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 18,976 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-18-000092 · edgardoc.xml · nonDerivative · entry 1 THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO, QTI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,947 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 20, 2018 Filed Sep 24, 2018 20:51 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantRestricted Stock Unit · Derivative | 43,164 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-18-000069 · edgardoc.xml · derivative · entry 1 THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO, QTI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,164 Underlying: Common Stock · 43,164 shares Expires 2021-10-01 F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F2 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2019, 2020 and 2021. F2 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2019, 2020 and 2021. Read SEC document |
| August 10, 2018 Filed Aug 23, 2018 22:34 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | OtherCommon Stock | 45,453 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001205233-18-000060 · edgardoc.xml · nonDerivative · entry 10 THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 45,453 F3 · kind: In connection with an estate tax planning transaction, Dr. Thompson transferred 45,453 shares to a grantor trust which issued an unsecured promissory note to Dr. Thompson. Dr. Thompson, his spouse and children are the beneficiaries of the grantor trust. F3 · price: In connection with an estate tax planning transaction, Dr. Thompson transferred 45,453 shares to a grantor trust which issued an unsecured promissory note to Dr. Thompson. Dr. Thompson, his spouse and children are the beneficiaries of the grantor trust. F6 · ownership.nature: Securities held by Premier Trust, as trustee. Read SEC document |
| August 10, 2018 Filed Aug 23, 2018 22:34 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | OtherCommon Stock | 45,453 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001205233-18-000060 · edgardoc.xml · nonDerivative · entry 9 THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Indirect · by Spouse's Trust Disclosed balance after: 45,453 F5 · kind: In connection with an estate planning transaction, Dr. Thompson's spouse transferred 45,453 shares to a separate grantor trust which issued an unsecured promissory note to the spouse. Dr. Thompson, his spouse and their children are beneficiaries of the grantor trust. F5 · price: In connection with an estate planning transaction, Dr. Thompson's spouse transferred 45,453 shares to a separate grantor trust which issued an unsecured promissory note to the spouse. Dr. Thompson, his spouse and their children are beneficiaries of the grantor trust. F6 · ownership.nature: Securities held by Premier Trust, as trustee. Read SEC document |
| August 10, 2018 Filed Aug 23, 2018 22:34 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | OtherCommon Stock | 45,453 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001205233-18-000060 · edgardoc.xml · nonDerivative · entry 8 THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Indirect · by Spouse Disclosed balance after: 0 F5 · kind: In connection with an estate planning transaction, Dr. Thompson's spouse transferred 45,453 shares to a separate grantor trust which issued an unsecured promissory note to the spouse. Dr. Thompson, his spouse and their children are beneficiaries of the grantor trust. F5 · price: In connection with an estate planning transaction, Dr. Thompson's spouse transferred 45,453 shares to a separate grantor trust which issued an unsecured promissory note to the spouse. Dr. Thompson, his spouse and their children are beneficiaries of the grantor trust. Read SEC document |
| August 10, 2018 Filed Aug 23, 2018 22:34 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | OtherCommon Stock | 45,453 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001205233-18-000060 · edgardoc.xml · nonDerivative · entry 7 THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Indirect · by Spouse Disclosed balance after: 45,453 F1 · kind: Dr. Thompson and his wife transmuted their community property interest in 90,906 shares to 45,453 shares as the separate property of Dr. Thompson and 45,453 shares as the separate property of his wife. F1 · price: Dr. Thompson and his wife transmuted their community property interest in 90,906 shares to 45,453 shares as the separate property of Dr. Thompson and 45,453 shares as the separate property of his wife. Read SEC document |
| August 10, 2018 Filed Aug 23, 2018 22:34 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | OtherCommon Stock | 45,453 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001205233-18-000060 · edgardoc.xml · nonDerivative · entry 4 THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,971 F3 · kind: In connection with an estate tax planning transaction, Dr. Thompson transferred 45,453 shares to a grantor trust which issued an unsecured promissory note to Dr. Thompson. Dr. Thompson, his spouse and children are the beneficiaries of the grantor trust. F3 · price: In connection with an estate tax planning transaction, Dr. Thompson transferred 45,453 shares to a grantor trust which issued an unsecured promissory note to Dr. Thompson. Dr. Thompson, his spouse and children are the beneficiaries of the grantor trust. Read SEC document |
| August 10, 2018 Filed Aug 23, 2018 22:34 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | OtherCommon Stock | 45,453 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001205233-18-000060 · edgardoc.xml · nonDerivative · entry 3 THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,424 F1 · kind: Dr. Thompson and his wife transmuted their community property interest in 90,906 shares to 45,453 shares as the separate property of Dr. Thompson and 45,453 shares as the separate property of his wife. F1 · price: Dr. Thompson and his wife transmuted their community property interest in 90,906 shares to 45,453 shares as the separate property of Dr. Thompson and 45,453 shares as the separate property of his wife. F2 · balance_after: Includes 187 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2018. Read SEC document |
| August 09, 2018 Filed Aug 23, 2018 22:34 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GiftCommon Stock | 90 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-18-000060 · edgardoc.xml · nonDerivative · entry 6 THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Indirect · Childrens' Trust Disclosed balance after: 4,539 F4 · ownership.nature: Shares are held in individual trusts for the benefit of Dr. Thompson's children. Dr. Thompson disclaims all beneficial ownership for the shares held in trusts for the benefit of his children. Read SEC document |
| August 09, 2018 Filed Aug 23, 2018 22:34 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GiftCommon Stock | 90 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-18-000060 · edgardoc.xml · nonDerivative · entry 2 THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,877 Read SEC document |
| August 02, 2018 Filed Aug 23, 2018 22:34 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GiftCommon Stock | 1,314 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-18-000060 · edgardoc.xml · nonDerivative · entry 5 THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Indirect · Childrens' Trust Disclosed balance after: 4,449 F4 · ownership.nature: Shares are held in individual trusts for the benefit of Dr. Thompson's children. Dr. Thompson disclaims all beneficial ownership for the shares held in trusts for the benefit of his children. Read SEC document |
| August 02, 2018 Filed Aug 23, 2018 22:34 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GiftCommon Stock | 1,314 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-18-000060 · edgardoc.xml · nonDerivative · entry 1 THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,967 Read SEC document |
| May 06, 2018 Filed May 8, 2018 20:23 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantRestricted Stock Unit · Derivative | 55,852.2909 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-18-000034 · edgardoc.xml · derivative · entry 8 THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,852.2909 Underlying: Common Stock · 55,852.2909 shares Expires 2020-11-20 F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F4 · date: These Restricted Stock Units were granted subject to performance vesting and service vesting requirements. On May 6, 2018, the Compensation Committee certified that the performance vesting conditions were satisfied. F5 · shares: These Restricted Stock Units include an initial grant of 54,815 Restricted Stock Units, plus dividend equivalents accrued through the transaction date in the form of additional Restricted Stock Units that vest and are paid at the same time and in the same manner as the underlying Restricted Stock Units. F6 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020. F6 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020. Read SEC document |
| May 05, 2018 Filed May 8, 2018 20:23 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 14,363.4503 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-18-000034 · edgardoc.xml · derivative · entry 7 THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,265.4559 Underlying: Common Stock · 14,363.4503 shares Expires 2019-05-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 5, 2017, 2018 and 2019. F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 5, 2017, 2018 and 2019. Read SEC document |
| May 05, 2018 Filed May 8, 2018 20:23 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 10,902.0056 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-18-000034 · edgardoc.xml · derivative · entry 6 THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,628.9062 Underlying: Common Stock · 10,902.0056 shares Expires 2019-05-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 5, 2017, 2018 and 2019. F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 5, 2017, 2018 and 2019. Read SEC document |
| May 05, 2018 Filed May 8, 2018 20:23 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 7,121 | $52.49 | $373,781.29 |
DisclosureSEC source: 0001205233-18-000034 · edgardoc.xml · nonDerivative · entry 4 THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,094 Read SEC document |
| May 05, 2018 Filed May 8, 2018 20:23 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 5,406 | $52.49 | $283,760.94 |
DisclosureSEC source: 0001205233-18-000034 · edgardoc.xml · nonDerivative · entry 3 THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,215 Read SEC document |
| May 05, 2018 Filed May 8, 2018 20:23 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 14,363 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-18-000034 · edgardoc.xml · nonDerivative · entry 2 THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,621 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2018 Filed May 8, 2018 20:23 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 10,902 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-18-000034 · edgardoc.xml · nonDerivative · entry 1 THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,258 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2018 Filed Mar 13, 2018 21:48 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 62,000 | $0.00 Strike: $43.24 | $0.00 |
DisclosureSEC source: 0001205233-18-000005 · edgardoc.xml · derivative · entry 4 THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 62,000 shares Expires 2018-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| March 09, 2018 Filed Mar 13, 2018 21:48 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 50,126 | $62.66 | $3,141,110.70 |
DisclosureSEC source: 0001205233-18-000005 · edgardoc.xml · nonDerivative · entry 2 THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,356 F1 · price: The sale prices for this transaction ranged from $62.65 to $62.79. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F2 · balance_after: Includes 235 shares acquired on July 31, 2017 and 234 shares acquired on January 31, 2018 under the Company's Employee Stock Purchase Plan. Read SEC document |
| March 09, 2018 Filed Mar 13, 2018 21:48 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 62,000 | $43.24 | $2,680,880.00 |
DisclosureSEC source: 0001205233-18-000005 · edgardoc.xml · nonDerivative · entry 1 THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,482 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2017 Filed Oct 13, 2017 20:15 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GiftCommon Stock | 1,515 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-17-000175 · edgardoc.xml · nonDerivative · entry 2 THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Indirect · Childrens' Trust Disclosed balance after: 3,135 F1 · ownership.nature: Shares are held in individual trusts for the benefit of the reporting person's children. Dr. Thompson disclaims all beneficial ownership for the shares held in trusts for the benefit of his children. Read SEC document |
| May 16, 2017 Filed Oct 13, 2017 20:15 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GiftCommon Stock | 1,515 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-17-000175 · edgardoc.xml · nonDerivative · entry 1 THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,013 Read SEC document |
| May 10, 2017 Filed May 25, 2017 21:35 UTC Amendment | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 13,805.2032 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-014362 · doc4a.xml · derivative · entry 4 THOMPSON JAMES H · CIK 0001559656 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,563.1228 Underlying: Common Stock · 13,805.2032 shares Expires 2019-05-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 5, 2017, 2018 and 2019. F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 5, 2017, 2018 and 2019. Read SEC document |
| May 10, 2017 Filed May 25, 2017 21:35 UTC Amendment | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 10,477.4567 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-014362 · doc4a.xml · derivative · entry 3 THOMPSON JAMES H · CIK 0001559656 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,368.326 Underlying: Common Stock · 10,477.4567 shares Expires 2019-05-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F2 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019. F2 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019. Read SEC document |
| May 10, 2017 Filed May 25, 2017 21:35 UTC Amendment | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 13,805 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-014362 · doc4a.xml · nonDerivative · entry 2 THOMPSON JAMES H · CIK 0001559656 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,528 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2017 Filed May 25, 2017 21:35 UTC Amendment | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 10,477 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-014362 · doc4a.xml · nonDerivative · entry 1 THOMPSON JAMES H · CIK 0001559656 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,723 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2017 Filed May 11, 2017 17:41 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 13,805.2032 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-17-000100 · edgardoc.xml · derivative · entry 5 THOMPSON JAMES H · CIK 0001559656 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,563.1228 Underlying: Common Stock · 13,805.2032 shares Expires 2019-05-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 5, 2017, 2018 and 2019. F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 5, 2017, 2018 and 2019. Read SEC document |
| May 05, 2017 Filed May 11, 2017 17:41 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 10,477.4567 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-17-000100 · edgardoc.xml · derivative · entry 4 THOMPSON JAMES H · CIK 0001559656 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,368.326 Underlying: Common Stock · 10,477.4567 shares Expires 2019-05-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 5, 2017, 2018 and 2019. F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 5, 2017, 2018 and 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.