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THOMPSON JAMES H

Disclosed activity across 1 company

Tapewire entity
15163
SEC CIK
0001559656

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
QUALCOMM INC/DEQCOM · Entity 2852Chief Technology OfficerDecember 15, 2024December 16, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

QUALCOMM INC/DE

Report date December 15, 2024 · Filed December 16, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect242,114 Ending reported balance After 2024-12-15 transaction · row 5
5 source rows · reconciled sequence

Row 1 · 2024-12-15 · Exercise / conversion · Acquired 10,742 · Balance 242,611

Row 2 · 2024-12-15 · Exercise / conversion · Acquired 8,605 · Balance 251,216

Row 3 · 2024-12-15 · Tax withholding · Disposed 9,102 · Balance 242,114

Row 4 · 2024-12-15 · Exercise / conversion · Acquired 1,183 · Balance 243,297

F1: Pursuant to the terms of the Executive Restricted Stock Unit Agreements governing the applicable awards, the Restricted Stock Units granted to the reporting person in December 2023 became fully vested upon the reporting person's attainment of Normal Retirement Age (as defined in such agreements). These shares represent shares withheld to cover the tax liability associated with the vesting of such Restricted Stock Units.

Row 5 · 2024-12-15 · Tax withholding · Disposed 1,183 · Balance 242,114

F1: Pursuant to the terms of the Executive Restricted Stock Unit Agreements governing the applicable awards, the Restricted Stock Units granted to the reporting person in December 2023 became fully vested upon the reporting person's attainment of Normal Retirement Age (as defined in such agreements). These shares represent shares withheld to cover the tax liability associated with the vesting of such Restricted Stock Units.

Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2025-12-15Direct10,743.645 Reported balance After 2024-12-15 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2024-12-15 · Exercise / conversion · Disposed 10,742.5994 · Balance 10,743.645

F3: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.

F4: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units became fully vested on the date that is three months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2023, 2024 and 2025.

Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2026-12-15Direct20,760.7607 Reported balance After 2024-12-15 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2024-12-15 · Exercise / conversion · Disposed 8,605.312 · Balance 20,760.7607

F3: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.

F5: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units became fully vested on the date that is three months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2024, 2025 and 2026.

Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2026-12-15Direct19,577.7215 Reported balance After 2024-12-15 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2024-12-15 · Exercise / conversion · Disposed 1,183.0392 · Balance 19,577.7215

F3: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.

F5: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units became fully vested on the date that is three months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2024, 2025 and 2026.

Common StockSEC Table I · non-derivativeIndirectby Spouse's Trust45,453 Reported balance Holding disclosure · report date 2024-12-15 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 45,453

F2: Securities held by Premier Trust, as trustee.

Common StockSEC Table I · non-derivativeIndirectby Trust45,453 Reported balance Holding disclosure · report date 2024-12-15 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 45,453

F2: Securities held by Premier Trust, as trustee.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the terms of the Executive Restricted Stock Unit Agreements governing the applicable awards, the Restricted Stock Units granted to the reporting person in December 2023 became fully vested upon the reporting person's attainment of Normal Retirement Age (as defined in such agreements). These shares represent shares withheld to cover the tax liability associated with the vesting of such Restricted Stock Units.

F2: Securities held by Premier Trust, as trustee.

F3: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.

F4: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units became fully vested on the date that is three months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2023, 2024 and 2025.

F5: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units became fully vested on the date that is three months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2024, 2025 and 2026.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2022 Filed Oct 4, 2022 20:30 UTC QUALCOMM INC/DE QCOM · Entity 2852 Tax withholdingCommon Stock 4,964 $112.98 $560,832.72
Disclosure

SEC source: 0001888316-22-000045 · edgardoc.xml · nonDerivative · entry 6

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,693

Read SEC document
October 01, 2022 Filed Oct 4, 2022 20:30 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 9,145 $0.00 $0.00
Disclosure

SEC source: 0001888316-22-000045 · edgardoc.xml · nonDerivative · entry 5

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,657

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 20:30 UTC QUALCOMM INC/DE QCOM · Entity 2852 Tax withholdingCommon Stock 5,334 $112.98 $602,635.32
Disclosure

SEC source: 0001888316-22-000045 · edgardoc.xml · nonDerivative · entry 4

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,512

Read SEC document
October 01, 2022 Filed Oct 4, 2022 20:30 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 11,293 $0.00 $0.00
Disclosure

SEC source: 0001888316-22-000045 · edgardoc.xml · nonDerivative · entry 3

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,846

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 20:30 UTC QUALCOMM INC/DE QCOM · Entity 2852 Tax withholdingCommon Stock 7,824 $112.98 $883,955.52
Disclosure

SEC source: 0001888316-22-000045 · edgardoc.xml · nonDerivative · entry 2

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,553

Read SEC document
October 01, 2022 Filed Oct 4, 2022 20:30 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 19,339 $0.00 $0.00
Disclosure

SEC source: 0001888316-22-000045 · edgardoc.xml · nonDerivative · entry 1

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,377

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 83 and 70 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2022 and July 31, 2022, respectively.

Read SEC document
December 13, 2021 Filed Dec 13, 2021 22:51 UTC QUALCOMM INC/DE QCOM · Entity 2852 GiftCommon Stock 100 $0.00 $0.00
Disclosure

SEC source: 0001888316-21-000019 · edgardoc.xml · nonDerivative · entry 2

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,885

Read SEC document
December 10, 2021 Filed Dec 13, 2021 22:51 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 9,900 $183.39 $1,815,526.35
Disclosure

SEC source: 0001888316-21-000019 · edgardoc.xml · nonDerivative · entry 1

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,985

F1 · price: The sale prices for this transaction ranged from $183.3400 to $183.3950. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 06, 2021 Filed Dec 8, 2021 23:55 UTC QUALCOMM INC/DE QCOM · Entity 2852 Tax withholdingCommon Stock 27,497 $175.45 $4,824,348.65
Disclosure

SEC source: 0001888316-21-000013 · edgardoc.xml · nonDerivative · entry 4

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,885

Read SEC document
December 06, 2021 Filed Dec 8, 2021 23:55 UTC QUALCOMM INC/DE QCOM · Entity 2852 GrantCommon Stock 55,459 $0.00 $0.00
Disclosure

SEC source: 0001888316-21-000013 · edgardoc.xml · nonDerivative · entry 3

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,382

F1 · shares: These shares represent Performance Stock Units that vested on October 1, 2021. On December 6, 2021, the HR and Compensation Committee determined and certified the number of shares to be paid.

Read SEC document
December 06, 2021 Filed Dec 8, 2021 23:55 UTC QUALCOMM INC/DE QCOM · Entity 2852 Tax withholdingCommon Stock 17,690 $175.45 $3,103,710.50
Disclosure

SEC source: 0001888316-21-000013 · edgardoc.xml · nonDerivative · entry 2

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,923

Read SEC document
December 06, 2021 Filed Dec 8, 2021 23:55 UTC QUALCOMM INC/DE QCOM · Entity 2852 GrantCommon Stock 35,679 $0.00 $0.00
Disclosure

SEC source: 0001888316-21-000013 · edgardoc.xml · nonDerivative · entry 1

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,613

F1 · shares: These shares represent Performance Stock Units that vested on October 1, 2021. On December 6, 2021, the HR and Compensation Committee determined and certified the number of shares to be paid.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 20:29 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionRestricted Stock Unit · Derivative 11,065.7681 $0.00 $0.00
Disclosure

SEC source: 0001205233-21-000057 · edgardoc.xml · derivative · entry 12

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,131.5362

Underlying: Common Stock · 11,065.7681 shares

Expires 2023-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F7 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2021, 2022 and 2023.

F7 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2021, 2022 and 2023.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 20:29 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionRestricted Stock Unit · Derivative 18,949.3421 $0.00 $0.00
Disclosure

SEC source: 0001205233-21-000057 · edgardoc.xml · derivative · entry 11

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,949.3421

Underlying: Common Stock · 18,949.3421 shares

Expires 2022-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F6 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2020, 2021 and 2022.

F6 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2020, 2021 and 2022.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 20:29 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionRestricted Stock Unit · Derivative 15,686.6301 $0.00 $0.00
Disclosure

SEC source: 0001205233-21-000057 · edgardoc.xml · derivative · entry 10

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,686.6301 shares

Expires 2021-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F5 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on October 1, 2019, 2020 and 2021.

F5 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on October 1, 2019, 2020 and 2021.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 20:29 UTC QUALCOMM INC/DE QCOM · Entity 2852 Tax withholdingCommon Stock 8,950 $128.71 $1,151,954.50
Disclosure

SEC source: 0001205233-21-000057 · edgardoc.xml · nonDerivative · entry 6

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,934

Read SEC document
October 01, 2021 Filed Oct 5, 2021 20:29 UTC QUALCOMM INC/DE QCOM · Entity 2852 Tax withholdingCommon Stock 6,243 $128.71 $803,536.53
Disclosure

SEC source: 0001205233-21-000057 · edgardoc.xml · nonDerivative · entry 5

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,884

Read SEC document
October 01, 2021 Filed Oct 5, 2021 20:29 UTC QUALCOMM INC/DE QCOM · Entity 2852 Tax withholdingCommon Stock 6,006 $128.71 $773,032.26
Disclosure

SEC source: 0001205233-21-000057 · edgardoc.xml · nonDerivative · entry 4

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,127

Read SEC document
October 01, 2021 Filed Oct 5, 2021 20:29 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 11,065 $0.00 $0.00
Disclosure

SEC source: 0001205233-21-000057 · edgardoc.xml · nonDerivative · entry 3

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,133

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 20:29 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 18,949 $0.00 $0.00
Disclosure

SEC source: 0001205233-21-000057 · edgardoc.xml · nonDerivative · entry 2

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 20:29 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 15,686 $0.00 $0.00
Disclosure

SEC source: 0001205233-21-000057 · edgardoc.xml · nonDerivative · entry 1

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,119

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 114 and 77 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2021 and July 31, 2021, respectively.

Read SEC document
September 23, 2021 Filed Sep 27, 2021 20:03 UTC QUALCOMM INC/DE QCOM · Entity 2852 GrantRestricted Stock Unit · Derivative 26,884 $0.00 $0.00
Disclosure

SEC source: 0001205233-21-000048 · edgardoc.xml · derivative · entry 1

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,884

Underlying: Common Stock · 26,884 shares

Expires 2024-10-01

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F2 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2022, 2023 and 2024.

F2 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2022, 2023 and 2024.

Read SEC document
December 06, 2020 Filed Dec 8, 2020 21:38 UTC QUALCOMM INC/DE QCOM · Entity 2852 Tax withholdingCommon Stock 31,302 $157.62 $4,933,821.24
Disclosure

SEC source: 0001205233-20-000090 · edgardoc.xml · nonDerivative · entry 4

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,242

Read SEC document
December 06, 2020 Filed Dec 8, 2020 21:38 UTC QUALCOMM INC/DE QCOM · Entity 2852 GrantCommon Stock 63,134 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000090 · edgardoc.xml · nonDerivative · entry 3

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,544

F1 · shares: These shares represent Performance Stock Units that vested on October 12, 2020. On December 6, 2020, the HR and Compensation Committee determined and certified the number of shares to be paid.

Read SEC document
December 06, 2020 Filed Dec 8, 2020 21:38 UTC QUALCOMM INC/DE QCOM · Entity 2852 Tax withholdingCommon Stock 35,577 $157.62 $5,607,646.74
Disclosure

SEC source: 0001205233-20-000090 · edgardoc.xml · nonDerivative · entry 2

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,410

Read SEC document
December 06, 2020 Filed Dec 8, 2020 21:38 UTC QUALCOMM INC/DE QCOM · Entity 2852 GrantCommon Stock 71,755 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000090 · edgardoc.xml · nonDerivative · entry 1

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,987

F1 · shares: These shares represent Performance Stock Units that vested on October 12, 2020. On December 6, 2020, the HR and Compensation Committee determined and certified the number of shares to be paid.

Read SEC document
November 20, 2020 Filed Nov 23, 2020 21:34 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionRestricted Stock Unit · Derivative 20,291.6499 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000082 · edgardoc.xml · derivative · entry 7

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,291.6499 shares

Expires 2020-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on November 20, 2018, 2019 and 2020.

F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on November 20, 2018, 2019 and 2020.

Read SEC document
November 20, 2020 Filed Nov 23, 2020 21:34 UTC QUALCOMM INC/DE QCOM · Entity 2852 GiftCommon Stock 694 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000082 · edgardoc.xml · nonDerivative · entry 3

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,232

Read SEC document
November 20, 2020 Filed Nov 23, 2020 21:34 UTC QUALCOMM INC/DE QCOM · Entity 2852 Tax withholdingCommon Stock 9,584 $146.03 $1,399,551.52
Disclosure

SEC source: 0001205233-20-000082 · edgardoc.xml · nonDerivative · entry 2

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,926

Read SEC document
November 20, 2020 Filed Nov 23, 2020 21:34 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 20,291 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000082 · edgardoc.xml · nonDerivative · entry 1

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,510

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:47 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionRestricted Stock Unit · Derivative 18,583.9622 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000068 · edgardoc.xml · derivative · entry 9

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,169.9834

Underlying: Common Stock · 18,583.9622 shares

Expires 2022-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F6 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2020, 2021 and 2022.

F6 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2020, 2021 and 2022.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:47 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionRestricted Stock Unit · Derivative 15,385.0137 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000068 · edgardoc.xml · derivative · entry 8

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,385.0137

Underlying: Common Stock · 15,385.0137 shares

Expires 2021-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F5 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2019, 2020 and 2021.

F5 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2019, 2020 and 2021.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:47 UTC QUALCOMM INC/DE QCOM · Entity 2852 Tax withholdingCommon Stock 10,087 $119.52 $1,205,598.24
Disclosure

SEC source: 0001205233-20-000068 · edgardoc.xml · nonDerivative · entry 4

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,219

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:47 UTC QUALCOMM INC/DE QCOM · Entity 2852 Tax withholdingCommon Stock 6,012 $119.52 $718,554.24
Disclosure

SEC source: 0001205233-20-000068 · edgardoc.xml · nonDerivative · entry 3

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,306

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:47 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 15,385 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000068 · edgardoc.xml · nonDerivative · entry 2

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,318

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 01, 2020 Filed Oct 5, 2020 20:47 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 18,583 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000068 · edgardoc.xml · nonDerivative · entry 1

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,933

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 144 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2020.

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September 23, 2020 Filed Sep 25, 2020 22:16 UTC QUALCOMM INC/DE QCOM · Entity 2852 GrantRestricted Stock Unit · Derivative 32,559 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000058 · edgardoc.xml · derivative · entry 1

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,559

Underlying: Common Stock · 32,559 shares

Expires 2023-10-01

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F2 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2021, 2022 and 2023.

F2 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2021, 2022 and 2023.

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June 08, 2020 Filed Jun 10, 2020 20:13 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 20,113 $89.32 $1,796,410.70
Disclosure

SEC source: 0001205233-20-000039 · edgardoc.xml · nonDerivative · entry 1

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering QTI & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,206

F1 · price: The sale prices for this transaction ranged from $89.30 to $89.395. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

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February 12, 2020 Filed Feb 13, 2020 21:16 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 18,012 $91.47 $1,647,609.87
Disclosure

SEC source: 0001205233-20-000012 · edgardoc.xml · nonDerivative · entry 1

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering QTI & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,319

F1 · price: The sale prices for this transaction ranged from $91.42 to $91.55. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Includes 175 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2020.

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December 08, 2019 Filed Dec 10, 2019 22:03 UTC QUALCOMM INC/DE QCOM · Entity 2852 Tax withholdingCommon Stock 8,681 $83.82 $727,641.42
Disclosure

SEC source: 0001205233-19-000112 · edgardoc.xml · nonDerivative · entry 4

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering QTI & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,156

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December 08, 2019 Filed Dec 10, 2019 22:03 UTC QUALCOMM INC/DE QCOM · Entity 2852 GrantCommon Stock 17,509 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000112 · edgardoc.xml · nonDerivative · entry 3

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering QTI & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,837

F1 · shares: These shares represent Performance Stock Units that vested on October 10, 2019. On December 8, 2019, the HR and Compensation Committee determined and certified the number of shares to be paid.

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December 08, 2019 Filed Dec 10, 2019 22:03 UTC QUALCOMM INC/DE QCOM · Entity 2852 Tax withholdingCommon Stock 2,771 $83.82 $232,265.22
Disclosure

SEC source: 0001205233-19-000112 · edgardoc.xml · nonDerivative · entry 2

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering QTI & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,328

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December 08, 2019 Filed Dec 10, 2019 22:03 UTC QUALCOMM INC/DE QCOM · Entity 2852 GrantCommon Stock 5,589 $2,818.00 $15,749,802.00
Disclosure

SEC source: 0001205233-19-000112 · edgardoc.xml · nonDerivative · entry 1

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering QTI & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,099

F1 · shares: These shares represent Performance Stock Units that vested on October 10, 2019. On December 8, 2019, the HR and Compensation Committee determined and certified the number of shares to be paid.

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November 20, 2019 Filed Nov 22, 2019 16:51 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionRestricted Stock Unit · Derivative 19,710.8188 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000102 · edgardoc.xml · derivative · entry 6

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering QTI & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,711.8975

Underlying: Common Stock · 19,710.8188 shares

Expires 2020-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020.

F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020.

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November 20, 2019 Filed Nov 22, 2019 16:51 UTC QUALCOMM INC/DE QCOM · Entity 2852 Tax withholdingCommon Stock 9,309 $85.62 $797,036.58
Disclosure

SEC source: 0001205233-19-000102 · edgardoc.xml · nonDerivative · entry 2

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering QTI & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,510

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November 20, 2019 Filed Nov 22, 2019 16:51 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 19,710 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000102 · edgardoc.xml · nonDerivative · entry 1

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering QTI & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,819

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 20:14 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionRestricted Stock Unit · Derivative 14,945.4488 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000091 · edgardoc.xml · derivative · entry 6

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering QTI & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,890.8976

Underlying: Common Stock · 14,945.4488 shares

Expires 2021-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F5 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2019, 2020 and 2021.

F5 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2019, 2020 and 2021.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 20:14 UTC QUALCOMM INC/DE QCOM · Entity 2852 Tax withholdingCommon Stock 8,112 $75.47 $612,212.64
Disclosure

SEC source: 0001205233-19-000091 · edgardoc.xml · nonDerivative · entry 2

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering QTI & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,109

Read SEC document
October 01, 2019 Filed Oct 3, 2019 20:14 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 14,945 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000091 · edgardoc.xml · nonDerivative · entry 1

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering QTI & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,221

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 251 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2019.

Read SEC document
September 20, 2019 Filed Sep 24, 2019 22:15 UTC QUALCOMM INC/DE QCOM · Entity 2852 GrantRestricted Stock Unit · Derivative 54,161 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000077 · edgardoc.xml · derivative · entry 1

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering QTI & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,161

Underlying: Common Stock · 54,161 shares

Expires 2022-10-01

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F2 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2020, 2021 and 2022.

F2 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2020, 2021 and 2022.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.