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THOMPSON JAMES H

Disclosed activity across 1 company

Tapewire entity
15163
SEC CIK
0001559656

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
QUALCOMM INC/DEQCOM · Entity 2852Chief Technology OfficerDecember 15, 2024December 16, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

QUALCOMM INC/DE

Report date December 15, 2024 · Filed December 16, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect242,114 Ending reported balance After 2024-12-15 transaction · row 5
5 source rows · reconciled sequence

Row 1 · 2024-12-15 · Exercise / conversion · Acquired 10,742 · Balance 242,611

Row 2 · 2024-12-15 · Exercise / conversion · Acquired 8,605 · Balance 251,216

Row 3 · 2024-12-15 · Tax withholding · Disposed 9,102 · Balance 242,114

Row 4 · 2024-12-15 · Exercise / conversion · Acquired 1,183 · Balance 243,297

F1: Pursuant to the terms of the Executive Restricted Stock Unit Agreements governing the applicable awards, the Restricted Stock Units granted to the reporting person in December 2023 became fully vested upon the reporting person's attainment of Normal Retirement Age (as defined in such agreements). These shares represent shares withheld to cover the tax liability associated with the vesting of such Restricted Stock Units.

Row 5 · 2024-12-15 · Tax withholding · Disposed 1,183 · Balance 242,114

F1: Pursuant to the terms of the Executive Restricted Stock Unit Agreements governing the applicable awards, the Restricted Stock Units granted to the reporting person in December 2023 became fully vested upon the reporting person's attainment of Normal Retirement Age (as defined in such agreements). These shares represent shares withheld to cover the tax liability associated with the vesting of such Restricted Stock Units.

Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2025-12-15Direct10,743.645 Reported balance After 2024-12-15 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2024-12-15 · Exercise / conversion · Disposed 10,742.5994 · Balance 10,743.645

F3: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.

F4: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units became fully vested on the date that is three months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2023, 2024 and 2025.

Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2026-12-15Direct20,760.7607 Reported balance After 2024-12-15 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2024-12-15 · Exercise / conversion · Disposed 8,605.312 · Balance 20,760.7607

F3: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.

F5: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units became fully vested on the date that is three months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2024, 2025 and 2026.

Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2026-12-15Direct19,577.7215 Reported balance After 2024-12-15 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2024-12-15 · Exercise / conversion · Disposed 1,183.0392 · Balance 19,577.7215

F3: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.

F5: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units became fully vested on the date that is three months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2024, 2025 and 2026.

Common StockSEC Table I · non-derivativeIndirectby Spouse's Trust45,453 Reported balance Holding disclosure · report date 2024-12-15 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 45,453

F2: Securities held by Premier Trust, as trustee.

Common StockSEC Table I · non-derivativeIndirectby Trust45,453 Reported balance Holding disclosure · report date 2024-12-15 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 45,453

F2: Securities held by Premier Trust, as trustee.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the terms of the Executive Restricted Stock Unit Agreements governing the applicable awards, the Restricted Stock Units granted to the reporting person in December 2023 became fully vested upon the reporting person's attainment of Normal Retirement Age (as defined in such agreements). These shares represent shares withheld to cover the tax liability associated with the vesting of such Restricted Stock Units.

F2: Securities held by Premier Trust, as trustee.

F3: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.

F4: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units became fully vested on the date that is three months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2023, 2024 and 2025.

F5: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units became fully vested on the date that is three months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2024, 2025 and 2026.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 15, 2024 Filed Dec 16, 2024 22:39 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionRestricted Stock Unit · Derivative 1,183.0392 $0.00 $0.00
Disclosure

SEC source: 0001888316-24-000087 · edgardoc.xml · derivative · entry 10

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,577.7215

Underlying: Common Stock · 1,183.0392 shares

Expires 2026-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.

F5 · derivative.exercise_date: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units became fully vested on the date that is three months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2024, 2025 and 2026.

F5 · derivative.expiration_date: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units became fully vested on the date that is three months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2024, 2025 and 2026.

Read SEC document
December 15, 2024 Filed Dec 16, 2024 22:39 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionRestricted Stock Unit · Derivative 8,605.312 $0.00 $0.00
Disclosure

SEC source: 0001888316-24-000087 · edgardoc.xml · derivative · entry 9

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,760.7607

Underlying: Common Stock · 8,605.312 shares

Expires 2026-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.

F5 · derivative.exercise_date: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units became fully vested on the date that is three months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2024, 2025 and 2026.

F5 · derivative.expiration_date: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units became fully vested on the date that is three months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2024, 2025 and 2026.

Read SEC document
December 15, 2024 Filed Dec 16, 2024 22:39 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionRestricted Stock Unit · Derivative 10,742.5994 $0.00 $0.00
Disclosure

SEC source: 0001888316-24-000087 · edgardoc.xml · derivative · entry 8

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,743.645

Underlying: Common Stock · 10,742.5994 shares

Expires 2025-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.

F4 · derivative.exercise_date: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units became fully vested on the date that is three months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2023, 2024 and 2025.

F4 · derivative.expiration_date: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units became fully vested on the date that is three months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2023, 2024 and 2025.

Read SEC document
December 15, 2024 Filed Dec 16, 2024 22:39 UTC QUALCOMM INC/DE QCOM · Entity 2852 Tax withholdingCommon Stock 1,183 $158.53 $187,540.99
Disclosure

SEC source: 0001888316-24-000087 · edgardoc.xml · nonDerivative · entry 5

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 242,114

F1 · shares: Pursuant to the terms of the Executive Restricted Stock Unit Agreements governing the applicable awards, the Restricted Stock Units granted to the reporting person in December 2023 became fully vested upon the reporting person's attainment of Normal Retirement Age (as defined in such agreements). These shares represent shares withheld to cover the tax liability associated with the vesting of such Restricted Stock Units.

Read SEC document
December 15, 2024 Filed Dec 16, 2024 22:39 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 1,183 $0.00 $0.00
Disclosure

SEC source: 0001888316-24-000087 · edgardoc.xml · nonDerivative · entry 4

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 243,297

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to the terms of the Executive Restricted Stock Unit Agreements governing the applicable awards, the Restricted Stock Units granted to the reporting person in December 2023 became fully vested upon the reporting person's attainment of Normal Retirement Age (as defined in such agreements). These shares represent shares withheld to cover the tax liability associated with the vesting of such Restricted Stock Units.

Read SEC document
December 15, 2024 Filed Dec 16, 2024 22:39 UTC QUALCOMM INC/DE QCOM · Entity 2852 Tax withholdingCommon Stock 9,102 $158.53 $1,442,940.06
Disclosure

SEC source: 0001888316-24-000087 · edgardoc.xml · nonDerivative · entry 3

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 242,114

Read SEC document
December 15, 2024 Filed Dec 16, 2024 22:39 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 8,605 $0.00 $0.00
Disclosure

SEC source: 0001888316-24-000087 · edgardoc.xml · nonDerivative · entry 2

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 251,216

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2024 Filed Dec 16, 2024 22:39 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 10,742 $0.00 $0.00
Disclosure

SEC source: 0001888316-24-000087 · edgardoc.xml · nonDerivative · entry 1

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 242,611

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2024 Filed Dec 10, 2024 22:11 UTC QUALCOMM INC/DE QCOM · Entity 2852 Tax withholdingCommon Stock 20,206 $160.74 $3,247,912.44
Disclosure

SEC source: 0001888316-24-000080 · edgardoc.xml · nonDerivative · entry 3

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 231,869

Read SEC document
December 09, 2024 Filed Dec 10, 2024 22:11 UTC QUALCOMM INC/DE QCOM · Entity 2852 GrantCommon Stock 16,893 $0.00 $0.00
Disclosure

SEC source: 0001888316-24-000080 · edgardoc.xml · nonDerivative · entry 2

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 252,075

F1 · shares: These shares represent Performance Stock Units that vested on October 1, 2024. On December 9, 2024, the HR and Compensation Committee determined and certified the number of shares to be paid.

Read SEC document
December 09, 2024 Filed Dec 10, 2024 22:11 UTC QUALCOMM INC/DE QCOM · Entity 2852 GrantCommon Stock 23,861 $0.00 $0.00
Disclosure

SEC source: 0001888316-24-000080 · edgardoc.xml · nonDerivative · entry 1

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 235,182

F1 · shares: These shares represent Performance Stock Units that vested on October 1, 2024. On December 9, 2024, the HR and Compensation Committee determined and certified the number of shares to be paid.

Read SEC document
November 08, 2024 Filed Nov 12, 2024 21:06 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 8,000 $172.09 $1,376,720.00
Disclosure

SEC source: 0001888316-24-000076 · edgardoc.xml · nonDerivative · entry 1

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 211,321

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on November 29, 2023.

Read SEC document
October 08, 2024 Filed Oct 10, 2024 21:15 UTC QUALCOMM INC/DE QCOM · Entity 2852 GrantRestricted Stock Unit · Derivative 23,809 $0.00 $0.00
Disclosure

SEC source: 0001888316-24-000068 · edgardoc.xml · derivative · entry 1

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,809

Underlying: Common Stock · 23,809 shares

Expires 2027-10-15

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.

F2 · derivative.exercise_date: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units will be fully vested on the date that is three months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on October 15, 2025, 2026 and 2027.

F2 · derivative.expiration_date: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units will be fully vested on the date that is three months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on October 15, 2025, 2026 and 2027.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 20:56 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionRestricted Stock Unit · Derivative 9,575.2225 $0.00 $0.00
Disclosure

SEC source: 0001888316-24-000064 · edgardoc.xml · derivative · entry 6

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,575.2225 shares

Expires 2024-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.

F4 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on October 1, 2022, 2023 and 2024.

F4 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on October 1, 2022, 2023 and 2024.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 20:56 UTC QUALCOMM INC/DE QCOM · Entity 2852 Tax withholdingCommon Stock 3,618 $165.78 $599,792.04
Disclosure

SEC source: 0001888316-24-000064 · edgardoc.xml · nonDerivative · entry 3

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 219,321

Read SEC document
October 01, 2024 Filed Oct 2, 2024 20:56 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 9,575 $0.00 $0.00
Disclosure

SEC source: 0001888316-24-000064 · edgardoc.xml · nonDerivative · entry 2

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 222,939

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 20:56 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 8,000 $169.80 $1,358,400.00
Disclosure

SEC source: 0001888316-24-000064 · edgardoc.xml · nonDerivative · entry 1

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 213,364

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on November 29, 2023.

Read SEC document
September 03, 2024 Filed Sep 4, 2024 20:06 UTC QUALCOMM INC/DE QCOM · Entity 2852 GiftCommon Stock 623 $0.00 $0.00
Disclosure

SEC source: 0001888316-24-000055 · edgardoc.xml · nonDerivative · entry 2

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 221,364

Read SEC document
September 03, 2024 Filed Sep 4, 2024 20:06 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 8,000 $171.72 $1,373,760.00
Disclosure

SEC source: 0001888316-24-000055 · edgardoc.xml · nonDerivative · entry 1

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 221,987

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on November 29, 2023.

Read SEC document
August 08, 2024 Filed Aug 9, 2024 20:05 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 4,539 $164.40 $746,211.60
Disclosure

SEC source: 0001888316-24-000052 · edgardoc.xml · nonDerivative · entry 1

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Childrens' Trust

Disclosed balance after: 0

F1 · ownership.nature: Shares are held in individual trusts for the benefit of Dr. Thompson's children. Dr. Thompson disclaims all beneficial ownership for the shares held in trusts for the benefit of his children.

Read SEC document
August 02, 2024 Filed Aug 5, 2024 21:03 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 8,000 $160.50 $1,284,000.00
Disclosure

SEC source: 0001888316-24-000051 · edgardoc.xml · nonDerivative · entry 1

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 229,987

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on November 29, 2023.

F2 · balance_after: Includes 94 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2024.

Read SEC document
July 01, 2024 Filed Jul 1, 2024 20:38 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 8,000 $199.47 $1,595,760.00
Disclosure

SEC source: 0001888316-24-000047 · edgardoc.xml · nonDerivative · entry 1

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 237,893

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on November 29, 2023.

Read SEC document
June 03, 2024 Filed Jun 4, 2024 20:07 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 8,000 $209.61 $1,676,880.00
Disclosure

SEC source: 0001888316-24-000045 · edgardoc.xml · nonDerivative · entry 1

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 245,893

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on November 29, 2023.

Read SEC document
May 03, 2024 Filed May 3, 2024 21:54 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 8,000 $182.00 $1,456,000.00
Disclosure

SEC source: 0001888316-24-000036 · edgardoc.xml · nonDerivative · entry 1

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 253,893

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on November 29, 2023.

Read SEC document
April 01, 2024 Filed Apr 2, 2024 20:13 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 8,000 $168.27 $1,346,160.00
Disclosure

SEC source: 0001888316-24-000034 · edgardoc.xml · nonDerivative · entry 1

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 261,893

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on November 29, 2023.

Read SEC document
March 01, 2024 Filed Mar 1, 2024 23:40 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 8,000 $159.39 $1,275,120.00
Disclosure

SEC source: 0001888316-24-000009 · edgardoc.xml · nonDerivative · entry 1

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 269,893

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on November 29, 2023.

F2 · balance_after: Includes 94 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2024.

Read SEC document
December 15, 2023 Filed Dec 18, 2023 22:53 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionRestricted Stock Unit · Derivative 10,542.4711 $0.00 $0.00
Disclosure

SEC source: 0001888316-23-000064 · edgardoc.xml · derivative · entry 6

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,085.9683

Underlying: Common Stock · 10,542.4711 shares

Expires 2025-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.

F4 · derivative.exercise_date: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units will be fully vested on the date that is three months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2023, 2024 and 2025.

F4 · derivative.expiration_date: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units will be fully vested on the date that is three months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2023, 2024 and 2025.

Read SEC document
December 15, 2023 Filed Dec 18, 2023 22:53 UTC QUALCOMM INC/DE QCOM · Entity 2852 Tax withholdingCommon Stock 5,723 $143.13 $819,132.99
Disclosure

SEC source: 0001888316-23-000064 · edgardoc.xml · nonDerivative · entry 2

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 277,799

Read SEC document
December 15, 2023 Filed Dec 18, 2023 22:53 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 10,542 $0.00 $0.00
Disclosure

SEC source: 0001888316-23-000064 · edgardoc.xml · nonDerivative · entry 1

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 283,522

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2023 Filed Dec 15, 2023 21:14 UTC QUALCOMM INC/DE QCOM · Entity 2852 GrantRestricted Stock Unit · Derivative 28,819 $0.00 $0.00
Disclosure

SEC source: 0001888316-23-000059 · edgardoc.xml · derivative · entry 8

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,819

Underlying: Common Stock · 28,819 shares

Expires 2026-12-15

F4 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.

F5 · derivative.exercise_date: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units will be fully vested on the date that is three months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2024, 2025 and 2026.

F5 · derivative.expiration_date: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units will be fully vested on the date that is three months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2024, 2025 and 2026.

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December 13, 2023 Filed Dec 15, 2023 21:14 UTC QUALCOMM INC/DE QCOM · Entity 2852 Tax withholdingCommon Stock 26,026 $138.80 $3,612,408.80
Disclosure

SEC source: 0001888316-23-000059 · edgardoc.xml · nonDerivative · entry 4

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 272,980

Read SEC document
December 13, 2023 Filed Dec 15, 2023 21:14 UTC QUALCOMM INC/DE QCOM · Entity 2852 GrantCommon Stock 52,493 $0.00 $0.00
Disclosure

SEC source: 0001888316-23-000059 · edgardoc.xml · nonDerivative · entry 3

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 299,006

F1 · shares: These shares represent Performance Stock Units that vested on October 1, 2023. On December 13, 2023, the HR and Compensation Committee determined and certified the number of shares to be paid.

Read SEC document
December 13, 2023 Filed Dec 15, 2023 21:14 UTC QUALCOMM INC/DE QCOM · Entity 2852 Tax withholdingCommon Stock 2,674 $138.80 $371,151.20
Disclosure

SEC source: 0001888316-23-000059 · edgardoc.xml · nonDerivative · entry 2

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 246,513

Read SEC document
December 13, 2023 Filed Dec 15, 2023 21:14 UTC QUALCOMM INC/DE QCOM · Entity 2852 GrantCommon Stock 5,392 $0.00 $0.00
Disclosure

SEC source: 0001888316-23-000059 · edgardoc.xml · nonDerivative · entry 1

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 249,187

F1 · shares: These shares represent Performance Stock Units that vested on October 1, 2023. On December 13, 2023, the HR and Compensation Committee determined and certified the number of shares to be paid.

Read SEC document
November 09, 2023 Filed Nov 10, 2023 00:48 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 10,000 $120.11 $1,201,132.00
Disclosure

SEC source: 0001888316-23-000050 · edgardoc.xml · nonDerivative · entry 1

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 243,795

F1 · price: The sale prices for this transaction ranged from $120.10 to $120.15. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
October 01, 2023 Filed Oct 2, 2023 22:35 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionRestricted Stock Unit · Derivative 9,392.4845 $0.00 $0.00
Disclosure

SEC source: 0001888316-23-000046 · edgardoc.xml · derivative · entry 8

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,393.5328

Underlying: Common Stock · 9,392.4845 shares

Expires 2024-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.

F5 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2022, 2023 and 2024.

F5 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2022, 2023 and 2024.

Read SEC document
October 01, 2023 Filed Oct 2, 2023 22:35 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionRestricted Stock Unit · Derivative 11,598.6 $0.00 $0.00
Disclosure

SEC source: 0001888316-23-000046 · edgardoc.xml · derivative · entry 7

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,598.6 shares

Expires 2023-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.

F4 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on October 1, 2021, 2022 and 2023.

F4 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on October 1, 2021, 2022 and 2023.

Read SEC document
October 01, 2023 Filed Oct 2, 2023 22:35 UTC QUALCOMM INC/DE QCOM · Entity 2852 Tax withholdingCommon Stock 8,564 $111.06 $951,117.84
Disclosure

SEC source: 0001888316-23-000046 · edgardoc.xml · nonDerivative · entry 3

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 253,795

Read SEC document
October 01, 2023 Filed Oct 2, 2023 22:35 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 9,392 $0.00 $0.00
Disclosure

SEC source: 0001888316-23-000046 · edgardoc.xml · nonDerivative · entry 2

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 262,359

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2023 Filed Oct 2, 2023 22:35 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 11,598 $0.00 $0.00
Disclosure

SEC source: 0001888316-23-000046 · edgardoc.xml · nonDerivative · entry 1

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 252,967

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 13, 2023 Filed Sep 13, 2023 22:33 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 27,962 $113.23 $3,166,098.11
Disclosure

SEC source: 0001888316-23-000040 · edgardoc.xml · nonDerivative · entry 1

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 241,369

F1 · price: The sale prices for this transaction ranged from $112.93 to $113.40. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Includes 93 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2023.

Read SEC document
February 16, 2023 Filed Feb 17, 2023 21:50 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 9,999 $131.80 $1,317,870.20
Disclosure

SEC source: 0001888316-23-000007 · edgardoc.xml · nonDerivative · entry 1

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,238

F1 · price: The sale prices for this transaction ranged from $131.795 to $131.84. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Includes 84 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2023.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 21:16 UTC QUALCOMM INC/DE QCOM · Entity 2852 GrantRestricted Stock Unit · Derivative 30,820 $0.00 $0.00
Disclosure

SEC source: 0001888316-22-000055 · edgardoc.xml · derivative · entry 8

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,820

Underlying: Common Stock · 30,820 shares

Expires 2025-12-15

F4 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.

F5 · derivative.exercise_date: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units will be fully vested on the date that is three months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2023, 2024 and 2025.

F5 · derivative.expiration_date: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units will be fully vested on the date that is three months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2023, 2024 and 2025.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 21:16 UTC QUALCOMM INC/DE QCOM · Entity 2852 Tax withholdingCommon Stock 33,973 $123.30 $4,188,870.90
Disclosure

SEC source: 0001888316-22-000055 · edgardoc.xml · nonDerivative · entry 4

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,153

Read SEC document
December 05, 2022 Filed Dec 7, 2022 21:16 UTC QUALCOMM INC/DE QCOM · Entity 2852 GrantCommon Stock 68,520 $0.00 $0.00
Disclosure

SEC source: 0001888316-22-000055 · edgardoc.xml · nonDerivative · entry 3

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,126

F1 · shares: These shares represent Performance Stock Units that vested on October 1, 2022. On December 5, 2022, the HR and Compensation Committee determined and certified the number of shares to be paid.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 21:16 UTC QUALCOMM INC/DE QCOM · Entity 2852 Tax withholdingCommon Stock 24,499 $123.30 $3,020,726.70
Disclosure

SEC source: 0001888316-22-000055 · edgardoc.xml · nonDerivative · entry 2

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,606

Read SEC document
December 05, 2022 Filed Dec 7, 2022 21:16 UTC QUALCOMM INC/DE QCOM · Entity 2852 GrantCommon Stock 49,412 $0.00 $0.00
Disclosure

SEC source: 0001888316-22-000055 · edgardoc.xml · nonDerivative · entry 1

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,105

F1 · shares: These shares represent Performance Stock Units that vested on October 1, 2022. On December 5, 2022, the HR and Compensation Committee determined and certified the number of shares to be paid.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 20:30 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionRestricted Stock Unit · Derivative 9,145.3478 $0.00 $0.00
Disclosure

SEC source: 0001888316-22-000045 · edgardoc.xml · derivative · entry 12

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,291.7162

Underlying: Common Stock · 9,145.3478 shares

Expires 2024-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F7 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2022, 2023 and 2024.

F7 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2022, 2023 and 2024.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 20:30 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionRestricted Stock Unit · Derivative 11,293.4156 $0.00 $0.00
Disclosure

SEC source: 0001888316-22-000045 · edgardoc.xml · derivative · entry 11

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,293.4156

Underlying: Common Stock · 11,293.4156 shares

Expires 2023-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F6 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2021, 2022 and 2023.

F6 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2021, 2022 and 2023.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 20:30 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionRestricted Stock Unit · Derivative 19,339.1723 $0.00 $0.00
Disclosure

SEC source: 0001888316-22-000045 · edgardoc.xml · derivative · entry 10

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,339.1723 shares

Expires 2022-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F5 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on October 1, 2020, 2021 and 2022.

F5 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on October 1, 2020, 2021 and 2022.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.