Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Atomera IncATOM · Entity 1513 | CFO | September 01, 2026 | September 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Atomera Inc
Report date September 01, 2026 · Filed September 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 246,849 |
Ending reported balance
After 2026-09-01 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2026-09-01 · Sale · Disposed 2,515 · Balance 250,838 F1: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction pursuant to Rule 10b5-1(c)(1)(ii)(D)(3) under the Exchange Act. Row 2 · 2026-09-01 · Sale · Disposed 1,020 · Balance 249,818 F1: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction pursuant to Rule 10b5-1(c)(1)(ii)(D)(3) under the Exchange Act. Row 3 · 2026-09-01 · Sale · Disposed 2,085 · Balance 247,733 F1: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction pursuant to Rule 10b5-1(c)(1)(ii)(D)(3) under the Exchange Act. Row 4 · 2026-09-01 · Sale · Disposed 884 · Balance 246,849 F1: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction pursuant to Rule 10b5-1(c)(1)(ii)(D)(3) under the Exchange Act. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction pursuant to Rule 10b5-1(c)(1)(ii)(D)(3) under the Exchange Act.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 01, 2022 Filed Jun 3, 2022 20:58 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 138 | $12.06 | $1,664.28 |
DisclosureSEC source: 0001683168-22-004164 · ownership.xml · nonDerivative · entry 4 Laurencio Francis · CIK 0001680612 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,548 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 20:58 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 266 | $12.06 | $3,207.96 |
DisclosureSEC source: 0001683168-22-004164 · ownership.xml · nonDerivative · entry 3 Laurencio Francis · CIK 0001680612 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,686 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 20:58 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 894 | $12.06 | $10,781.64 |
DisclosureSEC source: 0001683168-22-004164 · ownership.xml · nonDerivative · entry 2 Laurencio Francis · CIK 0001680612 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,952 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 20:58 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 673 | $12.06 | $8,116.38 |
DisclosureSEC source: 0001683168-22-004164 · ownership.xml · nonDerivative · entry 1 Laurencio Francis · CIK 0001680612 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,846 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| March 02, 2022 Filed Mar 3, 2022 21:01 UTC | Atomera Inc ATOM · Entity 1513 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $3.90 | $0.00 |
DisclosureSEC source: 0001683168-22-001417 · ownership.xml · derivative · entry 8 Laurencio Francis · CIK 0001680612 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,923 Underlying: Common Stock · 2,000 shares Expires 2029-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total. Read SEC document |
| March 02, 2022 Filed Mar 3, 2022 21:01 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 2,000 | $15.15 | $30,300.00 |
DisclosureSEC source: 0001683168-22-001417 · ownership.xml · nonDerivative · entry 7 Laurencio Francis · CIK 0001680612 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,519 F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| March 02, 2022 Filed Mar 3, 2022 21:01 UTC | Atomera Inc ATOM · Entity 1513 | Exercise / conversionCommon Stock | 2,000 | $3.90 | $7,800.00 |
DisclosureSEC source: 0001683168-22-001417 · ownership.xml · nonDerivative · entry 6 Laurencio Francis · CIK 0001680612 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,519 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total. Read SEC document |
| March 02, 2022 Filed Mar 3, 2022 21:01 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 1,500 | $15.14 | $22,710.00 |
DisclosureSEC source: 0001683168-22-001417 · ownership.xml · nonDerivative · entry 5 Laurencio Francis · CIK 0001680612 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,519 F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 21:01 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 779 | $15.95 | $12,425.05 |
DisclosureSEC source: 0001683168-22-001417 · ownership.xml · nonDerivative · entry 4 Laurencio Francis · CIK 0001680612 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,019 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 21:01 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 1,044 | $15.95 | $16,651.80 |
DisclosureSEC source: 0001683168-22-001417 · ownership.xml · nonDerivative · entry 3 Laurencio Francis · CIK 0001680612 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,798 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 21:01 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 758 | $15.95 | $12,090.10 |
DisclosureSEC source: 0001683168-22-001417 · ownership.xml · nonDerivative · entry 2 Laurencio Francis · CIK 0001680612 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,842 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 21:01 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 163 | $15.95 | $2,599.85 |
DisclosureSEC source: 0001683168-22-001417 · ownership.xml · nonDerivative · entry 1 Laurencio Francis · CIK 0001680612 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,600 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 21:02 UTC | Atomera Inc ATOM · Entity 1513 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 18,639 | $0.00 Strike: $14.54 | $0.00 |
DisclosureSEC source: 0001683168-22-001293 · ownership.xml · derivative · entry 3 Laurencio Francis · CIK 0001680612 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,639 Underlying: Common Stock · 18,639 shares Expires 2032-02-23 F1 · derivative.exercise_date: 6.25% shall vest each quarter for the next 48 months commencing on June 1, 2022 Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 21:02 UTC | Atomera Inc ATOM · Entity 1513 | GrantIncentive Stock Option (right to buy) · Derivative | 7,153 | $0.00 Strike: $14.54 | $0.00 |
DisclosureSEC source: 0001683168-22-001293 · ownership.xml · derivative · entry 2 Laurencio Francis · CIK 0001680612 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,153 Underlying: Common Stock · 7,153 shares Expires 2032-02-23 F1 · derivative.exercise_date: 6.25% shall vest each quarter for the next 48 months commencing on June 1, 2022 Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 21:02 UTC | Atomera Inc ATOM · Entity 1513 | GrantCommon Stock | 12,112 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-22-001293 · ownership.xml · nonDerivative · entry 1 Laurencio Francis · CIK 0001680612 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,763 F1 · shares: 6.25% shall vest each quarter for the next 48 months commencing on June 1, 2022 Read SEC document |
| December 02, 2021 Filed Dec 3, 2021 22:06 UTC | Atomera Inc ATOM · Entity 1513 | Exercise / conversionStock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $3.90 | $0.00 |
DisclosureSEC source: 0001683168-21-006095 · ownership.xml · derivative · entry 8 Laurencio Francis · CIK 0001680612 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,923 Underlying: Common Stock · 2,000 shares Expires 2029-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total. Read SEC document |
| December 02, 2021 Filed Dec 3, 2021 22:06 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 1,500 | $22.69 | $34,035.00 |
DisclosureSEC source: 0001683168-21-006095 · ownership.xml · nonDerivative · entry 7 Laurencio Francis · CIK 0001680612 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,651 F3 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| December 02, 2021 Filed Dec 3, 2021 22:06 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 2,000 | $22.70 | $45,400.00 |
DisclosureSEC source: 0001683168-21-006095 · ownership.xml · nonDerivative · entry 6 Laurencio Francis · CIK 0001680612 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,151 Read SEC document |
| December 02, 2021 Filed Dec 3, 2021 22:06 UTC | Atomera Inc ATOM · Entity 1513 | Exercise / conversionCommon Stock | 2,000 | $3.90 | $7,800.00 |
DisclosureSEC source: 0001683168-21-006095 · ownership.xml · nonDerivative · entry 5 Laurencio Francis · CIK 0001680612 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,151 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 22:06 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 1,438 | $24.24 | $34,857.12 |
DisclosureSEC source: 0001683168-21-006095 · ownership.xml · nonDerivative · entry 4 Laurencio Francis · CIK 0001680612 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,151 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 22:06 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 894 | $24.24 | $21,670.56 |
DisclosureSEC source: 0001683168-21-006095 · ownership.xml · nonDerivative · entry 3 Laurencio Francis · CIK 0001680612 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,589 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 22:06 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 1,083 | $24.24 | $26,251.92 |
DisclosureSEC source: 0001683168-21-006095 · ownership.xml · nonDerivative · entry 2 Laurencio Francis · CIK 0001680612 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,483 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 22:06 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 221 | $24.24 | $5,357.04 |
DisclosureSEC source: 0001683168-21-006095 · ownership.xml · nonDerivative · entry 1 Laurencio Francis · CIK 0001680612 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,566 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| September 02, 2021 Filed Sep 3, 2021 20:02 UTC | Atomera Inc ATOM · Entity 1513 | Exercise / conversionStock Options (Right to Buy) · Derivative | 2,000 | $0.00 Strike: $3.90 | $0.00 |
DisclosureSEC source: 0001683168-21-004095 · ownership.xml · derivative · entry 5 Laurencio Francis · CIK 0001680612 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,923 Underlying: Common Stock · 2,000 shares Expires 2029-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total. Read SEC document |
| September 02, 2021 Filed Sep 3, 2021 20:02 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 2,000 | $24.53 | $49,060.00 |
DisclosureSEC source: 0001683168-21-004095 · ownership.xml · nonDerivative · entry 4 Laurencio Francis · CIK 0001680612 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,787 F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| September 02, 2021 Filed Sep 3, 2021 20:02 UTC | Atomera Inc ATOM · Entity 1513 | Exercise / conversionCommon Stock | 2,000 | $3.90 | $7,800.00 |
DisclosureSEC source: 0001683168-21-004095 · ownership.xml · nonDerivative · entry 3 Laurencio Francis · CIK 0001680612 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,787 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total. Read SEC document |
| September 02, 2021 Filed Sep 3, 2021 20:02 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 1,500 | $24.54 | $36,810.00 |
DisclosureSEC source: 0001683168-21-004095 · ownership.xml · nonDerivative · entry 2 Laurencio Francis · CIK 0001680612 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,787 F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 20:02 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 3,655 | $24.40 | $89,182.00 |
DisclosureSEC source: 0001683168-21-004095 · ownership.xml · nonDerivative · entry 1 Laurencio Francis · CIK 0001680612 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,287 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| June 02, 2021 Filed Jun 3, 2021 20:04 UTC | Atomera Inc ATOM · Entity 1513 | Exercise / conversionStock Options (Right to Buy) · Derivative | 2,000 | $0.00 Strike: $3.90 | $0.00 |
DisclosureSEC source: 0001683168-21-002336 · ownership.xml · derivative · entry 5 Laurencio Francis · CIK 0001680612 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,923 Underlying: Common Stock · 2,000 shares Expires 2029-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total. Read SEC document |
| June 02, 2021 Filed Jun 3, 2021 20:04 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 2,000 | $17.89 | $35,780.00 |
DisclosureSEC source: 0001683168-21-002336 · ownership.xml · nonDerivative · entry 4 Laurencio Francis · CIK 0001680612 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,942 F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| June 02, 2021 Filed Jun 3, 2021 20:04 UTC | Atomera Inc ATOM · Entity 1513 | Exercise / conversionCommon Stock | 2,000 | $3.90 | $7,800.00 |
DisclosureSEC source: 0001683168-21-002336 · ownership.xml · nonDerivative · entry 3 Laurencio Francis · CIK 0001680612 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,942 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total. Read SEC document |
| June 02, 2021 Filed Jun 3, 2021 20:04 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 1,500 | $17.87 | $26,805.00 |
DisclosureSEC source: 0001683168-21-002336 · ownership.xml · nonDerivative · entry 2 Laurencio Francis · CIK 0001680612 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,942 F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 20:04 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 3,644 | $17.55 | $63,952.20 |
DisclosureSEC source: 0001683168-21-002336 · ownership.xml · nonDerivative · entry 1 Laurencio Francis · CIK 0001680612 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,442 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| March 04, 2021 Filed Mar 5, 2021 22:12 UTC | Atomera Inc ATOM · Entity 1513 | GrantStock Options (Right to Buy) · Derivative | 13,904 | $0.00 Strike: $22.38 | $0.00 |
DisclosureSEC source: 0001683168-21-000796 · ownership.xml · derivative · entry 2 Laurencio Francis · CIK 0001680612 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,904 Underlying: Common Stock · 13,904 shares Expires 2031-03-04 F1 · derivative.exercise_date: 6.25% shall vest each quarter for the next 48 months commencing on June 1, 2021 Read SEC document |
| March 04, 2021 Filed Mar 5, 2021 22:12 UTC | Atomera Inc ATOM · Entity 1513 | GrantCommon Stock | 6,256 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-21-000796 · ownership.xml · nonDerivative · entry 1 Laurencio Francis · CIK 0001680612 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,086 F1 · shares: 6.25% shall vest each quarter for the next 48 months commencing on June 1, 2021 Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 02:37 UTC | Atomera Inc ATOM · Entity 1513 | Exercise / conversionStock Options (Right to Buy) · Derivative | 2,000 | $0.00 Strike: $3.90 | $0.00 |
DisclosureSEC source: 0001683168-21-000770 · ownership.xml · derivative · entry 8 Laurencio Francis · CIK 0001680612 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,923 Underlying: Common Stock · 2,000 shares Expires 2029-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 02:37 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 2,000 | $31.32 | $62,640.00 |
DisclosureSEC source: 0001683168-21-000770 · ownership.xml · nonDerivative · entry 6 Laurencio Francis · CIK 0001680612 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,830 F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 02:37 UTC | Atomera Inc ATOM · Entity 1513 | Exercise / conversionCommon Stock | 2,000 | $3.90 | $7,800.00 |
DisclosureSEC source: 0001683168-21-000770 · ownership.xml · nonDerivative · entry 5 Laurencio Francis · CIK 0001680612 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,830 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 02:37 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 1,500 | $31.34 | $47,010.00 |
DisclosureSEC source: 0001683168-21-000770 · ownership.xml · nonDerivative · entry 2 Laurencio Francis · CIK 0001680612 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,830 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| March 01, 2021 Filed Mar 4, 2021 02:37 UTC | Atomera Inc ATOM · Entity 1513 | Exercise / conversionStock Options (Right to Buy) · Derivative | 37,000 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001683168-21-000770 · ownership.xml · derivative · entry 7 Laurencio Francis · CIK 0001680612 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,543 Underlying: Common Stock · 37,000 shares Expires 2026-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total. Read SEC document |
| March 01, 2021 Filed Mar 4, 2021 02:37 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 37,000 | $27.72 | $1,025,640.00 |
DisclosureSEC source: 0001683168-21-000770 · ownership.xml · nonDerivative · entry 4 Laurencio Francis · CIK 0001680612 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,830 F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| March 01, 2021 Filed Mar 4, 2021 02:37 UTC | Atomera Inc ATOM · Entity 1513 | Exercise / conversionCommon Stock | 37,000 | $7.50 | $277,500.00 |
DisclosureSEC source: 0001683168-21-000770 · ownership.xml · nonDerivative · entry 3 Laurencio Francis · CIK 0001680612 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,830 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total. Read SEC document |
| March 01, 2021 Filed Mar 4, 2021 02:37 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 2,721 | $27.67 | $75,290.07 |
DisclosureSEC source: 0001683168-21-000770 · ownership.xml · nonDerivative · entry 1 Laurencio Francis · CIK 0001680612 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,330 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| December 02, 2020 Filed Dec 4, 2020 00:48 UTC | Atomera Inc ATOM · Entity 1513 | Disposition to issuerStock Options (Right to Buy) · Derivative | 2,000 | $9.47 Strike: $3.90 | $18,940.00 |
DisclosureSEC source: 0001683168-20-004165 · ownership.xml · derivative · entry 3 Laurencio Francis · CIK 0001680612 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,923 Underlying: Common Stock · 2,000 shares Expires 2029-02-27 F3 · derivative.exercise_date: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total number of 74,923 stock options granted to the Reporting Person on February 27, 2019. Read SEC document |
| December 02, 2020 Filed Dec 4, 2020 00:48 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 1,500 | $9.47 | $14,205.00 |
DisclosureSEC source: 0001683168-20-004165 · ownership.xml · nonDerivative · entry 2 Laurencio Francis · CIK 0001680612 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,051 F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person of vested restricted stock. Read SEC document |
| December 01, 2020 Filed Dec 4, 2020 00:48 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 2,708 | $9.50 | $25,726.00 |
DisclosureSEC source: 0001683168-20-004165 · ownership.xml · nonDerivative · entry 1 Laurencio Francis · CIK 0001680612 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,551 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| September 02, 2020 Filed Sep 3, 2020 23:36 UTC | Atomera Inc ATOM · Entity 1513 | Disposition to issuerStock Options (Right to Buy) · Derivative | 2,000 | $11.14 Strike: $3.90 | $22,280.00 |
DisclosureSEC source: 0001683168-20-003021 · ownership.xml · derivative · entry 3 Laurencio Francis · CIK 0001680612 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,923 Underlying: Common Stock · 2,000 shares Expires 2029-02-27 F3 · derivative.exercise_date: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total number of 76,923 stock options granted to the Reporting Person on February 27, 2019. Read SEC document |
| September 02, 2020 Filed Sep 3, 2020 23:36 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 1,500 | $11.13 | $16,695.00 |
DisclosureSEC source: 0001683168-20-003021 · ownership.xml · nonDerivative · entry 2 Laurencio Francis · CIK 0001680612 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,259 F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person of vested restricted stock. Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 23:36 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 2,697 | $12.92 | $34,845.24 |
DisclosureSEC source: 0001683168-20-003021 · ownership.xml · nonDerivative · entry 1 Laurencio Francis · CIK 0001680612 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,759 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 20:06 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 2,729 | $8.58 | $23,414.82 |
DisclosureSEC source: 0001683168-20-001817 · ownership.xml · nonDerivative · entry 1 Laurencio Francis · CIK 0001680612 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,456 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.