Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Atomera IncATOM · Entity 1513 | CFO | September 01, 2026 | September 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Atomera Inc
Report date September 01, 2026 · Filed September 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 246,849 |
Ending reported balance
After 2026-09-01 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2026-09-01 · Sale · Disposed 2,515 · Balance 250,838 F1: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction pursuant to Rule 10b5-1(c)(1)(ii)(D)(3) under the Exchange Act. Row 2 · 2026-09-01 · Sale · Disposed 1,020 · Balance 249,818 F1: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction pursuant to Rule 10b5-1(c)(1)(ii)(D)(3) under the Exchange Act. Row 3 · 2026-09-01 · Sale · Disposed 2,085 · Balance 247,733 F1: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction pursuant to Rule 10b5-1(c)(1)(ii)(D)(3) under the Exchange Act. Row 4 · 2026-09-01 · Sale · Disposed 884 · Balance 246,849 F1: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction pursuant to Rule 10b5-1(c)(1)(ii)(D)(3) under the Exchange Act. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction pursuant to Rule 10b5-1(c)(1)(ii)(D)(3) under the Exchange Act.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 19, 2025 Filed Feb 22, 2025 00:40 UTC | Atomera Inc ATOM · Entity 1513 | GrantCommon Stock | 15,824 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-25-001192 · ownership.xml · nonDerivative · entry 3 Laurencio Francis · CIK 0001680612 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 172,442 F3 · shares: Each performance stock unit represents a contingent right to receive one share of common stock subject to achieving certain performance criteria. The performance period is January 1, 2025 through December 31, 2026 with vesting on March 1, 2027. Read SEC document |
| February 19, 2025 Filed Feb 22, 2025 00:40 UTC | Atomera Inc ATOM · Entity 1513 | GrantCommon Stock | 15,824 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-25-001192 · ownership.xml · nonDerivative · entry 2 Laurencio Francis · CIK 0001680612 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 156,618 F2 · shares: Each performance stock unit represents a contingent right to receive one share of common stock subject to achieving certain performance criteria. The performance period is January 1, 2025 through December 31, 2025 with vesting on March 1, 2026. Read SEC document |
| February 19, 2025 Filed Feb 22, 2025 00:40 UTC | Atomera Inc ATOM · Entity 1513 | GrantCommon Stock | 47,472 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-25-001192 · ownership.xml · nonDerivative · entry 1 Laurencio Francis · CIK 0001680612 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 140,794 F1 · shares: Each restricted stock unit represents a contingent right to receive one share of common stock of which 8.33% shall vest each quarter for the next 36 months commencing on June 1, 2025. Read SEC document |
| December 02, 2024 Filed Dec 3, 2024 21:00 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 204 | $6.06 | $1,236.24 |
DisclosureSEC source: 0001683168-24-008482 · ownership.xml · nonDerivative · entry 4 Laurencio Francis · CIK 0001680612 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,322 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| December 02, 2024 Filed Dec 3, 2024 21:00 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 394 | $6.06 | $2,387.64 |
DisclosureSEC source: 0001683168-24-008482 · ownership.xml · nonDerivative · entry 3 Laurencio Francis · CIK 0001680612 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,526 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| December 02, 2024 Filed Dec 3, 2024 21:00 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 1,007 | $6.06 | $6,102.42 |
DisclosureSEC source: 0001683168-24-008482 · ownership.xml · nonDerivative · entry 2 Laurencio Francis · CIK 0001680612 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,920 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| December 02, 2024 Filed Dec 3, 2024 21:00 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 873 | $6.06 | $5,290.38 |
DisclosureSEC source: 0001683168-24-008482 · ownership.xml · nonDerivative · entry 1 Laurencio Francis · CIK 0001680612 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 94,927 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| September 03, 2024 Filed Sep 4, 2024 23:08 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 1,038 | $2.58 | $2,678.04 |
DisclosureSEC source: 0001683168-24-006197 · ownership.xml · nonDerivative · entry 4 Laurencio Francis · CIK 0001680612 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,800 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| September 03, 2024 Filed Sep 4, 2024 23:08 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 210 | $2.58 | $541.80 |
DisclosureSEC source: 0001683168-24-006197 · ownership.xml · nonDerivative · entry 3 Laurencio Francis · CIK 0001680612 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 96,838 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| September 03, 2024 Filed Sep 4, 2024 23:08 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 900 | $2.58 | $2,322.00 |
DisclosureSEC source: 0001683168-24-006197 · ownership.xml · nonDerivative · entry 2 Laurencio Francis · CIK 0001680612 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 97,048 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| September 03, 2024 Filed Sep 4, 2024 23:08 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 406 | $2.58 | $1,047.48 |
DisclosureSEC source: 0001683168-24-006197 · ownership.xml · nonDerivative · entry 1 Laurencio Francis · CIK 0001680612 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 97,948 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| June 03, 2024 Filed Jun 5, 2024 22:02 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 998 | $4.13 | $4,121.74 |
DisclosureSEC source: 0001683168-24-004009 · ownership.xml · nonDerivative · entry 4 Laurencio Francis · CIK 0001680612 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 98,354 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| June 03, 2024 Filed Jun 5, 2024 22:02 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 866 | $4.13 | $3,576.58 |
DisclosureSEC source: 0001683168-24-004009 · ownership.xml · nonDerivative · entry 3 Laurencio Francis · CIK 0001680612 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 99,352 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| June 03, 2024 Filed Jun 5, 2024 22:02 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 394 | $4.13 | $1,627.22 |
DisclosureSEC source: 0001683168-24-004009 · ownership.xml · nonDerivative · entry 2 Laurencio Francis · CIK 0001680612 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,218 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| June 03, 2024 Filed Jun 5, 2024 22:02 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 206 | $4.13 | $850.78 |
DisclosureSEC source: 0001683168-24-004009 · ownership.xml · nonDerivative · entry 1 Laurencio Francis · CIK 0001680612 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,612 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:02 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 869 | $6.20 | $5,387.80 |
DisclosureSEC source: 0001683168-24-001320 · ownership.xml · nonDerivative · entry 4 Laurencio Francis · CIK 0001680612 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,818 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:02 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 393 | $6.20 | $2,436.60 |
DisclosureSEC source: 0001683168-24-001320 · ownership.xml · nonDerivative · entry 3 Laurencio Francis · CIK 0001680612 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,687 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:02 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 1,324 | $6.20 | $8,208.80 |
DisclosureSEC source: 0001683168-24-001320 · ownership.xml · nonDerivative · entry 2 Laurencio Francis · CIK 0001680612 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 102,080 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:02 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 204 | $6.20 | $1,264.80 |
DisclosureSEC source: 0001683168-24-001320 · ownership.xml · nonDerivative · entry 1 Laurencio Francis · CIK 0001680612 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 103,404 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| February 21, 2024 Filed Feb 23, 2024 00:00 UTC | Atomera Inc ATOM · Entity 1513 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 44,899 | $0.00 Strike: $6.46 | $0.00 |
DisclosureSEC source: 0001683168-24-001135 · ownership.xml · derivative · entry 3 Laurencio Francis · CIK 0001680612 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,899 Underlying: Common Stock · 44,899 shares Expires 2034-02-21 F2 · derivative.exercise_date: 6.25% shall vest each quarter for the next 48 months commencing on June 1, 2024 Read SEC document |
| February 21, 2024 Filed Feb 23, 2024 00:00 UTC | Atomera Inc ATOM · Entity 1513 | GrantIncentive Stock Option (right to buy) · Derivative | 15,885 | $0.00 Strike: $6.46 | $0.00 |
DisclosureSEC source: 0001683168-24-001135 · ownership.xml · derivative · entry 2 Laurencio Francis · CIK 0001680612 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,885 Underlying: Common Stock · 15,885 shares Expires 2034-02-21 F2 · derivative.exercise_date: 6.25% shall vest each quarter for the next 48 months commencing on June 1, 2024 Read SEC document |
| February 21, 2024 Filed Feb 23, 2024 00:00 UTC | Atomera Inc ATOM · Entity 1513 | GrantCommon Stock | 30,960 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-24-001135 · ownership.xml · nonDerivative · entry 1 Laurencio Francis · CIK 0001680612 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 103,608 F1 · shares: 6.25% shall vest each quarter for the next 48 months commencing on June 1, 2024 Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 21:01 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 1,316 | $6.67 | $8,777.72 |
DisclosureSEC source: 0001683168-23-008634 · ownership.xml · nonDerivative · entry 4 Laurencio Francis · CIK 0001680612 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,648 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 21:01 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 864 | $6.67 | $5,762.88 |
DisclosureSEC source: 0001683168-23-008634 · ownership.xml · nonDerivative · entry 3 Laurencio Francis · CIK 0001680612 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,964 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 21:01 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 202 | $6.67 | $1,347.34 |
DisclosureSEC source: 0001683168-23-008634 · ownership.xml · nonDerivative · entry 2 Laurencio Francis · CIK 0001680612 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,828 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 21:01 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 390 | $6.67 | $2,601.30 |
DisclosureSEC source: 0001683168-23-008634 · ownership.xml · nonDerivative · entry 1 Laurencio Francis · CIK 0001680612 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,030 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| September 01, 2023 Filed Sep 5, 2023 21:35 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 1,291 | $6.28 | $8,107.48 |
DisclosureSEC source: 0001683168-23-006271 · ownership.xml · nonDerivative · entry 4 Laurencio Francis · CIK 0001680612 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,420 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| September 01, 2023 Filed Sep 5, 2023 21:35 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 199 | $6.28 | $1,249.72 |
DisclosureSEC source: 0001683168-23-006271 · ownership.xml · nonDerivative · entry 3 Laurencio Francis · CIK 0001680612 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,711 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| September 01, 2023 Filed Sep 5, 2023 21:35 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 383 | $6.28 | $2,405.24 |
DisclosureSEC source: 0001683168-23-006271 · ownership.xml · nonDerivative · entry 2 Laurencio Francis · CIK 0001680612 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,910 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| September 01, 2023 Filed Sep 5, 2023 21:35 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 848 | $6.28 | $5,325.44 |
DisclosureSEC source: 0001683168-23-006271 · ownership.xml · nonDerivative · entry 1 Laurencio Francis · CIK 0001680612 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,293 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 21:37 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 1,298 | $9.00 | $11,682.00 |
DisclosureSEC source: 0001683168-23-003887 · ownership.xml · nonDerivative · entry 4 Laurencio Francis · CIK 0001680612 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 78,141 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 21:37 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 852 | $9.00 | $7,668.00 |
DisclosureSEC source: 0001683168-23-003887 · ownership.xml · nonDerivative · entry 3 Laurencio Francis · CIK 0001680612 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,439 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 21:37 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 385 | $9.00 | $3,465.00 |
DisclosureSEC source: 0001683168-23-003887 · ownership.xml · nonDerivative · entry 2 Laurencio Francis · CIK 0001680612 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,291 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 21:37 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 199 | $9.00 | $1,791.00 |
DisclosureSEC source: 0001683168-23-003887 · ownership.xml · nonDerivative · entry 1 Laurencio Francis · CIK 0001680612 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,676 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:03 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 140 | $6.49 | $908.60 |
DisclosureSEC source: 0001683168-23-001280 · ownership.xml · nonDerivative · entry 4 Laurencio Francis · CIK 0001680612 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,875 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:03 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 270 | $6.49 | $1,752.30 |
DisclosureSEC source: 0001683168-23-001280 · ownership.xml · nonDerivative · entry 3 Laurencio Francis · CIK 0001680612 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,015 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:03 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 667 | $6.49 | $4,328.83 |
DisclosureSEC source: 0001683168-23-001280 · ownership.xml · nonDerivative · entry 2 Laurencio Francis · CIK 0001680612 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,285 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:03 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 885 | $6.49 | $5,743.65 |
DisclosureSEC source: 0001683168-23-001280 · ownership.xml · nonDerivative · entry 1 Laurencio Francis · CIK 0001680612 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,952 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| February 23, 2023 Filed Feb 28, 2023 17:44 UTC | Atomera Inc ATOM · Entity 1513 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 38,457 | $0.00 Strike: $6.56 | $0.00 |
DisclosureSEC source: 0001683168-23-001183 · ownership.xml · derivative · entry 3 Laurencio Francis · CIK 0001680612 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,457 Underlying: Common Stock · 38,457 shares Expires 2033-02-23 F1 · derivative.exercise_date: 6.25% shall vest each quarter for the next 48 months commencing on June 1, 2023 Read SEC document |
| February 23, 2023 Filed Feb 28, 2023 17:44 UTC | Atomera Inc ATOM · Entity 1513 | GrantIncentive Stock Option (right to buy) · Derivative | 15,015 | $0.00 Strike: $6.56 | $0.00 |
DisclosureSEC source: 0001683168-23-001183 · ownership.xml · derivative · entry 2 Laurencio Francis · CIK 0001680612 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,015 Underlying: Common Stock · 15,015 shares Expires 2033-02-23 F1 · derivative.exercise_date: 6.25% shall vest each quarter for the next 48 months commencing on June 1, 2023 Read SEC document |
| February 23, 2023 Filed Feb 28, 2023 17:44 UTC | Atomera Inc ATOM · Entity 1513 | GrantCommon Stock | 26,832 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-23-001183 · ownership.xml · nonDerivative · entry 1 Laurencio Francis · CIK 0001680612 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,837 F1 · shares: 6.25% shall vest each quarter for the next 48 months commencing on June 1, 2023 Read SEC document |
| December 01, 2022 Filed Dec 2, 2022 23:00 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 681 | $8.37 | $5,699.97 |
DisclosureSEC source: 0001683168-22-008181 · ownership.xml · nonDerivative · entry 4 Laurencio Francis · CIK 0001680612 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,005 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| December 01, 2022 Filed Dec 2, 2022 23:00 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 269 | $8.37 | $2,251.53 |
DisclosureSEC source: 0001683168-22-008181 · ownership.xml · nonDerivative · entry 3 Laurencio Francis · CIK 0001680612 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,686 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| December 01, 2022 Filed Dec 2, 2022 23:00 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 139 | $8.37 | $1,163.43 |
DisclosureSEC source: 0001683168-22-008181 · ownership.xml · nonDerivative · entry 2 Laurencio Francis · CIK 0001680612 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,955 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| December 01, 2022 Filed Dec 2, 2022 23:00 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 905 | $8.37 | $7,574.85 |
DisclosureSEC source: 0001683168-22-008181 · ownership.xml · nonDerivative · entry 1 Laurencio Francis · CIK 0001680612 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,094 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| September 01, 2022 Filed Sep 2, 2022 21:13 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 276 | $12.33 | $3,403.08 |
DisclosureSEC source: 0001683168-22-006178 · ownership.xml · nonDerivative · entry 4 Laurencio Francis · CIK 0001680612 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,999 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| September 01, 2022 Filed Sep 2, 2022 21:13 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 700 | $12.34 | $8,638.00 |
DisclosureSEC source: 0001683168-22-006178 · ownership.xml · nonDerivative · entry 3 Laurencio Francis · CIK 0001680612 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,275 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| September 01, 2022 Filed Sep 2, 2022 21:13 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 930 | $12.34 | $11,476.20 |
DisclosureSEC source: 0001683168-22-006178 · ownership.xml · nonDerivative · entry 2 Laurencio Francis · CIK 0001680612 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,975 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| September 01, 2022 Filed Sep 2, 2022 21:13 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 143 | $12.33 | $1,763.19 |
DisclosureSEC source: 0001683168-22-006178 · ownership.xml · nonDerivative · entry 1 Laurencio Francis · CIK 0001680612 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,905 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| June 02, 2022 Filed Jun 3, 2022 20:58 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 1,500 | $11.71 | $17,565.00 |
DisclosureSEC source: 0001683168-22-004164 · ownership.xml · nonDerivative · entry 5 Laurencio Francis · CIK 0001680612 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,048 F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.