Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Atomera IncATOM · Entity 1513 | CFO | September 01, 2026 | September 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Atomera Inc
Report date September 01, 2026 · Filed September 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 246,849 |
Ending reported balance
After 2026-09-01 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2026-09-01 · Sale · Disposed 2,515 · Balance 250,838 F1: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction pursuant to Rule 10b5-1(c)(1)(ii)(D)(3) under the Exchange Act. Row 2 · 2026-09-01 · Sale · Disposed 1,020 · Balance 249,818 F1: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction pursuant to Rule 10b5-1(c)(1)(ii)(D)(3) under the Exchange Act. Row 3 · 2026-09-01 · Sale · Disposed 2,085 · Balance 247,733 F1: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction pursuant to Rule 10b5-1(c)(1)(ii)(D)(3) under the Exchange Act. Row 4 · 2026-09-01 · Sale · Disposed 884 · Balance 246,849 F1: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction pursuant to Rule 10b5-1(c)(1)(ii)(D)(3) under the Exchange Act. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction pursuant to Rule 10b5-1(c)(1)(ii)(D)(3) under the Exchange Act.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 13, 2020 Filed Mar 14, 2020 00:03 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 9,497 | $3.05 | $28,965.85 |
DisclosureSEC source: 0001683168-20-000811 · ownership.xml · nonDerivative · entry 4 Laurencio Francis · CIK 0001680612 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,185 Read SEC document |
| March 12, 2020 Filed Mar 14, 2020 00:03 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 1,503 | $3.06 | $4,599.18 |
DisclosureSEC source: 0001683168-20-000811 · ownership.xml · nonDerivative · entry 3 Laurencio Francis · CIK 0001680612 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,682 Read SEC document |
| March 11, 2020 Filed Mar 14, 2020 00:03 UTC | Atomera Inc ATOM · Entity 1513 | GrantStock Options (Right to Buy) · Derivative | 89,408 | $0.00 Strike: $4.06 | $0.00 |
DisclosureSEC source: 0001683168-20-000811 · ownership.xml · derivative · entry 5 Laurencio Francis · CIK 0001680612 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,408 Underlying: Common Stock · 89,408 shares Expires 2030-03-11 F2 · derivative.exercise_date: Four-year vesting in equal quarterly installments beginning on June 1, 2020. Read SEC document |
| March 11, 2020 Filed Mar 14, 2020 00:03 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 300 | $4.21 | $1,263.00 |
DisclosureSEC source: 0001683168-20-000811 · ownership.xml · nonDerivative · entry 2 Laurencio Francis · CIK 0001680612 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,185 Read SEC document |
| March 11, 2020 Filed Mar 14, 2020 00:03 UTC | Atomera Inc ATOM · Entity 1513 | GrantCommon Stock | 40,880 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-20-000811 · ownership.xml · nonDerivative · entry 1 Laurencio Francis · CIK 0001680612 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,485 F1 · shares: Represents shares issued pursuant to a Restricted Stock Agreement. Risk of forfeiture lapses over four years in equal quarterly increments beginning on June 1, 2020. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 20:47 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 1,814 | $4.23 | $7,673.22 |
DisclosureSEC source: 0001683168-20-000672 · ownership.xml · nonDerivative · entry 1 Laurencio Francis · CIK 0001680612 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,605 F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 22:43 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 1,718 | $2.95 | $5,068.10 |
DisclosureSEC source: 0001683168-19-003888 · ownership.xml · nonDerivative · entry 1 Laurencio Francis · CIK 0001680612 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,419 F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 22:20 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 1,740 | $3.88 | $6,751.20 |
DisclosureSEC source: 0001209191-19-048624 · doc4.xml · nonDerivative · entry 1 Laurencio Francis · CIK 0001680612 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,137 F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported in Table I on the Form 4 filed March 1, 2019, March 22, 2017 and the Form 4 filed on March 6, 2018. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| June 04, 2019 Filed Jun 6, 2019 00:07 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 635 | $4.50 | $2,857.50 |
DisclosureSEC source: 0001209191-19-034962 · doc4.xml · nonDerivative · entry 2 Laurencio Francis · CIK 0001680612 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,877 F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported in Table I on the Form 4 filed on March 22, 2017, the Form 4 filed on March 6, 2018, and the Form 4 filed on March 1, 2019. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| June 03, 2019 Filed Jun 6, 2019 00:07 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 721 | $4.19 | $3,020.99 |
DisclosureSEC source: 0001209191-19-034962 · doc4.xml · nonDerivative · entry 1 Laurencio Francis · CIK 0001680612 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,512 F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported in Table I on the Form 4 filed on March 22, 2017, the Form 4 filed on March 6, 2018, and the Form 4 filed on March 1, 2019. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:20 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 711 | $3.72 | $2,644.92 |
DisclosureSEC source: 0001209191-19-016937 · doc4.xml · nonDerivative · entry 1 Laurencio Francis · CIK 0001680612 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,233 F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported in Table I on the Form 4 filed on March 22, 2017 and the Form 4 filed on March 6, 2018. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| February 27, 2019 Filed Mar 1, 2019 21:19 UTC | Atomera Inc ATOM · Entity 1513 | GrantEmployee Stock Option (Right to Buy) · Derivative | 76,923 | $0.00 Strike: $3.90 | $0.00 |
DisclosureSEC source: 0001209191-19-014969 · doc4.xml · derivative · entry 2 Laurencio Francis · CIK 0001680612 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,923 Underlying: Common Stock · 76,923 shares Expires 2029-02-27 F1 · derivative.exercise_date: 6.25% shall vest each quarter for the next 48 months commencing on June 1, 2019. Read SEC document |
| February 27, 2019 Filed Mar 1, 2019 21:19 UTC | Atomera Inc ATOM · Entity 1513 | GrantCommon Stock | 30,769 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-014969 · doc4.xml · nonDerivative · entry 1 Laurencio Francis · CIK 0001680612 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,944 F1 · shares: 6.25% shall vest each quarter for the next 48 months commencing on June 1, 2019. Read SEC document |
| December 03, 2018 Filed Dec 5, 2018 00:55 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 740 | $3.47 | $2,567.80 |
DisclosureSEC source: 0001209191-18-061085 · doc4.xml · nonDerivative · entry 1 Laurencio Francis · CIK 0001680612 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,175 F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported in Table I on the Form 4 filed on March 22, 2017 and the Form 4 filed on March 6, 2018. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| September 04, 2018 Filed Sep 5, 2018 23:06 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 732 | $5.22 | $3,821.04 |
DisclosureSEC source: 0001209191-18-049658 · doc4.xml · nonDerivative · entry 1 Laurencio Francis · CIK 0001680612 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,915 F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported in Table I on the Form 4 filed on March 22, 2017 and the Form 4 filed on March 6, 2018. This sale is to satisfy tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 20:48 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 2,557 | $5.72 | $14,632.94 |
DisclosureSEC source: 0001209191-18-047399 · doc4.xml · nonDerivative · entry 1 Laurencio Francis · CIK 0001680612 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,647 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.7201 to $5.7582, inclusive. The reporting person undertakes to provide to Atomera Incorporated (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 21:42 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 700 | $5.95 | $4,165.00 |
DisclosureSEC source: 0001209191-18-035873 · doc4.xml · nonDerivative · entry 1 Laurencio Francis · CIK 0001680612 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,204 F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported in Table I on the Form 4 filed on March 22, 2017 and the Form 4 filed on March 6, 2018. This sale is to satisfy tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| March 02, 2018 Filed Mar 7, 2018 00:06 UTC | Atomera Inc ATOM · Entity 1513 | GrantEmployee Stock Option (Right to Buy) · Derivative | 50,768 | $0.00 Strike: $5.64 | $0.00 |
DisclosureSEC source: 0001209191-18-017502 · doc4.xml · derivative · entry 2 Laurencio Francis · CIK 0001680612 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,768 Underlying: Common Stock · 50,768 shares Expires 2028-03-02 F1 · derivative.exercise_date: 6.25% shall vest each quarter for the next 48 months commencing on June 1, 2018. Read SEC document |
| March 02, 2018 Filed Mar 7, 2018 00:06 UTC | Atomera Inc ATOM · Entity 1513 | GrantCommon Stock | 25,392 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017502 · doc4.xml · nonDerivative · entry 1 Laurencio Francis · CIK 0001680612 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,904 F1 · shares: 6.25% shall vest each quarter for the next 48 months commencing on June 1, 2018. Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 22:27 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 186 | $6.09 | $1,132.74 |
DisclosureSEC source: 0001209191-18-015860 · doc4.xml · nonDerivative · entry 1 Laurencio Francis · CIK 0001680612 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,512 F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock grant that was previously reported in Table I on the Form 4 filed on March 22, 2017. This sale is to satisfy tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| September 01, 2017 Filed Sep 6, 2017 22:00 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 344 | $4.05 | $1,393.27 |
DisclosureSEC source: 0001209191-17-051726 · doc4.xml · nonDerivative · entry 1 Laurencio Francis · CIK 0001680612 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,698 F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock grant that was previously reported in Table I on the Form 4 filed on March 22, 2017. This sale is to satisfy tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 22:54 UTC | Atomera Inc ATOM · Entity 1513 | GrantEmployee Stock Option (Right to Buy) · Derivative | 48,337 | $0.00 Strike: $7.01 | $0.00 |
DisclosureSEC source: 0001209191-17-022422 · doc4.xml · derivative · entry 2 Laurencio Francis · CIK 0001680612 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,337 Underlying: Common Stock · 48,337 shares Expires 2027-03-20 F1 · derivative.exercise_date: 12.5% shall vest on September 1, 2017 and 6.25% shall vest each quarter thereafter for the next 42 months commencing on December 1, 2017. Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 22:54 UTC | Atomera Inc ATOM · Entity 1513 | GrantCommon Stock | 7,042 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-022422 · doc4.xml · nonDerivative · entry 1 Laurencio Francis · CIK 0001680612 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,042 F1 · shares: 12.5% shall vest on September 1, 2017 and 6.25% shall vest each quarter thereafter for the next 42 months commencing on December 1, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.