Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Energy Recovery, Inc.ERII · Entity 5679 | VP Operations | February 19, 2020 | February 22, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Energy Recovery, Inc.
Report date February 19, 2020 · Filed February 22, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 60,568 |
Reported balance
After 2020-02-19 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-02-19 · Exercise / conversion · Acquired 1,604 · Balance 60,568 F1: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 15, 2019. |
| Common StockSEC Table I · non-derivative | Direct | 58,964 |
Reported balance
After 2020-02-19 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2020-02-19 · Sale · Disposed 1,604 · Balance 58,964 F1: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 15, 2019. |
| Common StockSEC Table I · non-derivative | Direct | 60,088 |
Reported balance
After 2020-02-20 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2020-02-20 · Exercise / conversion · Acquired 1,124 · Balance 60,088 F1: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 15, 2019. |
| Common StockSEC Table I · non-derivative | Direct | 58,964 |
Reported balance
After 2020-02-20 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2020-02-20 · Sale · Disposed 1,124 · Balance 58,964 F1: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 15, 2019. F2: This figure is the weighted average sales price of multiple trades ranging from $11.00 to $11.07 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. |
| Common StockSEC Table I · non-derivative | Direct | 75,006 |
Reported balance
After 2020-02-20 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2020-02-20 · Exercise / conversion · Acquired 16,042 · Balance 75,006 F1: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 15, 2019. |
| Common StockSEC Table I · non-derivative | Direct | 58,964 |
Reported balance
After 2020-02-20 transaction · row 6
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 6 · 2020-02-20 · Sale · Disposed 16,042 · Balance 58,964 F1: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 15, 2019. F2: This figure is the weighted average sales price of multiple trades ranging from $11.00 to $11.07 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. |
| Common StockSEC Table I · non-derivative | Direct | 60,763 |
Reported balance
After 2020-02-21 transaction · row 7
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 7 · 2020-02-21 · Exercise / conversion · Acquired 1,799 · Balance 60,763 F1: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 15, 2019. |
| Common StockSEC Table I · non-derivative | Direct | 58,964 |
Reported balance
After 2020-02-21 transaction · row 8
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 8 · 2020-02-21 · Sale · Disposed 1,799 · Balance 58,964 F1: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 15, 2019. F3: This figure is the weighted average sales price of multiple trades ranging from $11.00 to $11.05 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. |
| Common StockSEC Table I · non-derivative | Direct | 58,867 |
Reported balance
After 2020-02-21 transaction · row 9
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 9 · 2020-02-21 · Tax withholding · Disposed 97 · Balance 58,867 F4: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.75 · Expires 2025-03-10 | Direct | 1,124 |
Reported balance
After 2020-02-19 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2020-02-19 · Exercise / conversion · Disposed 1,604 · Balance 1,124 F1: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 15, 2019. F5: This employee stock option was granted on March 10, 2015. All of the options are fully vested and exercisable. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.75 · Expires 2025-03-10 | Direct | 0 |
Reported balance
After 2020-02-20 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2020-02-20 · Exercise / conversion · Disposed 1,124 · Balance 0 F1: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 15, 2019. F5: This employee stock option was granted on March 10, 2015. All of the options are fully vested and exercisable. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.75 · Expires 2025-03-10 | Direct | 3,473 |
Reported balance
After 2020-02-20 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2020-02-20 · Exercise / conversion · Disposed 16,042 · Balance 3,473 F1: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 15, 2019. F5: This employee stock option was granted on March 10, 2015. All of the options are fully vested and exercisable. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.75 · Expires 2025-03-10 | Direct | 1,674 |
Reported balance
After 2020-02-21 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2020-02-21 · Exercise / conversion · Disposed 1,799 · Balance 1,674 F1: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 15, 2019. F5: This employee stock option was granted on March 10, 2015. All of the options are fully vested and exercisable. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 15, 2019.
F2: This figure is the weighted average sales price of multiple trades ranging from $11.00 to $11.07 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.
F3: This figure is the weighted average sales price of multiple trades ranging from $11.00 to $11.05 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.
F4: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).
F5: This employee stock option was granted on March 10, 2015. All of the options are fully vested and exercisable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 01, 2018 Filed Feb 6, 2018 01:43 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 3,388 | $8.42 | $28,526.96 |
DisclosureSEC source: 0001421517-18-000031 · wf-form4_151788140694090.xml · nonDerivative · entry 1 Bensalah Nocair · CIK 0001544254 · VP of Manufacturing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,338 F1 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). F2 · price: Represents the weighted average stock price of the shares withheld for each restricted stock unit award vesting. Read SEC document |
| February 02, 2017 Filed Feb 6, 2017 23:42 UTC | Energy Recovery, Inc. ERII · Entity 5679 | GrantStock Option (Right to Buy) · Derivative | 25,843 | $0.00 Strike: $10.19 | $0.00 |
DisclosureSEC source: 0001437749-17-001786 · rdgdoc.xml · derivative · entry 2 Bensalah Nocair · CIK 0001544254 · VP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,434 Underlying: Common Stock · 25,843 shares Expires 2027-02-02 F2 · derivative.exercise_date: 25% of these options fully vest on the 1st anniversary of the vesting start date of 02/02/2017; thereafter, the remaining 75% vest 1/36th per month. Read SEC document |
| February 02, 2017 Filed Feb 6, 2017 23:42 UTC | Energy Recovery, Inc. ERII · Entity 5679 | GrantCommon Stock | 15,947 | $10.19 | $162,499.93 |
DisclosureSEC source: 0001437749-17-001786 · rdgdoc.xml · nonDerivative · entry 1 Bensalah Nocair · CIK 0001544254 · VP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,726 F1 · security: Restricted Stock Units which represent a contingent right to receive shares of common stock. 25% of these restricted stock units fully vest on the 1st anniversary of the vesting start date of 02/02/2017; thereafter, the remaining 75% vest 1/36th per month. Read SEC document |
| March 08, 2016 Filed Dec 8, 2016 21:36 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | OtherStock Option (Right to Buy) · Derivative | 44,248 | $0.00 Strike: $2.46 | $0.00 |
DisclosureSEC source: 0001437749-16-043115 · rdgdoc.xml · derivative · entry 3 Bensalah Nocair · CIK 0001544254 · VP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 44,248 shares Expires 2022-02-15 F2 · derivative.exercise_date: These option were originally granted on 2/16/2012 and became fully exercisable on 2/16/2016 Read SEC document |
| March 08, 2016 Filed Dec 8, 2016 21:36 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 44,248 | $8.53 | $377,382.34 |
DisclosureSEC source: 0001437749-16-043115 · rdgdoc.xml · nonDerivative · entry 2 Bensalah Nocair · CIK 0001544254 · VP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,779 F1 · price: This figure is the weighted average sales price of multiple trades ranging from $8.49 to $8.60 per share. The reporting person undertakes to provide to the SEC staff, ERI, or a shareholder of ERI, full information about the number of shares sold at each separate price, upon request. Read SEC document |
| March 08, 2016 Filed Dec 8, 2016 21:36 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 44,248 | $2.46 | $108,850.08 |
DisclosureSEC source: 0001437749-16-043115 · rdgdoc.xml · nonDerivative · entry 1 Bensalah Nocair · CIK 0001544254 · VP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,027 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.