person · Reporting owner
Kocherlakota Sitarama Swamy
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| S&P Global Inc.SPGI · Entity 2879 | EVP, Chief Digital Officer | March 04, 2025 | March 06, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
S&P Global Inc.
Report date March 04, 2025 · Filed March 06, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 9,418 |
Ending reported balance
After 2025-03-04 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2025-03-04 · Grant · Acquired 1,149 · Balance 6,209 F1: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award. Row 2 · 2025-03-04 · Tax withholding · Disposed 550 · Balance 5,659 F2: Withholding of shares of Common Stock under the S&P Global Inc. 2019 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3. Row 3 · 2025-03-04 · Grant · Acquired 7,681 · Balance 13,340 F3: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance-based Founders stock unit award. Row 4 · 2025-03-04 · Tax withholding · Disposed 3,922 · Balance 9,418 F2: Withholding of shares of Common Stock under the S&P Global Inc. 2019 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 604 |
Reported balance
Holding disclosure · report date 2025-03-04 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 604 F4: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F5: As previously reported, the reporting person was granted 1,776 restricted stock units on 03/01/2023, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2023 and 33% on 12/31/2024 and the remaining 34% will vest on 12/31/2025. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 1,193 |
Reported balance
Holding disclosure · report date 2025-03-04 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 1,193 F4: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F6: As previously reported, the reporting person was granted 1,780 restricted stock units on 03/01/2024, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2024 and will vest 33% on 12/31/2025 and 34% on 12/31/2026. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 1,429 |
Reported balance
Holding disclosure · report date 2025-03-04 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 1,429 F4: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F7: As previously reported, the reporting person was granted 1,429 restricted stock units on 03/01/2025, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2025, 33% on 12/31/2026 and 34% on 12/31/2027. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.
F2: Withholding of shares of Common Stock under the S&P Global Inc. 2019 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.
F3: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance-based Founders stock unit award.
F4: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F5: As previously reported, the reporting person was granted 1,776 restricted stock units on 03/01/2023, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2023 and 33% on 12/31/2024 and the remaining 34% will vest on 12/31/2025. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F6: As previously reported, the reporting person was granted 1,780 restricted stock units on 03/01/2024, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2024 and will vest 33% on 12/31/2025 and 34% on 12/31/2026. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F7: As previously reported, the reporting person was granted 1,429 restricted stock units on 03/01/2025, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2025, 33% on 12/31/2026 and 34% on 12/31/2027. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2021 Filed Jan 4, 2022 22:28 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 131 | $471.93 | $61,822.83 |
DisclosureSEC source: 0000064040-22-000014 · wf-form4_164133530593840.xml · nonDerivative · entry 6 Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,853 Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 22:28 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 341 | $471.93 | $160,928.13 |
DisclosureSEC source: 0000064040-22-000014 · wf-form4_164133530593840.xml · nonDerivative · entry 5 Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,984 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 22:28 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 152 | $471.93 | $71,733.36 |
DisclosureSEC source: 0000064040-22-000014 · wf-form4_164133530593840.xml · nonDerivative · entry 4 Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,643 Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 22:28 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 401 | $471.93 | $189,243.93 |
DisclosureSEC source: 0000064040-22-000014 · wf-form4_164133530593840.xml · nonDerivative · entry 3 Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,795 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 22:28 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 136 | $471.93 | $64,182.48 |
DisclosureSEC source: 0000064040-22-000014 · wf-form4_164133530593840.xml · nonDerivative · entry 2 Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,394 Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 22:28 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 312 | $471.93 | $147,242.16 |
DisclosureSEC source: 0000064040-22-000014 · wf-form4_164133530593840.xml · nonDerivative · entry 1 Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,530 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2021 Filed Apr 6, 2021 01:24 UTC | S&P Global Inc. SPGI · Entity 2879 | GrantRestricted Stock Units · Derivative | 1,034 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-21-000111 · wf-form4_161767219855984.xml · derivative · entry 2 Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,034 Underlying: Common Stock · 1,034 shares Expires not disclosed F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: The reporting person was granted 1,034 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2021, 33% on 12/31/2022 and 34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F2 · derivative.expiration_date: The reporting person was granted 1,034 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2021, 33% on 12/31/2022 and 34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 23:18 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 1,017 | $332.94 | $338,599.98 |
DisclosureSEC source: 0000064040-21-000081 · wf-form4_161489990461461.xml · nonDerivative · entry 2 Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,218 F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 23:18 UTC | S&P Global Inc. SPGI · Entity 2879 | GrantCommon Stock | 2,681 | $0.00 | $0.00 |
DisclosureSEC source: 0000064040-21-000081 · wf-form4_161489990461461.xml · nonDerivative · entry 1 Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,235 F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award. Read SEC document |
| December 31, 2020 Filed Jan 6, 2021 01:44 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionRestricted Stock Units · Derivative | 274 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-21-000013 · wf-form4_160989744992070.xml · derivative · entry 9 Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 274 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F4 · derivative.exercise_date: As previously reported, the reporting person was granted 804 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% vested on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F4 · derivative.expiration_date: As previously reported, the reporting person was granted 804 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% vested on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2020 Filed Jan 6, 2021 01:44 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionRestricted Stock Units · Derivative | 302 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-21-000013 · wf-form4_160989744992070.xml · derivative · entry 8 Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 312 Underlying: Common Stock · 302 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F3 · derivative.exercise_date: As previously reported, the reporting person was granted 916 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% will vest on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F3 · derivative.expiration_date: As previously reported, the reporting person was granted 916 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% will vest on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2020 Filed Jan 6, 2021 01:44 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionRestricted Stock Units · Derivative | 401 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-21-000013 · wf-form4_160989744992070.xml · derivative · entry 7 Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 815 Underlying: Common Stock · 401 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: As previously reported, the reporting person was granted 1,216 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and will vest 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F2 · derivative.expiration_date: As previously reported, the reporting person was granted 1,216 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and will vest 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2020 Filed Jan 6, 2021 01:44 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 109 | $328.73 | $35,831.57 |
DisclosureSEC source: 0000064040-21-000013 · wf-form4_160989744992070.xml · nonDerivative · entry 6 Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,554 Read SEC document |
| December 31, 2020 Filed Jan 6, 2021 01:44 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 274 | $328.73 | $90,072.02 |
DisclosureSEC source: 0000064040-21-000013 · wf-form4_160989744992070.xml · nonDerivative · entry 5 Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,663 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2020 Filed Jan 6, 2021 01:44 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 111 | $328.73 | $36,489.03 |
DisclosureSEC source: 0000064040-21-000013 · wf-form4_160989744992070.xml · nonDerivative · entry 4 Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,389 Read SEC document |
| December 31, 2020 Filed Jan 6, 2021 01:44 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 302 | $328.73 | $99,276.46 |
DisclosureSEC source: 0000064040-21-000013 · wf-form4_160989744992070.xml · nonDerivative · entry 3 Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2020 Filed Jan 6, 2021 01:44 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 138 | $328.73 | $45,364.74 |
DisclosureSEC source: 0000064040-21-000013 · wf-form4_160989744992070.xml · nonDerivative · entry 2 Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,198 Read SEC document |
| December 31, 2020 Filed Jan 6, 2021 01:44 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 401 | $328.73 | $131,820.73 |
DisclosureSEC source: 0000064040-21-000013 · wf-form4_160989744992070.xml · nonDerivative · entry 1 Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,336 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2020 Filed Aug 4, 2020 21:27 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionRestricted Stock Units · Derivative | 1,100 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-20-000164 · wf-form4_159657628324119.xml · derivative · entry 3 Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,100 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: As previously reported, the reporting person was granted 3,234 restricted stock units on 08/01/2017, subject to 3-year vesting. The restricted stock units vested 33% on 08/01/2018 and 33% on 08/01/2019 and the remaining 34% vested on 08/01/2020. F2 · derivative.expiration_date: As previously reported, the reporting person was granted 3,234 restricted stock units on 08/01/2017, subject to 3-year vesting. The restricted stock units vested 33% on 08/01/2018 and 33% on 08/01/2019 and the remaining 34% vested on 08/01/2020. Read SEC document |
| August 01, 2020 Filed Aug 4, 2020 21:27 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 542 | $350.25 | $189,835.50 |
DisclosureSEC source: 0000064040-20-000164 · wf-form4_159657628324119.xml · nonDerivative · entry 2 Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,935 Read SEC document |
| August 01, 2020 Filed Aug 4, 2020 21:27 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 1,100 | $350.25 | $385,275.00 |
DisclosureSEC source: 0000064040-20-000164 · wf-form4_159657628324119.xml · nonDerivative · entry 1 Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,477 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2020 Filed Apr 4, 2020 00:09 UTC | S&P Global Inc. SPGI · Entity 2879 | GrantRestricted Stock Units · Derivative | 1,216 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-20-000101 · wf-form4_158595894255713.xml · derivative · entry 2 Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,216 Underlying: Common Stock · 1,216 shares Expires not disclosed F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: The reporting person was granted 1,216 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2020, 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F2 · derivative.expiration_date: The reporting person was granted 1,216 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2020, 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| March 03, 2020 Filed Mar 6, 2020 01:36 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 1,199 | $280.14 | $335,887.86 |
DisclosureSEC source: 0000064040-20-000074 · wf-form4_158345859119388.xml · nonDerivative · entry 2 Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,377 F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3. Read SEC document |
| March 03, 2020 Filed Mar 6, 2020 01:36 UTC | S&P Global Inc. SPGI · Entity 2879 | GrantCommon Stock | 3,259 | $0.00 | $0.00 |
DisclosureSEC source: 0000064040-20-000074 · wf-form4_158345859119388.xml · nonDerivative · entry 1 Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,576 F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:32 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionRestricted Stock Units · Derivative | 302 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-20-000016 · wf-form4_157809072516409.xml · derivative · entry 9 Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 614 Underlying: Common Stock · 302 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F4 · derivative.exercise_date: As previously reported, the reporting person was granted 916 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and will vest 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F4 · derivative.expiration_date: As previously reported, the reporting person was granted 916 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and will vest 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:32 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionRestricted Stock Units · Derivative | 265 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-20-000016 · wf-form4_157809072516409.xml · derivative · entry 8 Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 274 Underlying: Common Stock · 265 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F3 · derivative.exercise_date: As previously reported, the reporting person was granted 804 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% will vest on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F3 · derivative.expiration_date: As previously reported, the reporting person was granted 804 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% will vest on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:32 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionRestricted Stock Units · Derivative | 297 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-20-000016 · wf-form4_157809072516409.xml · derivative · entry 7 Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 297 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: As previously reported, the reporting person was granted 873 restricted stock units on 08/01/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% vested on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F2 · derivative.expiration_date: As previously reported, the reporting person was granted 873 restricted stock units on 08/01/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% vested on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:32 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 102 | $273.05 | $27,851.10 |
DisclosureSEC source: 0000064040-20-000016 · wf-form4_157809072516409.xml · nonDerivative · entry 6 Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,317 Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:32 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 302 | $273.05 | $82,461.10 |
DisclosureSEC source: 0000064040-20-000016 · wf-form4_157809072516409.xml · nonDerivative · entry 5 Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,419 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:32 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 102 | $273.05 | $27,851.10 |
DisclosureSEC source: 0000064040-20-000016 · wf-form4_157809072516409.xml · nonDerivative · entry 4 Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,117 Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:32 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 265 | $273.05 | $72,358.25 |
DisclosureSEC source: 0000064040-20-000016 · wf-form4_157809072516409.xml · nonDerivative · entry 3 Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,219 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:32 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 118 | $273.05 | $32,219.90 |
DisclosureSEC source: 0000064040-20-000016 · wf-form4_157809072516409.xml · nonDerivative · entry 2 Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,954 Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:32 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 297 | $273.05 | $81,095.85 |
DisclosureSEC source: 0000064040-20-000016 · wf-form4_157809072516409.xml · nonDerivative · entry 1 Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,072 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 21:12 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionRestricted Stock Units · Derivative | 1,067 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-19-000166 · wf-form4_156503952769842.xml · derivative · entry 3 Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,100 Underlying: Common Stock · 1,067 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: As previously reported, the reporting person was granted 3,234 restricted stock units on 08/01/2017, subject to 3-year vesting. The restricted stock units vested 33% on 08/01/2018 and 33% on 08/01/2019 and the remaining 34% will vest on 08/01/2020. F2 · derivative.expiration_date: As previously reported, the reporting person was granted 3,234 restricted stock units on 08/01/2017, subject to 3-year vesting. The restricted stock units vested 33% on 08/01/2018 and 33% on 08/01/2019 and the remaining 34% will vest on 08/01/2020. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 21:12 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 366 | $257.22 | $94,142.52 |
DisclosureSEC source: 0000064040-19-000166 · wf-form4_156503952769842.xml · nonDerivative · entry 2 Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,775 Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 21:12 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 1,067 | $257.22 | $274,453.74 |
DisclosureSEC source: 0000064040-19-000166 · wf-form4_156503952769842.xml · nonDerivative · entry 1 Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,141 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2019 Filed Apr 4, 2019 01:15 UTC | S&P Global Inc. SPGI · Entity 2879 | GrantRestricted Stock Units · Derivative | 916 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-19-000114 · wf-form4_155434052919344.xml · derivative · entry 2 Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 916 Underlying: Common Stock · 916 shares Expires not disclosed F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: The reporting person was granted 916 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2019, 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F2 · derivative.expiration_date: The reporting person was granted 916 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2019, 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:05 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionRestricted Stock Units · Derivative | 265 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-19-000012 · wf-form4_154656750237578.xml · derivative · entry 6 Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 539 Underlying: Common Stock · 265 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F3 · derivative.exercise_date: As previously reported, the reporting person was granted 804 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F3 · derivative.expiration_date: As previously reported, the reporting person was granted 804 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:05 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionRestricted Stock Units · Derivative | 288 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-19-000012 · wf-form4_154656750237578.xml · derivative · entry 5 Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297 Underlying: Common Stock · 288 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: As previously reported, the reporting person was granted 873 restricted stock units on 08/01/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F2 · derivative.expiration_date: As previously reported, the reporting person was granted 873 restricted stock units on 08/01/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:05 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 105 | $169.94 | $17,843.70 |
DisclosureSEC source: 0000064040-19-000012 · wf-form4_154656750237578.xml · nonDerivative · entry 4 Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,074 Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:05 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 114 | $169.94 | $19,373.16 |
DisclosureSEC source: 0000064040-19-000012 · wf-form4_154656750237578.xml · nonDerivative · entry 3 Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,179 Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:05 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 265 | $169.94 | $45,034.10 |
DisclosureSEC source: 0000064040-19-000012 · wf-form4_154656750237578.xml · nonDerivative · entry 2 Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,293 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:05 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 288 | $169.94 | $48,942.72 |
DisclosureSEC source: 0000064040-19-000012 · wf-form4_154656750237578.xml · nonDerivative · entry 1 Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,028 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2018 Filed Aug 2, 2018 21:29 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionRestricted Stock Units · Derivative | 1,067 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-18-000166 · wf-form4_153324537590999.xml · derivative · entry 3 Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,167 Underlying: Common Stock · 1,067 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: The restricted stock units vested 33% on 08/01/2018 and will vest 33% on 08/01/2019 and 34% on 08/01/2020. F2 · derivative.expiration_date: The restricted stock units vested 33% on 08/01/2018 and will vest 33% on 08/01/2019 and 34% on 08/01/2020. Read SEC document |
| August 01, 2018 Filed Aug 2, 2018 21:29 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 492 | $197.73 | $97,283.16 |
DisclosureSEC source: 0000064040-18-000166 · wf-form4_153324537590999.xml · nonDerivative · entry 2 Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 740 Read SEC document |
| August 01, 2018 Filed Aug 2, 2018 21:29 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 1,067 | $197.73 | $210,977.91 |
DisclosureSEC source: 0000064040-18-000166 · wf-form4_153324537590999.xml · nonDerivative · entry 1 Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,232 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 22:26 UTC | S&P Global Inc. SPGI · Entity 2879 | GrantRestricted Stock Units · Derivative | 804 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-18-000116 · wf-form4_152288078552383.xml · derivative · entry 2 Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 804 Underlying: Common Stock · 804 shares Expires not disclosed F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: The restricted stock units will vest 33% on 12/31/2018, 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F2 · derivative.expiration_date: The restricted stock units will vest 33% on 12/31/2018, 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.