Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Walker & Dunlop, Inc.WD · Entity 4737 | EVP & Chief Credit Officer | March 02, 2020 | March 03, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Walker & Dunlop, Inc.
Report date March 02, 2020 · Filed March 03, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 57,176 |
Ending reported balance
After 2020-03-02 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2020-03-02 · Exercise / conversion · Acquired 10,819 · Balance 67,995 Row 2 · 2020-03-02 · Sale · Disposed 1,439 · Balance 66,556 F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2019. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.30 to $66.26. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 3 · 2020-03-02 · Sale · Disposed 3,320 · Balance 63,236 F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2019. F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.40 to $67.365. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 4 · 2020-03-02 · Sale · Disposed 3,253 · Balance 59,983 F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2019. F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.43 to $68.42. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 5 · 2020-03-02 · Sale · Disposed 1,874 · Balance 58,109 F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2019. F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.46 to $69.35. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 6 · 2020-03-02 · Sale · Disposed 933 · Balance 57,176 F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2019. F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.56 to $69.92. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $20.40 · Expires 2026-02-15 | Direct | 0 |
Reported balance
After 2020-03-02 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2020-03-02 · Exercise / conversion · Disposed 10,819 · Balance 0 |
Filing footnotes · ownership attribution and instrument terms
F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2019.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.30 to $66.26. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.40 to $67.365. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.43 to $68.42. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.46 to $69.35. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.56 to $69.92. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 07, 2018 Filed Aug 9, 2018 21:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Disposition to issuerCommon Stock | 15,604 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-050984 · a4.xml · nonDerivative · entry 1 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 5,886 F1 · shares: Upon the reporting person's spouse's resignation from her position as an officer of the Company, each share of restricted stock held by the reporting person's spouse was forfeited to the Company. Read SEC document |
| July 25, 2018 Filed Jul 26, 2018 21:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionStock Options (right to buy) · Derivative | 8,156 | $0.00 Strike: $18.03 | $0.00 |
DisclosureSEC source: 0001104659-18-047434 · a4.xml · derivative · entry 9 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,158 Underlying: Common Stock · 8,156 shares Expires 2023-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 25, 2018 Filed Jul 26, 2018 21:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionStock Options (right to buy) · Derivative | 6,476 | $0.00 Strike: $13.05 | $0.00 |
DisclosureSEC source: 0001104659-18-047434 · a4.xml · derivative · entry 8 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,479 Underlying: Common Stock · 6,476 shares Expires 2022-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 25, 2018 Filed Jul 26, 2018 21:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionStock Options (right to buy) · Derivative | 4,250 | $0.00 Strike: $12.52 | $0.00 |
DisclosureSEC source: 0001104659-18-047434 · a4.xml · derivative · entry 7 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,250 Underlying: Common Stock · 4,250 shares Expires 2021-03-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 25, 2018 Filed Jul 26, 2018 21:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 2,900 | $58.88 | $170,760.12 |
DisclosureSEC source: 0001104659-18-047434 · a4.xml · nonDerivative · entry 5 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,145 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 25, 2018. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.72 to $59.36. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 25, 2018 Filed Jul 26, 2018 21:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 19,732 | $58.09 | $1,146,172.68 |
DisclosureSEC source: 0001104659-18-047434 · a4.xml · nonDerivative · entry 4 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,045 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 25, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.70 to $58.67. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 25, 2018 Filed Jul 26, 2018 21:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionCommon Stock | 8,156 | $18.03 | $147,052.68 |
DisclosureSEC source: 0001104659-18-047434 · a4.xml · nonDerivative · entry 3 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,777 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 25, 2018 Filed Jul 26, 2018 21:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionCommon Stock | 6,476 | $13.05 | $84,511.80 |
DisclosureSEC source: 0001104659-18-047434 · a4.xml · nonDerivative · entry 2 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,621 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 25, 2018 Filed Jul 26, 2018 21:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionCommon Stock | 4,250 | $12.52 | $53,210.00 |
DisclosureSEC source: 0001104659-18-047434 · a4.xml · nonDerivative · entry 1 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,145 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 28, 2018 Filed Jun 29, 2018 21:01 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionStock Options (right to buy) · Derivative | 1,238 | $0.00 Strike: $18.03 | $0.00 |
DisclosureSEC source: 0001104659-18-043253 · a4.xml · derivative · entry 17 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,314 Underlying: Common Stock · 1,238 shares Expires 2023-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 28, 2018 Filed Jun 29, 2018 21:01 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionStock Options (right to buy) · Derivative | 518 | $0.00 Strike: $13.05 | $0.00 |
DisclosureSEC source: 0001104659-18-043253 · a4.xml · derivative · entry 16 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,955 Underlying: Common Stock · 518 shares Expires 2022-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 28, 2018 Filed Jun 29, 2018 21:01 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionStock Options (right to buy) · Derivative | 17 | $0.00 Strike: $12.52 | $0.00 |
DisclosureSEC source: 0001104659-18-043253 · a4.xml · derivative · entry 15 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,500 Underlying: Common Stock · 17 shares Expires 2021-03-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 28, 2018 Filed Jun 29, 2018 21:01 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 1,773 | $55.36 | $98,160.02 |
DisclosureSEC source: 0001104659-18-043253 · a4.xml · nonDerivative · entry 10 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,895 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 25, 2018. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.14 to $55.74. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 28, 2018 Filed Jun 29, 2018 21:01 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionCommon Stock | 1,238 | $18.03 | $22,321.14 |
DisclosureSEC source: 0001104659-18-043253 · a4.xml · nonDerivative · entry 9 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,668 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 28, 2018 Filed Jun 29, 2018 21:01 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionCommon Stock | 518 | $13.05 | $6,759.90 |
DisclosureSEC source: 0001104659-18-043253 · a4.xml · nonDerivative · entry 8 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,430 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 28, 2018 Filed Jun 29, 2018 21:01 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionCommon Stock | 17 | $12.52 | $212.84 |
DisclosureSEC source: 0001104659-18-043253 · a4.xml · nonDerivative · entry 7 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,912 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 27, 2018 Filed Jun 29, 2018 21:01 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionStock Options (right to buy) · Derivative | 6,918 | $0.00 Strike: $18.03 | $0.00 |
DisclosureSEC source: 0001104659-18-043253 · a4.xml · derivative · entry 14 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,552 Underlying: Common Stock · 6,918 shares Expires 2023-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 27, 2018 Filed Jun 29, 2018 21:01 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionStock Options (right to buy) · Derivative | 5,958 | $0.00 Strike: $13.05 | $0.00 |
DisclosureSEC source: 0001104659-18-043253 · a4.xml · derivative · entry 13 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,473 Underlying: Common Stock · 5,958 shares Expires 2022-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 27, 2018 Filed Jun 29, 2018 21:01 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionStock Options (right to buy) · Derivative | 4,233 | $0.00 Strike: $12.52 | $0.00 |
DisclosureSEC source: 0001104659-18-043253 · a4.xml · derivative · entry 12 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,517 Underlying: Common Stock · 4,233 shares Expires 2021-03-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 27, 2018 Filed Jun 29, 2018 21:01 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 4,200 | $57.36 | $240,903.60 |
DisclosureSEC source: 0001104659-18-043253 · a4.xml · nonDerivative · entry 6 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,895 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 25, 2018. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.13 to $57.89. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 27, 2018 Filed Jun 29, 2018 21:01 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 7,278 | $56.38 | $410,354.75 |
DisclosureSEC source: 0001104659-18-043253 · a4.xml · nonDerivative · entry 5 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,095 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 25, 2018. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.00 to $56.92. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 27, 2018 Filed Jun 29, 2018 21:01 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 9,381 | $55.62 | $521,804.99 |
DisclosureSEC source: 0001104659-18-043253 · a4.xml · nonDerivative · entry 4 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,373 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 25, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.37 to $55.95. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 27, 2018 Filed Jun 29, 2018 21:01 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionCommon Stock | 6,918 | $18.03 | $124,731.54 |
DisclosureSEC source: 0001104659-18-043253 · a4.xml · nonDerivative · entry 3 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,754 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 27, 2018 Filed Jun 29, 2018 21:01 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionCommon Stock | 5,958 | $13.05 | $77,751.90 |
DisclosureSEC source: 0001104659-18-043253 · a4.xml · nonDerivative · entry 2 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,836 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 27, 2018 Filed Jun 29, 2018 21:01 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionCommon Stock | 4,233 | $12.52 | $52,997.16 |
DisclosureSEC source: 0001104659-18-043253 · a4.xml · nonDerivative · entry 1 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,878 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 05, 2018 Filed Jun 7, 2018 21:01 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GrantDividend Equivalent Rights · Derivative | 15.8348 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-038937 · a4.xml · derivative · entry 1 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 33.363 Underlying: Common Stock · 15.8348 shares Expires not disclosed F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company. F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person's spouse and will vest proportionately with the restricted stock units to which they relate. F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person's spouse and will vest proportionately with the restricted stock units to which they relate. Read SEC document |
| June 01, 2018 Filed Jun 1, 2018 21:02 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 500 | $57.11 | $28,555.00 |
DisclosureSEC source: 0001104659-18-037663 · a4.xml · nonDerivative · entry 10 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,645 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 25, 2018. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.99 to $57.19. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 01, 2018 Filed Jun 1, 2018 21:02 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 10,814 | $56.35 | $609,389.45 |
DisclosureSEC source: 0001104659-18-037663 · a4.xml · nonDerivative · entry 9 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,145 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 25, 2018. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.95 to $56.93. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 31, 2018 Filed Jun 1, 2018 21:02 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionStock Options (right to buy) · Derivative | 4,078 | $0.00 Strike: $18.03 | $0.00 |
DisclosureSEC source: 0001104659-18-037663 · a4.xml · derivative · entry 17 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,470 Underlying: Common Stock · 4,078 shares Expires 2023-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 31, 2018 Filed Jun 1, 2018 21:02 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionStock Options (right to buy) · Derivative | 3,238 | $0.00 Strike: $13.05 | $0.00 |
DisclosureSEC source: 0001104659-18-037663 · a4.xml · derivative · entry 16 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,431 Underlying: Common Stock · 3,238 shares Expires 2022-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 31, 2018 Filed Jun 1, 2018 21:02 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionStock Options (right to buy) · Derivative | 2,124 | $0.00 Strike: $12.52 | $0.00 |
DisclosureSEC source: 0001104659-18-037663 · a4.xml · derivative · entry 15 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,750 Underlying: Common Stock · 2,124 shares Expires 2021-03-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 31, 2018 Filed Jun 1, 2018 21:02 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionCommon Stock | 4,078 | $18.03 | $73,526.34 |
DisclosureSEC source: 0001104659-18-037663 · a4.xml · nonDerivative · entry 8 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,959 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 31, 2018 Filed Jun 1, 2018 21:02 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionCommon Stock | 3,238 | $13.05 | $42,255.90 |
DisclosureSEC source: 0001104659-18-037663 · a4.xml · nonDerivative · entry 7 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,881 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 31, 2018 Filed Jun 1, 2018 21:02 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionCommon Stock | 2,124 | $12.52 | $26,592.48 |
DisclosureSEC source: 0001104659-18-037663 · a4.xml · nonDerivative · entry 6 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,643 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 30, 2018 Filed Jun 1, 2018 21:02 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionStock Options (right to buy) · Derivative | 4,078 | $0.00 Strike: $18.03 | $0.00 |
DisclosureSEC source: 0001104659-18-037663 · a4.xml · derivative · entry 14 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,548 Underlying: Common Stock · 4,078 shares Expires 2023-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 30, 2018 Filed Jun 1, 2018 21:02 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionStock Options (right to buy) · Derivative | 3,238 | $0.00 Strike: $13.05 | $0.00 |
DisclosureSEC source: 0001104659-18-037663 · a4.xml · derivative · entry 13 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,669 Underlying: Common Stock · 3,238 shares Expires 2022-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 30, 2018 Filed Jun 1, 2018 21:02 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionStock Options (right to buy) · Derivative | 2,126 | $0.00 Strike: $12.52 | $0.00 |
DisclosureSEC source: 0001104659-18-037663 · a4.xml · derivative · entry 12 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,874 Underlying: Common Stock · 2,126 shares Expires 2021-03-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 30, 2018 Filed Jun 1, 2018 21:02 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 1,745 | $57.56 | $100,436.97 |
DisclosureSEC source: 0001104659-18-037663 · a4.xml · nonDerivative · entry 5 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,519 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 25, 2018. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.49 to $57.61. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 30, 2018 Filed Jun 1, 2018 21:02 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 9,573 | $57.14 | $546,979.20 |
DisclosureSEC source: 0001104659-18-037663 · a4.xml · nonDerivative · entry 4 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,264 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 25, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.48 to $57.48. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 30, 2018 Filed Jun 1, 2018 21:02 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionCommon Stock | 4,078 | $18.03 | $73,526.34 |
DisclosureSEC source: 0001104659-18-037663 · a4.xml · nonDerivative · entry 3 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,837 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 30, 2018 Filed Jun 1, 2018 21:02 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionCommon Stock | 3,238 | $13.05 | $42,255.90 |
DisclosureSEC source: 0001104659-18-037663 · a4.xml · nonDerivative · entry 2 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,759 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 30, 2018 Filed Jun 1, 2018 21:02 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionCommon Stock | 2,126 | $12.52 | $26,617.52 |
DisclosureSEC source: 0001104659-18-037663 · a4.xml · nonDerivative · entry 1 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,521 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 17, 2018 Filed May 18, 2018 21:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionStock Options (right to buy) · Derivative | 7,000 | $0.00 Strike: $12.52 | $0.00 |
DisclosureSEC source: 0001104659-18-034520 · a4.xml · derivative · entry 4 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,000 Underlying: Common Stock · 7,000 shares Expires 2021-03-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 17, 2018 Filed May 18, 2018 21:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 7,000 | $54.70 | $382,883.20 |
DisclosureSEC source: 0001104659-18-034520 · a4.xml · nonDerivative · entry 2 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,395 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 15, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.35 to $55.30. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 17, 2018 Filed May 18, 2018 21:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionCommon Stock | 7,000 | $12.52 | $87,640.00 |
DisclosureSEC source: 0001104659-18-034520 · a4.xml · nonDerivative · entry 1 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,395 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2018 Filed May 10, 2018 21:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 1,000 | $55.54 | $55,538.00 |
DisclosureSEC source: 0001104659-18-032212 · a4.xml · nonDerivative · entry 1 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,395 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.44 to $55.63. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 04, 2018 Filed May 7, 2018 21:02 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 15,275 | $54.42 | $831,315.91 |
DisclosureSEC source: 0001104659-18-030952 · a4.xml · nonDerivative · entry 1 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 21,490 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.11 to $54.65. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 25, 2018 Filed Apr 26, 2018 20:31 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 1,000 | $60.75 | $60,745.60 |
DisclosureSEC source: 0001104659-18-027192 · a4.xml · nonDerivative · entry 1 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,395 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.49 to $61.22. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 11, 2018 Filed Apr 11, 2018 21:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 1,000 | $58.85 | $58,854.10 |
DisclosureSEC source: 0001104659-18-023519 · a4.xml · nonDerivative · entry 1 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,395 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.59 to $59.17. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 28, 2018 Filed Mar 29, 2018 21:01 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 1,000 | $55.46 | $55,461.00 |
DisclosureSEC source: 0001104659-18-021299 · a4.xml · nonDerivative · entry 1 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,395 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.34 to $55.76. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.