Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Ready Capital CorpRC · Entity 5999 | Director | March 10, 2020 | March 12, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Ready Capital Corp
Report date March 10, 2020 · Filed March 12, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 27,028 |
Reported balance
After 2020-03-10 transaction · row 1
1 source rowRow 1 · 2020-03-10 · Grant · Acquired 6,268 · Balance 27,028 F1: On March 10, 2020, the reporting person was awarded 6,268 shares of restricted Common Stock under the 2012 Ready Capital Corporation Equity Incentive Plan. The shares will vest in equal installments of one-quarter on March 31, 2020, June 30, 2020, September 30, 2020 and December 31, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: On March 10, 2020, the reporting person was awarded 6,268 shares of restricted Common Stock under the 2012 Ready Capital Corporation Equity Incentive Plan. The shares will vest in equal installments of one-quarter on March 31, 2020, June 30, 2020, September 30, 2020 and December 31, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 10, 2020 Filed Mar 12, 2020 20:16 UTC | Ready Capital Corp RC · Entity 5999 | GrantCommon Stock | 6,268 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-032498 · a4.xml · nonDerivative · entry 1 Holman David L. · CIK 0001637829 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,028 F1 · price: On March 10, 2020, the reporting person was awarded 6,268 shares of restricted Common Stock under the 2012 Ready Capital Corporation Equity Incentive Plan. The shares will vest in equal installments of one-quarter on March 31, 2020, June 30, 2020, September 30, 2020 and December 31, 2020. Read SEC document |
| March 05, 2019 Filed Mar 8, 2019 00:37 UTC | Ready Capital Corp RC · Entity 5999 | GrantCommon Stock | 4,984 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-013450 · a4.xml · nonDerivative · entry 1 Holman David L. · CIK 0001637829 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,760 F1 · price: On March 5, 2019, the reporting person was awarded 4,984 shares of restricted Common Stock under the 2012 Ready Capital Corporation Equity Incentive Plan. The shares will vest in equal installments of one-quarter on March 31, 2019, June 30, 2019, September 30, 2019 and December 31, 2019. Read SEC document |
| March 06, 2018 Filed Mar 9, 2018 00:02 UTC | Ready Capital Corp SLD · Entity 5999 | GrantCommon Stock | 5,776 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-015977 · a4.xml · nonDerivative · entry 1 Holman David L. · CIK 0001637829 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,776 F1 · price: On March 6, 2018, the reporting person was awarded 5,776 Restricted Stock Units ("RSUs") under the 2012 Sutherland Asset Management Corporation Equity Incentive Plan, which represent the right to receive one share of Common Stock of the issuer for each RSU at vesting. Pursuant to the terms of the award agreement, the RSUs will vest in equal increments of one-quarter on March 31, 2018, June 30, 2018, September 30, 2018 and December 31, 2018. The reporting person will receive dividend equivalent rights on unvested RSUs from the grant date payable in cash in an amount equal to the cash dividend distributions paid on a share of Common Stock of the issuer. Read SEC document |
| March 29, 2017 Filed Apr 20, 2017 21:31 UTC | Ready Capital Corp SLD · Entity 5999 | GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-024942 · a4.xml · nonDerivative · entry 1 Holman David L. · CIK 0001637829 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · price: On March 29, 2017, the reporting person was awarded 10,000 Restricted Stock Units ("RSUs") under the 2012 Sutherland Asset Management Corporation Equity Incentive Plan, which represent the right to receive one share of Common Stock of the issuer for each RSU at vesting. Pursuant to the terms of the award agreement, 5,000 RSUs vested on the date of the grant, with the remaining 5,000 RSUs vesting in equal increments of one-quarter on March 31, 2017, June 30, 2017, September 30, 2017 and December 31, 2017. The reporting person will receive dividend equivalent rights on unvested RSUs from the grant date payable in cash in an amount equal to the cash dividend distributions paid on a share of Common Stock of the issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.